$1.22 Billion is the total value of RATIONAL ADVISORS LLC's 312 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 45.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AGG | Sell | ISHAREScore totusbd etf | $115,000,702 | -4.5% | 1,154,162 | -7.0% | 9.39% | -5.9% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $114,955,599 | -4.6% | 1,557,031 | -7.2% | 9.39% | -6.0% |
| SCHZ | New | SCHWAB STRATEGIC TRus aggregate b | $114,821,419 | – | 2,447,696 | +100.0% | 9.38% | – |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $80,497,909 | +13.2% | 250,827 | -6.0% | 6.57% | +11.6% |
| AMLP | Sell | ALPS ETF TRalerian mlp | $73,561,849 | -3.9% | 1,903,282 | -5.3% | 6.01% | -5.3% |
| FUTY | New | FIDELITYmsci utils index | $70,233,119 | – | 1,602,764 | +100.0% | 5.73% | – |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $62,381,135 | -2.7% | 405,046 | -4.0% | 5.09% | -4.1% |
| JEPI | Buy | J P MORGAN EXCHANGE-TRADED Fequity premium | $56,358,884 | +9.5% | 1,032,214 | +9.3% | 4.60% | +7.9% |
| SCHH | Buy | SCHWAB STRATEGIC TRus reit etf | $48,197,195 | +8.8% | 2,471,651 | +7.7% | 3.94% | +7.2% |
| PFFD | Buy | GLOBAL X FDSus pfd etf | $40,999,540 | +7.7% | 2,064,428 | +5.1% | 3.35% | +6.2% |
| NTSX | Sell | WISDOMTREE TR90/60 balnced fd | $38,861,520 | -31.3% | 1,108,429 | -36.4% | 3.17% | -32.3% |
| USHY | Buy | ISHARES TRbroad usd high | $31,353,429 | +60.5% | 881,953 | +55.9% | 2.56% | +58.1% |
| IEFA | Buy | ISHARES TRcore msci eafe | $29,638,616 | +92.3% | 443,360 | +77.3% | 2.42% | +89.5% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $25,782,527 | -10.7% | 62,719 | -16.6% | 2.10% | -12.0% |
| New | DIMENSIONAL ETF TRUST | $25,173,940 | – | 592,328 | +100.0% | 2.06% | – | |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $24,753,396 | +1.0% | 511,751 | -5.8% | 2.02% | -0.5% |
| VOO | Sell | VANGUARD INDEX FDS | $24,568,653 | +2.2% | 65,330 | -4.6% | 2.01% | +0.7% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $19,041,421 | +191.0% | 237,365 | +181.1% | 1.56% | +186.9% |
| SHY | Sell | ISHARES TR1-3 yr tr bd etf | $15,117,440 | -25.0% | 184,000 | -25.9% | 1.23% | -26.1% |
| BAB | Sell | INVESCO EXCHNG TRADED FD TRtaxable mun bd | $12,585,190 | -62.0% | 468,199 | -63.6% | 1.03% | -62.5% |
| MBB | New | ISHARES TRmbs etf | $6,188,711 | – | 65,330 | +100.0% | 0.50% | – |
| BX | Sell | BLACKSTONE GROUP INC | $5,937,984 | +11.8% | 67,600 | -5.6% | 0.48% | +10.2% |
| New | DEXCOM INCnote | $5,345,077 | – | 4,990,000 | +100.0% | 0.44% | – | |
| New | WESTERN DIGITAL CORP.note 1.500% 2/0 | $4,996,489 | – | 5,183,080 | +100.0% | 0.41% | – | |
| New | SPLUNK INCnote 1.125% 6/1 | $4,785,200 | – | 5,600,000 | +100.0% | 0.39% | – | |
| BDXB | Buy | BECTON DICKINSON & CO6% dp conv pfd b | $4,733,344 | +5.0% | 95,200 | +5.8% | 0.39% | +3.5% |
| KKR | Sell | KKR & CO INCcl a | $4,663,776 | +11.6% | 88,800 | -1.3% | 0.38% | +10.1% |
| New | EURONET WORLDWIDE INCnote 0.750% 3/1 | $4,620,893 | – | 4,800,928 | +100.0% | 0.38% | – | |
| New | EXPEDIA GROUP INCnote 2/1 | $4,471,806 | – | 4,995,000 | +100.0% | 0.36% | – | |
| AAPL | Buy | APPLE INC | $4,218,472 | +43.1% | 25,582 | +12.8% | 0.34% | +41.0% |
| MSFT | Sell | MICROSOFT CORP | $3,808,154 | -7.2% | 13,209 | -22.8% | 0.31% | -8.5% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $3,806,208 | -64.9% | 38,400 | -66.1% | 0.31% | -65.4% |
| NEEPRQ | Sell | NEXTERA ENERGY INCunit 99/99/9999 | $3,750,912 | -12.6% | 76,800 | -9.6% | 0.31% | -14.0% |
| NIMC | Sell | NISOURCE INCunit 12/01/2023 | $3,726,422 | -27.5% | 35,800 | -27.4% | 0.30% | -28.6% |
| New | ARES CAPITAL CORPnote 4.625% 3/0 | $3,725,438 | – | 3,700,000 | +100.0% | 0.30% | – | |
| New | ALTERYX INCnote 1.000% 8/0 | $3,589,050 | – | 4,260,000 | +100.0% | 0.29% | – | |
| New | CYBERARK SOFTWARE LTDnote 11/1 | $3,250,671 | – | 2,905,000 | +100.0% | 0.26% | – | |
| New | ETSY INCnote 0.250% 6/1 | $3,243,518 | – | 3,930,000 | +100.0% | 0.26% | – | |
| AEPPZ | New | AMERICAN ELEC PWR CO INCunit 08/15/2023 | $3,227,435 | – | 64,100 | +100.0% | 0.26% | – |
| New | DOCUSIGN INCnote 1/1 | $3,195,966 | – | 3,350,000 | +100.0% | 0.26% | – | |
| AMZN | Sell | AMAZON COM INC | $3,076,699 | +22.6% | 29,787 | -0.3% | 0.25% | +20.7% |
| New | OKTA INCnote 0.375% 6/1 | $2,977,649 | – | 3,499,000 | +100.0% | 0.24% | – | |
| New | INSULET CORPnote 0.375% 9/0 | $2,972,065 | – | 1,990,000 | +100.0% | 0.24% | – | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,976,533 | +6.0% | 28,695 | -9.9% | 0.24% | +4.3% |
| New | BOOKING HOLDINGS INCnote 0.750% 5/0 | $2,875,011 | – | 1,920,000 | +100.0% | 0.24% | – | |
| CRM | Buy | SALESFORCE COM INC | $2,835,877 | +18996.8% | 14,195 | +12574.1% | 0.23% | +23100.0% |
| New | PROS HOLDINGS INCnote 1.000% 5/1 | $2,795,487 | – | 2,970,000 | +100.0% | 0.23% | – | |
| New | SOUTHWEST AIRLS COnote 1.250% 5/0 | $2,692,320 | – | 2,370,000 | +100.0% | 0.22% | – | |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,675,805 | +33.9% | 5,662 | +50.2% | 0.22% | +31.3% |
| BSXPRA | Sell | BOSTON SCIENTIFIC CORP5.50% cnv pfd a | $2,282,506 | -52.8% | 18,935 | -55.1% | 0.19% | -53.6% |
| NKE | Buy | NIKE INCcl b | $2,138,719 | +11.2% | 17,439 | +6.1% | 0.18% | +10.1% |
| TSLA | Buy | TESLA MTRS INC | $2,082,691 | +706.7% | 10,039 | +379.0% | 0.17% | +709.5% |
| PXD | Sell | PIONEER NAT RES CO | $2,001,552 | -20.3% | 9,800 | -10.9% | 0.16% | -21.6% |
| NVDA | New | NVIDIA CORP | $1,964,389 | – | 7,072 | +100.0% | 0.16% | – |
| DECK | Buy | DECKERS OUTDOOR CORP | $1,933,065 | +176.7% | 4,300 | +145.7% | 0.16% | +172.4% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,934,812 | -37.6% | 3,894 | -42.7% | 0.16% | -38.5% |
| AMD | New | ADVANCED MICRO DEVICES INC | $1,930,895 | – | 19,701 | +100.0% | 0.16% | – |
| EL | Buy | LAUDER ESTEE COS INCcl a | $1,922,388 | +23.0% | 7,800 | +23.8% | 0.16% | +20.8% |
| LLY | Buy | LILLY ELI & CO | $1,923,152 | +152.1% | 5,600 | +168.6% | 0.16% | +149.2% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,884,730 | -14.9% | 3,270 | -18.7% | 0.15% | -15.8% |
| ANET | New | ARISTA NETWORKS INC | $1,870,464 | – | 11,143 | +100.0% | 0.15% | – |
| AVGO | New | BROADCOM INC | $1,836,087 | – | 2,862 | +100.0% | 0.15% | – |
| V | Sell | VISA INC | $1,739,198 | -25.0% | 7,714 | -30.8% | 0.14% | -26.0% |
| BKNG | New | BOOKING HLDGS INC | $1,729,371 | – | 652 | +100.0% | 0.14% | – |
| MA | Sell | MASTERCARD INCcl a | $1,705,483 | -20.8% | 4,693 | -24.2% | 0.14% | -21.9% |
| BACPRL | Sell | BANK AMER CORP7.25%cnv pfd l | $1,690,916 | -65.7% | 1,448 | -65.9% | 0.14% | -66.2% |
| REGN | New | REGENERON PHARMACEUTICALS | $1,692,640 | – | 2,060 | +100.0% | 0.14% | – |
| TW | New | TRADEWEB MKTS INCcl a | $1,673,881 | – | 21,183 | +100.0% | 0.14% | – |
| ATI | New | ALLEGHENY TECHNOLOGIES INC | $1,662,647 | – | 42,135 | +100.0% | 0.14% | – |
| WDAY | New | WORKDAY INCcl a | $1,619,274 | – | 7,840 | +100.0% | 0.13% | – |
| New | CHEGG INCnote 9/0 | $1,614,725 | – | 2,057,000 | +100.0% | 0.13% | – | |
| SNPS | New | SYNOPSYS INC | $1,564,313 | – | 4,050 | +100.0% | 0.13% | – |
| New | WIX COM LTDnote 8/1 | $1,536,140 | – | 1,780,000 | +100.0% | 0.12% | – | |
| MCD | Buy | MCDONALDS CORP | $1,455,650 | +2675.7% | 5,206 | +2516.1% | 0.12% | +2875.0% |
| ROP | New | ROPER TECHNOLOGIES INC | $1,459,125 | – | 3,311 | +100.0% | 0.12% | – |
| FB | Sell | FACEBOOK INC | $1,440,768 | +1.5% | 6,798 | -42.4% | 0.12% | 0.0% |
| GLW | New | CORNING INC | $1,393,878 | – | 39,509 | +100.0% | 0.11% | – |
| MODN | New | MODEL N INC | $1,340,038 | – | 40,037 | +100.0% | 0.11% | – |
| XOM | Sell | EXXON MOBIL CORP | $1,309,889 | -50.4% | 11,945 | -50.1% | 0.11% | -51.1% |
| HSY | Sell | HERSHEY CO | $1,310,212 | -25.1% | 5,150 | -31.8% | 0.11% | -26.2% |
| New | BIOMARIN PHARMACEUTICAL INCnote 1.250% 5/1 | $1,286,026 | – | 1,233,000 | +100.0% | 0.10% | – | |
| PAYC | New | PAYCOM SOFTWARE INC | $1,264,986 | – | 4,161 | +100.0% | 0.10% | – |
| LULU | Sell | LULULEMON ATHLETICA INC | $1,119,884 | -51.5% | 3,075 | -57.3% | 0.09% | -52.4% |
| KKRPRC | Sell | KKR & CO INC6% mconv pfd c | $1,084,995 | -34.4% | 17,100 | -40.8% | 0.09% | -35.0% |
| MOGA | New | MOOG INCcl a | $1,047,296 | – | 10,395 | +100.0% | 0.09% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $930,071 | – | 13,419 | +100.0% | 0.08% | – |
| AMGN | Buy | AMGEN INC | $926,628 | +3050.1% | 3,833 | +3322.3% | 0.08% | +3700.0% |
| AMAT | New | APPLIED MATLS INC | $877,252 | – | 7,142 | +100.0% | 0.07% | – |
| GWW | New | GRAINGER W W INC | $886,498 | – | 1,287 | +100.0% | 0.07% | – |
| New | PETIQ INCnote 4.000% 6/0 | $870,833 | – | 1,005,000 | +100.0% | 0.07% | – | |
| DE | New | DEERE & CO | $864,984 | – | 2,095 | +100.0% | 0.07% | – |
| PEAK | New | HEALTHPEAK PPTYS INC | $861,026 | – | 39,191 | +100.0% | 0.07% | – |
| DRI | New | DARDEN RESTAURANTS INC | $845,001 | – | 5,446 | +100.0% | 0.07% | – |
| PGR | Buy | PROGRESSIVE CORP OHIO | $851,207 | +1287.4% | 5,950 | +1157.9% | 0.07% | +1280.0% |
| HOLX | New | HOLOGIC INC | $831,775 | – | 10,307 | +100.0% | 0.07% | – |
| CAH | New | CARDINAL HEALTH INC | $803,547 | – | 10,643 | +100.0% | 0.07% | – |
| CVS | New | CVS CAREMARK CORPORATION | $812,803 | – | 10,938 | +100.0% | 0.07% | – |
| MELI | Sell | MERCADOLIBRE INC | $804,017 | +17.3% | 610 | -24.7% | 0.07% | +15.8% |
| VLO | New | VALERO ENERGY CORP NEW | $796,418 | – | 5,705 | +100.0% | 0.06% | – |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $785,049 | -58.0% | 9,855 | -51.0% | 0.06% | -58.7% |
| CMCSA | New | COMCAST CORP NEWcl a | $783,979 | – | 20,680 | +100.0% | 0.06% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $770,489 | – | 19,812 | +100.0% | 0.06% | – |
| PCAR | New | PACCAR INC | $773,285 | – | 10,564 | +100.0% | 0.06% | – |
| CAG | New | CONAGRA BRANDS INC | $760,515 | – | 20,248 | +100.0% | 0.06% | – |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $736,416 | -50.4% | 2,385 | -50.4% | 0.06% | -51.2% |
| ULTA | New | ULTA BEAUTY INC | $708,825 | – | 1,299 | +100.0% | 0.06% | – |
| RL | New | RALPH LAUREN CORPcl a | $695,820 | – | 5,964 | +100.0% | 0.06% | – |
| ALL | Buy | ALLSTATE CORP | $701,095 | +1316.5% | 6,327 | +1633.4% | 0.06% | +1325.0% |
| JPM | Buy | JPMORGAN CHASE & CO | $678,394 | +12.1% | 5,206 | +15.3% | 0.06% | +10.0% |
| LDOS | New | LEIDOS HLDGS INC | $664,397 | – | 7,217 | +100.0% | 0.05% | – |
| AFL | New | AFLAC INC | $659,652 | – | 10,224 | +100.0% | 0.05% | – |
| ROST | New | ROSS STORES INC | $644,209 | – | 6,070 | +100.0% | 0.05% | – |
| ALK | New | ALASKA AIR GROUP INC | $598,811 | – | 14,271 | +100.0% | 0.05% | – |
| EXC | Sell | EXELON CORP | $592,325 | -9.2% | 14,140 | -6.3% | 0.05% | -11.1% |
| MS | New | MORGAN STANLEY | $559,637 | – | 6,374 | +100.0% | 0.05% | – |
| New | BROOKFIELD ASSET MANAGMT LTD | $566,056 | – | 17,300 | +100.0% | 0.05% | – | |
| ATO | New | ATMOS ENERGY CORP | $546,744 | – | 4,866 | +100.0% | 0.04% | – |
| AMCR | New | AMCOR PLCord | $523,321 | – | 45,986 | +100.0% | 0.04% | – |
| FMC | New | F M C CORP | $517,831 | – | 4,240 | +100.0% | 0.04% | – |
| OXY | New | OCCIDENTAL PETE CORP DEL | $412,038 | – | 6,600 | +100.0% | 0.03% | – |
| Buy | APOLLO GLOBAL MGMT INC | $366,391 | +643.0% | 5,801 | +650.5% | 0.03% | +650.0% | |
| FREY | Buy | FREYR BATTERY | $337,020 | +4166.6% | 37,910 | +4065.9% | 0.03% | +2700.0% |
| COM | Buy | DIREXION SHS ETF TRauspce cmd stg | $90,937 | +9.5% | 2,965 | +5.0% | 0.01% | 0.0% |
| STLD | Buy | STEEL DYNAMICS INC | $85,586 | +18.4% | 757 | +2.3% | 0.01% | +16.7% |
| RS | Buy | RELIANCE STEEL & ALUMINUM CO | $81,130 | +30.5% | 316 | +2.9% | 0.01% | +40.0% |
| NUE | Buy | NUCOR CORP | $68,894 | +20.4% | 446 | +2.8% | 0.01% | +20.0% |
| DBC | Buy | INVESCO DB COMMDY INDX TRCKunit | $75,232 | +1.8% | 3,169 | +5.7% | 0.01% | 0.0% |
| ENLC | Buy | ENLINK MIDSTREAM LLC | $71,121 | -9.9% | 6,561 | +2.2% | 0.01% | -14.3% |
| PDBC | Buy | INVESCO ACTIVLY MANGD ETC FDoptimum yield | $71,882 | +1.9% | 5,055 | +5.9% | 0.01% | 0.0% |
| KRBN | Buy | KRANESHARES TRglobal carbon | $74,185 | +15.9% | 1,871 | +6.6% | 0.01% | +20.0% |
| BCI | Buy | ABRDN ETFS | $70,909 | -0.2% | 3,414 | +6.0% | 0.01% | 0.0% |
| SLB | Buy | SCHLUMBERGER LTD | $71,146 | -6.1% | 1,449 | +2.3% | 0.01% | 0.0% |
| APD | Buy | AIR PRODS & CHEMS INC | $55,144 | -3.8% | 192 | +3.2% | 0.01% | 0.0% |
| COMB | Buy | GRANITESHARES ETF TR | $55,866 | +1.8% | 2,629 | +7.8% | 0.01% | 0.0% |
| HL | Buy | HECLA MNG CO | $56,115 | +17.9% | 8,865 | +3.6% | 0.01% | +25.0% |
| EOG | Buy | EOG RES INC | $61,327 | -9.1% | 535 | +2.7% | 0.01% | -16.7% |
| COMT | Buy | ISHARES U S ETF TRgsci cmdty stgy | $55,330 | +3.5% | 2,047 | +8.0% | 0.01% | +25.0% |
| COP | Sell | CONOCOPHILLIPS | $64,387 | -92.6% | 649 | -91.2% | 0.01% | -93.1% |
| CVX | Sell | CHEVRON CORP NEW | $65,264 | -94.5% | 400 | -93.9% | 0.01% | -94.9% |
| X | Buy | UNITED STATES STL CORP NEW | $55,515 | +7.6% | 2,127 | +3.3% | 0.01% | +25.0% |
| WPM | Buy | WHEATON PRECIOUS METALS CORP | $57,696 | +27.8% | 1,198 | +3.7% | 0.01% | +25.0% |
| New | LINDE PLC | $57,226 | – | 161 | +100.0% | 0.01% | – | |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $53,019 | +11.3% | 1,296 | +3.3% | 0.00% | 0.0% |
| AM | Buy | ANTERO MIDSTREAM CORP | $51,558 | +0.6% | 4,915 | +3.5% | 0.00% | 0.0% |
| KMI | Buy | KINDER MORGAN INC DEL | $50,989 | +0.3% | 2,912 | +3.6% | 0.00% | 0.0% |
| HON | Buy | HONEYWELL INTL INC | $46,251 | -7.4% | 242 | +3.9% | 0.00% | 0.0% |
| OKE | Buy | ONEOK INC NEW | $52,421 | -0.0% | 825 | +3.4% | 0.00% | 0.0% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $54,547 | -93.8% | 557 | -93.6% | 0.00% | -94.5% |
| UPS | Buy | UNITED PARCEL SERVICE INC | $49,855 | +16.6% | 257 | +4.5% | 0.00% | 0.0% |
| EQIX | Buy | EQUINIX INC | $49,031 | +15.2% | 68 | +4.6% | 0.00% | 0.0% |
| TRV | Sell | TRAVELERS COMPANIES INC | $49,023 | -96.5% | 286 | -96.2% | 0.00% | -96.6% |
| ENB | Buy | ENBRIDGE INC | $46,467 | +1.3% | 1,218 | +3.8% | 0.00% | 0.0% |
| ECL | Buy | ECOLAB INC | $54,790 | +18.0% | 331 | +3.8% | 0.00% | 0.0% |
| PLD | Buy | PROLOGIS INC | $44,044 | +15.6% | 353 | +4.4% | 0.00% | +33.3% |
| SBUX | Buy | STARBUCKS CORP | $52,794 | +8.8% | 507 | +3.7% | 0.00% | 0.0% |
| BVN | Buy | COMPANIA DE MINAS BUENAVENTUsponsored adr | $48,180 | +14.4% | 5,890 | +4.2% | 0.00% | +33.3% |
| CP | Buy | CANADIAN PAC RY LTD | $48,780 | +7.2% | 634 | +3.9% | 0.00% | 0.0% |
| KO | Sell | COCA COLA CO | $48,321 | -97.2% | 779 | -97.1% | 0.00% | -97.2% |
| MKL | Buy | MARKEL CORP | $48,542 | -0.4% | 38 | +2.7% | 0.00% | 0.0% |
| CLF | Buy | CLEVELAND CLIFFS INC | $44,285 | +18.2% | 2,416 | +3.9% | 0.00% | +33.3% |
| SSRM | Buy | SSR MNG INC | $43,137 | +0.4% | 2,853 | +4.0% | 0.00% | 0.0% |
| BA | Buy | BOEING CO | $54,382 | +15.6% | 256 | +3.6% | 0.00% | 0.0% |
| UNP | Buy | UNION PAC CORP | $43,673 | +1.4% | 217 | +4.3% | 0.00% | 0.0% |
| PYPL | Sell | PAYPAL HLDGS INC | $45,260 | -92.6% | 596 | -93.0% | 0.00% | -92.2% |
| GOLD | Buy | BARRICK GOLD CORP | $46,834 | +12.6% | 2,522 | +4.2% | 0.00% | +33.3% |
| AEM | Buy | AGNICO EAGLE MINES LTD | $47,045 | +1.9% | 923 | +3.9% | 0.00% | 0.0% |
| PSA | Buy | PUBLIC STORAGE | $45,019 | +13.2% | 149 | +4.9% | 0.00% | +33.3% |
| WMB | Buy | WILLIAMS COS INC DEL | $52,225 | -6.1% | 1,749 | +3.4% | 0.00% | -20.0% |
| FNV | Buy | FRANCO NEV CORP | $51,759 | +10.9% | 355 | +3.8% | 0.00% | 0.0% |
| AG | Buy | FIRST MAJESTIC SILVER CORP | $31,659 | -9.0% | 4,391 | +5.3% | 0.00% | 0.0% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $36,040 | -10.3% | 170 | +4.3% | 0.00% | 0.0% |
| C | Buy | CITIGROUP INC | $38,825 | +8.7% | 828 | +4.8% | 0.00% | 0.0% |
| PAAS | Buy | PAN AMERN SILVER CORP | $37,838 | +17.0% | 2,079 | +5.1% | 0.00% | 0.0% |
| CSX | Buy | CSX CORP | $39,790 | +1.1% | 1,329 | +4.6% | 0.00% | 0.0% |
| TRP | Buy | TC ENERGY CORP | $38,793 | +2.1% | 997 | +4.6% | 0.00% | 0.0% |
| VIAC | Buy | VIACOMCBS INCcl b | $34,670 | +40.5% | 1,554 | +6.3% | 0.00% | +50.0% |
| WFC | Buy | WELLS FARGO & CO NEW | $39,025 | -5.6% | 1,044 | +4.3% | 0.00% | 0.0% |
| BAC | Sell | BANK AMER CORP | $34,720 | -92.4% | 1,214 | -91.2% | 0.00% | -92.1% |
| NEM | Buy | NEWMONT GOLDCORP CORPORATION | $40,834 | +8.5% | 833 | +4.5% | 0.00% | 0.0% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $39,233 | +0.6% | 192 | +4.3% | 0.00% | 0.0% |
| SHW | Buy | SHERWIN WILLIAMS CO | $40,009 | -0.8% | 178 | +4.7% | 0.00% | 0.0% |
| DIS | Buy | DISNEY WALT CO | $34,945 | +21.9% | 349 | +5.8% | 0.00% | +50.0% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $37,609 | +3.5% | 281 | +4.9% | 0.00% | 0.0% |
| PFE | PFIZER INC | $18,768 | -20.4% | 460 | 0.0% | 0.00% | 0.0% | |
| ABT | ABBOTT LABS | $19,037 | -7.8% | 188 | 0.0% | 0.00% | 0.0% | |
| ABBV | Sell | ABBVIE INC | $29,962 | -98.4% | 188 | -98.4% | 0.00% | -98.7% |
| ADBE | ADOBE INC | $19,269 | +14.5% | 50 | 0.0% | 0.00% | +100.0% | |
| GOOG | ALPHABET INCcap stk cl c | $20,800 | +17.2% | 200 | 0.0% | 0.00% | +100.0% | |
| BSX | BOSTON SCIENTIFIC CORP | $20,212 | +8.1% | 404 | 0.0% | 0.00% | 0.0% | |
| CI | CIGNA CORP NEW | $18,398 | -22.9% | 72 | 0.0% | 0.00% | 0.0% | |
| CSCO | Sell | CISCO SYS INC | $21,851 | -98.4% | 418 | -98.6% | 0.00% | -98.2% |
| FSLR | FIRST SOLAR INC | $22,620 | +45.2% | 104 | 0.0% | 0.00% | +100.0% | |
| GILD | GILEAD SCIENCES INC | $19,913 | -3.4% | 240 | 0.0% | 0.00% | 0.0% | |
| INTU | INTUIT | $19,617 | +14.5% | 44 | 0.0% | 0.00% | +100.0% | |
| NEE | NEXTERA ENERGY INC | $22,970 | -7.8% | 298 | 0.0% | 0.00% | 0.0% | |
| ORCL | Sell | ORACLE CORP | $26,947 | -97.2% | 290 | -97.5% | 0.00% | -97.5% |
| NOW | SERVICENOW INC | $20,448 | +19.7% | 44 | 0.0% | 0.00% | +100.0% | |
| UL | UNILEVER PLCspon adr new | $24,719 | +3.1% | 476 | 0.0% | 0.00% | 0.0% | |
| CTAS | CINTAS CORP | $10,179 | +2.4% | 22 | 0.0% | 0.00% | 0.0% | |
| PCT | PURECYCLE TECHNOLOGIES INC | $7,112 | +3.6% | 1,016 | 0.0% | 0.00% | 0.0% | |
| CWST | CASELLA WASTE SYS INCcl a | $8,927 | +4.2% | 108 | 0.0% | 0.00% | 0.0% | |
| SHLS | SHOALS TECHNOLOGIES GROUP INcl a | $9,298 | -7.6% | 408 | 0.0% | 0.00% | 0.0% | |
| CSIQ | CANADIAN SOLAR INC | $11,784 | +28.8% | 296 | 0.0% | 0.00% | 0.0% | |
| CWT | CALIFORNIA WTR SVC GROUP | $7,566 | -4.0% | 130 | 0.0% | 0.00% | 0.0% | |
| SEDG | SOLAREDGE TECHNOLOGIES INC | $10,942 | +7.3% | 36 | 0.0% | 0.00% | 0.0% | |
| BEPC | BROOKFIELD RENEWABLE CORPcl a sub vtg | $9,157 | +26.9% | 262 | 0.0% | 0.00% | 0.0% | |
| BE | BLOOM ENERGY CORP | $9,128 | +4.2% | 458 | 0.0% | 0.00% | 0.0% | |
| NEP | NEXTERA ENERGY PARTNERS LP | $6,926 | -13.3% | 114 | 0.0% | 0.00% | 0.0% | |
| MNTK | MONTAUK RENEWABLES INC | $7,099 | -28.6% | 902 | 0.0% | 0.00% | 0.0% | |
| MRNA | MODERNA INC | $18,122 | -14.5% | 118 | 0.0% | 0.00% | -50.0% | |
| WAT | WATERS CORP | $8,050 | -9.6% | 26 | 0.0% | 0.00% | 0.0% | |
| WTS | WATTS WATER TECHNOLOGIES INCcl a | $7,743 | +15.1% | 46 | 0.0% | 0.00% | 0.0% | |
| IT | GARTNER INC | $9,773 | -3.1% | 30 | 0.0% | 0.00% | 0.0% | |
| WST | WEST PHARMACEUTICAL SVSC INC | $7,622 | +47.2% | 22 | 0.0% | 0.00% | – | |
| SRCL | STERICYCLE INC | $6,629 | -12.6% | 152 | 0.0% | 0.00% | 0.0% | |
| ADSK | AUTODESK INC | $13,322 | +11.4% | 64 | 0.0% | 0.00% | 0.0% | |
| ARRY | ARRAY TECHNOLOGIES INC | $13,522 | +13.2% | 618 | 0.0% | 0.00% | 0.0% | |
| MKC | MCCORMICK & CO INC | $7,489 | +0.4% | 90 | 0.0% | 0.00% | 0.0% | |
| SPWR | SUNPOWER CORP | $6,311 | -23.2% | 456 | 0.0% | 0.00% | 0.0% | |
| MAN | MANPOWERGROUP INC | $7,098 | -0.8% | 86 | 0.0% | 0.00% | 0.0% | |
| XYL | XYLEM INC | $7,957 | -5.3% | 76 | 0.0% | 0.00% | 0.0% | |
| AWK | AMERICAN WTR WKS CO INC NEW | $7,617 | -3.9% | 52 | 0.0% | 0.00% | 0.0% | |
| AY | ATLANTICA SUSTAINABLE INFR P | $7,686 | +14.1% | 260 | 0.0% | 0.00% | 0.0% | |
| JCI | JOHNSON CTLS INTL PLC | $13,008 | -5.9% | 216 | 0.0% | 0.00% | 0.0% | |
| AMRC | AMERESCO INCcl a | $6,300 | -13.9% | 128 | 0.0% | 0.00% | 0.0% | |
| KEYS | KEYSIGHT TECHNOLOGIES INC | $7,428 | -5.6% | 46 | 0.0% | 0.00% | 0.0% | |
| IQV | IQVIA HLDGS INC | $13,127 | -2.9% | 66 | 0.0% | 0.00% | 0.0% | |
| INGR | INGREDION INC | $8,952 | +3.9% | 88 | 0.0% | 0.00% | 0.0% | |
| FLUENCE ENERGY INC | $6,440 | +18.1% | 318 | 0.0% | 0.00% | – | ||
| NFLX | NETFLIX INC | $15,892 | +17.2% | 46 | 0.0% | 0.00% | 0.0% | |
| ORA | ORMAT TECHNOLOGIES INC | $9,833 | -2.0% | 116 | 0.0% | 0.00% | 0.0% | |
| ENPH | ENPHASE ENERGY INC | $12,617 | -20.6% | 60 | 0.0% | 0.00% | 0.0% | |
| ENS | ENERSYS | $9,731 | +17.7% | 112 | 0.0% | 0.00% | 0.0% | |
| EW | EDWARDS LIFESCIENCES CORP | $11,582 | +10.9% | 140 | 0.0% | 0.00% | 0.0% | |
| MAXN | MAXEON SOLAR TECHNOLOGIES LT | $6,423 | +65.2% | 242 | 0.0% | 0.00% | – | |
| CWEN | CLEARWAY ENERGY INCcl c | $8,208 | -1.7% | 262 | 0.0% | 0.00% | 0.0% | |
| RUN | SUNRUN INC | $5,561 | -16.1% | 276 | 0.0% | 0.00% | -100.0% | |
| NKLA | NIKOLA CORP | $1,041 | -44.0% | 860 | 0.0% | 0.00% | – | |
| NTAP | NETAPP INC | $6,002 | +6.3% | 94 | 0.0% | 0.00% | – | |
| SOL | RENESOLA LTDsponsored ads | $2,127 | -1.6% | 478 | 0.0% | 0.00% | – | |
| HCCI | HERITAGE CRYSTAL CLEAN INC | $3,490 | +9.6% | 98 | 0.0% | 0.00% | – | |
| HASI | HANNON ARMSTRONG SUST INFR C | $5,148 | -1.3% | 180 | 0.0% | 0.00% | – | |
| GP | GREENPOWER MTR CO INC | $892 | +33.5% | 386 | 0.0% | 0.00% | – | |
| GWRS | GLOBAL WTR RES INC | $2,337 | -6.4% | 188 | 0.0% | 0.00% | – | |
| GEVO | GEVO INC | $3,249 | -19.0% | 2,110 | 0.0% | 0.00% | – | |
| NOVA | SUNNOVA ENERGY INTL INC | $5,842 | -13.3% | 374 | 0.0% | 0.00% | -100.0% | |
| OTLY | OATLY GROUP ABsponsored ads | $2,643 | +39.1% | 1,092 | 0.0% | 0.00% | – | |
| SUNW | SUNWORKS INC | $1,549 | -8.9% | 1,076 | 0.0% | 0.00% | – | |
| FCEL | FUELCELL ENERGY INC | $4,834 | +2.5% | 1,696 | 0.0% | 0.00% | – | |
| TPIC | TPI COMPOSITES INC | $2,845 | +28.7% | 218 | 0.0% | 0.00% | – | |
| FSR | FISKER INC | $3,623 | -15.5% | 590 | 0.0% | 0.00% | – | |
| ENVIVA INC | $3,466 | -45.5% | 120 | 0.0% | 0.00% | -100.0% | ||
| CHPT | CHARGEPOINT HOLDINGS INC | $5,423 | +9.8% | 518 | 0.0% | 0.00% | – | |
| GOEV | CANOO INC | $891 | -47.0% | 1,366 | 0.0% | 0.00% | – | |
| CBRE | CBRE GROUP INCcl a | $5,970 | -5.4% | 82 | 0.0% | 0.00% | -100.0% | |
| BLNK | BLINK CHARGING CO | $3,201 | -21.1% | 370 | 0.0% | 0.00% | – | |
| BYND | BEYOND MEAT INC | $2,045 | +31.9% | 126 | 0.0% | 0.00% | – | |
| BEAM | BEAM THERAPEUTICS INC | $3,858 | -21.7% | 126 | 0.0% | 0.00% | – | |
| BAX | BAXTER INTL INC | $4,137 | -20.4% | 102 | 0.0% | 0.00% | – | |
| BLDP | BALLARD PWR SYS INC NEW | $4,166 | +16.3% | 748 | 0.0% | 0.00% | – | |
| ARIS WATER SOLUTIONS INC | $1,979 | -45.9% | 254 | 0.0% | 0.00% | – | ||
| ARCIMOTO INC | $8 | -60.0% | 6 | 0.0% | 0.00% | – | ||
| WKHS | WORKHORSE GROUP INC | $1,210 | -12.5% | 910 | 0.0% | 0.00% | – | |
| AMTX | AEMETIS INC | $645 | -41.4% | 278 | 0.0% | 0.00% | – | |
| PLUG | PLUG POWER INC | $4,079 | -5.2% | 348 | 0.0% | 0.00% | – | |
| GSG | Exit | ISHARES S&P GSCI COMMODITY-unit ben int | $0 | – | -3,223 | -100.0% | -0.01% | – |
| FWONK | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -6,024 | -100.0% | -0.03% | – |
| CTVA | Exit | CORTEVA INC | $0 | – | -6,364 | -100.0% | -0.03% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -14,752 | -100.0% | -0.03% | – |
| LIN | Exit | LINDE PLC | $0 | – | -1,448 | -100.0% | -0.04% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -8,001 | -100.0% | -0.04% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -17,933 | -100.0% | -0.05% | – |
| FAST | Exit | FASTENAL CO | $0 | – | -12,783 | -100.0% | -0.05% | – |
| AGR | Exit | AVANGRID INC | $0 | – | -14,826 | -100.0% | -0.05% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -4,930 | -100.0% | -0.05% | – |
| DPZ | Exit | DOMINOS PIZZA INC | $0 | – | -2,000 | -100.0% | -0.06% | – |
| SRE | Exit | SEMPRA ENERGY | $0 | – | -4,545 | -100.0% | -0.06% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -2,834 | -100.0% | -0.06% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -1,310 | -100.0% | -0.06% | – |
| SPOT | Exit | SPOTIFY TECHNOLOGY S A | $0 | – | -9,000 | -100.0% | -0.06% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -4,759 | -100.0% | -0.06% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -4,835 | -100.0% | -0.06% | – |
| RACE | Exit | FERRARI N V | $0 | – | -3,600 | -100.0% | -0.06% | – |
| ABC | Exit | AMERISOURCEBERGEN CORP | $0 | – | -5,409 | -100.0% | -0.07% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -3,963 | -100.0% | -0.08% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -7,011 | -100.0% | -0.08% | – |
| IRM | Exit | IRON MTN INC NEW | $0 | – | -20,675 | -100.0% | -0.08% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -2,877 | -100.0% | -0.09% | – |
| CB | Exit | CHUBB LIMITED | $0 | – | -5,368 | -100.0% | -0.10% | – |
| NDAQ | Exit | NASDAQ INC | $0 | – | -19,737 | -100.0% | -0.10% | – |
| BG | Exit | BUNGE LIMITED | $0 | – | -12,182 | -100.0% | -0.10% | – |
| MET | Exit | METLIFE INC | $0 | – | -17,089 | -100.0% | -0.10% | – |
| NEEPRP | Exit | NEXTERA ENERGY INCunit 99/99/9999 | $0 | – | -25,118 | -100.0% | -0.11% | – |
| OHI | Exit | OMEGA HEALTHCARE INVS INC | $0 | – | -46,934 | -100.0% | -0.11% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -4,245 | -100.0% | -0.11% | – |
| RH | Exit | RH | $0 | – | -5,050 | -100.0% | -0.11% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -9,542 | -100.0% | -0.14% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -17,518 | -100.0% | -0.16% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -17,395 | -100.0% | -0.21% | – |
| SPYV | Exit | SPDR SER TRprtflo s&p500 vl | $0 | – | -66,810 | -100.0% | -0.22% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -17,423 | -100.0% | -0.22% | – |
| SCHV | Exit | SCHWAB STRATEGIC TRus lcap va etf | $0 | – | -41,814 | -100.0% | -0.23% | – |
| KBR | Exit | KBR INC | $0 | – | -62,803 | -100.0% | -0.28% | – |
| DHRPRB | Exit | DANAHER CORPORATION5% conv pfd b | $0 | – | -3,645 | -100.0% | -0.41% | – |
| WFCPRL | Exit | WELLS FARGO CO NEWperp pfd cnv a | $0 | – | -4,183 | -100.0% | -0.41% | – |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSmortg-back sec | $0 | – | -289,782 | -100.0% | -1.09% | – |
| FBND | Exit | FIDELITY MERRIMACK STR TRtotal bd etf | $0 | – | -588,698 | -100.0% | -2.20% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -1,031,357 | -100.0% | -6.02% | – |
| SPAB | Exit | SPDR SERIES TRUSTportfolio agrgte | $0 | – | -4,796,257 | -100.0% | -9.99% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 51 | Q3 2023 | 2.9% |
| JPMORGAN CHASE & CO | 51 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 50 | Q3 2023 | 2.5% |
| MCDONALDS CORP | 50 | Q3 2023 | 3.0% |
| PROCTER & GAMBLE CO | 48 | Q3 2023 | 3.3% |
| NETFLIX INC | 48 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 47 | Q3 2023 | 3.2% |
| CHEVRON CORPORATION | 47 | Q3 2023 | 1.2% |
| NIKE INC | 47 | Q3 2023 | 1.2% |
| UNITED PARCEL SERVICE INC | 47 | Q3 2023 | 1.4% |
View RATIONAL ADVISORS LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR/A | 2023-02-13 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-08-09 |
View RATIONAL ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.