UBS OCONNOR LLC - Q3 2019 holdings

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$3.59 Billion is the total value of UBS OCONNOR LLC's 314 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was - .

All

			Value		Shares		↓ Weighting
GWR	New	GENESEEcla	$170,000,000,000	–	1,538,321	+100.0%	4.73%	–
TPGH	New	TPG PACEcla	$32,074,000,000	–	3,120,000	+100.0%	0.89%	–
TGE	New	TALLGRASclass	$27,918,000,000	–	1,386,178	+100.0%	0.78%	–
EXPCU	New	EXPERIENunit0	$26,777,000,000	–	2,675,000	+100.0%	0.74%	–
TMCX	New	TRINITY	$25,554,000,000	–	2,450,000	+100.0%	0.71%	–
APXTU	New	APEX TECunit0	$25,475,000,000	–	2,500,000	+100.0%	0.71%	–
MOSC	New	MOSAIC A	$24,911,000,000	–	2,411,500	+100.0%	0.69%	–
CTXS	New	CITRIX S	$24,130,000,000	–	250,000	+100.0%	0.67%	–
ALDR	New	ALDER BI	$23,537,000,000	–	1,248,003	+100.0%	0.66%	–
NPAUU	New	NEW PROVunit0	$22,929,000,000	–	2,277,000	+100.0%	0.64%	–
NFC	New	NEW FRON	$21,312,000,000	–	2,092,510	+100.0%	0.59%	–
ACAM	New	ACAMAR Pcla	$19,671,000,000	–	1,975,000	+100.0%	0.55%	–
TKKS	New	TKK SYMPordsh	$19,595,000,000	–	1,928,609	+100.0%	0.54%	–
SBE	New	SWITCHBA	$18,827,000,000	–	1,938,950	+100.0%	0.52%	–
VIAB	New	VIACOM Iclb	$17,450,000,000	–	726,145	+100.0%	0.48%	–
FTAC	New	FINTECH	$17,001,000,000	–	1,690,000	+100.0%	0.47%	–
	New	MEDICINEnote2	$16,596,000,000	–	10,912,000	+100.0%	0.46%	–
RWGE	New	REGALWOO	$16,265,000,000	–	1,576,036	+100.0%	0.45%	–
NFIN	New	NETFIN A	$16,137,000,000	–	1,646,595	+100.0%	0.45%	–
SMMC	New	SOUTH MT	$15,974,000,000	–	1,630,000	+100.0%	0.44%	–
THCB	New	TUSCAN H	$15,484,000,000	–	1,580,000	+100.0%	0.43%	–
	New	INTELSATnote4	$14,876,000,000	–	10,000,000	+100.0%	0.41%	–
STNL	New	SENTINELcla	$14,635,000,000	–	1,425,000	+100.0%	0.41%	–
BWMC	New	BOXWOOD	$13,998,000,000	–	1,388,720	+100.0%	0.39%	–
LHC	New	LEO HOLD	$13,110,000,000	–	1,280,321	+100.0%	0.36%	–
IPOA	New	SOCIAL Ccla	$13,032,000,000	–	1,217,970	+100.0%	0.36%	–
ULTA	New	ULTA BEA	$12,532,000,000	–	50,000	+100.0%	0.35%	–
ELAN	New	ELANCO A	$12,497,000,000	–	470,000	+100.0%	0.35%	–
ACTT	New	ACT II Gclash	$11,411,000,000	–	1,158,443	+100.0%	0.32%	–
SDC	New	SMILEDIRclaco	$9,716,000,000	–	700,000	+100.0%	0.27%	–
CRM	New	SALESFOR	$9,278,000,000	–	62,500	+100.0%	0.26%	–
GIX	New	GIGCAPIT	$8,438,000,000	–	858,400	+100.0%	0.24%	–
AVB	New	AVALONBA	$7,860,000,000	–	36,500	+100.0%	0.22%	–
ORCC	New	OWL ROCK	$7,673,000,000	–	486,582	+100.0%	0.21%	–
BABA	New	ALIBABAspons	$7,551,000,000	–	45,153	+100.0%	0.21%	–
CCX	New	CHURCHILcla	$7,515,000,000	–	750,000	+100.0%	0.21%	–
SSPKU	New	SILVER Sunit9	$7,439,000,000	–	737,290	+100.0%	0.21%	–
DFBH	New	DFB HEAL	$7,216,000,000	–	707,425	+100.0%	0.20%	–
SPAQ	New	SPARTANclaco	$6,931,000,000	–	686,259	+100.0%	0.19%	–
MFAC	New	MEGALITHclaco	$6,288,000,000	–	618,636	+100.0%	0.18%	–
RPAI	New	RETAIL Pcla	$6,249,000,000	–	507,200	+100.0%	0.17%	–
WRI	New	WEINGARTshben	$5,625,000,000	–	193,100	+100.0%	0.16%	–
DEI	New	DOUGLAS	$5,165,000,000	–	120,600	+100.0%	0.14%	–
DEAC	New	DIAMOND	$5,115,000,000	–	517,500	+100.0%	0.14%	–
SCPE	New	SC HEALT	$4,955,000,000	–	500,000	+100.0%	0.14%	–
TRNE	New	TRINE AC	$4,780,000,000	–	484,300	+100.0%	0.13%	–
CRSA	New	CRESCENT	$4,691,000,000	–	475,000	+100.0%	0.13%	–
INSUU	New	INSURANCunit0	$4,689,000,000	–	450,000	+100.0%	0.13%	–
BROG	New	TWELVE S	$4,403,000,000	–	430,000	+100.0%	0.12%	–
LACQ	New	LEISURE	$4,309,000,000	–	420,365	+100.0%	0.12%	–
CFFA	New	CF FIN A	$4,056,000,000	–	400,000	+100.0%	0.11%	–
RPLA	New	REPLAY A	$3,970,000,000	–	400,000	+100.0%	0.11%	–
PIC	New	PIVOTAL	$3,916,000,000	–	400,000	+100.0%	0.11%	–
PDM	New	PIEDMONT	$3,888,000,000	–	186,200	+100.0%	0.11%	–
PAGP	New	PLAINS Gltdpa	$3,803,000,000	–	179,127	+100.0%	0.11%	–
CTAC	New	CHASERGclass	$3,776,000,000	–	377,180	+100.0%	0.10%	–
INSU	New	INSURANCcla	$3,694,000,000	–	375,000	+100.0%	0.10%	–
BID	New	SOTHEBYS	$3,678,000,000	–	64,546	+100.0%	0.10%	–
HIW	New	HIGHWOOD	$3,618,000,000	–	80,500	+100.0%	0.10%	–
MIME	New	MIMECASTordsh	$3,567,000,000	–	100,000	+100.0%	0.10%	–
JD	New	JD COM Ispona	$3,450,000,000	–	122,301	+100.0%	0.10%	–
DDOG	New	DATADOGclaco	$3,112,000,000	–	91,770	+100.0%	0.09%	–
GRSH	New	GORES HOclass	$3,087,000,000	–	305,333	+100.0%	0.09%	–
NVR	New	NVR INC	$2,963,000,000	–	797	+100.0%	0.08%	–
PDD	New	PINDUODUspons	$2,878,000,000	–	89,311	+100.0%	0.08%	–
HCAC	New	HENNESSYclaco	$2,690,000,000	–	267,000	+100.0%	0.08%	–
SPAQU	New	SPARTANunit9	$2,590,000,000	–	250,000	+100.0%	0.07%	–
PFPT	New	PROOFPOI	$2,562,000,000	–	19,852	+100.0%	0.07%	–
MDLA	New	MEDALLIA	$2,375,000,000	–	86,600	+100.0%	0.07%	–
EDU	New	NEW ORIEspona	$2,298,000,000	–	20,747	+100.0%	0.06%	–
CPE	New	CALLON P	$2,266,000,000	–	522,191	+100.0%	0.06%	–
LVGO	New	LIVONGO	$2,218,000,000	–	127,183	+100.0%	0.06%	–
PVT	New	PIVOTALclaco	$2,189,000,000	–	215,000	+100.0%	0.06%	–
NXPI	New	NXP SEMI	$2,182,000,000	–	20,000	+100.0%	0.06%	–
NET	New	CLOUDFLAclaco	$2,167,000,000	–	116,690	+100.0%	0.06%	–
GIG	New	GIGCAPIT	$2,074,000,000	–	200,000	+100.0%	0.06%	–
PYPL	New	PAYPAL H	$2,072,000,000	–	20,000	+100.0%	0.06%	–
ASRT	New	ASSERTIO	$1,920,000,000	–	1,500,000	+100.0%	0.05%	–
MOMO	New	MOMO INCadr	$1,796,000,000	–	57,989	+100.0%	0.05%	–
HCAT	New	HEALTH C	$1,706,000,000	–	53,930	+100.0%	0.05%	–
ALLK	New	ALLAKOS	$1,647,000,000	–	20,948	+100.0%	0.05%	–
SHLL	New	TORTOISEcla	$1,650,000,000	–	167,855	+100.0%	0.05%	–
PING	New	PING IDE	$1,618,000,000	–	93,800	+100.0%	0.04%	–
WAB	New	WABTEC C	$1,590,000,000	–	22,120	+100.0%	0.04%	–
TAL	New	TAL EDUCspons	$1,521,000,000	–	44,410	+100.0%	0.04%	–
DPHC	New	DIAMONDP	$1,481,000,000	–	150,000	+100.0%	0.04%	–
TPTX	New	TURNING	$1,466,000,000	–	39,000	+100.0%	0.04%	–
CLB	New	CORE LAB	$1,399,000,000	–	30,000	+100.0%	0.04%	–
TCO	New	TAUBMAN	$1,360,000,000	–	33,300	+100.0%	0.04%	–
SYF	New	SYNCHRON	$1,364,000,000	–	40,000	+100.0%	0.04%	–
BIDU	New	BAIDU INspona	$1,284,000,000	–	12,500	+100.0%	0.04%	–
SGRY	New	SURGERY	$1,292,000,000	–	175,000	+100.0%	0.04%	–
SILK	New	SILK ROA	$1,270,000,000	–	39,050	+100.0%	0.04%	–
RNG	New	RINGCENTcla	$1,257,000,000	–	10,000	+100.0%	0.04%	–
AFYA	New	AFYA LTDclaco	$1,230,000,000	–	47,983	+100.0%	0.03%	–
LAC	New	LITHIUM	$1,220,000,000	–	400,000	+100.0%	0.03%	–
DT	New	DYNATRAC	$1,194,000,000	–	63,937	+100.0%	0.03%	–
TXG	New	10X GENOclaco	$1,091,000,000	–	21,644	+100.0%	0.03%	–
NFINU	New	NETFIN Aunit0	$1,009,000,000	–	100,000	+100.0%	0.03%	–
NTES	New	NETEASEspons	$974,000,000	–	3,659	+100.0%	0.03%	–
LITE	New	LUMENTUM	$937,000,000	–	17,500	+100.0%	0.03%	–
	New	NEW RELInote0	$947,000,000	–	1,000,000	+100.0%	0.03%	–
HYAC	New	HAYMAKER	$943,000,000	–	95,287	+100.0%	0.03%	–
	New	VISHAY Inote2	$936,000,000	–	1,000,000	+100.0%	0.03%	–
SENS	New	SENSEONI	$791,000,000	–	800,000	+100.0%	0.02%	–
BDN	New	BRANDYWIshben	$764,000,000	–	50,400	+100.0%	0.02%	–
COR	New	CORESITE	$707,000,000	–	5,800	+100.0%	0.02%	–
HR	New	HEALTHCA	$697,000,000	–	20,800	+100.0%	0.02%	–
HTZGQ	New	HERTZ GLput	$634,000,000	–	295,000	+100.0%	0.02%	–
TPGH	New	TPG PACEcall	$650,000,000	–	377,000	+100.0%	0.02%	–
UBER	New	UBER TECput	$620,000,000	–	400,000	+100.0%	0.02%	–
RDHL	New	REDHILLspons	$586,000,000	–	83,250	+100.0%	0.02%	–
SBE	New	SWITCHBAcall	$578,000,000	–	646,316	+100.0%	0.02%	–
WW	New	WW INTL	$567,000,000	–	15,000	+100.0%	0.02%	–
ZS	New	ZSCALER	$591,000,000	–	12,500	+100.0%	0.02%	–
EIGR	New	EIGER BI	$527,000,000	–	51,400	+100.0%	0.02%	–
LYFT	New	LYFT INCclaco	$510,000,000	–	12,500	+100.0%	0.01%	–
THBRU	New	THUNDERunit9	$509,000,000	–	50,000	+100.0%	0.01%	–
LFAC	New	LF CAP Acla	$513,000,000	–	50,000	+100.0%	0.01%	–
ALDX	New	ALDEYRA	$487,000,000	–	92,500	+100.0%	0.01%	–
RIG	New	TRANSOCEregsh	$447,000,000	–	100,000	+100.0%	0.01%	–
PHR	New	PHREESIA	$380,000,000	–	15,687	+100.0%	0.01%	–
CCX	New	CHURCHILcall	$369,000,000	–	250,000	+100.0%	0.01%	–
SVMK	New	SVMK INC	$342,000,000	–	20,000	+100.0%	0.01%	–
IBM	New	INTERNAT	$364,000,000	–	2,500	+100.0%	0.01%	–
WUBA	New	58 COM Ispona	$367,000,000	–	7,448	+100.0%	0.01%	–
MOBL	New	MOBILEIR	$327,000,000	–	50,000	+100.0%	0.01%	–
TMCX	New	TRINITYcall	$315,000,000	–	250,000	+100.0%	0.01%	–
PRVB	New	PROVENTI	$273,000,000	–	40,000	+100.0%	0.01%	–
RWGE	New	REGALWOOcall	$254,000,000	–	442,012	+100.0%	0.01%	–
WW	New	WW INTLcall	$251,000,000	–	25,000	+100.0%	0.01%	–
NFIN	New	NETFIN Acall	$236,000,000	–	800,000	+100.0%	0.01%	–
MOSC	New	MOSAIC Acall	$225,000,000	–	200,000	+100.0%	0.01%	–
SMMC	New	SOUTH MTcall	$200,000,000	–	250,000	+100.0%	0.01%	–
GT	New	GOODYEARcall	$200,000,000	–	200,000	+100.0%	0.01%	–
GE	New	GENERALput	$165,000,000	–	2,000,000	+100.0%	0.01%	–
LGC	New	LEGACY Acall	$179,000,000	–	550,000	+100.0%	0.01%	–
WW	New	WW INTLput	$142,000,000	–	205,000	+100.0%	0.00%	–
RMG	New	RMG ACQUcall	$145,000,000	–	200,000	+100.0%	0.00%	–
CCH	New	COLLIERcall	$140,000,000	–	100,000	+100.0%	0.00%	–
TLT	New	ISHARESput	$132,000,000	–	250,000	+100.0%	0.00%	–
LFAC	New	LF CAP Acall	$154,000,000	–	375,000	+100.0%	0.00%	–
LACQ	New	LEISUREcall	$160,000,000	–	210,182	+100.0%	0.00%	–
WKHS	New	WORKHORS	$108,000,000	–	30,864	+100.0%	0.00%	–
MFAC	New	MEGALITHcall	$106,000,000	–	300,000	+100.0%	0.00%	–
DEAC	New	DIAMONDcall	$121,000,000	–	133,332	+100.0%	0.00%	–
DPHC	New	DIAMONDPcall	$83,000,000	–	99,500	+100.0%	0.00%	–
HYAC	New	HAYMAKERcall	$66,000,000	–	50,000	+100.0%	0.00%	–
SPAQ	New	SPARTANcall	$57,000,000	–	88,000	+100.0%	0.00%	–
TRNE	New	TRINE ACcall	$77,000,000	–	99,650	+100.0%	0.00%	–
FCX	New	FREEPORTcall	$22,000,000	–	750,000	+100.0%	0.00%	–
PIC	New	PIVOTALcall	$52,000,000	–	50,000	+100.0%	0.00%	–
QQQ	New	INVESCOput	$1,000,000	–	20,000	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-11-14
View 13F-HR/A filed 2020-02-14
View 13F-HR/A filed 2020-05-15
View 13F-HR/A filed 2020-08-14
View 13F-HR/A filed 2020-11-12

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q3 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (3594599000.0 != 3594599000000.0)
The reported has been amended

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