UBS OCONNOR LLC - Q3 2019 holdings

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$3.59 Billion is the total value of UBS OCONNOR LLC's 314 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 97.6% .

All

			Value		Shares		↓ Weighting
CELG	Buy	CELGENE	$545,282,000,000	+124.9%	5,491,255	+109.3%	15.17%	+222.9%
WCG	Buy	WELLCARE	$232,639,000,000	+61.1%	897,629	+77.2%	6.47%	+131.3%
STI	Buy	SUNTRUST	$231,324,000,000	+45.5%	3,362,266	+32.9%	6.44%	+109.0%
GWR	New	GENESEEcla	$170,000,000,000	–	1,538,321	+100.0%	4.73%	–
	Buy	CAESARSnote5	$122,508,000,000	+102.8%	103,862,000	+195.4%	3.41%	+191.3%
CY	Buy	CYPRESS	$122,030,000,000	+3609.1%	5,228,342	+3433.8%	3.40%	+5204.7%
ZAYO	Buy	ZAYO GRO	$116,473,000,000	+123.9%	3,435,778	+117.4%	3.24%	+221.4%
MLNX	Buy	MELLANOX	$114,902,000,000	+11.4%	1,048,472	+12.5%	3.20%	+60.0%
AABA	Buy	ALTABA I	$72,212,000,000	-55.2%	3,706,994	+59.4%	2.01%	-35.7%
	Sell	TESLA INnote2	$67,221,000,000	-0.1%	66,000,000	-3.6%	1.87%	+43.4%
	Buy	DISH NETnote2	$44,987,000,000	+31.0%	51,000,000	+37.8%	1.25%	+88.3%
POST	Sell	POST HLD	$37,573,000,000	-27.7%	355,000	-29.0%	1.04%	+3.8%
	Sell	MEDICINEnote2	$34,055,000,000	-13.9%	28,000,000	-30.0%	0.95%	+23.6%
CZR	Buy	CAESARS	$33,062,000,000	+13.4%	2,835,486	+15.0%	0.92%	+62.8%
TPGH	New	TPG PACEcla	$32,074,000,000	–	3,120,000	+100.0%	0.89%	–
		ACORDA Tnote1	$31,402,000,000	-8.8%	40,000,000	0.0%	0.87%	+31.0%
		ALLSCRIPnote1	$29,850,000,000	-0.5%	30,000,000	0.0%	0.83%	+42.9%
BBL	Buy	BHP GROUspons	$28,209,000,000	+63.6%	658,466	+95.2%	0.78%	+135.0%
TGE	New	TALLGRASclass	$27,918,000,000	–	1,386,178	+100.0%	0.78%	–
EXPCU	New	EXPERIENunit0	$26,777,000,000	–	2,675,000	+100.0%	0.74%	–
PACB	Buy	PACIFIC	$26,208,000,000	-9.4%	5,078,991	+6.2%	0.73%	+29.9%
TMCX	New	TRINITY	$25,554,000,000	–	2,450,000	+100.0%	0.71%	–
APXTU	New	APEX TECunit0	$25,475,000,000	–	2,500,000	+100.0%	0.71%	–
	Buy	DERMIRAnote3	$25,238,000,000	+26.1%	30,000,000	+29.3%	0.70%	+80.9%
WLTW	Sell	WILLIS T	$25,086,000,000	-47.6%	130,000	-48.0%	0.70%	-24.8%
MOSC	New	MOSAIC A	$24,911,000,000	–	2,411,500	+100.0%	0.69%	–
		AMAG PHAnote3	$24,845,000,000	+4.2%	30,000,000	0.0%	0.69%	+49.6%
CTXS	New	CITRIX S	$24,130,000,000	–	250,000	+100.0%	0.67%	–
ALDR	New	ALDER BI	$23,537,000,000	–	1,248,003	+100.0%	0.66%	–
DIS	Sell	DISNEY W	$23,458,000,000	-71.2%	180,000	-69.2%	0.65%	-58.6%
NPAUU	New	NEW PROVunit0	$22,929,000,000	–	2,277,000	+100.0%	0.64%	–
FB	Sell	FACEBOOKcla	$21,815,000,000	-72.2%	122,500	-69.9%	0.61%	-60.1%
NFC	New	NEW FRON	$21,312,000,000	–	2,092,510	+100.0%	0.59%	–
BDX	Sell	BECTON D	$20,237,000,000	-27.0%	80,000	-27.3%	0.56%	+4.8%
		PARATEKnote4	$20,019,000,000	+2.5%	27,750,000	0.0%	0.56%	+47.4%
ACAM	New	ACAMAR Pcla	$19,671,000,000	–	1,975,000	+100.0%	0.55%	–
TKKS	New	TKK SYMPordsh	$19,595,000,000	–	1,928,609	+100.0%	0.54%	–
SBE	New	SWITCHBA	$18,827,000,000	–	1,938,950	+100.0%	0.52%	–
FISV	Sell	FISERV I	$18,646,000,000	-7.0%	180,000	-18.2%	0.52%	+33.4%
VIAB	New	VIACOM Iclb	$17,450,000,000	–	726,145	+100.0%	0.48%	–
FTAC	New	FINTECH	$17,001,000,000	–	1,690,000	+100.0%	0.47%	–
DBX	Buy	DROPBOXcla	$16,830,000,000	+34.4%	834,432	+66.9%	0.47%	+92.6%
XLF	Buy	SELECT Ssbiin	$16,800,000,000	+10.7%	600,000	+9.1%	0.47%	+58.8%
	New	MEDICINEnote2	$16,596,000,000	–	10,912,000	+100.0%	0.46%	–
RWGE	New	REGALWOO	$16,265,000,000	–	1,576,036	+100.0%	0.45%	–
NFIN	New	NETFIN A	$16,137,000,000	–	1,646,595	+100.0%	0.45%	–
SMMC	New	SOUTH MT	$15,974,000,000	–	1,630,000	+100.0%	0.44%	–
TSLA		TESLA IN	$15,657,000,000	+7.8%	65,000	0.0%	0.44%	+55.2%
THCB	New	TUSCAN H	$15,484,000,000	–	1,580,000	+100.0%	0.43%	–
VZ	Sell	VERIZON	$15,090,000,000	-52.0%	250,000	-54.5%	0.42%	-31.0%
	New	INTELSATnote4	$14,876,000,000	–	10,000,000	+100.0%	0.41%	–
STNL	New	SENTINELcla	$14,635,000,000	–	1,425,000	+100.0%	0.41%	–
QSR	Sell	RESTAURA	$14,228,000,000	-64.7%	200,000	-65.5%	0.40%	-49.3%
BWMC	New	BOXWOOD	$13,998,000,000	–	1,388,720	+100.0%	0.39%	–
		CLOVIS Onote1	$13,469,000,000	-27.5%	30,000,000	0.0%	0.38%	+4.2%
LHC	New	LEO HOLD	$13,110,000,000	–	1,280,321	+100.0%	0.36%	–
RPM	Sell	RPM INTL	$13,074,000,000	-50.2%	190,000	-55.8%	0.36%	-28.5%
IPOA	New	SOCIAL Ccla	$13,032,000,000	–	1,217,970	+100.0%	0.36%	–
CRCQQ	Buy	CALIFORNput	$12,768,000,000	+168.6%	3,377,700	+132.1%	0.36%	+285.9%
	Sell	TESLA INnote1	$12,710,000,000	-41.8%	13,000,000	-43.5%	0.35%	-16.3%
GSKY	Buy	GREENSKYcla	$12,643,000,000	+119.1%	1,847,083	+293.4%	0.35%	+214.3%
ULTA	New	ULTA BEA	$12,532,000,000	–	50,000	+100.0%	0.35%	–
ELAN	New	ELANCO A	$12,497,000,000	–	470,000	+100.0%	0.35%	–
CAG	Sell	CONAGRA	$12,272,000,000	-53.7%	400,000	-60.0%	0.34%	-33.7%
GLPI	Sell	GAMING &	$12,034,000,000	-7.5%	314,700	-5.8%	0.34%	+32.9%
GTYH	Buy	GTY TECH	$11,746,000,000	+4.8%	1,873,426	+14.4%	0.33%	+50.7%
EBAY	Sell	EBAY INC	$11,694,000,000	-37.0%	300,000	-36.2%	0.32%	-9.7%
ACTT	New	ACT II Gclash	$11,411,000,000	–	1,158,443	+100.0%	0.32%	–
CTRE	Buy	CARETRUS	$11,297,000,000	+17.2%	480,600	+18.5%	0.31%	+67.9%
	Sell	HOPE BANnote2	$11,060,000,000	-43.5%	12,000,000	-44.2%	0.31%	-18.7%
HLF	Buy	HERBALIF	$10,601,000,000	+50.3%	280,000	+69.7%	0.30%	+115.3%
SUI	Sell	SUN CMNT	$10,035,000,000	-49.1%	67,600	-56.1%	0.28%	-27.0%
SDC	New	SMILEDIRclaco	$9,716,000,000	–	700,000	+100.0%	0.27%	–
SABR	Buy	SABRE CO	$9,630,000,000	+8.4%	430,000	+7.5%	0.27%	+55.8%
RHP	Buy	RYMAN HO	$9,482,000,000	+23.1%	115,900	+22.0%	0.26%	+77.2%
	Sell	LIBERTYnote1	$9,404,000,000	-44.8%	7,500,000	-48.3%	0.26%	-20.6%
CRM	New	SALESFOR	$9,278,000,000	–	62,500	+100.0%	0.26%	–
NNN	Buy	NATIONAL	$9,114,000,000	+604.9%	161,600	+562.3%	0.25%	+916.0%
ELS	Buy	EQUITY L	$9,058,000,000	+18.7%	67,800	+7.8%	0.25%	+70.3%
ARE	Buy	ALEXANDR	$8,996,000,000	+22.6%	58,400	+12.3%	0.25%	+76.1%
CUZ	Sell	COUSINS	$8,725,000,000	-5.3%	232,100	-8.9%	0.24%	+36.5%
GIX	New	GIGCAPIT	$8,438,000,000	–	858,400	+100.0%	0.24%	–
NFLX	Buy	NETFLIX	$8,296,000,000	+109.6%	31,000	+187.7%	0.23%	+200.0%
CDK	Sell	CDK GLOB	$8,175,000,000	-33.9%	170,000	-32.0%	0.23%	-5.0%
FCPT	Sell	FOUR COR	$8,000,000,000	-13.1%	282,900	-16.1%	0.22%	+25.3%
MAA	Sell	MID AMER	$7,931,000,000	-26.6%	61,000	-33.5%	0.22%	+5.7%
GRUB	Buy	GRUBHUB	$7,869,000,000	+1917.7%	140,000	+2700.0%	0.22%	+2637.5%
AVB	New	AVALONBA	$7,860,000,000	–	36,500	+100.0%	0.22%	–
ORCC	New	OWL ROCK	$7,673,000,000	–	486,582	+100.0%	0.21%	–
		PROTALIXnote7	$7,628,000,000	0.0%	8,000,000	0.0%	0.21%	+43.2%
BABA	New	ALIBABAspons	$7,551,000,000	–	45,153	+100.0%	0.21%	–
CCX	New	CHURCHILcla	$7,515,000,000	–	750,000	+100.0%	0.21%	–
SSPKU	New	SILVER Sunit9	$7,439,000,000	–	737,290	+100.0%	0.21%	–
VICI	Sell	VICI PPT	$7,307,000,000	-42.1%	322,600	-43.7%	0.20%	-17.1%
DFBH	New	DFB HEAL	$7,216,000,000	–	707,425	+100.0%	0.20%	–
SPAQ	New	SPARTANclaco	$6,931,000,000	–	686,259	+100.0%	0.19%	–
INXN	Sell	INTERXIO	$6,786,000,000	-51.3%	83,300	-54.5%	0.19%	-30.0%
HTA	Sell	HEALTHCAclane	$6,672,000,000	+5.2%	227,100	-1.8%	0.19%	+51.2%
CLDR	Sell	CLOUDERA	$6,645,000,000	-32.1%	750,000	-59.7%	0.18%	-2.6%
NHI	Sell	NATIONAL	$6,369,000,000	-27.2%	77,300	-31.1%	0.18%	+4.1%
EGP	Sell	EASTGROU	$6,301,000,000	-37.7%	50,400	-42.2%	0.18%	-10.7%
MFAC	New	MEGALITHclaco	$6,288,000,000	–	618,636	+100.0%	0.18%	–
RPAI	New	RETAIL Pcla	$6,249,000,000	–	507,200	+100.0%	0.17%	–
EXR	Sell	EXTRA SP	$6,156,000,000	-35.5%	52,700	-41.4%	0.17%	-7.6%
CDLX	Sell	CARDLYTI	$6,034,000,000	-32.6%	180,000	-47.7%	0.17%	-2.9%
FRT	Sell	FEDERALshben	$5,677,000,000	-36.8%	41,700	-40.3%	0.16%	-9.2%
AXTA		AXALTA C	$5,653,000,000	+1.3%	187,500	0.0%	0.16%	+45.4%
WRI	New	WEINGARTshben	$5,625,000,000	–	193,100	+100.0%	0.16%	–
COLD	Sell	AMERICOL	$5,572,000,000	-53.2%	150,300	-59.1%	0.16%	-32.9%
FR	Buy	FIRST IN	$5,574,000,000	+136.7%	140,900	+119.8%	0.16%	+237.0%
EPR	Buy	EPR PPTY	$5,495,000,000	+131.0%	71,500	+124.1%	0.15%	+232.6%
MGP	Sell	MGM GROWclaco	$5,451,000,000	-40.7%	181,400	-39.5%	0.15%	-14.6%
PSB	Sell	PS BUSIN	$5,167,000,000	-44.2%	28,400	-48.3%	0.14%	-19.6%
DEI	New	DOUGLAS	$5,165,000,000	–	120,600	+100.0%	0.14%	–
DEAC	New	DIAMOND	$5,115,000,000	–	517,500	+100.0%	0.14%	–
ACC	Buy	AMERICAN	$5,015,000,000	+215.4%	104,300	+202.8%	0.14%	+351.6%
SCPE	New	SC HEALT	$4,955,000,000	–	500,000	+100.0%	0.14%	–
EYE	Sell	NATIONAL	$4,814,000,000	-47.8%	200,000	-33.3%	0.13%	-25.1%
LTC	Buy	LTC PPTY	$4,825,000,000	+274.6%	94,200	+234.0%	0.13%	+436.0%
TRNE	New	TRINE AC	$4,780,000,000	–	484,300	+100.0%	0.13%	–
CRSA	New	CRESCENT	$4,691,000,000	–	475,000	+100.0%	0.13%	–
OUT	Sell	OUTFRONT	$4,670,000,000	-58.4%	168,100	-61.3%	0.13%	-40.1%
INSUU	New	INSURANCunit0	$4,689,000,000	–	450,000	+100.0%	0.13%	–
		TELIGENTnote4	$4,649,000,000	+7.4%	8,000,000	0.0%	0.13%	+53.6%
		DISH NETnote3	$4,600,000,000	-5.6%	5,000,000	0.0%	0.13%	+36.2%
BROG	New	TWELVE S	$4,403,000,000	–	430,000	+100.0%	0.12%	–
LACQ	New	LEISURE	$4,309,000,000	–	420,365	+100.0%	0.12%	–
ENDP	Sell	ENDO INTput	$4,244,000,000	+4.9%	1,915,000	-11.5%	0.12%	+51.3%
CFFA	New	CF FIN A	$4,056,000,000	–	400,000	+100.0%	0.11%	–
RPLA	New	REPLAY A	$3,970,000,000	–	400,000	+100.0%	0.11%	–
PIC	New	PIVOTAL	$3,916,000,000	–	400,000	+100.0%	0.11%	–
PDM	New	PIEDMONT	$3,888,000,000	–	186,200	+100.0%	0.11%	–
PAGP	New	PLAINS Gltdpa	$3,803,000,000	–	179,127	+100.0%	0.11%	–
CTAC	New	CHASERGclass	$3,776,000,000	–	377,180	+100.0%	0.10%	–
MNKKQ	Buy	MALLINCKput	$3,739,000,000	+289.1%	1,243,600	+284.3%	0.10%	+447.4%
INSU	New	INSURANCcla	$3,694,000,000	–	375,000	+100.0%	0.10%	–
BID	New	SOTHEBYS	$3,678,000,000	–	64,546	+100.0%	0.10%	–
CPT	Buy	CAMDEN Pshben	$3,630,000,000	+182.7%	32,700	+165.9%	0.10%	+304.0%
HIW	New	HIGHWOOD	$3,618,000,000	–	80,500	+100.0%	0.10%	–
MIME	New	MIMECASTordsh	$3,567,000,000	–	100,000	+100.0%	0.10%	–
JD	New	JD COM Ispona	$3,450,000,000	–	122,301	+100.0%	0.10%	–
NOW	Buy	SERVICEN	$3,427,000,000	-3.6%	13,500	+4.3%	0.10%	+37.7%
RIG	Buy	TRANSOCEput	$3,351,000,000	+94.0%	1,775,000	+43.1%	0.09%	+181.8%
PLD	Sell	PROLOGIS	$3,341,000,000	-38.5%	39,200	-42.2%	0.09%	-11.4%
AMZN	Sell	AMAZON C	$3,211,000,000	-40.5%	1,850	-35.1%	0.09%	-15.2%
DDOG	New	DATADOGclaco	$3,112,000,000	–	91,770	+100.0%	0.09%	–
GRSH	New	GORES HOclass	$3,087,000,000	–	305,333	+100.0%	0.09%	–
GME	Sell	GAMESTOPcla	$3,079,000,000	-32.3%	557,855	-32.9%	0.09%	-2.3%
KN	Buy	KNOWLES	$3,051,000,000	+233.1%	150,000	+200.0%	0.08%	+372.2%
DRE	Buy	DUKE REA	$3,040,000,000	+15.9%	89,500	+7.8%	0.08%	+66.7%
LSI	Sell	LIFE STO	$3,036,000,000	-39.9%	28,800	-45.8%	0.08%	-14.3%
NVR	New	NVR INC	$2,963,000,000	–	797	+100.0%	0.08%	–
TSLA	Buy	TESLA INput	$2,924,000,000	-28.1%	100,700	+9.8%	0.08%	+2.5%
PDD	New	PINDUODUspons	$2,878,000,000	–	89,311	+100.0%	0.08%	–
HCAC	New	HENNESSYclaco	$2,690,000,000	–	267,000	+100.0%	0.08%	–
AMH	Sell	AMERICANcla	$2,630,000,000	-50.3%	101,600	-53.3%	0.07%	-28.4%
SPAQU	New	SPARTANunit9	$2,590,000,000	–	250,000	+100.0%	0.07%	–
PFPT	New	PROOFPOI	$2,562,000,000	–	19,852	+100.0%	0.07%	–
PSTG	Sell	PURE STOcla	$2,541,000,000	-37.2%	150,000	-43.4%	0.07%	-9.0%
MDLA	New	MEDALLIA	$2,375,000,000	–	86,600	+100.0%	0.07%	–
EDU	New	NEW ORIEspona	$2,298,000,000	–	20,747	+100.0%	0.06%	–
EQIX	Sell	EQUINIX	$2,307,000,000	-34.6%	4,000	-42.9%	0.06%	-5.9%
CPE	New	CALLON P	$2,266,000,000	–	522,191	+100.0%	0.06%	–
LVGO	New	LIVONGO	$2,218,000,000	–	127,183	+100.0%	0.06%	–
PVT	New	PIVOTALclaco	$2,189,000,000	–	215,000	+100.0%	0.06%	–
NXPI	New	NXP SEMI	$2,182,000,000	–	20,000	+100.0%	0.06%	–
NET	New	CLOUDFLAclaco	$2,167,000,000	–	116,690	+100.0%	0.06%	–
CRWD	Sell	CROWDSTRcla	$2,090,000,000	-29.3%	35,850	-17.2%	0.06%	+1.8%
GIG	New	GIGCAPIT	$2,074,000,000	–	200,000	+100.0%	0.06%	–
PYPL	New	PAYPAL H	$2,072,000,000	–	20,000	+100.0%	0.06%	–
PGTI	Buy	PGT INNO	$2,012,000,000	+20.3%	116,520	+16.5%	0.06%	+75.0%
QFIN	Buy	360 FINAads	$1,950,000,000	+31.7%	219,156	+73.9%	0.05%	+86.2%
ASRT	New	ASSERTIO	$1,920,000,000	–	1,500,000	+100.0%	0.05%	–
HYG	Sell	ISHARESput	$1,841,000,000	+26.1%	4,980,000	-0.4%	0.05%	+82.1%
CTRP	Buy	CTRIP COspons	$1,831,000,000	+148.1%	62,500	+212.5%	0.05%	+264.3%
MOMO	New	MOMO INCadr	$1,796,000,000	–	57,989	+100.0%	0.05%	–
SY	Sell	SO YOUNGspons	$1,713,000,000	-46.2%	185,625	-19.0%	0.05%	-22.6%
HCAT	New	HEALTH C	$1,706,000,000	–	53,930	+100.0%	0.05%	–
ALLK	New	ALLAKOS	$1,647,000,000	–	20,948	+100.0%	0.05%	–
SHLL	New	TORTOISEcla	$1,650,000,000	–	167,855	+100.0%	0.05%	–
PING	New	PING IDE	$1,618,000,000	–	93,800	+100.0%	0.04%	–
ENDP	Buy	ENDO INT	$1,573,000,000	+218.4%	490,009	+308.3%	0.04%	+340.0%
WAB	New	WABTEC C	$1,590,000,000	–	22,120	+100.0%	0.04%	–
	Sell	ASSERTIOnote2	$1,564,000,000	-95.4%	2,100,000	-95.6%	0.04%	-93.4%
TAL	New	TAL EDUCspons	$1,521,000,000	–	44,410	+100.0%	0.04%	–
WH	Sell	WYNDHAM	$1,495,000,000	-77.2%	28,900	-75.4%	0.04%	-66.9%
DPHC	New	DIAMONDP	$1,481,000,000	–	150,000	+100.0%	0.04%	–
TPTX	New	TURNING	$1,466,000,000	–	39,000	+100.0%	0.04%	–
EAF	Sell	GRAFTECH	$1,483,000,000	-33.0%	115,857	-39.8%	0.04%	-4.7%
CLB	New	CORE LAB	$1,399,000,000	–	30,000	+100.0%	0.04%	–
CCO	Sell	CLEAR CH	$1,386,000,000	-49.1%	550,000	-4.7%	0.04%	-26.4%
TCO	New	TAUBMAN	$1,360,000,000	–	33,300	+100.0%	0.04%	–
SYF	New	SYNCHRON	$1,364,000,000	–	40,000	+100.0%	0.04%	–
BIDU	New	BAIDU INspona	$1,284,000,000	–	12,500	+100.0%	0.04%	–
CRCQQ	Buy	CALIFORN	$1,292,000,000	+51.3%	126,647	+191.8%	0.04%	+111.8%
SGRY	New	SURGERY	$1,292,000,000	–	175,000	+100.0%	0.04%	–
SILK	New	SILK ROA	$1,270,000,000	–	39,050	+100.0%	0.04%	–
RNG	New	RINGCENTcla	$1,257,000,000	–	10,000	+100.0%	0.04%	–
CNR	Sell	CORNERST	$1,210,000,000	-53.9%	200,000	-55.6%	0.03%	-33.3%
AFYA	New	AFYA LTDclaco	$1,230,000,000	–	47,983	+100.0%	0.03%	–
LAC	New	LITHIUM	$1,220,000,000	–	400,000	+100.0%	0.03%	–
DT	New	DYNATRAC	$1,194,000,000	–	63,937	+100.0%	0.03%	–
FVRR	Buy	FIVERR Iordsh	$1,135,000,000	-16.2%	60,670	+33.0%	0.03%	+23.1%
VNTR	Sell	VENATOR	$1,098,000,000	-72.3%	450,000	-40.0%	0.03%	-59.7%
TXG	New	10X GENOclaco	$1,091,000,000	–	21,644	+100.0%	0.03%	–
		FINISARnote0	$997,000,000	+2.0%	1,000,000	0.0%	0.03%	+47.4%
NFINU	New	NETFIN Aunit0	$1,009,000,000	–	100,000	+100.0%	0.03%	–
		PURE STOnote0	$987,000,000	+2.6%	1,000,000	0.0%	0.03%	+42.1%
NTES	New	NETEASEspons	$974,000,000	–	3,659	+100.0%	0.03%	–
LITE	New	LUMENTUM	$937,000,000	–	17,500	+100.0%	0.03%	–
		NUANCE Cdbcv1	$949,000,000	+0.5%	1,000,000	0.0%	0.03%	+44.4%
	New	NEW RELInote0	$947,000,000	–	1,000,000	+100.0%	0.03%	–
HYAC	New	HAYMAKER	$943,000,000	–	95,287	+100.0%	0.03%	–
	New	VISHAY Inote2	$936,000,000	–	1,000,000	+100.0%	0.03%	–
		MACQUARInote2	$913,000,000	+3.3%	1,000,000	0.0%	0.02%	+47.1%
		ENSCO JEnote3	$845,000,000	+8.1%	1,000,000	0.0%	0.02%	+60.0%
PYXSQ		PYXUS INput	$800,000,000	+14.1%	94,800	0.0%	0.02%	+57.1%
MAT	Buy	MATTEL Iput	$784,000,000	-39.4%	1,040,000	+2.2%	0.02%	-12.0%
SENS	New	SENSEONI	$791,000,000	–	800,000	+100.0%	0.02%	–
SWKS	Sell	SKYWORKS	$792,000,000	-93.3%	10,000	-93.4%	0.02%	-90.4%
BDN	New	BRANDYWIshben	$764,000,000	–	50,400	+100.0%	0.02%	–
COR	New	CORESITE	$707,000,000	–	5,800	+100.0%	0.02%	–
HR	New	HEALTHCA	$697,000,000	–	20,800	+100.0%	0.02%	–
HTZGQ	New	HERTZ GLput	$634,000,000	–	295,000	+100.0%	0.02%	–
NFLX	Buy	NETFLIXput	$652,000,000	+59.0%	50,000	+66.7%	0.02%	+125.0%
		CHESAPEAnote5	$660,000,000	-17.6%	1,000,000	0.0%	0.02%	+12.5%
GCVRZ		SANOFIright	$657,000,000	+8.8%	1,162,096	0.0%	0.02%	+50.0%
TPGH	New	TPG PACEcall	$650,000,000	–	377,000	+100.0%	0.02%	–
UBER	New	UBER TECput	$620,000,000	–	400,000	+100.0%	0.02%	–
ADT		ADT INC	$564,000,000	+2.4%	90,000	0.0%	0.02%	+45.5%
RDHL	New	REDHILLspons	$586,000,000	–	83,250	+100.0%	0.02%	–
SBE	New	SWITCHBAcall	$578,000,000	–	646,316	+100.0%	0.02%	–
WW	New	WW INTL	$567,000,000	–	15,000	+100.0%	0.02%	–
ZS	New	ZSCALER	$591,000,000	–	12,500	+100.0%	0.02%	–
EIGR	New	EIGER BI	$527,000,000	–	51,400	+100.0%	0.02%	–
ITRM		ITERUM T	$523,000,000	-14.3%	88,689	0.0%	0.02%	+25.0%
LYFT	New	LYFT INCclaco	$510,000,000	–	12,500	+100.0%	0.01%	–
THBRU	New	THUNDERunit9	$509,000,000	–	50,000	+100.0%	0.01%	–
LFAC	New	LF CAP Acla	$513,000,000	–	50,000	+100.0%	0.01%	–
ALDX	New	ALDEYRA	$487,000,000	–	92,500	+100.0%	0.01%	–
GDP	Sell	GOODRICH	$468,000,000	-76.0%	44,000	-70.7%	0.01%	-65.8%
SPY	Sell	SPDR S&Pcall	$445,000,000	-70.3%	3,000,000	-45.5%	0.01%	-58.6%
QEP		QEP RESput	$417,000,000	+159.0%	93,600	0.0%	0.01%	+300.0%
RIG	New	TRANSOCEregsh	$447,000,000	–	100,000	+100.0%	0.01%	–
GTYH		GTY TECHcall	$396,000,000	-19.8%	650,000	0.0%	0.01%	+10.0%
PHR	New	PHREESIA	$380,000,000	–	15,687	+100.0%	0.01%	–
CCX	New	CHURCHILcall	$369,000,000	–	250,000	+100.0%	0.01%	–
GOOGL	Sell	ALPHABETcapst	$366,000,000	-91.5%	300	-92.5%	0.01%	-88.1%
SVMK	New	SVMK INC	$342,000,000	–	20,000	+100.0%	0.01%	–
IBM	New	INTERNAT	$364,000,000	–	2,500	+100.0%	0.01%	–
WUBA	New	58 COM Ispona	$367,000,000	–	7,448	+100.0%	0.01%	–
MOBL	New	MOBILEIR	$327,000,000	–	50,000	+100.0%	0.01%	–
TMCX	New	TRINITYcall	$315,000,000	–	250,000	+100.0%	0.01%	–
KOS	Sell	KOSMOS E	$285,000,000	-85.4%	45,693	-85.3%	0.01%	-78.9%
PRVB	New	PROVENTI	$273,000,000	–	40,000	+100.0%	0.01%	–
RWGE	New	REGALWOOcall	$254,000,000	–	442,012	+100.0%	0.01%	–
ANGI	Sell	ANGI HOM	$248,000,000	-75.4%	35,000	-54.8%	0.01%	-65.0%
PCG		PG&E CORput	$266,000,000	+195.6%	399,900	0.0%	0.01%	+250.0%
WW	New	WW INTLcall	$251,000,000	–	25,000	+100.0%	0.01%	–
NFIN	New	NETFIN Acall	$236,000,000	–	800,000	+100.0%	0.01%	–
RRC		RANGE REput	$254,000,000	+100.0%	54,600	0.0%	0.01%	+250.0%
BBGI	Sell	BEASLEYcla	$227,000,000	-4.6%	73,105	-1.1%	0.01%	+20.0%
MOSC	New	MOSAIC Acall	$225,000,000	–	200,000	+100.0%	0.01%	–
SMMC	New	SOUTH MTcall	$200,000,000	–	250,000	+100.0%	0.01%	–
GT	New	GOODYEARcall	$200,000,000	–	200,000	+100.0%	0.01%	–
GME	Sell	GAMESTOPput	$212,000,000	-71.0%	200,000	-13.0%	0.01%	-57.1%
GE	New	GENERALput	$165,000,000	–	2,000,000	+100.0%	0.01%	–
LGC	New	LEGACY Acall	$179,000,000	–	550,000	+100.0%	0.01%	–
WW	New	WW INTLput	$142,000,000	–	205,000	+100.0%	0.00%	–
SOLO		ELECTRAMcall	$126,000,000	-24.1%	350,000	0.0%	0.00%	+33.3%
RMG	New	RMG ACQUcall	$145,000,000	–	200,000	+100.0%	0.00%	–
USO	Sell	UNITED Sput	$132,000,000	+842.9%	500,000	-29.6%	0.00%	–
CCH	New	COLLIERcall	$140,000,000	–	100,000	+100.0%	0.00%	–
REV		REVLON Iput	$147,000,000	+88.5%	62,500	0.0%	0.00%	+100.0%
TLT	New	ISHARESput	$132,000,000	–	250,000	+100.0%	0.00%	–
LFAC	New	LF CAP Acall	$154,000,000	–	375,000	+100.0%	0.00%	–
LACQ	New	LEISUREcall	$160,000,000	–	210,182	+100.0%	0.00%	–
WKHS	New	WORKHORS	$108,000,000	–	30,864	+100.0%	0.00%	–
PBI		PITNEY Bput	$99,000,000	-2.9%	61,600	0.0%	0.00%	+50.0%
MFAC	New	MEGALITHcall	$106,000,000	–	300,000	+100.0%	0.00%	–
MMLP		MARTIN Mput	$125,000,000	+131.5%	45,600	0.0%	0.00%	+200.0%
ENDP		ENDO INTcall	$112,000,000	-56.9%	1,100,000	0.0%	0.00%	-40.0%
NBR		NABORS Iput	$98,000,000	+44.1%	62,000	0.0%	0.00%	+200.0%
NLSN		NIELSENput	$124,000,000	+24.0%	20,800	0.0%	0.00%	+50.0%
FPAY		FLEXSHOPcall	$117,000,000	+62.5%	200,000	0.0%	0.00%	+200.0%
DEAC	New	DIAMONDcall	$121,000,000	–	133,332	+100.0%	0.00%	–
X	Sell	UNITED Sput	$58,000,000	-35.6%	500,000	-50.0%	0.00%	0.0%
CNX		CNX RESOput	$75,000,000	+4.2%	51,800	0.0%	0.00%	+100.0%
DPHC	New	DIAMONDPcall	$83,000,000	–	99,500	+100.0%	0.00%	–
HYAC	New	HAYMAKERcall	$66,000,000	–	50,000	+100.0%	0.00%	–
SPAQ	New	SPARTANcall	$57,000,000	–	88,000	+100.0%	0.00%	–
TRNE	New	TRINE ACcall	$77,000,000	–	99,650	+100.0%	0.00%	–
GNCA		GENOCEA	$56,000,000	-26.3%	19,460	0.0%	0.00%	+100.0%
ATI		ALLEGHENput	$75,000,000	+29.3%	50,000	0.0%	0.00%	+100.0%
AXTA		AXALTA Cput	$30,000,000	-78.3%	100,000	0.0%	0.00%	-66.7%
GEO		GEO GROUput	$47,000,000	+56.7%	27,700	0.0%	0.00%	0.0%
FCX	New	FREEPORTcall	$22,000,000	–	750,000	+100.0%	0.00%	–
ZAYO		ZAYO GROput	$21,000,000	-47.5%	30,000	0.0%	0.00%	0.0%
BKLN		INVESCOput	$25,000,000	-85.7%	1,000,000	0.0%	0.00%	-66.7%
RCII	Buy	RENT A Cput	$26,000,000	-58.7%	341,700	+8.0%	0.00%	0.0%
NAVI		NAVIENTput	$25,000,000	-19.4%	84,100	0.0%	0.00%	0.0%
PIC	New	PIVOTALcall	$52,000,000	–	50,000	+100.0%	0.00%	–
ADT		ADT INCput	$44,000,000	+10.0%	51,800	0.0%	0.00%	0.0%
HOG	Sell	HARLEY Dput	$31,000,000	-75.4%	50,000	-50.0%	0.00%	-50.0%
LEN		LENNAR Cput	$2,000,000	-83.3%	20,000	0.0%	0.00%	–
F		FORD MTRcall	$2,000,000	-88.2%	100,000	0.0%	0.00%	–
MAT		MATTEL Icall	$3,000,000	-76.9%	42,500	0.0%	0.00%	–
STAR		ISTAR INput	$3,000,000	-82.4%	135,300	0.0%	0.00%	–
WW	Exit	WEIGHT Wcall	$0	–	-125,000	-100.0%	0.00%	–
QQQ	New	INVESCOput	$1,000,000	–	20,000	+100.0%	0.00%	–
DVA		DAVITA Iput	$2,000,000	-93.3%	100,000	0.0%	0.00%	-100.0%
STWD		STARWOODput	$3,000,000	-70.0%	60,000	0.0%	0.00%	–
GNCA		GENOCEAcall	$5,000,000	-75.0%	1,750,000	0.0%	0.00%	–
FXI	Exit	ISHARESput	$0	–	-240,000	-100.0%	-0.00%	–
HLF	Exit	HERBALIFcall	$0	–	-300,000	-100.0%	-0.00%	–
CI	Exit	CIGNA COcall	$0	–	-100,000	-100.0%	-0.00%	–
XLF	Exit	SELECT Sput	$0	–	-1,000,000	-100.0%	-0.00%	–
QCOM	Exit	QUALCOMMcall	$0	–	-200,000	-100.0%	-0.00%	–
HOSSQ	Exit	HORNBECKput	$0	–	-184,400	-100.0%	-0.00%	–
HOSSQ	Exit	HORNBECK	$0	–	-104,369	-100.0%	-0.00%	–
SPY	Exit	SPDR S&Pput	$0	–	-750,000	-100.0%	-0.00%	–
LUMN	Exit	CENTURYLcall	$0	–	-1,000,000	-100.0%	-0.01%	–
JNK	Exit	SPDR SERput	$0	–	-1,500,000	-100.0%	-0.01%	–
REPL	Exit	REPLIMUN	$0	–	-28,200	-100.0%	-0.01%	–
V	Exit	VISA INC	$0	–	-2,703	-100.0%	-0.01%	–
SHOP	Exit	SHOPIFYcla	$0	–	-1,625	-100.0%	-0.01%	–
INVH	Exit	INVITATI	$0	–	-17,490	-100.0%	-0.01%	–
SQ	Exit	SQUARE Icla	$0	–	-7,341	-100.0%	-0.01%	–
GLUU	Exit	GLU MOBI	$0	–	-73,238	-100.0%	-0.01%	–
GDDY	Exit	GODADDYcla	$0	–	-7,944	-100.0%	-0.01%	–
TLND	Exit	TALEND Sads	$0	–	-15,000	-100.0%	-0.01%	–
VG	Exit	VONAGE H	$0	–	-73,700	-100.0%	-0.02%	–
MTCH	Exit	MATCH GR	$0	–	-13,549	-100.0%	-0.02%	–
DOCU	Exit	DOCUSIGN	$0	–	-20,000	-100.0%	-0.02%	–
	Exit	TWITTERnote0	$0	–	-1,000,000	-100.0%	-0.02%	–
INSM	Exit	INSMED I	$0	–	-40,000	-100.0%	-0.02%	–
PD	Exit	PAGERDUT	$0	–	-22,200	-100.0%	-0.02%	–
FTRCQ	Exit	FRONTIERput	$0	–	-469,000	-100.0%	-0.02%	–
DOMO	Exit	DOMO INC	$0	–	-38,974	-100.0%	-0.02%	–
IAC	Exit	IAC INTE	$0	–	-5,313	-100.0%	-0.02%	–
GLW	Exit	CORNING	$0	–	-37,500	-100.0%	-0.02%	–
DISCA	Exit	DISCOVER	$0	–	-41,944	-100.0%	-0.02%	–
PI	Exit	IMPINJ I	$0	–	-50,000	-100.0%	-0.03%	–
QTWO	Exit	Q2 HLDGS	$0	–	-19,000	-100.0%	-0.03%	–
NEO	Exit	NEOGENOM	$0	–	-68,750	-100.0%	-0.03%	–
CDAY	Exit	CERIDIAN	$0	–	-30,700	-100.0%	-0.03%	–
WW	Exit	WEIGHT Wput	$0	–	-295,000	-100.0%	-0.03%	–
HRTX	Exit	HERON TH	$0	–	-100,000	-100.0%	-0.04%	–
GBT	Exit	GLOBAL B	$0	–	-35,800	-100.0%	-0.04%	–
ESS	Exit	ESSEX PP	$0	–	-6,300	-100.0%	-0.04%	–
APH	Exit	AMPHENOLcla	$0	–	-19,714	-100.0%	-0.04%	–
CHWY	Exit	CHEWY INcla	$0	–	-58,679	-100.0%	-0.04%	–
PSN	Exit	PARSONS	$0	–	-59,103	-100.0%	-0.04%	–
GLD	Exit	SPDR GOLgolds	$0	–	-16,217	-100.0%	-0.04%	–
ZNGA	Exit	ZYNGA INcla	$0	–	-372,100	-100.0%	-0.04%	–
	Exit	OSI SYSTnote1	$0	–	-2,000,000	-100.0%	-0.05%	–
ZM	Exit	ZOOM VIDcla	$0	–	-27,038	-100.0%	-0.05%	–
ADC	Exit	AGREE RE	$0	–	-40,525	-100.0%	-0.05%	–
RVLV	Exit	REVOLVEcla	$0	–	-75,300	-100.0%	-0.05%	–
ATUS	Exit	ALTICE Ucla	$0	–	-107,288	-100.0%	-0.05%	–
HCP	Exit	HCP INC	$0	–	-88,800	-100.0%	-0.06%	–
PEB	Exit	PEBBLEBR	$0	–	-106,300	-100.0%	-0.06%	–
FSLY	Exit	FASTLY Icla	$0	–	-150,435	-100.0%	-0.06%	–
HCA	Exit	HCA HEAL	$0	–	-25,000	-100.0%	-0.06%	–
O	Exit	REALTY I	$0	–	-49,465	-100.0%	-0.07%	–
EA	Exit	ELECTRON	$0	–	-35,571	-100.0%	-0.07%	–
CUBE	Exit	CUBESMAR	$0	–	-113,027	-100.0%	-0.07%	–
REXR	Exit	REXFORD	$0	–	-94,600	-100.0%	-0.07%	–
PBR	Exit	PETROLEOspons	$0	–	-250,000	-100.0%	-0.08%	–
COUP	Exit	COUPA SO	$0	–	-32,900	-100.0%	-0.08%	–
QCOM	Exit	QUALCOMM	$0	–	-57,045	-100.0%	-0.08%	–
LACQU	Exit	LEISUREunit9	$0	–	-420,365	-100.0%	-0.08%	–
STOR	Exit	STORE CA	$0	–	-168,393	-100.0%	-0.11%	–
LUMN	Exit	CENTURYL	$0	–	-500,000	-100.0%	-0.11%	–
DHI	Exit	D R HORT	$0	–	-156,000	-100.0%	-0.13%	–
EPRT	Exit	ESSENTIA	$0	–	-343,067	-100.0%	-0.13%	–
TPGHU	Exit	TPG PACEunit9	$0	–	-831,000	-100.0%	-0.18%	–
APD	Exit	AIR PROD	$0	–	-40,000	-100.0%	-0.18%	–
CTSH	Exit	COGNIZANcla	$0	–	-150,000	-100.0%	-0.18%	–
CHH	Exit	CHOICE H	$0	–	-110,600	-100.0%	-0.19%	–
TRNO	Exit	TERRENO	$0	–	-199,400	-100.0%	-0.19%	–
	Exit	INFINERAnote2	$0	–	-15,000,000	-100.0%	-0.20%	–
	Exit	SENSEONInote5	$0	–	-10,000,000	-100.0%	-0.20%	–
	Exit	NABORS Inote0	$0	–	-17,000,000	-100.0%	-0.24%	–
EFII	Exit	ELECTRON	$0	–	-383,090	-100.0%	-0.27%	–
UNH	Exit	UNITEDHE	$0	–	-60,000	-100.0%	-0.28%	–
CRAY	Exit	CRAY INC	$0	–	-429,612	-100.0%	-0.29%	–
CVNA	Exit	CARVANAcla	$0	–	-320,000	-100.0%	-0.39%	–
XLV	Exit	SELECT Ssbihe	$0	–	-220,000	-100.0%	-0.40%	–
ARRY	Exit	ARRAY BI	$0	–	-480,344	-100.0%	-0.43%	–
BCO	Exit	BRINKS C	$0	–	-300,000	-100.0%	-0.47%	–
CI	Exit	CIGNA CO	$0	–	-289,200	-100.0%	-0.88%	–
AGN	Exit	ALLERGAN	$0	–	-281,112	-100.0%	-0.91%	–
TRCO	Exit	TRIBUNEcla	$0	–	-1,868,773	-100.0%	-1.67%	–
DATA	Exit	TABLEAUcla	$0	–	-628,950	-100.0%	-2.02%	–
TSS	Exit	TOTAL SY	$0	–	-937,435	-100.0%	-2.33%	–
APC	Exit	ANADARKO	$0	–	-4,191,507	-100.0%	-5.73%	–
WP	Exit	WORLDPAYcla	$0	–	-2,721,653	-100.0%	-6.46%	–
LLL	Exit	L3 TECHN	$0	–	-1,648,973	-100.0%	-7.83%	–
FDC	Exit	FIRST DA	$0	–	-19,280,163	-100.0%	-10.11%	–
RHT	Exit	RED HAT	$0	–	-2,954,679	-100.0%	-10.75%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-11-14
View 13F-HR/A filed 2020-02-14
View 13F-HR/A filed 2020-05-15
View 13F-HR/A filed 2020-08-14
View 13F-HR/A filed 2020-11-12

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q3 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (3594599000.0 != 3594599000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings