UBS OCONNOR LLC - Q3 2018 holdings

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$4.35 Billion is the total value of UBS OCONNOR LLC's 276 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 78.5% .

All

			Value		Shares		↓ Weighting
AET	Buy	AETNA IN	$427,219,000,000	+23.3%	2,106,085	+11.5%	9.81%	+41.4%
COL	Sell	ROCKWELL	$386,062,000,000	-21.1%	2,748,359	-24.3%	8.87%	-9.5%
ANDV	Buy	ANDEAVOR	$358,246,000,000	+31.5%	2,357,429	+13.5%	8.23%	+50.8%
FOXA	New	TWENTY Fcla	$271,580,000,000	–	5,861,861	+100.0%	6.24%	–
DVMT	Buy	DELL TEC	$126,638,000,000	+30.6%	1,303,939	+13.7%	2.91%	+49.8%
ESRX	Sell	EXPRESS	$122,371,000,000	+13.5%	1,287,987	-7.7%	2.81%	+30.2%
	Buy	TESLA INnote0	$102,341,000,000	+61.6%	103,000,000	+79.1%	2.35%	+85.4%
CA	New	CA INC	$101,639,000,000	–	2,302,139	+100.0%	2.33%	–
PF	Buy	PINNACLE	$99,158,000,000	+1026.4%	1,529,977	+1030.8%	2.28%	+1194.3%
CI	Buy	CIGNA CO	$89,548,000,000	+31.7%	430,000	+7.5%	2.06%	+51.0%
EVHC	Sell	ENVISION	$88,056,000,000	-6.9%	1,925,564	-10.4%	2.02%	+6.8%
TRCO	Sell	TRIBUNEcla	$87,595,000,000	-31.0%	2,279,337	-31.2%	2.01%	-20.8%
ORIG	New	OCEAN RI	$84,710,000,000	–	2,446,854	+100.0%	1.95%	–
WLTW	Sell	WILLIS T	$63,423,000,000	-16.3%	450,000	-10.0%	1.46%	-4.0%
APD	Sell	AIR PROD	$60,138,000,000	-8.1%	360,000	-14.3%	1.38%	+5.4%
FB	Sell	FACEBOOKcla	$47,693,000,000	-20.8%	290,000	-6.5%	1.10%	-9.2%
QSR	Buy	RESTAURA	$47,424,000,000	+2.1%	800,000	+3.9%	1.09%	+17.1%
DNB	New	DUN & BR	$46,163,000,000	–	323,927	+100.0%	1.06%	–
		YAHOO INnote1	$44,586,000,000	-6.9%	35,000,000	0.0%	1.02%	+6.8%
POST	Sell	POST HLD	$38,236,000,000	-14.5%	390,000	-25.0%	0.88%	-2.0%
IDTI	Buy	INTEGRAT	$37,514,000,000	+271.4%	797,996	+151.8%	0.86%	+326.7%
NXTM	Buy	NXSTAGE	$37,158,000,000	+42.1%	1,332,293	+42.1%	0.85%	+62.8%
XLF	Buy	SELECT Ssbiin	$36,544,000,000	+5.7%	1,325,000	+1.9%	0.84%	+21.2%
EGN	New	ENERGEN	$36,439,000,000	–	422,867	+100.0%	0.84%	–
DIS	Buy	DISNEY W	$35,863,000,000	+582.5%	306,678	+511.6%	0.82%	+684.8%
CTSH	Sell	COGNIZANcla	$34,718,000,000	-12.1%	450,000	-10.0%	0.80%	+0.8%
EBAY	Sell	EBAY INC	$34,671,000,000	-36.3%	1,050,000	-30.0%	0.80%	-26.9%
AAPL	Buy	APPLE IN	$33,848,000,000	+146.0%	149,944	+101.7%	0.78%	+181.5%
XLV	Buy	SELECT Ssbihe	$32,351,000,000	+29.2%	340,000	+13.3%	0.74%	+48.3%
AHL	New	ASPEN IN	$31,624,000,000	–	756,539	+100.0%	0.73%	–
EFX	Buy	EQUIFAX	$31,337,000,000	+39.2%	240,000	+33.3%	0.72%	+59.6%
RPM	Buy	RPM INTL	$31,171,000,000	+293.6%	480,000	+253.4%	0.72%	+350.3%
ADP	Sell	AUTOMATI	$30,132,000,000	-13.6%	200,000	-23.1%	0.69%	-1.0%
HLF	Sell	HERBALIF	$30,002,000,000	-6.9%	550,000	-8.3%	0.69%	+6.7%
		ALLSCRIPnote1	$29,135,000,000	+4.8%	27,500,000	0.0%	0.67%	+20.1%
	Buy	NAVISTARnote4	$28,007,000,000	+80.8%	27,500,000	+83.3%	0.64%	+107.4%
	Buy	RTI INTLnote1	$27,853,000,000	+6.5%	27,000,000	+3.8%	0.64%	+22.1%
EA	Buy	ELECTRON	$27,226,000,000	+55.7%	225,958	+82.2%	0.62%	+78.6%
	Sell	DERMIRAnote3	$26,240,000,000	-5.2%	31,500,000	-6.0%	0.60%	+8.8%
VZ	Buy	VERIZON	$25,093,000,000	+42.5%	470,000	+34.3%	0.58%	+63.2%
CDK		CDK GLOB	$25,024,000,000	-3.8%	400,000	0.0%	0.58%	+10.4%
	Sell	MEDICINEnote2	$23,607,000,000	-23.9%	25,750,000	-16.9%	0.54%	-12.7%
	Buy	TESARO Inote3	$22,533,000,000	+0.4%	17,000,000	+13.3%	0.52%	+15.1%
QCOM	Sell	QUALCOMM	$21,609,000,000	-14.4%	300,000	-33.3%	0.50%	-2.0%
SWKS	New	SKYWORKS	$20,863,000,000	–	230,000	+100.0%	0.48%	–
TDC	Buy	TERADATA	$20,209,000,000	+27.0%	535,910	+35.2%	0.46%	+45.5%
BPR	New	BROOKFIEcla	$19,772,000,000	–	944,666	+100.0%	0.45%	–
DLR	Buy	DIGITAL	$17,974,000,000	+1337.9%	159,800	+1326.8%	0.41%	+1552.0%
		AEGERIONnote2	$16,497,000,000	+7.1%	22,000,000	0.0%	0.38%	+22.7%
	Sell	REALPAGEnote1	$16,353,000,000	-23.2%	10,000,000	-33.3%	0.38%	-11.7%
TSLA	New	TESLA IN	$16,283,000,000	–	61,500	+100.0%	0.37%	–
AMZN	Buy	AMAZON C	$16,026,000,000	+36.7%	8,001	+16.0%	0.37%	+56.6%
XLU	Buy	SELECT Ssbiin	$15,795,000,000	+21.6%	300,000	+20.0%	0.36%	+39.6%
SEAS	Buy	SEAWORLD	$15,715,000,000	+380.1%	500,000	+233.3%	0.36%	+447.0%
KLXI	Sell	KLX INC	$15,695,000,000	-26.6%	250,000	-15.9%	0.36%	-15.9%
	Sell	DISH NETnote2	$15,529,000,000	-32.2%	17,500,000	-32.7%	0.36%	-22.2%
CVG	New	CONVERGY	$14,931,000,000	–	628,939	+100.0%	0.34%	–
	New	CTRIP COnote1	$14,052,000,000	–	14,000,000	+100.0%	0.32%	–
BIDU	Sell	BAIDU INspona	$13,525,000,000	-52.6%	59,143	-49.7%	0.31%	-45.6%
AZUL	Sell	AZUL S Aspons	$13,342,000,000	-55.6%	750,000	-59.1%	0.31%	-49.1%
TSM	Buy	TAIWAN Sspons	$13,199,000,000	+257.9%	298,882	+196.3%	0.30%	+309.5%
ASML	Buy	ASML HOLnyreg	$12,630,000,000	+180.9%	67,174	+195.8%	0.29%	+222.2%
DSW	New	DSW INCcla	$11,858,000,000	–	350,000	+100.0%	0.27%	–
ATVI	Sell	ACTIVISI	$11,803,000,000	-13.8%	141,875	-20.9%	0.27%	-1.1%
ASH	Sell	ASHLAND	$11,740,000,000	-34.7%	140,000	-39.1%	0.27%	-25.0%
EAF	New	GRAFTECH	$11,218,000,000	–	575,000	+100.0%	0.26%	–
IFFT	New	INTERNATunit0	$10,869,000,000	–	200,000	+100.0%	0.25%	–
LULU	New	LULULEMO	$10,562,000,000	–	65,000	+100.0%	0.24%	–
T	New	AT&T INC	$10,485,000,000	–	312,250	+100.0%	0.24%	–
		SENSEONInote5	$10,335,000,000	+12.1%	6,500,000	0.0%	0.24%	+28.1%
GOOGL	Sell	ALPHABETcapst	$10,277,000,000	-9.9%	8,514	-15.8%	0.24%	+3.1%
ULTA	Sell	ULTA BEA	$9,874,000,000	-71.8%	35,000	-76.7%	0.23%	-67.6%
	Sell	TELIGENTnote4	$9,621,000,000	-5.2%	9,000,000	-10.0%	0.22%	+8.9%
GSKY	New	GREENSKYcla	$9,612,000,000	–	534,000	+100.0%	0.22%	–
TPGHU		TPG PACEunit9	$8,775,000,000	+0.6%	831,000	0.0%	0.20%	+15.4%
CPLG	Sell	COREPOIN	$8,613,000,000	-26.1%	442,852	-1.5%	0.20%	-15.0%
NFLX	New	NETFLIX	$8,383,000,000	–	22,407	+100.0%	0.19%	–
CRM	Sell	SALESFOR	$8,220,000,000	-25.6%	51,689	-36.2%	0.19%	-14.5%
DBX	New	DROPBOXcla	$8,049,000,000	–	300,000	+100.0%	0.18%	–
CY	Buy	CYPRESS	$7,763,000,000	+25.1%	535,725	+34.6%	0.18%	+43.5%
AKRXQ	Sell	AKORN IN	$7,682,000,000	-56.5%	591,863	-44.4%	0.18%	-50.3%
		PROTALIXnote7	$7,620,000,000	+5.8%	8,000,000	0.0%	0.18%	+21.5%
MB	Sell	MINDBODY	$7,053,000,000	-33.8%	173,498	-37.1%	0.16%	-23.9%
	Sell	CALAMP Cnote1	$6,875,000,000	-60.8%	6,500,000	-60.6%	0.16%	-55.0%
OMF	New	ONEMAIN	$6,722,000,000	–	200,000	+100.0%	0.15%	–
TWTR	Sell	TWITTER	$6,707,000,000	-41.1%	235,670	-9.6%	0.15%	-32.5%
DOCU	New	DOCUSIGN	$6,571,000,000	–	125,000	+100.0%	0.15%	–
LM	New	LEGG MAS	$6,246,000,000	–	200,000	+100.0%	0.14%	–
INXN	Buy	INTERXIO	$6,104,000,000	+66.3%	90,700	+54.2%	0.14%	+89.2%
SPLK	New	SPLUNK I	$6,094,000,000	–	50,400	+100.0%	0.14%	–
SPOT	Sell	SPOTIFY	$6,034,000,000	+7.3%	33,367	-0.2%	0.14%	+23.0%
GLW	New	CORNING	$6,023,000,000	–	170,612	+100.0%	0.14%	–
CSX	Sell	CSX CORP	$5,924,000,000	-67.4%	80,000	-71.9%	0.14%	-62.6%
AIG	New	AMERICAN	$5,750,000,000	–	108,000	+100.0%	0.13%	–
USG	Sell	U S G CO	$5,715,000,000	-60.2%	131,954	-60.3%	0.13%	-54.4%
GDDY	Buy	GODADDYcla	$5,668,000,000	+18.5%	67,974	+0.3%	0.13%	+35.4%
CNP	New	CENTERPO	$5,530,000,000	–	200,000	+100.0%	0.13%	–
NTNX	Buy	NUTANIXcla	$5,344,000,000	+1971.3%	125,104	+2402.1%	0.12%	+2360.0%
FHB	New	FIRST HA	$5,351,000,000	–	197,000	+100.0%	0.12%	–
DISH	Buy	DISH NETcla	$5,364,000,000	+59.6%	150,000	+50.0%	0.12%	+83.6%
FRC	New	FIRST RE	$5,376,000,000	–	56,000	+100.0%	0.12%	–
APH	Buy	AMPHENOLcla	$5,304,000,000	+89.0%	56,411	+75.2%	0.12%	+117.9%
USB	New	US BANCO	$5,281,000,000	–	100,000	+100.0%	0.12%	–
VICI	New	VICI PPT	$5,189,000,000	–	240,000	+100.0%	0.12%	–
	New	BIOMARINnote0	$5,182,000,000	–	5,000,000	+100.0%	0.12%	–
FRT	Buy	FEDERALshben	$5,021,000,000	+62.3%	39,700	+62.4%	0.12%	+85.5%
MTCH	Sell	MATCH GR	$4,946,000,000	-16.9%	85,417	-44.4%	0.11%	-4.2%
MS	Buy	MORGAN S	$4,936,000,000	+4.1%	106,000	+6.0%	0.11%	+18.9%
IBKC	New	IBERIABA	$4,800,000,000	–	59,000	+100.0%	0.11%	–
		DISH NETnote3	$4,762,000,000	-1.3%	5,000,000	0.0%	0.11%	+12.4%
CVON		CONVERGE	$4,767,000,000	-0.9%	512,050	0.0%	0.11%	+13.5%
ADS	New	ALLIANCE	$4,723,000,000	–	20,000	+100.0%	0.11%	–
BLK	New	BLACKROC	$4,713,000,000	–	10,000	+100.0%	0.11%	–
USX	Sell	US XPRES	$4,698,000,000	-50.4%	340,400	-45.6%	0.11%	-43.2%
SRC	Buy	SPIRIT R	$4,659,000,000	+65.8%	578,000	+65.1%	0.11%	+91.1%
ZG	New	ZILLOW Gcla	$4,522,000,000	–	102,298	+100.0%	0.10%	–
PGTI	New	PGT INNO	$4,525,000,000	–	209,500	+100.0%	0.10%	–
GLUU	New	GLU MOBI	$4,444,000,000	–	596,543	+100.0%	0.10%	–
C	New	CITIGROU	$4,376,000,000	–	61,000	+100.0%	0.10%	–
LACQU		LEISUREunit9	$4,288,000,000	+1.6%	420,365	0.0%	0.10%	+15.3%
		GOODRICHdebt1	$4,200,000,000	0.0%	4,000,000	0.0%	0.10%	+14.3%
NHI	Buy	NATIONAL	$4,135,000,000	+13.8%	54,700	+11.0%	0.10%	+30.1%
PSX	New	PHILLIPS	$3,945,000,000	–	35,000	+100.0%	0.09%	–
HTA	Sell	HEALTHCAclane	$3,928,000,000	-3.4%	147,300	-2.4%	0.09%	+11.1%
SBRA	Buy	SABRA HE	$3,822,000,000	+101.5%	165,300	+89.3%	0.09%	+131.6%
ARE	Buy	ALEXANDR	$3,824,000,000	+15.5%	30,398	+15.8%	0.09%	+33.3%
JPM	New	JPMORGAN	$3,837,000,000	–	34,000	+100.0%	0.09%	–
KN	New	KNOWLES	$3,740,000,000	–	225,000	+100.0%	0.09%	–
TSLA	Buy	TESLA INput	$3,737,000,000	+331.0%	72,400	+124.8%	0.09%	+405.9%
WDAY	Sell	WORKDAYcla	$3,650,000,000	-13.9%	25,000	-28.6%	0.08%	-1.2%
WH	Buy	WYNDHAM	$3,668,000,000	+523.8%	66,000	+560.0%	0.08%	+600.0%
HIW	Buy	HIGHWOOD	$3,592,000,000	+6.5%	76,000	+14.3%	0.08%	+22.1%
REG	Sell	REGENCY	$3,570,000,000	-20.9%	55,200	-24.1%	0.08%	-8.9%
SBAC	New	SBA COMMcla	$3,582,000,000	–	22,300	+100.0%	0.08%	–
PRU	New	PRUDENTI	$3,546,000,000	–	35,000	+100.0%	0.08%	–
NNN	Buy	NATIONAL	$3,481,000,000	+11.1%	77,663	+8.9%	0.08%	+27.0%
TSS	Sell	TOTAL SY	$3,456,000,000	-59.1%	35,000	-65.0%	0.08%	-53.3%
MTH	Buy	MERITAGE	$3,435,000,000	+177.2%	86,099	+205.3%	0.08%	+216.0%
OFC	Buy	CORPORATshben	$3,377,000,000	+429.3%	113,200	+414.5%	0.08%	+500.0%
GTHX	New	G1 THERA	$3,399,000,000	–	65,000	+100.0%	0.08%	–
DRE	New	DUKE REA	$3,356,000,000	–	118,300	+100.0%	0.08%	–
CHH	Sell	CHOICE H	$3,282,000,000	-28.5%	39,400	-35.1%	0.08%	-18.5%
EQH	New	AXA EQUI	$3,218,000,000	–	150,000	+100.0%	0.07%	–
SQ	Sell	SQUARE Icla	$3,181,000,000	+33.7%	32,127	-16.8%	0.07%	+52.1%
STOR	Sell	STORE CA	$3,198,000,000	-11.7%	115,093	-12.9%	0.07%	0.0%
BRY	New	BERRY PE	$3,163,000,000	–	179,500	+100.0%	0.07%	–
GLPI	Buy	GAMING &	$3,116,000,000	+83.6%	88,400	+86.5%	0.07%	+111.8%
PAGS	Sell	PAGSEGUR	$3,113,000,000	-35.9%	112,500	-35.7%	0.07%	-25.8%
STAY	New	EXTENDEDunit9	$3,142,000,000	–	155,300	+100.0%	0.07%	–
CHRA	Buy	CHARAH S	$3,101,000,000	-12.8%	392,500	+20.8%	0.07%	0.0%
MA	Buy	MASTERCAcla	$3,035,000,000	+54.5%	13,634	+36.3%	0.07%	+79.5%
EQIX	Sell	EQUINIX	$3,052,000,000	-36.6%	7,050	-37.1%	0.07%	-27.1%
PLD	New	PROLOGIS	$3,042,000,000	–	44,878	+100.0%	0.07%	–
FMC	New	F M C CO	$3,051,000,000	–	35,000	+100.0%	0.07%	–
V	Buy	VISA INC	$3,050,000,000	+15.1%	20,322	+1.6%	0.07%	+32.1%
OKTA	Buy	OKTA INCcla	$2,990,000,000	+58.3%	42,500	+13.3%	0.07%	+81.6%
UE	Sell	URBAN ED	$2,981,000,000	-25.1%	135,000	-22.4%	0.07%	-15.0%
EPRT	New	ESSENTIA	$2,980,000,000	–	210,000	+100.0%	0.07%	–
STT	New	STATE ST	$2,932,000,000	–	35,000	+100.0%	0.07%	–
AVB	Sell	AVALONBA	$2,878,000,000	-41.3%	15,885	-44.3%	0.07%	-32.7%
KRC	New	KILROY R	$2,724,000,000	–	38,000	+100.0%	0.06%	–
MGP	New	MGM GROWclaco	$2,510,000,000	–	85,100	+100.0%	0.06%	–
TMUS	Buy	T MOBILE	$2,454,000,000	+22.0%	34,970	+3.9%	0.06%	+40.0%
LPT	Sell	LIBERTYshben	$2,349,000,000	-58.0%	55,596	-55.9%	0.05%	-51.8%
NVR	Buy	NVR INC	$2,347,000,000	+295.1%	950	+375.0%	0.05%	+350.0%
AYX	New	ALTERYX	$2,320,000,000	–	40,550	+100.0%	0.05%	–
EXPE	New	EXPEDIA	$2,312,000,000	–	17,720	+100.0%	0.05%	–
COLD	New	AMERICOL	$2,320,000,000	–	92,736	+100.0%	0.05%	–
CPT	Buy	CAMDEN Pshben	$2,283,000,000	+81.5%	24,400	+76.8%	0.05%	+108.0%
DEI	New	DOUGLAS	$2,210,000,000	–	58,600	+100.0%	0.05%	–
AMH	Sell	AMERICANcla	$2,156,000,000	-59.5%	98,500	-59.0%	0.05%	-53.3%
ESS	Buy	ESSEX PP	$2,048,000,000	+68.0%	8,300	+62.7%	0.05%	+95.8%
FR	New	FIRST IN	$1,991,000,000	–	63,400	+100.0%	0.05%	–
ALB	Sell	ALBEMARL	$1,996,000,000	+0.8%	20,000	-4.8%	0.05%	+15.0%
AA	New	ALCOA CO	$2,020,000,000	–	50,000	+100.0%	0.05%	–
ANGI	Sell	ANGI HOM	$1,775,000,000	-51.3%	75,577	-68.1%	0.04%	-43.8%
ADSK	Sell	AUTODESK	$1,774,000,000	-9.8%	11,362	-24.3%	0.04%	+5.1%
SPRO	New	SPERO TH	$1,787,000,000	–	170,000	+100.0%	0.04%	–
BB	New	BLACKBER	$1,707,000,000	–	150,000	+100.0%	0.04%	–
HUYA	New	HUYA INCadsre	$1,661,000,000	–	70,451	+100.0%	0.04%	–
VKTX	New	VIKING T	$1,655,000,000	–	95,000	+100.0%	0.04%	–
VOD	New	VODAFONEspons	$1,615,000,000	–	74,433	+100.0%	0.04%	–
GLMD	Sell	GALMED P	$1,596,000,000	+7.3%	117,550	-6.0%	0.04%	+23.3%
NXST	New	NEXSTARcla	$1,628,000,000	–	20,000	+100.0%	0.04%	–
BBGI	New	BEASLEYcla	$1,552,000,000	–	225,000	+100.0%	0.04%	–
YTRA	Sell	YATRA ONordsh	$1,550,000,000	-5.0%	277,824	-8.8%	0.04%	+9.1%
SMPL	Sell	SIMPLY Gcall	$1,569,000,000	+39.2%	200,000	-25.9%	0.04%	+56.5%
AQMS	Sell	AQUA MET	$1,437,000,000	-17.6%	556,974	-7.9%	0.03%	-5.7%
DSKE	Sell	DASEKE I	$1,441,000,000	-28.0%	179,696	-10.8%	0.03%	-17.5%
INFN	New	INFINERA	$1,442,000,000	–	197,500	+100.0%	0.03%	–
CRSP	New	CRISPR Tnamen	$1,330,000,000	–	30,000	+100.0%	0.03%	–
SKT	Buy	TANGER F	$1,258,000,000	+22.5%	55,000	+25.9%	0.03%	+38.1%
MRAM	Buy	EVERSPIN	$1,189,000,000	-11.2%	154,810	+3.1%	0.03%	0.0%
ARDX	Sell	ARDELYX	$1,175,000,000	-47.1%	270,105	-55.0%	0.03%	-38.6%
CTRP	Sell	CTRIP COameri	$1,141,000,000	-87.9%	30,699	-84.5%	0.03%	-86.2%
ELS	Sell	EQUITY L	$1,138,000,000	-46.9%	11,800	-49.4%	0.03%	-39.5%
ACC	New	AMERICAN	$1,124,000,000	–	27,300	+100.0%	0.03%	–
NOW	Sell	SERVICEN	$1,138,000,000	-50.9%	5,817	-56.7%	0.03%	-43.5%
BRSWQ	Sell	BRISTOW	$1,086,000,000	-24.8%	89,528	-12.6%	0.02%	-13.8%
		BIOMARINnote0	$1,068,000,000	+6.6%	1,000,000	0.0%	0.02%	+25.0%
URGN		UROGEN P	$1,070,000,000	-5.1%	22,659	0.0%	0.02%	+8.7%
GSVC		GSV CAP	$1,036,000,000	+0.7%	150,000	0.0%	0.02%	+14.3%
		ENSCO JEnote3	$998,000,000	+18.1%	1,000,000	0.0%	0.02%	+35.3%
RETA	New	REATA PHcla	$1,006,000,000	–	12,304	+100.0%	0.02%	–
	Sell	CHESAPEAnote5	$990,000,000	-96.9%	1,000,000	-96.8%	0.02%	-96.4%
		ELECTRONnote0	$988,000,000	-0.4%	1,000,000	0.0%	0.02%	+15.0%
		PANDORAnote1	$968,000,000	+1.4%	1,000,000	0.0%	0.02%	+15.8%
		NUANCE Cdbcv1	$946,000,000	+5.2%	1,000,000	0.0%	0.02%	+22.2%
CTRE	New	CARETRUS	$974,000,000	–	55,000	+100.0%	0.02%	–
		TWITTERnote0	$971,000,000	+0.1%	1,000,000	0.0%	0.02%	+15.8%
REXR	New	REXFORD	$927,000,000	–	29,000	+100.0%	0.02%	–
		FINISARnote0	$919,000,000	+1.1%	1,000,000	0.0%	0.02%	+16.7%
		MACQUARInote2	$901,000,000	+1.2%	1,000,000	0.0%	0.02%	+16.7%
ADT		ADT INC	$845,000,000	+8.6%	90,000	0.0%	0.02%	+18.8%
CXP	Sell	COLUMBIA	$823,000,000	-53.2%	34,800	-55.0%	0.02%	-45.7%
CCI	Sell	CROWN CA	$824,000,000	-35.8%	7,400	-37.8%	0.02%	-26.9%
REPL	New	REPLIMUN	$848,000,000	–	52,665	+100.0%	0.02%	–
NXRT	New	NEXPOINT	$676,000,000	–	20,351	+100.0%	0.02%	–
PSDO	New	PRESIDIO	$697,000,000	–	45,711	+100.0%	0.02%	–
ENDP	Buy	ENDO INTput	$679,000,000	-44.5%	2,175,500	+7.7%	0.02%	-36.0%
AAPL	New	APPLE INcall	$687,000,000	–	60,000	+100.0%	0.02%	–
SHO	New	SUNSTONE	$654,000,000	–	40,000	+100.0%	0.02%	–
BABA	Buy	ALIBABAspons	$659,000,000	+152.5%	4,000	+183.9%	0.02%	+200.0%
ITRM		ITERUM T	$670,000,000	-38.5%	100,000	0.0%	0.02%	-31.8%
CVNA	New	CARVANAcla	$591,000,000	–	10,000	+100.0%	0.01%	–
MAA	New	MID AMER	$601,000,000	–	6,000	+100.0%	0.01%	–
DOC	New	PHYSICIA	$590,000,000	–	35,000	+100.0%	0.01%	–
FCPT	Sell	FOUR COR	$591,000,000	-67.4%	23,000	-68.8%	0.01%	-61.1%
INVH	New	INVITATI	$596,000,000	–	26,000	+100.0%	0.01%	–
GCVRZ		SANOFIright	$616,000,000	+6.0%	1,162,096	0.0%	0.01%	+16.7%
SUI	Sell	SUN CMNT	$609,000,000	-76.0%	6,000	-76.8%	0.01%	-72.5%
DHI	Sell	D R HORT	$620,000,000	-82.0%	14,700	-82.5%	0.01%	-79.7%
OHI	New	OMEGA HE	$623,000,000	–	19,000	+100.0%	0.01%	–
FOMX	New	FOAMIX P	$583,000,000	–	101,800	+100.0%	0.01%	–
SMTA	New	SPIRIT M	$576,000,000	–	50,000	+100.0%	0.01%	–
SPY	Sell	SPDR S&Ptruni	$561,000,000	-89.7%	1,929	-90.4%	0.01%	-88.1%
LEN	New	LENNAR Ccla	$560,000,000	–	12,000	+100.0%	0.01%	–
GPRO	Sell	GOPRO INcla	$557,000,000	-13.5%	77,412	-22.6%	0.01%	0.0%
VERU	New	VERU INC	$557,000,000	–	392,353	+100.0%	0.01%	–
WW	Buy	WEIGHT Wput	$525,000,000	+360.5%	114,000	+78.1%	0.01%	+500.0%
OPNT	New	OPIANT P	$534,000,000	–	29,900	+100.0%	0.01%	–
ZYNE	New	ZYNERBA	$519,000,000	–	63,614	+100.0%	0.01%	–
EQR	New	EQUITY Rshben	$477,000,000	–	7,200	+100.0%	0.01%	–
MAT	Buy	MATTEL Iput	$483,000,000	+99.6%	567,000	+86.2%	0.01%	+120.0%
AIV	Sell	APARTMENcla	$449,000,000	-65.5%	10,175	-67.0%	0.01%	-61.5%
RIG	Buy	TRANSOCEput	$431,000,000	-12.9%	659,000	+37.1%	0.01%	0.0%
FTRCQ	Buy	FRONTIERput	$448,000,000	-42.8%	434,000	+7.2%	0.01%	-37.5%
ARCE	New	ARCO PLA	$456,000,000	–	20,000	+100.0%	0.01%	–
HST	Sell	HOST HOTput	$335,000,000	-35.6%	393,900	-1.5%	0.01%	-20.0%
EDU	Sell	NEW ORIEspona	$370,000,000	-80.5%	5,000	-75.0%	0.01%	-78.9%
ACRX	New	ACELRX P	$366,000,000	–	95,000	+100.0%	0.01%	–
SPY	Sell	SPDR S&Pcall	$370,000,000	-30.2%	3,300,000	-49.2%	0.01%	-27.3%
AB	New	ALLIANCEunitl	$304,000,000	–	10,000	+100.0%	0.01%	–
MNR	New	MONMOUTHcla	$251,000,000	–	15,000	+100.0%	0.01%	–
SONO	New	SONOS IN	$281,000,000	–	17,500	+100.0%	0.01%	–
CTK	New	COOTEK Cspons	$236,000,000	–	25,000	+100.0%	0.01%	–
CIEN	New	CIENA CO	$234,000,000	–	7,500	+100.0%	0.01%	–
CRCQQ	New	CALIFORNput	$205,000,000	–	75,000	+100.0%	0.01%	–
HTZGQ		HERTZ GLput	$174,000,000	-29.0%	84,500	0.0%	0.00%	-20.0%
AXTA	New	AXALTA Ccall	$165,000,000	–	550,000	+100.0%	0.00%	–
FPAY	New	FLEXSHOP	$174,000,000	–	200,000	+100.0%	0.00%	–
IOTS	New	ADESTO T	$178,000,000	–	30,000	+100.0%	0.00%	–
LAIX	New	LAIX INCads	$145,000,000	–	11,564	+100.0%	0.00%	–
SOLO	New	ELECTRAMcall	$115,000,000	–	350,000	+100.0%	0.00%	–
ETFC	New	E TRADEcall	$116,000,000	–	150,000	+100.0%	0.00%	–
AA	New	ALCOA COcall	$91,000,000	–	125,000	+100.0%	0.00%	–
TDG		TRANSDIGput	$26,000,000	-68.7%	14,300	0.0%	0.00%	-50.0%
F	New	FORD MTRcall	$26,000,000	–	100,000	+100.0%	0.00%	–
HOG	Sell	HARLEY Dput	$43,000,000	-60.9%	50,000	-50.0%	0.00%	-50.0%
LADR	Buy	LADDER Cput	$39,000,000	+550.0%	50,000	+42.9%	0.00%	–
CYHHZ		COMMUNITright	$28,000,000	-40.4%	4,741,911	0.0%	0.00%	0.0%
MAT	New	MATTEL Icall	$34,000,000	–	25,000	+100.0%	0.00%	–
FPAY	New	FLEXSHOPcall	$50,000,000	–	200,000	+100.0%	0.00%	–
IYR	New	ISHAREScall	$4,000,000	–	200,000	+100.0%	0.00%	–
AAPL	New	APPLE INput	$3,000,000	–	15,000	+100.0%	0.00%	–
DISH	Sell	DISH NETcall	$4,000,000	-78.9%	86,000	-14.9%	0.00%	–
NXPI	Exit	NXP SEMIput	$0	–	-715,500	-100.0%	0.00%	–
EEM	Exit	ISHAREScall	$0	–	-30,000	-100.0%	0.00%	–
BOX	Exit	BOX INCcall	$0	–	-100,000	-100.0%	0.00%	–
IYR	Exit	ISHARESput	$0	–	-125,800	-100.0%	-0.00%	–
XLP	Exit	SELECT Scall	$0	–	-100,000	-100.0%	-0.00%	–
XLI	Exit	SELECT Sput	$0	–	-105,000	-100.0%	-0.00%	–
GEMP	Exit	GEMPHIRE	$0	–	-26,000	-100.0%	-0.01%	–
SPY	Exit	SPDR S&Pput	$0	–	-150,000	-100.0%	-0.01%	–
TORC	Exit	RESTORBI	$0	–	-30,173	-100.0%	-0.01%	–
JNPR	Exit	JUNIPER	$0	–	-15,000	-100.0%	-0.01%	–
MELI	Exit	MERCADOL	$0	–	-1,500	-100.0%	-0.01%	–
NITE	Exit	NIGHTSTAadr	$0	–	-27,978	-100.0%	-0.01%	–
AMAT	Exit	APPLIED	$0	–	-10,000	-100.0%	-0.01%	–
TAL	Exit	TAL ED Gspons	$0	–	-13,331	-100.0%	-0.01%	–
SYMC	Exit	SYMANTEC	$0	–	-25,000	-100.0%	-0.01%	–
TEVA	Exit	TEVA PHAspons	$0	–	-22,000	-100.0%	-0.01%	–
ESRT	Exit	EMPIRE Scla	$0	–	-36,100	-100.0%	-0.01%	–
APPN	Exit	APPIAN Ccla	$0	–	-16,461	-100.0%	-0.01%	–
GFF	Exit	GRIFFON	$0	–	-41,595	-100.0%	-0.02%	–
EA	Exit	ELECTRONcall	$0	–	-938,600	-100.0%	-0.02%	–
MGTA	Exit	MAGENTA	$0	–	-60,000	-100.0%	-0.02%	–
AKAOQ	Exit	ACHAOGEN	$0	–	-100,000	-100.0%	-0.02%	–
VCEL	Exit	VERICEL	$0	–	-94,150	-100.0%	-0.02%	–
HYG	Exit	ISHARESput	$0	–	-1,500,000	-100.0%	-0.02%	–
KIN	Exit	KINDRED	$0	–	-100,000	-100.0%	-0.02%	–
	Exit	LIBERTYnote1	$0	–	-1,000,000	-100.0%	-0.02%	–
KURA	Exit	KURA ONC	$0	–	-66,157	-100.0%	-0.02%	–
MAC	Exit	MACERICH	$0	–	-21,400	-100.0%	-0.02%	–
SAIL	Exit	SAILPOIN	$0	–	-50,000	-100.0%	-0.02%	–
RCKT	Exit	ROCKET P	$0	–	-65,000	-100.0%	-0.03%	–
RIGL	Exit	RIGEL PH	$0	–	-450,000	-100.0%	-0.03%	–
HR	Exit	HEALTHCA	$0	–	-45,000	-100.0%	-0.03%	–
CUBE	Exit	CUBESMAR	$0	–	-40,000	-100.0%	-0.03%	–
PTC	Exit	PTC INC	$0	–	-15,000	-100.0%	-0.03%	–
BSIG	Exit	BRIGHTSP	$0	–	-100,000	-100.0%	-0.03%	–
APTX	Exit	APTINYX	$0	–	-60,000	-100.0%	-0.03%	–
FCB	Exit	FCB FINLcla	$0	–	-25,000	-100.0%	-0.03%	–
CURO	Exit	CURO GRO	$0	–	-59,616	-100.0%	-0.03%	–
WIX	Exit	WIX COM	$0	–	-14,800	-100.0%	-0.03%	–
MYE	Exit	MYERS IN	$0	–	-80,000	-100.0%	-0.03%	–
CHRS	Exit	COHERUS	$0	–	-110,000	-100.0%	-0.03%	–
RAD	Exit	RITE AID	$0	–	-1,000,000	-100.0%	-0.04%	–
BXP	Exit	BOSTON P	$0	–	-14,800	-100.0%	-0.04%	–
ADC	Exit	AGREE RE	$0	–	-36,700	-100.0%	-0.04%	–
WUBA	Exit	58 COM Ispona	$0	–	-31,000	-100.0%	-0.04%	–
TSG	Exit	STARS GR	$0	–	-60,000	-100.0%	-0.04%	–
PYPL	Exit	PAYPAL H	$0	–	-27,500	-100.0%	-0.05%	–
IMMU	Exit	IMMUNOME	$0	–	-100,000	-100.0%	-0.05%	–
GRBK	Exit	GREEN BR	$0	–	-250,000	-100.0%	-0.05%	–
FBK	Exit	FB FINL	$0	–	-73,832	-100.0%	-0.06%	–
CIR	Exit	CIRCOR I	$0	–	-85,000	-100.0%	-0.06%	–
FBC	Exit	FLAGSTAR	$0	–	-101,637	-100.0%	-0.07%	–
PSB	Exit	PS BUSIN	$0	–	-27,500	-100.0%	-0.07%	–
CISN	Exit	CISION L	$0	–	-250,000	-100.0%	-0.08%	–
LITE	Exit	LUMENTUM	$0	–	-65,000	-100.0%	-0.08%	–
AXP	Exit	AMERICAN	$0	–	-40,000	-100.0%	-0.08%	–
UNVR	Exit	UNIVAR I	$0	–	-150,000	-100.0%	-0.08%	–
YEXT	Exit	YEXT INC	$0	–	-215,498	-100.0%	-0.08%	–
MDGL	Exit	MADRIGAL	$0	–	-14,821	-100.0%	-0.08%	–
YELP	Exit	YELP INCcla	$0	–	-110,000	-100.0%	-0.09%	–
PNC	Exit	PNC FINL	$0	–	-32,000	-100.0%	-0.09%	–
INTC	Exit	INTEL CO	$0	–	-90,000	-100.0%	-0.09%	–
SBNY	Exit	SIGNATUR	$0	–	-35,000	-100.0%	-0.09%	–
PZZA	Exit	PAPA JOH	$0	–	-90,000	-100.0%	-0.09%	–
YNDX	Exit	YANDEX N	$0	–	-135,000	-100.0%	-0.10%	–
DFS	Exit	DISCOVER	$0	–	-75,000	-100.0%	-0.11%	–
Z	Exit	ZILLOW Gclcca	$0	–	-97,700	-100.0%	-0.12%	–
NTRS	Exit	NORTHERN	$0	–	-60,000	-100.0%	-0.12%	–
GS	Exit	GOLDMAN	$0	–	-30,000	-100.0%	-0.13%	–
AMP	Exit	AMERIPRI	$0	–	-50,000	-100.0%	-0.14%	–
CFG	Exit	CITIZENS	$0	–	-180,000	-100.0%	-0.14%	–
NTAP	Exit	NETAPP I	$0	–	-90,000	-100.0%	-0.14%	–
DISCA	Exit	DISCOVER	$0	–	-260,986	-100.0%	-0.14%	–
SNV	Exit	SYNOVUS	$0	–	-150,000	-100.0%	-0.16%	–
TVPT	Exit	TRAVELPO	$0	–	-450,000	-100.0%	-0.17%	–
ZION	Exit	ZIONS BA	$0	–	-175,000	-100.0%	-0.18%	–
FHN	Exit	FIRST HO	$0	–	-531,543	-100.0%	-0.19%	–
CMA	Exit	COMERICA	$0	–	-110,000	-100.0%	-0.20%	–
HBAN	Exit	HUNTINGT	$0	–	-800,000	-100.0%	-0.24%	–
IBKR	Exit	INTERACT	$0	–	-190,000	-100.0%	-0.24%	–
COF	Exit	CAPITAL	$0	–	-140,000	-100.0%	-0.26%	–
IBM	Exit	INTERNAT	$0	–	-127,500	-100.0%	-0.36%	–
	Exit	RAMBUS Inote1	$0	–	-17,000,000	-100.0%	-0.36%	–
LBTYA	Exit	LIBERTY	$0	–	-673,500	-100.0%	-0.37%	–
	Exit	TESLA INnote2	$0	–	-20,000,000	-100.0%	-0.49%	–
	Exit	DEPOMEDnote2	$0	–	-36,000,000	-100.0%	-0.59%	–
SHLM	Exit	SCHULMAN	$0	–	-946,284	-100.0%	-0.84%	–
FOXA	Exit	TWENTY Fcall	$0	–	-6,465,559	-100.0%	-0.85%	–
GGP	Exit	GGP INC	$0	–	-2,398,357	-100.0%	-0.98%	–
CAVM	Exit	CAVIUM I	$0	–	-608,670	-100.0%	-1.05%	–
RSPP	Exit	RSP PERM	$0	–	-1,315,370	-100.0%	-1.16%	–
VR	Exit	VALIDUS	$0	–	-2,132,282	-100.0%	-2.89%	–
XL	Exit	XL GROUP	$0	–	-6,634,736	-100.0%	-7.44%	–
NXPI	Exit	NXP SEMI	$0	–	-5,745,624	-100.0%	-12.57%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-11-14
View 13F-HR/A filed 2019-02-19
View 13F-HR/A filed 2019-05-13
View 13F-HR/A filed 2019-08-14

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q3 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

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Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (4353798000.0 != 4353798000000.0)
The reported has been amended

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