UBS OCONNOR LLC - Q4 2013 holdings

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$5.44 Billion is the total value of UBS OCONNOR LLC's 399 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 71.1% .

All

			Value		Shares		↓ Weighting
	Sell	MYLAN INnote3	$98,559,000,000	-2.9%	30,000,000	-14.3%	1.81%	-14.3%
PM	Sell	PHILIP M	$76,316,000,000	-13.4%	875,883	-14.0%	1.40%	-23.6%
EL	Sell	LAUDER Ecla	$52,396,000,000	-10.8%	695,641	-17.2%	0.96%	-21.2%
MHFI	Sell	MCGRAW H	$51,546,000,000	+10.5%	659,159	-7.3%	0.95%	-2.4%
SPG	Sell	SIMON PP	$46,030,000,000	-7.7%	302,512	-10.1%	0.85%	-18.5%
MDLZ	Sell	MONDELEZcla	$43,948,000,000	-28.7%	1,245,000	-36.6%	0.81%	-37.0%
	Sell	TELEFLEXnote3	$37,909,000,000	-23.2%	24,000,000	-31.4%	0.70%	-32.1%
WWAV	Sell	WHITEWAV	$35,194,000,000	-14.6%	1,534,178	-25.7%	0.65%	-24.6%
RWT	Sell	REDWOOD	$33,311,000,000	-3.3%	1,719,744	-1.7%	0.61%	-14.5%
ELS	Sell	EQUITY L	$32,097,000,000	+3.7%	885,931	-2.2%	0.59%	-8.4%
BZT	Sell	BEAZER Hunit9	$31,282,000,000	+17.0%	838,100	-8.2%	0.58%	+3.4%
	Sell	MICROCHIsdcv2	$29,561,000,000	-5.6%	17,000,000	-15.0%	0.54%	-16.7%
	Sell	CHESAPEAnote2	$24,749,000,000	-32.6%	23,611,000	-33.4%	0.46%	-40.4%
	Sell	UNITED Tnote1	$23,703,000,000	+26.7%	10,000,000	-9.1%	0.44%	+12.1%
JPM	Sell	JPMORGAN	$22,924,000,000	-28.4%	391,989	-36.7%	0.42%	-36.8%
SBAC	Sell	SBA COMM	$21,489,000,000	-36.9%	239,188	-43.5%	0.40%	-44.2%
CAT	Sell	CATERPIL	$20,974,000,000	-18.3%	230,967	-25.0%	0.38%	-27.9%
HD	Sell	HOME DEP	$20,649,000,000	-13.9%	250,777	-20.7%	0.38%	-24.0%
VTR	Sell	VENTAS I	$20,048,000,000	-48.4%	350,002	-44.6%	0.37%	-54.5%
CL	Sell	COLGATE	$18,426,000,000	-69.0%	282,566	-71.8%	0.34%	-72.6%
ADBE	Sell	ADOBE SY	$16,825,000,000	-57.7%	280,982	-63.3%	0.31%	-62.6%
MYGN	Sell	MYRIAD G	$16,784,000,000	-34.4%	800,000	-26.6%	0.31%	-42.1%
RLJ	Sell	RLJ LODG	$15,322,000,000	-57.1%	630,000	-58.6%	0.28%	-62.0%
ACC	Sell	AMERICAN	$15,211,000,000	-48.1%	472,243	-45.0%	0.28%	-54.1%
NU	Sell	NORTHEAS	$13,496,000,000	-9.9%	318,372	-12.3%	0.25%	-20.5%
DKS	Sell	DICKS SP	$12,316,000,000	-56.6%	211,971	-60.1%	0.23%	-61.7%
KEY	Sell	KEYCORP	$11,979,000,000	+10.8%	892,660	-5.9%	0.22%	-2.2%
VOD	Sell	VODAFONEspons	$11,878,000,000	-47.6%	302,164	-53.1%	0.22%	-53.7%
PACW	Sell	PACWEST	$11,106,000,000	-37.9%	263,056	-49.4%	0.20%	-45.2%
	Sell	MENTOR Gsdcv4	$10,865,000,000	-23.6%	8,187,000	-24.8%	0.20%	-32.4%
MS	Sell	MORGAN S	$10,498,000,000	+15.6%	334,751	-0.7%	0.19%	+2.1%
	Sell	MERRIMACnote4	$10,407,000,000	+4.1%	10,000,000	-9.1%	0.19%	-8.2%
	Sell	SBA COMMnote4	$10,363,000,000	-61.0%	3,500,000	-65.0%	0.19%	-65.6%
NRG	Sell	NRG ENER	$9,190,000,000	-0.4%	320,001	-5.2%	0.17%	-12.0%
URI	Sell	UNITED R	$9,112,000,000	-13.9%	116,899	-35.6%	0.17%	-24.1%
FL	Sell	FOOT LOC	$8,782,000,000	-71.6%	211,923	-76.7%	0.16%	-74.9%
VIAB	Sell	VIACOM Iclb	$8,628,000,000	-50.1%	98,783	-52.3%	0.16%	-55.8%
ADM	Sell	ARCHER D	$8,432,000,000	-68.2%	194,279	-73.0%	0.16%	-71.9%
EWBC	Sell	EAST WES	$7,905,000,000	-0.0%	226,045	-8.7%	0.14%	-12.1%
TWC	Sell	TIME WAR	$7,660,000,000	-20.9%	56,534	-34.9%	0.14%	-29.9%
FB	Sell	FACEBOOKcla	$7,321,000,000	-55.2%	133,945	-58.8%	0.14%	-60.3%
HHC	Sell	HOWARD H	$6,726,000,000	-46.6%	56,000	-50.0%	0.12%	-52.7%
PEI	Sell	PENNSYLVshben	$6,643,000,000	-57.7%	350,000	-58.3%	0.12%	-62.7%
RSG	Sell	REPUBLIC	$6,250,000,000	-46.7%	188,254	-46.4%	0.12%	-52.9%
LNCE	Sell	SNYDERS-	$6,158,000,000	-38.8%	214,410	-38.5%	0.11%	-45.9%
PCG	Sell	PG&E COR	$6,113,000,000	-51.0%	151,768	-50.2%	0.11%	-56.9%
	Sell	D R HORTnote2	$6,018,000,000	-43.6%	3,500,000	-50.0%	0.11%	-50.0%
CLDT	Sell	CHATHAM	$5,726,000,000	-40.2%	280,000	-47.8%	0.10%	-47.2%
FCX	Sell	FREEPORT	$5,681,000,000	-77.0%	150,533	-79.9%	0.10%	-79.8%
	Sell	INTERMUNnote2	$5,414,000,000	-45.3%	6,000,000	-45.5%	0.10%	-51.9%
DISH	Sell	DISH NETcla	$5,105,000,000	-50.5%	88,131	-61.5%	0.09%	-56.1%
SFE	Sell	SAFEGUAR	$4,771,000,000	-2.0%	237,457	-23.5%	0.09%	-12.9%
RAD	Sell	RITE AID	$3,795,000,000	-20.3%	750,000	-25.0%	0.07%	-29.3%
NBHC	Sell	NATIONALcla	$3,210,000,000	-53.0%	150,000	-54.9%	0.06%	-58.5%
MHK	Sell	MOHAWK I	$3,127,000,000	-26.7%	21,000	-35.9%	0.06%	-36.0%
AMT	Sell	AMERICAN	$2,383,000,000	-90.8%	29,859	-91.5%	0.04%	-91.9%
IGT	Sell	INTERNAT	$2,056,000,000	-64.1%	113,233	-62.5%	0.04%	-68.1%
UIL	Sell	UIL HLDG	$1,992,000,000	-28.6%	51,400	-31.5%	0.04%	-36.2%
CTRP	Sell	CTRIP COameri	$1,498,000,000	-84.8%	30,194	-82.2%	0.03%	-86.4%
FNFG	Sell	FIRST NI	$1,457,000,000	-41.8%	137,151	-43.1%	0.03%	-48.1%
C	Sell	CITIGROU	$1,303,000,000	-93.5%	25,000	-93.9%	0.02%	-94.2%
HK	Sell	HALCON R	$1,312,000,000	-70.4%	340,000	-66.0%	0.02%	-73.9%
EOX	Sell	EMERALD	$1,153,000,000	-80.2%	150,500	-81.4%	0.02%	-82.6%
ATRS	Sell	ANTARES	$1,120,000,000	+3.7%	250,000	-6.0%	0.02%	-4.5%
GEF	Sell	GREIF INcla	$1,079,000,000	-81.1%	20,586	-82.3%	0.02%	-83.2%
	Sell	AUXILIUMnote1	$1,109,000,000	-93.5%	1,000,000	-93.9%	0.02%	-94.4%
	Sell	WALTER Inote4	$1,004,000,000	-80.9%	1,000,000	-80.0%	0.02%	-83.5%
TRLA	Sell	TRULIA I	$965,000,000	-79.8%	27,365	-73.1%	0.02%	-81.8%
DMND	Sell	DIAMOND	$904,000,000	-8.7%	35,000	-16.7%	0.02%	-19.0%
KO	Sell	COCA COLcall	$861,000,000	+68.2%	600,000	-40.0%	0.02%	+45.5%
SGMO	Sell	SANGAMO	$888,000,000	-62.3%	63,959	-71.6%	0.02%	-67.3%
SSH	Sell	SUNSHINE	$695,000,000	-52.0%	71,614	-42.7%	0.01%	-56.7%
ETFC	Sell	E TRADEcall	$456,000,000	-41.8%	125,000	-73.4%	0.01%	-50.0%
NSPH	Sell	NANOSPHE	$458,000,000	-16.7%	200,000	-27.3%	0.01%	-27.3%
	Sell	EQUINIXnote3	$316,000,000	-96.3%	200,000	-96.2%	0.01%	-96.7%
TWER	Sell	TOWERSTR	$148,000,000	-64.8%	50,000	-66.0%	0.00%	-66.7%
MERU	Sell	MERU NET	$172,000,000	-34.4%	40,000	-50.0%	0.00%	-40.0%
C	Sell	CITIGROUcall	$47,000,000	-75.9%	54,000	-86.0%	0.00%	-75.0%
SHW	Sell	SHERWINput	$40,000,000	-69.2%	10,000	-70.0%	0.00%	-66.7%
MSTX	Sell	MAST THE	$46,000,000	-47.7%	99,800	-50.1%	0.00%	-50.0%
IP	Exit	INTL PAPput	$0	–	-20,000	-100.0%	0.00%	–
XOP	Sell	SPDR SERput	$16,000,000	+60.0%	20,000	-20.0%	0.00%	–
R108	Exit	ENERGIZEcall	$0	–	-150,000	-100.0%	0.00%	–
DD	Exit	DU PONTput	$0	–	-130,000	-100.0%	0.00%	–
DE	Exit	DEERE &put	$0	–	-25,000	-100.0%	0.00%	–
KMB	Exit	KIMBERLYcall	$0	–	-25,000	-100.0%	0.00%	–
HAL	Exit	HALLIBURput	$0	–	-20,000	-100.0%	0.00%	–
MNKD	Exit	MANNKINDput	$0	–	-24,200	-100.0%	0.00%	–
NOV	Exit	NATIONALput	$0	–	-20,000	-100.0%	0.00%	–
MDR	Exit	MCDERMOTcall	$0	–	-20,000	-100.0%	0.00%	–
PEP	Exit	PEPSICOcall	$0	–	-200,000	-100.0%	0.00%	–
HPQ	Exit	HEWLETTcall	$0	–	-51,600	-100.0%	0.00%	–
BHI	Exit	BAKER HUput	$0	–	-20,000	-100.0%	0.00%	–
XRT	Exit	SPDR SERput	$0	–	-50,000	-100.0%	0.00%	–
NE	Exit	NOBLE COcall	$0	–	-25,000	-100.0%	0.00%	–
PVH	Exit	PVH CORPcall	$0	–	-100,000	-100.0%	-0.00%	–
NOC	Exit	NORTHROPput	$0	–	-25,000	-100.0%	-0.00%	–
MS	Exit	MORGAN Scall	$0	–	-150,000	-100.0%	-0.00%	–
RTN	Exit	RAYTHEONput	$0	–	-25,000	-100.0%	-0.00%	–
JPM	Exit	JPMORGANcall	$0	–	-300,000	-100.0%	-0.00%	–
LB	Exit	L BRANDSput	$0	–	-200,000	-100.0%	-0.00%	–
CL	Exit	COLGATEcall	$0	–	-100,000	-100.0%	-0.00%	–
LMT	Exit	LOCKHEEDput	$0	–	-25,000	-100.0%	-0.00%	–
GD	Exit	GENERALput	$0	–	-25,000	-100.0%	-0.00%	–
XLU	Exit	SELECT Scall	$0	–	-120,000	-100.0%	-0.00%	–
KBH	Exit	KB HOMEput	$0	–	-235,400	-100.0%	-0.00%	–
AVP	Exit	AVON PROcall	$0	–	-100,000	-100.0%	-0.00%	–
DFS	Exit	DISCOVERcall	$0	–	-43,200	-100.0%	-0.00%	–
RIO	Exit	RIO TINTput	$0	–	-30,000	-100.0%	-0.00%	–
NKE	Exit	NIKE INCput	$0	–	-150,000	-100.0%	-0.00%	–
XLP	Exit	SELECT Sput	$0	–	-50,000	-100.0%	-0.00%	–
WMT	Exit	WAL-MARTcall	$0	–	-100,000	-100.0%	-0.00%	–
SPY	Exit	SPDR S&Pput	$0	–	-110,000	-100.0%	-0.00%	–
LEN	Exit	LENNAR Ccall	$0	–	-50,000	-100.0%	-0.00%	–
PM	Exit	PHILIP Mput	$0	–	-50,000	-100.0%	-0.00%	–
UAA	Exit	UNDER ARput	$0	–	-400,000	-100.0%	-0.00%	–
CHD	Exit	CHURCH &put	$0	–	-100,000	-100.0%	-0.00%	–
BIOAQ	Exit	BIOAMBERcall	$0	–	-100,000	-100.0%	-0.00%	–
ONCYF	Exit	ONCOLYTI	$0	–	-50,000	-100.0%	-0.00%	–
DKS	Exit	DICKS SPput	$0	–	-100,000	-100.0%	-0.00%	–
PNC	Exit	PNC FINLput	$0	–	-74,900	-100.0%	-0.00%	–
IYR	Exit	ISHAREScall	$0	–	-100,000	-100.0%	-0.00%	–
GPS	Exit	GAP INCcall	$0	–	-300,000	-100.0%	-0.00%	–
WY	Exit	WEYERHAEcall	$0	–	-175,000	-100.0%	-0.00%	–
HD	Exit	HOME DEPcall	$0	–	-100,000	-100.0%	-0.00%	–
NRG	Exit	NRG ENERcall	$0	–	-105,000	-100.0%	-0.00%	–
CYTX	Exit	CYTORI T	$0	–	-75,000	-100.0%	-0.00%	–
STZ	Exit	CONSTELLcall	$0	–	-200,000	-100.0%	-0.00%	–
BIOAQ	Exit	BIOAMBER	$0	–	-36,168	-100.0%	-0.00%	–
MNKD	Exit	MANNKINDcall	$0	–	-100,000	-100.0%	-0.01%	–
TXMD	Exit	THERAPEU	$0	–	-100,000	-100.0%	-0.01%	–
ANTH	Exit	ANTHERA	$0	–	-72,500	-100.0%	-0.01%	–
M	Exit	MACYS INcall	$0	–	-200,000	-100.0%	-0.01%	–
PG	Exit	PROCTERput	$0	–	-100,000	-100.0%	-0.01%	–
RYL	Exit	RYLAND Gput	$0	–	-158,800	-100.0%	-0.01%	–
HYG	Exit	ISHARESput	$0	–	-270,000	-100.0%	-0.01%	–
SGYPQ	Exit	SYNERGY	$0	–	-70,936	-100.0%	-0.01%	–
WSM	Exit	WILLIAMSput	$0	–	-200,000	-100.0%	-0.01%	–
CCE	Exit	COCA COLcall	$0	–	-200,000	-100.0%	-0.01%	–
GS	Exit	GOLDMANput	$0	–	-50,000	-100.0%	-0.01%	–
BALT	Exit	BALTIC T	$0	–	-75,000	-100.0%	-0.01%	–
WAG	Exit	WALGREENput	$0	–	-200,000	-100.0%	-0.01%	–
PRGN	Exit	PARAGONclane	$0	–	-80,337	-100.0%	-0.01%	–
NES	Exit	NUVERRA	$0	–	-200,000	-100.0%	-0.01%	–
FUR	Exit	WINTHROPshben	$0	–	-42,500	-100.0%	-0.01%	–
TEX	Exit	TEREX CO	$0	–	-15,516	-100.0%	-0.01%	–
CPST	Exit	CAPSTONE	$0	–	-500,000	-100.0%	-0.01%	–
KBIO	Exit	KALOBIOS	$0	–	-125,000	-100.0%	-0.01%	–
TLT	Exit	ISHAREScall	$0	–	-585,000	-100.0%	-0.01%	–
CX	Exit	CEMEX SAspona	$0	–	-50,000	-100.0%	-0.01%	–
AGIO	Exit	AGIOS PH	$0	–	-20,000	-100.0%	-0.01%	–
SPDC	Exit	SPEED CO	$0	–	-200,000	-100.0%	-0.01%	–
FDO	Exit	FAMILY Dput	$0	–	-350,000	-100.0%	-0.01%	–
R108	Exit	ENERGIZE	$0	–	-7,844	-100.0%	-0.02%	–
RST	Exit	ROSETTA	$0	–	-45,000	-100.0%	-0.02%	–
GALE	Exit	GALENA B	$0	–	-349,400	-100.0%	-0.02%	–
EARN	Exit	ELLINGTO	$0	–	-50,000	-100.0%	-0.02%	–
ROST	Exit	ROSS STOcall	$0	–	-200,000	-100.0%	-0.02%	–
HOT	Exit	STARWOODcall	$0	–	-220,000	-100.0%	-0.02%	–
COH	Exit	COACH IN	$0	–	-14,263	-100.0%	-0.02%	–
SEIC	Exit	SEI INVE	$0	–	-26,800	-100.0%	-0.02%	–
SQNM	Exit	SEQUENOM	$0	–	-300,000	-100.0%	-0.02%	–
NBIX	Exit	NEUROCRI	$0	–	-73,900	-100.0%	-0.02%	–
RRTS	Exit	ROADRUNN	$0	–	-30,000	-100.0%	-0.02%	–
FSC	Exit	FIFTH ST	$0	–	-100,000	-100.0%	-0.02%	–
GMPRB	Exit	GENERALjrpfd	$0	–	-20,000	-100.0%	-0.02%	–
NVAX	Exit	NOVAVAX	$0	–	-331,628	-100.0%	-0.02%	–
FHN	Exit	FIRST HO	$0	–	-100,000	-100.0%	-0.02%	–
OFG	Exit	OFG BANC	$0	–	-75,000	-100.0%	-0.02%	–
AMRN	Exit	AMARIN Cspons	$0	–	-200,000	-100.0%	-0.03%	–
DHI	Exit	D R HORT	$0	–	-75,000	-100.0%	-0.03%	–
WPRT	Exit	WESTPORT	$0	–	-60,000	-100.0%	-0.03%	–
AA	Exit	ALCOA IN	$0	–	-182,746	-100.0%	-0.03%	–
CTB	Exit	COOPER T	$0	–	-50,003	-100.0%	-0.03%	–
NNN	Exit	NATIONAL	$0	–	-50,000	-100.0%	-0.03%	–
HES	Exit	HESS COR	$0	–	-23,760	-100.0%	-0.04%	–
ACN	Exit	ACCENTUR	$0	–	-24,900	-100.0%	-0.04%	–
WNR	Exit	WESTERN	$0	–	-64,431	-100.0%	-0.04%	–
PSA	Exit	PUBLIC S	$0	–	-12,996	-100.0%	-0.04%	–
DLR	Exit	DIGITAL	$0	–	-40,000	-100.0%	-0.04%	–
HR	Exit	HEALTHCA	$0	–	-92,912	-100.0%	-0.04%	–
IYR	Exit	ISHARESu.s.r	$0	–	-35,000	-100.0%	-0.05%	–
WRE	Exit	WASHINGTshben	$0	–	-88,889	-100.0%	-0.05%	–
HTLD	Exit	HEARTLAN	$0	–	-166,223	-100.0%	-0.05%	–
CCL	Exit	CARNIVALpaire	$0	–	-75,000	-100.0%	-0.05%	–
NSC	Exit	NORFOLK	$0	–	-32,558	-100.0%	-0.05%	–
EVR	Exit	EVERCOREclass	$0	–	-50,390	-100.0%	-0.05%	–
ALJ	Exit	ALON USA	$0	–	-248,500	-100.0%	-0.05%	–
	Exit	GT ADVANnote3	$0	–	-2,000,000	-100.0%	-0.05%	–
NUE	Exit	NUCOR CO	$0	–	-53,595	-100.0%	-0.06%	–
NRF	Exit	NORTHSTA	$0	–	-327,778	-100.0%	-0.06%	–
CSU	Exit	CAPITAL	$0	–	-148,713	-100.0%	-0.06%	–
AAP	Exit	ADVANCE	$0	–	-39,685	-100.0%	-0.07%	–
CHMT	Exit	CHEMTURA	$0	–	-147,288	-100.0%	-0.07%	–
CAM	Exit	CAMERON	$0	–	-57,906	-100.0%	-0.07%	–
X	Exit	UNITED S	$0	–	-166,222	-100.0%	-0.07%	–
RDN	Exit	RADIAN G	$0	–	-245,000	-100.0%	-0.07%	–
MON	Exit	MONSANTO	$0	–	-33,243	-100.0%	-0.07%	–
FRME	Exit	FIRST ME	$0	–	-202,246	-100.0%	-0.07%	–
IPG	Exit	INTERPUB	$0	–	-206,857	-100.0%	-0.07%	–
KIM	Exit	KIMCO RL	$0	–	-177,154	-100.0%	-0.07%	–
USB	Exit	US BANCO	$0	–	-100,000	-100.0%	-0.08%	–
SNDK	Exit	SANDISK	$0	–	-63,303	-100.0%	-0.08%	–
	Exit	AIRTRANnote5	$0	–	-2,500,000	-100.0%	-0.08%	–
	Exit	MICRON Tnote1	$0	–	-3,000,000	-100.0%	-0.08%	–
BLC	Exit	BELO COR	$0	–	-300,000	-100.0%	-0.08%	–
CLF	Exit	CLIFFS N	$0	–	-207,730	-100.0%	-0.09%	–
MAS	Exit	MASCO CO	$0	–	-207,200	-100.0%	-0.09%	–
MHLD	Exit	MAIDEN H	$0	–	-374,999	-100.0%	-0.09%	–
ZION	Exit	ZIONS BA	$0	–	-160,885	-100.0%	-0.09%	–
BZ	Exit	BOISE IN	$0	–	-360,111	-100.0%	-0.09%	–
	Exit	RYLAND Gnote0	$0	–	-5,000,000	-100.0%	-0.09%	–
UCBI	Exit	UNITED C	$0	–	-318,170	-100.0%	-0.10%	–
ADP	Exit	AUTOMATI	$0	–	-67,500	-100.0%	-0.10%	–
DOLE	Exit	DOLE FOO	$0	–	-374,944	-100.0%	-0.11%	–
NEM	Exit	NEWMONT	$0	–	-183,100	-100.0%	-0.11%	–
EQIX	Exit	EQUINIX	$0	–	-28,700	-100.0%	-0.11%	–
SPRD	Exit	SPREADTRadr	$0	–	-175,052	-100.0%	-0.11%	–
MIG	Exit	MEADOWBR	$0	–	-829,415	-100.0%	-0.11%	–
OC	Exit	OWENS CO	$0	–	-141,391	-100.0%	-0.11%	–
NOK	Exit	NOKIA COspons	$0	–	-900,000	-100.0%	-0.12%	–
	Exit	EXELIXISnote4	$0	–	-5,000,000	-100.0%	-0.12%	–
AAPL	Exit	APPLE IN	$0	–	-12,478	-100.0%	-0.12%	–
DEI	Exit	DOUGLAS	$0	–	-254,300	-100.0%	-0.12%	–
ASB	Exit	ASSOCIAT	$0	–	-408,470	-100.0%	-0.13%	–
PNW	Exit	PINNACLE	$0	–	-115,500	-100.0%	-0.13%	–
CPN	Exit	CALPINE	$0	–	-347,167	-100.0%	-0.14%	–
VZ	Exit	VERIZON	$0	–	-146,055	-100.0%	-0.14%	–
MBFI	Exit	MB FINAN	$0	–	-244,717	-100.0%	-0.14%	–
DELL	Exit	DELL INC	$0	–	-505,845	-100.0%	-0.14%	–
RPT	Exit	RAMCO-GE	$0	–	-466,666	-100.0%	-0.15%	–
WERN	Exit	WERNER E	$0	–	-316,190	-100.0%	-0.15%	–
	Exit	WRIGHT Mnote2	$0	–	-7,000,000	-100.0%	-0.18%	–
FRC	Exit	FIRST RE	$0	–	-183,306	-100.0%	-0.18%	–
HME	Exit	HOME PRO	$0	–	-149,752	-100.0%	-0.18%	–
UNS	Exit	UNS ENER	$0	–	-187,500	-100.0%	-0.18%	–
KMI	Exit	KINDER M	$0	–	-248,822	-100.0%	-0.18%	–
WCRX	Exit	WARNER C	$0	–	-400,000	-100.0%	-0.19%	–
	Exit	ANNALY Cnote5	$0	–	-9,000,000	-100.0%	-0.19%	–
PX	Exit	PRAXAIR	$0	–	-78,108	-100.0%	-0.20%	–
9207PS	Exit	ROCK-TENcla	$0	–	-94,122	-100.0%	-0.20%	–
INXN	Exit	INTERXIO	$0	–	-429,998	-100.0%	-0.20%	–
RBC	Exit	REGAL BE	$0	–	-148,593	-100.0%	-0.21%	–
SLGN	Exit	SILGAN H	$0	–	-223,211	-100.0%	-0.22%	–
	Exit	LEVEL 3note7	$0	–	-9,275,000	-100.0%	-0.24%	–
CMC	Exit	COMMERCI	$0	–	-702,363	-100.0%	-0.25%	–
ED	Exit	CONSOLID	$0	–	-217,500	-100.0%	-0.25%	–
FMER	Exit	FIRSTMER	$0	–	-578,126	-100.0%	-0.26%	–
	Exit	VIROPHARnote2	$0	–	-6,000,000	-100.0%	-0.27%	–
SBNY	Exit	SIGNATUR	$0	–	-140,717	-100.0%	-0.27%	–
RAX	Exit	RACKSPAC	$0	–	-256,469	-100.0%	-0.28%	–
CCE	Exit	COCA COL	$0	–	-345,001	-100.0%	-0.29%	–
SIVB	Exit	SVB FINL	$0	–	-164,647	-100.0%	-0.30%	–
TYC	Exit	TYCO INT	$0	–	-423,009	-100.0%	-0.31%	–
CYT	Exit	CYTEC IN	$0	–	-184,544	-100.0%	-0.31%	–
	Exit	LUCENT Tdbcv2	$0	–	-15,470,000	-100.0%	-0.32%	–
	Exit	MICRON Tnote2	$0	–	-8,000,000	-100.0%	-0.32%	–
CLP	Exit	COLONIAL	$0	–	-699,999	-100.0%	-0.33%	–
CVS	Exit	CVS CARE	$0	–	-282,281	-100.0%	-0.33%	–
	Exit	XPO LOGInote4	$0	–	-11,000,000	-100.0%	-0.33%	–
	Exit	MICRON Tnote1	$0	–	-8,642,000	-100.0%	-0.34%	–
DTE	Exit	DTE ENER	$0	–	-252,569	-100.0%	-0.35%	–
PVH	Exit	PVH CORP	$0	–	-142,828	-100.0%	-0.35%	–
LNKD	Exit	LINKEDIN	$0	–	-75,925	-100.0%	-0.39%	–
CPT	Exit	CAMDEN Pshben	$0	–	-323,166	-100.0%	-0.41%	–
NWL	Exit	NEWELL R	$0	–	-727,876	-100.0%	-0.42%	–
CE	Exit	CELANESE	$0	–	-425,365	-100.0%	-0.47%	–
LPT	Exit	LIBERTYshben	$0	–	-726,954	-100.0%	-0.54%	–
DAL	Exit	DELTA AI	$0	–	-1,152,818	-100.0%	-0.57%	–
LCC	Exit	U S AIRW	$0	–	-1,829,825	-100.0%	-0.72%	–
M	Exit	MACYS IN	$0	–	-947,899	-100.0%	-0.85%	–
WMT	Exit	WAL-MART	$0	–	-564,058	-100.0%	-0.87%	–
ELN	Exit	ELAN PLCadr	$0	–	-2,850,000	-100.0%	-0.92%	–
NE	Exit	NOBLE COnamen	$0	–	-1,210,000	-100.0%	-0.95%	–
	Exit	VERISIGNsdcv3	$0	–	-33,000,000	-100.0%	-1.08%	–
ONXX	Exit	ONYX PHA	$0	–	-484,886	-100.0%	-1.26%	–
	Exit	GILEAD Snote1	$0	–	-34,000,000	-100.0%	-1.96%	–
	Exit	GILEAD Snote1	$0	–	-45,150,000	-100.0%	-2.62%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-02-13
View 13F-HR/A filed 2014-05-14
View 13F-HR/A filed 2014-08-15
View 13F-HR/A filed 2014-11-14
View 13F-HR/A filed 2015-02-13

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
META PLATF	36	Q3 2023	2.3%
SPDR S&P 5	33	Q3 2023	0.7%
ACTIVISION	29	Q3 2023	71.3%
AMAZON COM	29	Q3 2023	0.8%
GAMING & L	29	Q3 2023	0.8%
SPDR S&P	29	Q1 2023	0.1%
DISNEY W	28	Q3 2021	2.0%
POST HLD	27	Q2 2020	1.8%
GENERAL	27	Q3 2022	1.4%
CAMDEN PPT	27	Q3 2023	0.6%

View UBS OCONNOR LLC's complete holdings history.

Latest significant ownerships (13-D/G)

UBS OCONNOR LLC Q4 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
HERON THERAPEUTICS, INC. /DE/^{Sold out}	February 13, 2023	0	0.0%
MAGELLAN HEALTH INC^{Sold out}	February 13, 2023	0	0.0%
New Providence Acquisition Corp. II	February 13, 2023	2,227,500	8.9%
Nuance Communications, Inc.^{Sold out}	February 13, 2023	0	0.0%
SCP & CO Healthcare Acquisition Co^{Sold out}	February 13, 2023	0	0.0%
ACORDA THERAPEUTICS INC^{Sold out}	February 14, 2022	0	0.0%
Amryt Pharma plc	February 14, 2022	9,950,000	3.1%
Evolv Technologies Holdings, Inc.	February 14, 2022	1,547,311	1.1%
GreenSky, Inc.	February 14, 2022	698,553	0.8%
GTY Technology Holdings Inc.	February 14, 2022	758,000	1.3%

View UBS OCONNOR LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR/A	2024-02-14
13F-HR	2024-02-14
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12
SC 13G/A	2024-02-12

View UBS OCONNOR LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (5442069000.0 != 5442069000000.0)
The reported has been amended

Export UBS OCONNOR LLC's holdings