$4.83 Billion is the total value of UBS OCONNOR LLC's 419 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 184.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | GILEAD Snote1 | $94,149,000,000 | +26.2% | 34,000,000 | +3.3% | 1.96% | +40.1% | |
| LIFE | New | LIFE TEC | $93,888,000,000 | – | 1,254,694 | +100.0% | 1.95% | – |
| PM | Buy | PHILIP M | $88,146,000,000 | +83.4% | 1,017,968 | +83.4% | 1.83% | +103.6% |
| HUM | Buy | HUMANA I | $81,587,000,000 | +72.7% | 874,175 | +56.1% | 1.70% | +91.8% |
| MSFT | Buy | MICROSOF | $64,583,000,000 | +41.6% | 1,938,838 | +46.7% | 1.34% | +57.2% |
| ONXX | Buy | ONYX PHA | $60,451,000,000 | +1640.6% | 484,886 | +1112.2% | 1.26% | +1835.4% |
| CL | New | COLGATE | $59,448,000,000 | – | 1,002,498 | +100.0% | 1.24% | – |
| Buy | TESLA MTnote1 | $59,223,000,000 | +2547.4% | 35,000,000 | +1650.0% | 1.23% | +2833.3% | |
| NLSN | Buy | NIELSEN | $53,794,000,000 | +16.8% | 1,475,842 | +7.6% | 1.12% | +29.7% |
| Buy | VERISIGNsdcv3 | $51,674,000,000 | +18.5% | 33,000,000 | +6.5% | 1.08% | +31.6% | |
| SPG | New | SIMON PP | $49,890,000,000 | – | 336,574 | +100.0% | 1.04% | – |
| Buy | TELEFLEXnote3 | $49,375,000,000 | +125.3% | 35,000,000 | +116.0% | 1.03% | +149.9% | |
| MHFI | Buy | MCGRAW H | $46,645,000,000 | +72.1% | 711,160 | +39.6% | 0.97% | +90.9% |
| TSM | New | TAIWAN Sspons | $45,125,000,000 | – | 2,660,700 | +100.0% | 0.94% | – |
| ELN | New | ELAN PLCadr | $44,403,000,000 | – | 2,850,000 | +100.0% | 0.92% | – |
| DFODQ | New | DEAN FOO | $41,852,000,000 | – | 2,168,498 | +100.0% | 0.87% | – |
| WWAV | Buy | WHITEWAV | $41,226,000,000 | +158.8% | 2,064,413 | +110.6% | 0.86% | +187.9% |
| M | New | MACYS IN | $41,016,000,000 | – | 947,899 | +100.0% | 0.85% | – |
| Buy | GENCORPsdcv4 | $40,825,000,000 | +193.6% | 22,500,000 | +200.0% | 0.85% | +226.5% | |
| BHP | New | BHP BILLspons | $39,752,000,000 | – | 597,774 | +100.0% | 0.83% | – |
| ADBE | Buy | ADOBE SY | $39,734,000,000 | +22.7% | 765,000 | +7.6% | 0.83% | +36.2% |
| VTR | Buy | VENTAS I | $38,831,000,000 | +6.1% | 631,392 | +19.8% | 0.81% | +17.8% |
| MAA | Buy | MID-AMER | $38,508,000,000 | -4.9% | 616,133 | +3.1% | 0.80% | +5.7% |
| HOT | Buy | STARWOOD | $37,995,000,000 | +171.4% | 571,790 | +158.1% | 0.79% | +201.5% |
| KRFT | New | KRAFT FO | $36,914,000,000 | – | 703,924 | +100.0% | 0.77% | – |
| KRC | Buy | KILROY R | $36,565,000,000 | +47.3% | 732,025 | +56.3% | 0.76% | +63.7% |
| HSP | Buy | HOSPIRA | $36,267,000,000 | +88.1% | 924,704 | +83.8% | 0.75% | +108.9% |
| RWT | Buy | REDWOOD | $34,438,000,000 | +146.7% | 1,749,002 | +113.0% | 0.72% | +173.3% |
| SJM | New | SMUCKER | $34,431,000,000 | – | 327,787 | +100.0% | 0.72% | – |
| SBAC | Buy | SBA COMM | $34,045,000,000 | +126.4% | 423,131 | +108.5% | 0.71% | +151.1% |
| NOV | Buy | NATIONAL | $33,427,000,000 | +66.6% | 427,952 | +47.0% | 0.70% | +84.8% |
| JPM | Buy | JPMORGAN | $32,032,000,000 | +43.2% | 619,691 | +46.2% | 0.67% | +58.9% |
| Buy | MICROCHIsdcv2 | $31,330,000,000 | +34.8% | 20,000,000 | +25.0% | 0.65% | +49.9% | |
| ELS | Buy | EQUITY L | $30,958,000,000 | +2.7% | 906,008 | +136.1% | 0.64% | +14.0% |
| SCHW | Buy | SCHWAB C | $30,818,000,000 | +57.4% | 1,457,812 | +58.1% | 0.64% | +74.7% |
| ACC | Buy | AMERICAN | $29,315,000,000 | +926.1% | 858,424 | +1121.5% | 0.61% | +1029.6% |
| DKS | New | DICKS SP | $28,365,000,000 | – | 531,376 | +100.0% | 0.59% | – |
| GPS | New | GAP INC | $28,295,000,000 | – | 702,462 | +100.0% | 0.59% | – |
| DAL | New | DELTA AI | $27,195,000,000 | – | 1,152,818 | +100.0% | 0.57% | – |
| AMT | Buy | AMERICAN | $26,042,000,000 | +447.6% | 351,304 | +440.5% | 0.54% | +509.0% |
| LPT | New | LIBERTYshben | $25,880,000,000 | – | 726,954 | +100.0% | 0.54% | – |
| CAT | Buy | CATERPIL | $25,664,000,000 | +174.0% | 307,837 | +171.1% | 0.53% | +203.4% |
| MYGN | Buy | MYRIAD G | $25,596,000,000 | +27.0% | 1,089,206 | +45.2% | 0.53% | +40.7% |
| SSS | Buy | SOVRAN S | $25,428,000,000 | +39.6% | 335,999 | +19.5% | 0.53% | +55.1% |
| FCX | Buy | FREEPORT | $24,743,000,000 | +3878.0% | 747,972 | +3220.2% | 0.52% | +4191.7% |
| VOD | Buy | VODAFONEspons | $22,665,000,000 | +311.2% | 644,248 | +235.9% | 0.47% | +357.3% |
| CE | Buy | CELANESE | $22,455,000,000 | +305.0% | 425,365 | +243.7% | 0.47% | +349.0% |
| RHP | Buy | RYMAN HO | $20,492,000,000 | +81.1% | 593,800 | +104.8% | 0.43% | +100.9% |
| NWSA | New | NEWS CORcla | $20,044,000,000 | – | 1,248,088 | +100.0% | 0.42% | – |
| C | Buy | CITIGROU | $19,938,000,000 | +11.1% | 411,004 | +9.8% | 0.42% | +23.5% |
| FRT | Buy | FEDERALshben | $19,602,000,000 | -1.0% | 193,222 | +1.2% | 0.41% | +10.0% |
| SPY | New | SPDR S&Ptruni | $19,351,000,000 | – | 115,176 | +100.0% | 0.40% | – |
| LNKD | New | $18,682,000,000 | – | 75,925 | +100.0% | 0.39% | – | |
| HCBK | New | HUDSON C | $18,061,000,000 | – | 1,995,600 | +100.0% | 0.38% | – |
| PACW | New | PACWEST | $17,873,000,000 | – | 520,174 | +100.0% | 0.37% | – |
| VIAB | New | VIACOM Iclb | $17,299,000,000 | – | 206,976 | +100.0% | 0.36% | – |
| Buy | AUXILIUMnote1 | $17,126,000,000 | +61.2% | 16,500,000 | +50.0% | 0.36% | +78.9% | |
| PVH | Buy | PVH CORP | $16,952,000,000 | +87.2% | 142,828 | +97.3% | 0.35% | +107.6% |
| DTE | New | DTE ENER | $16,665,000,000 | – | 252,569 | +100.0% | 0.35% | – |
| LNT | Buy | ALLIANT | $16,352,000,000 | +5.4% | 330,000 | +7.3% | 0.34% | +16.8% |
| New | MICRON Tnote1 | $16,100,000,000 | – | 8,642,000 | +100.0% | 0.34% | – | |
| RF | New | REGIONS | $16,122,000,000 | – | 1,740,998 | +100.0% | 0.34% | – |
| Buy | XPO LOGInote4 | $16,044,000,000 | +70.7% | 11,000,000 | +44.7% | 0.33% | +89.8% | |
| CVS | Buy | CVS CARE | $16,019,000,000 | -0.3% | 282,281 | +0.5% | 0.33% | +10.6% |
| AEE | Buy | AMEREN C | $15,678,000,000 | +30.1% | 450,000 | +28.6% | 0.33% | +44.2% |
| New | MICRON Tnote2 | $15,269,000,000 | – | 8,000,000 | +100.0% | 0.32% | – | |
| Buy | LUCENT Tdbcv2 | $15,161,000,000 | +17.2% | 15,470,000 | +15.7% | 0.32% | +30.2% | |
| DUK | Buy | DUKE ENE | $15,026,000,000 | +75.2% | 225,000 | +77.1% | 0.31% | +94.4% |
| CYT | New | CYTEC IN | $15,014,000,000 | – | 184,544 | +100.0% | 0.31% | – |
| NU | New | NORTHEAS | $14,976,000,000 | – | 363,049 | +100.0% | 0.31% | – |
| Q104PS | Buy | PARKWAY | $14,927,000,000 | +26.7% | 839,999 | +19.5% | 0.31% | +40.7% |
| TYC | New | TYCO INT | $14,797,000,000 | – | 423,009 | +100.0% | 0.31% | – |
| HPP | Buy | HUDSON P | $14,674,000,000 | -5.6% | 754,458 | +3.2% | 0.30% | +4.8% |
| CMS | Buy | CMS ENER | $14,410,000,000 | +25.0% | 547,500 | +29.1% | 0.30% | +38.9% |
| BMR | Buy | BIOMED R | $14,314,000,000 | +0.7% | 769,998 | +9.6% | 0.30% | +12.0% |
| Buy | MENTOR Gsdcv4 | $14,214,000,000 | +56.9% | 10,887,000 | +45.2% | 0.30% | +74.1% | |
| SIVB | Buy | SVB FINL | $14,221,000,000 | +275.0% | 164,647 | +261.8% | 0.30% | +316.9% |
| AKR | New | ACADIA R | $14,155,000,000 | – | 573,555 | +100.0% | 0.29% | – |
| RAX | New | RACKSPAC | $13,531,000,000 | – | 256,469 | +100.0% | 0.28% | – |
| WR | Buy | WESTAR E | $13,379,000,000 | +2.9% | 436,500 | +7.3% | 0.28% | +13.9% |
| ROST | New | ROSS STO | $13,318,000,000 | – | 182,945 | +100.0% | 0.28% | – |
| New | VIROPHARnote2 | $12,869,000,000 | – | 6,000,000 | +100.0% | 0.27% | – | |
| SBNY | Buy | SIGNATUR | $12,878,000,000 | +57.4% | 140,717 | +42.8% | 0.27% | +75.2% |
| AAT | Buy | AMERICAN | $12,814,000,000 | -1.0% | 420,000 | +0.2% | 0.27% | +10.3% |
| FMER | New | FIRSTMER | $12,551,000,000 | – | 578,126 | +100.0% | 0.26% | – |
| TOL | Buy | TOLL BRO | $12,447,000,000 | +25.8% | 383,812 | +26.6% | 0.26% | +40.0% |
| HIW | Buy | HIGHWOOD | $12,359,000,000 | +131.4% | 350,000 | +133.3% | 0.26% | +157.0% |
| ROIC | Buy | RETAIL O | $12,092,000,000 | +47.8% | 874,999 | +48.6% | 0.25% | +64.7% |
| NEE | Buy | NEXTERA | $12,024,000,000 | +5.4% | 150,000 | +7.1% | 0.25% | +16.8% |
| ED | New | CONSOLID | $11,993,000,000 | – | 217,500 | +100.0% | 0.25% | – |
| BKU | Buy | BANKUNIT | $11,908,000,000 | +438.6% | 381,792 | +349.2% | 0.25% | +504.9% |
| CMC | Buy | COMMERCI | $11,905,000,000 | +151.5% | 702,363 | +119.2% | 0.25% | +178.7% |
| RSG | New | REPUBLIC | $11,725,000,000 | – | 351,480 | +100.0% | 0.24% | – |
| Buy | LEVEL 3note7 | $11,367,000,000 | +78.0% | 9,275,000 | +68.6% | 0.24% | +96.7% | |
| LSTR | New | LANDSTAR | $11,166,000,000 | – | 199,466 | +100.0% | 0.23% | – |
| EDR | New | EDUCATIO | $10,997,000,000 | – | 1,208,450 | +100.0% | 0.23% | – |
| LPS | New | LENDER P | $10,979,000,000 | – | 330,000 | +100.0% | 0.23% | – |
| SRE | Buy | SEMPRA E | $10,914,000,000 | +52.6% | 127,500 | +45.8% | 0.23% | +69.4% |
| KEY | Buy | KEYCORP | $10,810,000,000 | +182.8% | 948,255 | +173.9% | 0.22% | +212.5% |
| SLGN | New | SILGAN H | $10,491,000,000 | – | 223,211 | +100.0% | 0.22% | – |
| DISH | Buy | DISH NETcla | $10,310,000,000 | +130.9% | 229,054 | +118.2% | 0.21% | +154.8% |
| LTC | Buy | LTC PPTY | $10,154,000,000 | +46.6% | 267,356 | +50.8% | 0.21% | +62.3% |
| RBC | New | REGAL BE | $10,094,000,000 | – | 148,593 | +100.0% | 0.21% | – |
| New | MERRIMACnote4 | $10,001,000,000 | – | 11,000,000 | +100.0% | 0.21% | – | |
| Buy | INTERMUNnote2 | $9,902,000,000 | +14.3% | 11,000,000 | +4.4% | 0.21% | +27.2% | |
| CTRP | New | CTRIP COameri | $9,886,000,000 | – | 169,199 | +100.0% | 0.21% | – |
| AWK | Buy | AMERICAN | $9,814,000,000 | +40.5% | 237,750 | +40.3% | 0.20% | +55.7% |
| TWC | New | TIME WAR | $9,685,000,000 | – | 86,786 | +100.0% | 0.20% | – |
| CLDT | Buy | CHATHAM | $9,577,000,000 | +8.8% | 536,242 | +4.7% | 0.20% | +20.6% |
| 9207PS | New | ROCK-TENcla | $9,532,000,000 | – | 94,122 | +100.0% | 0.20% | – |
| IHS | New | IHS INCcla | $9,176,000,000 | – | 80,360 | +100.0% | 0.19% | – |
| ACAS | New | AMERICAN | $9,163,000,000 | – | 666,364 | +100.0% | 0.19% | – |
| New | ALLIANTnote3 | $9,176,000,000 | – | 7,000,000 | +100.0% | 0.19% | – | |
| WCRX | New | WARNER C | $9,140,000,000 | – | 400,000 | +100.0% | 0.19% | – |
| APOL | Buy | APOLLO Gcla | $9,036,000,000 | +64.0% | 434,197 | +39.6% | 0.19% | +82.5% |
| KMI | New | KINDER M | $8,851,000,000 | – | 248,822 | +100.0% | 0.18% | – |
| UNS | Buy | UNS ENER | $8,741,000,000 | +40.0% | 187,500 | +34.3% | 0.18% | +55.6% |
| New | WRIGHT Mnote2 | $8,580,000,000 | – | 7,000,000 | +100.0% | 0.18% | – | |
| EWBC | New | EAST WES | $7,908,000,000 | – | 247,499 | +100.0% | 0.16% | – |
| INTC | New | INTEL CO | $7,449,000,000 | – | 325,000 | +100.0% | 0.16% | – |
| WFC | New | WELLS FA | $7,400,000,000 | – | 179,086 | +100.0% | 0.15% | – |
| WERN | New | WERNER E | $7,377,000,000 | – | 316,190 | +100.0% | 0.15% | – |
| HMA | New | HEALTH Mcla | $7,133,000,000 | – | 557,300 | +100.0% | 0.15% | – |
| AVB | Buy | AVALONBA | $6,965,000,000 | +59.7% | 54,805 | +69.5% | 0.14% | +76.8% |
| CCI | Buy | CROWN CA | $6,938,000,000 | +15.7% | 95,000 | +14.7% | 0.14% | +28.6% |
| MBFI | New | MB FINAN | $6,911,000,000 | – | 244,717 | +100.0% | 0.14% | – |
| VZ | Buy | VERIZON | $6,815,000,000 | +38.9% | 146,055 | +49.8% | 0.14% | +54.3% |
| CPN | New | CALPINE | $6,745,000,000 | – | 347,167 | +100.0% | 0.14% | – |
| HYG | Buy | ISHARESiboxx | $6,548,000,000 | +336.5% | 71,500 | +333.3% | 0.14% | +385.7% |
| OGE | New | OGE ENER | $6,334,000,000 | – | 175,500 | +100.0% | 0.13% | – |
| ASB | New | ASSOCIAT | $6,327,000,000 | – | 408,470 | +100.0% | 0.13% | – |
| AEP | New | AMERICAN | $6,249,000,000 | – | 144,151 | +100.0% | 0.13% | – |
| AHT | Buy | ASHFORD | $6,047,000,000 | +50.3% | 490,000 | +39.5% | 0.13% | +68.0% |
| DEI | Buy | DOUGLAS | $5,968,000,000 | +1161.7% | 254,300 | +1241.2% | 0.12% | +1277.8% |
| AAPL | New | APPLE IN | $5,949,000,000 | – | 12,478 | +100.0% | 0.12% | – |
| EOX | Buy | EMERALD | $5,824,000,000 | +183.0% | 810,000 | +170.0% | 0.12% | +210.3% |
| IGT | Buy | INTERNAT | $5,720,000,000 | +127.3% | 302,178 | +100.6% | 0.12% | +153.2% |
| GEF | New | GREIF INcla | $5,708,000,000 | – | 116,417 | +100.0% | 0.12% | – |
| CACI | New | CACI INTcla | $5,691,000,000 | – | 82,345 | +100.0% | 0.12% | – |
| CDR | Buy | CEDAR RE | $5,634,000,000 | +3.2% | 1,087,696 | +3.2% | 0.12% | +14.7% |
| SWK | New | STANLEY | $5,437,000,000 | – | 60,034 | +100.0% | 0.11% | – |
| OC | New | OWENS CO | $5,370,000,000 | – | 141,391 | +100.0% | 0.11% | – |
| SPRD | New | SPREADTRadr | $5,333,000,000 | – | 175,052 | +100.0% | 0.11% | – |
| LPX | New | LOUISIAN | $5,273,000,000 | – | 299,789 | +100.0% | 0.11% | – |
| VNO | New | VORNADOshben | $5,146,000,000 | – | 61,214 | +100.0% | 0.11% | – |
| NEM | New | NEWMONT | $5,145,000,000 | – | 183,100 | +100.0% | 0.11% | – |
| DOLE | New | DOLE FOO | $5,107,000,000 | – | 374,944 | +100.0% | 0.11% | – |
| REG | New | REGENCY | $5,003,000,000 | – | 103,477 | +100.0% | 0.10% | – |
| ADP | New | AUTOMATI | $4,886,000,000 | – | 67,500 | +100.0% | 0.10% | – |
| SFE | Buy | SAFEGUAR | $4,868,000,000 | -0.1% | 310,290 | +2.2% | 0.10% | +11.0% |
| UCBI | Buy | UNITED C | $4,773,000,000 | +24.9% | 318,170 | +3.4% | 0.10% | +37.5% |
| RAD | New | RITE AID | $4,760,000,000 | – | 1,000,000 | +100.0% | 0.10% | – |
| TRLA | New | TRULIA I | $4,779,000,000 | – | 101,608 | +100.0% | 0.10% | – |
| HTZ | Buy | HERTZ GL | $4,603,000,000 | +17.7% | 207,700 | +31.7% | 0.10% | +31.5% |
| HK | Buy | HALCON R | $4,430,000,000 | +60.7% | 1,000,000 | +105.8% | 0.09% | +76.9% |
| MAS | New | MASCO CO | $4,409,000,000 | – | 207,200 | +100.0% | 0.09% | – |
| GM | Buy | GENERALcall | $4,257,000,000 | +1908.0% | 1,010,470 | +9551.1% | 0.09% | +2125.0% |
| MHK | New | MOHAWK I | $4,266,000,000 | – | 32,749 | +100.0% | 0.09% | – |
| CLF | New | CLIFFS N | $4,258,000,000 | – | 207,730 | +100.0% | 0.09% | – |
| BLC | New | BELO COR | $4,110,000,000 | – | 300,000 | +100.0% | 0.08% | – |
| LEAP | New | LEAP WIR | $3,948,000,000 | – | 250,000 | +100.0% | 0.08% | – |
| SNDK | New | SANDISK | $3,767,000,000 | – | 63,303 | +100.0% | 0.08% | – |
| KIM | New | KIMCO RL | $3,575,000,000 | – | 177,154 | +100.0% | 0.07% | – |
| IPG | New | INTERPUB | $3,554,000,000 | – | 206,857 | +100.0% | 0.07% | – |
| PLD | New | PROLOGIS | $3,476,000,000 | – | 92,397 | +100.0% | 0.07% | – |
| RDN | New | RADIAN G | $3,413,000,000 | – | 245,000 | +100.0% | 0.07% | – |
| X | New | UNITED S | $3,423,000,000 | – | 166,222 | +100.0% | 0.07% | – |
| CAM | New | CAMERON | $3,380,000,000 | – | 57,906 | +100.0% | 0.07% | – |
| CHMT | New | CHEMTURA | $3,386,000,000 | – | 147,288 | +100.0% | 0.07% | – |
| CBS | New | CBS CORPclb | $3,133,000,000 | – | 56,804 | +100.0% | 0.06% | – |
| TRNO | Buy | TERRENO | $2,984,000,000 | +63.7% | 168,000 | +70.8% | 0.06% | +82.4% |
| UIL | New | UIL HLDG | $2,788,000,000 | – | 75,000 | +100.0% | 0.06% | – |
| APD | New | AIR PROD | $2,677,000,000 | – | 25,124 | +100.0% | 0.06% | – |
| NUE | New | NUCOR CO | $2,627,000,000 | – | 53,595 | +100.0% | 0.06% | – |
| ALJ | New | ALON USA | $2,537,000,000 | – | 248,500 | +100.0% | 0.05% | – |
| FNFG | New | FIRST NI | $2,502,000,000 | – | 241,241 | +100.0% | 0.05% | – |
| CBLAQ | New | CBL & AS | $2,464,000,000 | – | 129,023 | +100.0% | 0.05% | – |
| CCL | New | CARNIVALpaire | $2,448,000,000 | – | 75,000 | +100.0% | 0.05% | – |
| WCIC | New | WCI CMNT | $2,416,000,000 | – | 140,000 | +100.0% | 0.05% | – |
| SGMO | New | SANGAMO | $2,358,000,000 | – | 225,000 | +100.0% | 0.05% | – |
| HTLD | Buy | HEARTLAN | $2,359,000,000 | +223.6% | 166,223 | +216.4% | 0.05% | +250.0% |
| WRE | New | WASHINGTshben | $2,246,000,000 | – | 88,889 | +100.0% | 0.05% | – |
| IYR | Buy | ISHARESu.s.r | $2,233,000,000 | +85.9% | 35,000 | +93.6% | 0.05% | +100.0% |
| CSE | New | CAPITALS | $2,148,000,000 | – | 180,866 | +100.0% | 0.04% | – |
| HR | New | HEALTHCA | $2,147,000,000 | – | 92,912 | +100.0% | 0.04% | – |
| SIG | New | SIGNET J | $2,073,000,000 | – | 28,931 | +100.0% | 0.04% | – |
| WNR | Buy | WESTERN | $1,936,000,000 | +87.8% | 64,431 | +75.5% | 0.04% | +110.5% |
| SCI | New | SERVICE | $1,862,000,000 | – | 100,000 | +100.0% | 0.04% | – |
| S | New | SPRINT C | $1,679,000,000 | – | 270,372 | +100.0% | 0.04% | – |
| NNN | New | NATIONAL | $1,591,000,000 | – | 50,000 | +100.0% | 0.03% | – |
| CTB | New | COOPER T | $1,541,000,000 | – | 50,003 | +100.0% | 0.03% | – |
| AA | New | ALCOA IN | $1,484,000,000 | – | 182,746 | +100.0% | 0.03% | – |
| WPRT | New | WESTPORT | $1,451,000,000 | – | 60,000 | +100.0% | 0.03% | – |
| FHN | New | FIRST HO | $1,099,000,000 | – | 100,000 | +100.0% | 0.02% | – |
| NVAX | New | NOVAVAX | $1,048,000,000 | – | 331,628 | +100.0% | 0.02% | – |
| FSC | New | FIFTH ST | $1,029,000,000 | – | 100,000 | +100.0% | 0.02% | – |
| RDA | New | RDA MICRspons | $923,000,000 | – | 60,400 | +100.0% | 0.02% | – |
| RRTS | New | ROADRUNN | $847,000,000 | – | 30,000 | +100.0% | 0.02% | – |
| NBIX | New | NEUROCRI | $837,000,000 | – | 73,900 | +100.0% | 0.02% | – |
| SEIC | New | SEI INVE | $828,000,000 | – | 26,800 | +100.0% | 0.02% | – |
| COH | New | COACH IN | $778,000,000 | – | 14,263 | +100.0% | 0.02% | – |
| HOT | Buy | STARWOODcall | $759,000,000 | +399.3% | 220,000 | +340.0% | 0.02% | +433.3% |
| GALE | New | GALENA B | $793,000,000 | – | 349,400 | +100.0% | 0.02% | – |
| EARN | Buy | ELLINGTO | $768,000,000 | +72.2% | 50,000 | +100.0% | 0.02% | +100.0% |
| ROST | New | ROSS STOcall | $755,000,000 | – | 200,000 | +100.0% | 0.02% | – |
| R108 | New | ENERGIZE | $715,000,000 | – | 7,844 | +100.0% | 0.02% | – |
| CIE | Buy | COBALT I | $708,000,000 | +17.2% | 28,486 | +25.3% | 0.02% | +36.4% |
| SPDC | New | SPEED CO | $656,000,000 | – | 200,000 | +100.0% | 0.01% | – |
| FDO | New | FAMILY Dput | $656,000,000 | – | 350,000 | +100.0% | 0.01% | – |
| CX | New | CEMEX SAspona | $559,000,000 | – | 50,000 | +100.0% | 0.01% | – |
| CPST | New | CAPSTONE | $590,000,000 | – | 500,000 | +100.0% | 0.01% | – |
| AGIO | New | AGIOS PH | $559,000,000 | – | 20,000 | +100.0% | 0.01% | – |
| KBIO | Buy | KALOBIOS | $565,000,000 | +43.8% | 125,000 | +80.2% | 0.01% | +71.4% |
| TLT | Buy | ISHAREScall | $591,000,000 | +2362.5% | 585,000 | +485.0% | 0.01% | – |
| TEX | New | TEREX CO | $521,000,000 | – | 15,516 | +100.0% | 0.01% | – |
| NSPH | New | NANOSPHE | $550,000,000 | – | 275,000 | +100.0% | 0.01% | – |
| PRGN | New | PARAGONclane | $464,000,000 | – | 80,337 | +100.0% | 0.01% | – |
| FUR | New | WINTHROPshben | $474,000,000 | – | 42,500 | +100.0% | 0.01% | – |
| HCNPRI | New | HEALTH Cpfdpe | $434,000,000 | – | 7,500 | +100.0% | 0.01% | – |
| WAG | New | WALGREENput | $428,000,000 | – | 200,000 | +100.0% | 0.01% | – |
| BALT | New | BALTIC T | $367,000,000 | – | 75,000 | +100.0% | 0.01% | – |
| WSM | New | WILLIAMSput | $380,000,000 | – | 200,000 | +100.0% | 0.01% | – |
| CCE | New | COCA COLcall | $380,000,000 | – | 200,000 | +100.0% | 0.01% | – |
| MDLZ | New | MONDELEZcall | $320,000,000 | – | 400,000 | +100.0% | 0.01% | – |
| RYL | New | RYLAND Gput | $322,000,000 | – | 158,800 | +100.0% | 0.01% | – |
| HYG | New | ISHARESput | $358,000,000 | – | 270,000 | +100.0% | 0.01% | – |
| PG | New | PROCTERput | $280,000,000 | – | 100,000 | +100.0% | 0.01% | – |
| ANTH | New | ANTHERA | $291,000,000 | – | 72,500 | +100.0% | 0.01% | – |
| M | New | MACYS INcall | $265,000,000 | – | 200,000 | +100.0% | 0.01% | – |
| TXMD | New | THERAPEU | $293,000,000 | – | 100,000 | +100.0% | 0.01% | – |
| RGLS | New | REGULUS | $220,000,000 | – | 23,295 | +100.0% | 0.01% | – |
| NRG | New | NRG ENERcall | $173,000,000 | – | 105,000 | +100.0% | 0.00% | – |
| HD | New | HOME DEPcall | $169,000,000 | – | 100,000 | +100.0% | 0.00% | – |
| STZ | New | CONSTELLcall | $190,000,000 | – | 200,000 | +100.0% | 0.00% | – |
| WY | New | WEYERHAEcall | $188,000,000 | – | 175,000 | +100.0% | 0.00% | – |
| ISIS | New | ISIS PHAput | $180,000,000 | – | 50,000 | +100.0% | 0.00% | – |
| C | Buy | CITIGROUcall | $195,000,000 | +84.0% | 385,000 | +92.5% | 0.00% | +100.0% |
| PNC | New | PNC FINLput | $128,000,000 | – | 74,900 | +100.0% | 0.00% | – |
| GPS | New | GAP INCcall | $140,000,000 | – | 300,000 | +100.0% | 0.00% | – |
| SHW | Buy | SHERWINput | $130,000,000 | -11.0% | 33,300 | +25.7% | 0.00% | 0.0% |
| DKS | New | DICKS SPput | $145,000,000 | – | 100,000 | +100.0% | 0.00% | – |
| CHD | New | CHURCH &put | $98,000,000 | – | 100,000 | +100.0% | 0.00% | – |
| XLP | New | SELECT Sput | $89,000,000 | – | 50,000 | +100.0% | 0.00% | – |
| UAA | New | UNDER ARput | $102,000,000 | – | 400,000 | +100.0% | 0.00% | – |
| PM | New | PHILIP Mput | $100,000,000 | – | 50,000 | +100.0% | 0.00% | – |
| PM | New | PHILIP Mcall | $79,000,000 | – | 50,000 | +100.0% | 0.00% | – |
| WMT | New | WAL-MARTcall | $116,000,000 | – | 100,000 | +100.0% | 0.00% | – |
| AVP | New | AVON PROcall | $30,000,000 | – | 100,000 | +100.0% | 0.00% | – |
| DLLR | New | DFC GLOBput | $34,000,000 | – | 100,000 | +100.0% | 0.00% | – |
| JPM | New | JPMORGANcall | $58,000,000 | – | 300,000 | +100.0% | 0.00% | – |
| LMT | New | LOCKHEEDput | $66,000,000 | – | 25,000 | +100.0% | 0.00% | – |
| NOC | New | NORTHROPput | $64,000,000 | – | 25,000 | +100.0% | 0.00% | – |
| MGM | New | MGM RESOput | $58,000,000 | – | 150,000 | +100.0% | 0.00% | – |
| RTN | New | RAYTHEONput | $60,000,000 | – | 25,000 | +100.0% | 0.00% | – |
| T107PS | New | WRIGHT Mcall | $50,000,000 | – | 50,000 | +100.0% | 0.00% | – |
| PVH | New | PVH CORPcall | $60,000,000 | – | 100,000 | +100.0% | 0.00% | – |
| GD | New | GENERALput | $67,000,000 | – | 25,000 | +100.0% | 0.00% | – |
| NKE | New | NIKE INCput | $31,000,000 | – | 150,000 | +100.0% | 0.00% | – |
| MS | Buy | MORGAN Scall | $52,000,000 | -8.8% | 150,000 | +64.5% | 0.00% | 0.0% |
| CL | New | COLGATEcall | $31,000,000 | – | 100,000 | +100.0% | 0.00% | – |
| RIO | New | RIO TINTput | $48,000,000 | – | 30,000 | +100.0% | 0.00% | – |
| KBH | Buy | KB HOMEput | $69,000,000 | -10.4% | 235,400 | +684.7% | 0.00% | 0.0% |
| LB | New | L BRANDSput | $70,000,000 | – | 200,000 | +100.0% | 0.00% | – |
| DFS | New | DISCOVERcall | $58,000,000 | – | 43,200 | +100.0% | 0.00% | – |
| NOV | New | NATIONALput | $24,000,000 | – | 20,000 | +100.0% | 0.00% | – |
| MDR | New | MCDERMOTcall | $2,000,000 | – | 20,000 | +100.0% | 0.00% | – |
| MNKD | New | MANNKINDput | $0 | – | 24,200 | +100.0% | 0.00% | – |
| PEP | Buy | PEPSICOcall | $21,000,000 | +31.2% | 200,000 | +100.0% | 0.00% | – |
| HPQ | New | HEWLETTcall | $1,000,000 | – | 51,600 | +100.0% | 0.00% | – |
| XRT | New | SPDR SERput | $10,000,000 | – | 50,000 | +100.0% | 0.00% | – |
| XLU | New | SELECT Sput | $14,000,000 | – | 200,000 | +100.0% | 0.00% | – |
| SQNM | New | SEQUENOMcall | $16,000,000 | – | 50,000 | +100.0% | 0.00% | – |
| R108 | New | ENERGIZEcall | $19,000,000 | – | 150,000 | +100.0% | 0.00% | – |
| TCPTF | New | THOMPSONcall | $8,000,000 | – | 30,000 | +100.0% | 0.00% | – |
| DE | New | DEERE &put | $22,000,000 | – | 25,000 | +100.0% | 0.00% | – |
| BHI | New | BAKER HUput | $7,000,000 | – | 20,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| META PLATF | 36 | Q3 2023 | 2.3% |
| SPDR S&P 5 | 33 | Q3 2023 | 0.7% |
| ACTIVISION | 29 | Q3 2023 | 71.3% |
| AMAZON COM | 29 | Q3 2023 | 0.8% |
| GAMING & L | 29 | Q3 2023 | 0.8% |
| SPDR S&P | 29 | Q1 2023 | 0.1% |
| DISNEY W | 28 | Q3 2021 | 2.0% |
| POST HLD | 27 | Q2 2020 | 1.8% |
| GENERAL | 27 | Q3 2022 | 1.4% |
| CAMDEN PPT | 27 | Q3 2023 | 0.6% |
View UBS OCONNOR LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| HERON THERAPEUTICS, INC. /DE/Sold out | February 13, 2023 | 0 | 0.0% |
| MAGELLAN HEALTH INCSold out | February 13, 2023 | 0 | 0.0% |
| New Providence Acquisition Corp. II | February 13, 2023 | 2,227,500 | 8.9% |
| Nuance Communications, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| SCP & CO Healthcare Acquisition CoSold out | February 13, 2023 | 0 | 0.0% |
| ACORDA THERAPEUTICS INCSold out | February 14, 2022 | 0 | 0.0% |
| Amryt Pharma plc | February 14, 2022 | 9,950,000 | 3.1% |
| Evolv Technologies Holdings, Inc. | February 14, 2022 | 1,547,311 | 1.1% |
| GreenSky, Inc. | February 14, 2022 | 698,553 | 0.8% |
| GTY Technology Holdings Inc. | February 14, 2022 | 758,000 | 1.3% |
View UBS OCONNOR LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-02-14 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
View UBS OCONNOR LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.