$1.09 Billion is the total value of KCM INVESTMENT ADVISORS LLC's 507 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 12.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFC | Buy | Wells Fargo & Company | $28,214,000 | +1.1% | 543,934 | +2.4% | 2.58% | -1.0% |
| VZ | Buy | Verizon Communications Inc | $23,707,000 | +4.2% | 474,232 | +2.0% | 2.17% | +2.0% |
| CVX | Buy | Chevron Corp | $23,472,000 | -6.9% | 196,713 | +1.9% | 2.15% | -8.8% |
| JNJ | Sell | Johnson & Johnson | $21,080,000 | +1.8% | 197,766 | -0.1% | 1.93% | -0.4% |
| AAPL | Buy | Apple Inc | $20,787,000 | +15.3% | 206,322 | +6.4% | 1.90% | +13.0% |
| PG | Buy | Procter & Gamble Co | $18,729,000 | +9.5% | 223,654 | +2.8% | 1.71% | +7.2% |
| GE | Buy | General Electric Co | $17,266,000 | +0.5% | 673,943 | +3.1% | 1.58% | -1.6% |
| COP | Buy | ConocoPhillips | $15,815,000 | -9.0% | 206,674 | +1.9% | 1.45% | -10.9% |
| XOM | Sell | Exxon Mobil Corp | $14,015,000 | -9.7% | 149,021 | -3.3% | 1.28% | -11.6% |
| WFCPRJCL | Sell | Wells Fargo 8.00% Prp Cl12/17pfd | $13,400,000 | -3.8% | 461,733 | -1.4% | 1.23% | -5.8% |
| INTC | Buy | Intel Corp | $13,311,000 | +14.4% | 382,272 | +1.5% | 1.22% | +11.9% |
| BMY | Buy | Bristol-Myers Squibb Co | $13,039,000 | +7.8% | 254,762 | +2.2% | 1.19% | +5.5% |
| COST | Buy | Costco Wholesale Corp | $10,948,000 | +12.3% | 87,360 | +3.2% | 1.00% | +10.0% |
| T | Buy | AT&T Inc | $10,900,000 | +4.9% | 309,317 | +5.2% | 1.00% | +2.8% |
| MCD | Sell | McDonald's Corp | $10,414,000 | -11.5% | 109,843 | -6.0% | 0.95% | -13.4% |
| VTI | Sell | Vanguard Total Stock Mk Vipers | $10,047,000 | -3.2% | 99,237 | -2.7% | 0.92% | -5.2% |
| AVVCL | Sell | Aviva 8.25% 12/2041 Call 12/20pfd | $9,995,000 | -2.3% | 356,338 | -0.9% | 0.92% | -4.3% |
| MMM | Buy | 3M Co | $9,873,000 | +1.7% | 69,685 | +2.8% | 0.90% | -0.3% |
| IBM | Buy | Intl Business Machines Corp | $9,395,000 | +6.5% | 49,493 | +1.7% | 0.86% | +4.4% |
| SDY | Sell | SPDR S&P Dividend ETF | $9,288,000 | -2.6% | 123,946 | -0.4% | 0.85% | -4.6% |
| PFF | Buy | iShares S&P US Preferred Stock | $9,247,000 | +12.8% | 233,974 | +13.9% | 0.85% | +10.4% |
| WMB | Sell | Williams Cos Inc | $9,221,000 | -5.7% | 166,595 | -0.8% | 0.84% | -7.7% |
| KMB | Buy | Kimberly-Clark Corp | $9,212,000 | +0.6% | 85,633 | +4.0% | 0.84% | -1.5% |
| NEE | Buy | NextEra Energy Inc | $9,064,000 | -2.0% | 96,554 | +7.0% | 0.83% | -4.0% |
| ABT | Buy | Abbott Laboratories | $9,013,000 | +2.2% | 216,710 | +0.5% | 0.82% | +0.1% |
| MSFT | Sell | Microsoft Corp | $8,257,000 | +9.8% | 178,114 | -1.2% | 0.76% | +7.5% |
| ABBV | Sell | AbbVie Inc | $8,094,000 | +2.3% | 140,131 | -0.0% | 0.74% | +0.3% |
| ADP | Buy | Automatic Data Processing | $7,962,000 | +15.8% | 95,838 | +10.5% | 0.73% | +13.4% |
| DD | Buy | Du Pont (E.I.) De Nemours | $7,822,000 | +13.2% | 109,002 | +3.2% | 0.72% | +10.8% |
| PEP | Buy | PepsiCo Inc | $7,638,000 | +6.5% | 82,054 | +2.2% | 0.70% | +4.3% |
| CLX | Buy | Clorox Company | $7,637,000 | +12.4% | 79,516 | +7.0% | 0.70% | +10.1% |
| PFE | Sell | Pfizer Inc | $7,600,000 | -1.4% | 257,026 | -1.0% | 0.70% | -3.3% |
| SPY | Sell | SPDR S&P500 Index Trust Series | $7,440,000 | +0.3% | 37,764 | -0.4% | 0.68% | -1.7% |
| MO | Sell | Altria Group Inc | $7,220,000 | +6.3% | 157,153 | -2.9% | 0.66% | +4.1% |
| CL | Buy | Colgate-Palmolive Co | $7,141,000 | +6.1% | 109,498 | +10.9% | 0.65% | +4.0% |
| UPS | Buy | United Parcel Service-Cl B | $6,960,000 | +4.0% | 70,814 | +8.7% | 0.64% | +1.9% |
| MRK | Buy | Merck & Co. Inc. | $6,950,000 | +3.1% | 117,247 | +0.6% | 0.64% | +1.0% |
| WAG | Buy | Walgreen Co | $6,884,000 | -15.0% | 116,147 | +6.3% | 0.63% | -16.8% |
| JPM | Buy | JPMorgan Chase & Co | $6,535,000 | +5.6% | 108,484 | +1.0% | 0.60% | +3.5% |
| OXY | Buy | Occidental Petroleum Corp | $6,494,000 | -3.1% | 67,545 | +3.5% | 0.59% | -5.1% |
| WM | Buy | Waste Management Inc | $6,394,000 | +10.5% | 134,531 | +4.0% | 0.58% | +8.1% |
| NKE | Buy | Nike Inc -Cl B | $6,330,000 | +22.8% | 70,969 | +6.8% | 0.58% | +20.1% |
| DVY | Buy | iShares DJ Select Dividend Ind | $6,302,000 | -0.3% | 85,321 | +3.9% | 0.58% | -2.4% |
| PREPRECL | Buy | Partner Re 7.25% Call 06/16 BBpfd | $6,194,000 | +3.9% | 230,519 | +3.4% | 0.57% | +1.8% |
| DIS | Buy | Disney Co./Walt The | $6,117,000 | +5.7% | 68,703 | +1.8% | 0.56% | +3.5% |
| CTWCL | Buy | CenturyLink SnNote7.5% 2051 Clpfd | $5,848,000 | +11.3% | 224,587 | +13.4% | 0.54% | +9.0% |
| O | Buy | Realty Income Corp | $5,809,000 | -0.7% | 142,411 | +8.1% | 0.53% | -2.7% |
| ECL | Buy | Ecolab Inc | $5,766,000 | +6.2% | 50,211 | +3.0% | 0.53% | +4.1% |
| AHLPRBCL | Buy | Aspen Insurance 7.25% Call07/2pfd | $5,716,000 | +6.5% | 219,420 | +6.9% | 0.52% | +4.4% |
| VB | Buy | Vanguard Small-Cap Vipers | $5,709,000 | -5.2% | 51,606 | +0.3% | 0.52% | -7.1% |
| TGT | Buy | Target Corp | $5,565,000 | +14.7% | 88,785 | +6.1% | 0.51% | +12.4% |
| HD | Buy | Home Depot Inc | $5,423,000 | +19.8% | 59,109 | +5.7% | 0.50% | +17.3% |
| HSEBCL | Sell | HSBC Hldgs 8.0% Prp Cl 12/15 Bpfd | $5,400,000 | -2.0% | 202,697 | -0.5% | 0.49% | -4.1% |
| Sell | Wachovia (WFC) Perp/Call 2/11pfd | $5,279,000 | -1.4% | 5,470,000 | -0.9% | 0.48% | -3.4% | |
| CMCSA | Buy | Comcast Corp-Cl A | $5,144,000 | +11.9% | 95,652 | +11.7% | 0.47% | +9.8% |
| SE | Buy | Spectra Energy Corp | $5,112,000 | -7.4% | 130,209 | +0.2% | 0.47% | -9.3% |
| SNY | Sell | Sanofi-ADR | $5,052,000 | +1.0% | 89,535 | -4.8% | 0.46% | -1.1% |
| KFICL | Buy | KKR Financial 7.50% SrNts Callpfd | $4,999,000 | +9.0% | 187,387 | +12.3% | 0.46% | +6.8% |
| HCP | Sell | HCP Inc | $4,949,000 | -27.6% | 124,637 | -24.6% | 0.45% | -29.1% |
| MDY | Sell | SPDR S&P MidCap 400 ETF Trust | $4,951,000 | -6.2% | 19,857 | -2.0% | 0.45% | -8.1% |
| HON | Buy | Honeywell International Inc | $4,891,000 | +2.6% | 52,520 | +2.4% | 0.45% | +0.4% |
| KO | Buy | Coca-Cola Co/The | $4,844,000 | +6.1% | 113,553 | +5.4% | 0.44% | +3.7% |
| PGX | Buy | PowerShares Preferred Portfoli | $4,825,000 | +17.2% | 333,675 | +18.6% | 0.44% | +14.8% |
| ECON | Sell | EGShares Dow Jones Emerging Ma | $4,799,000 | -7.6% | 182,977 | -2.3% | 0.44% | -9.7% |
| VNO | Buy | Vornado Realty Trust | $4,767,000 | -0.4% | 47,686 | +6.4% | 0.44% | -2.5% |
| GIS | Sell | General Mills Inc | $4,711,000 | -5.3% | 93,372 | -1.4% | 0.43% | -7.3% |
| WFM | Buy | Whole Foods Market Inc | $4,621,000 | +8.6% | 121,253 | +10.1% | 0.42% | +6.3% |
| MDT | Buy | Medtronic Inc | $4,507,000 | +2.4% | 72,757 | +5.4% | 0.41% | +0.5% |
| GPC | Buy | Genuine Parts Co | $4,413,000 | +8.2% | 50,313 | +8.3% | 0.40% | +6.0% |
| VO | Vanguard Mid-Cap Vipers | $4,412,000 | -1.1% | 37,609 | 0.0% | 0.40% | -3.1% | |
| ARYCL | Buy | Ares Capital 7.75% 2040 Call 1pfd | $4,295,000 | +38.7% | 163,506 | +38.8% | 0.39% | +36.0% |
| TD | Buy | Toronto-Dominion Bank | $4,206,000 | -0.3% | 85,162 | +3.8% | 0.38% | -2.3% |
| NSRGY | Buy | Nestle Sa-Spons ADR For Reg | $4,176,000 | -2.5% | 56,718 | +2.9% | 0.38% | -4.5% |
| APD | Buy | Air Products & Chemicals Inc | $4,112,000 | +6.0% | 31,589 | +4.7% | 0.38% | +3.6% |
| XLK | Buy | SPDR Technology Select Sector | $4,076,000 | +4.9% | 102,165 | +0.8% | 0.37% | +2.8% |
| AEKCL | Buy | AEGON 8.00% 2042 Notes Call 08pfd | $4,036,000 | +1.1% | 141,479 | +3.1% | 0.37% | -1.1% |
| EIX | Buy | Edison International | $3,978,000 | -3.2% | 71,138 | +0.6% | 0.36% | -5.2% |
| BGCACL | Buy | BGC Partners 8.125% 2042 Callpfd | $3,969,000 | +31.2% | 147,991 | +33.7% | 0.36% | +28.3% |
| NVS | Sell | Novartis Ag-ADR | $3,953,000 | +2.1% | 41,997 | -1.7% | 0.36% | 0.0% |
| CPRJ | Buy | Citigroup 7.125% FxdtoFlt Cl 9pfd | $3,933,000 | +5.2% | 147,145 | +8.9% | 0.36% | +3.2% |
| SWK | Buy | Stanley Black & Decker Inc | $3,767,000 | +4.1% | 42,426 | +2.9% | 0.34% | +2.1% |
| ENHPRACL | Sell | Endurance Specialty 7.75% Cl12pfd | $3,760,000 | -1.6% | 144,000 | -0.1% | 0.34% | -3.6% |
| DLRPRECL | Sell | Digital Realty 7.0% Perp Callpfd | $3,725,000 | -3.6% | 144,720 | -4.6% | 0.34% | -5.5% |
| DHR | Buy | Danaher Corp | $3,661,000 | -0.6% | 48,190 | +3.0% | 0.34% | -2.6% |
| ABB | Buy | ABB Ltd -Spon ADR | $3,605,000 | -1.8% | 160,859 | +0.8% | 0.33% | -3.8% |
| LOW | Buy | Lowe's Cos Inc | $3,587,000 | +12.6% | 67,777 | +2.1% | 0.33% | +10.1% |
| CVS | Buy | CVS Caremark Corp | $3,521,000 | +7.8% | 44,243 | +2.1% | 0.32% | +5.6% |
| TDE | Sell | Telephone & Data 6.875% Cl 11/pfd | $3,489,000 | -4.1% | 141,499 | -1.7% | 0.32% | -6.2% |
| GAS | Buy | AGL Resources Inc | $3,441,000 | -2.7% | 67,025 | +4.4% | 0.32% | -4.5% |
| XLV | Buy | SPDR Health Care Select Sector | $3,420,000 | +5.5% | 53,520 | +0.4% | 0.31% | +3.3% |
| DUK | Buy | Duke Energy Corp | $3,396,000 | +12.4% | 45,414 | +11.5% | 0.31% | +10.3% |
| ACN | Sell | Accenture PLC-Cl A | $3,343,000 | +0.1% | 41,105 | -0.5% | 0.31% | -1.9% |
| VNOPRJCL | Sell | Vornado Realty 6.875% Prp/Cl 4pfd | $3,283,000 | -0.3% | 124,200 | -1.7% | 0.30% | -2.6% |
| ORCL | Buy | Oracle Corp | $3,270,000 | -1.0% | 85,432 | +4.8% | 0.30% | -3.2% |
| DKTCL | Buy | Deutsche Bank 8.05% PrpCl6/18pfd | $3,226,000 | +3.0% | 113,314 | +2.7% | 0.30% | +0.7% |
| IEV | Buy | iShares S&P Europe 350 | $3,179,000 | +148.9% | 70,530 | +168.2% | 0.29% | +144.5% |
| TRV | Sell | Travelers Cos Inc/The | $3,175,000 | -0.7% | 33,794 | -0.6% | 0.29% | -2.7% |
| SLB | Buy | Schlumberger Ltd | $3,179,000 | -8.7% | 31,262 | +5.9% | 0.29% | -10.5% |
| BA | Sell | Boeing Co | $3,134,000 | -15.2% | 24,601 | -15.3% | 0.29% | -16.8% |
| AXP | Sell | American Express Co | $3,115,000 | -9.2% | 35,587 | -1.6% | 0.28% | -11.2% |
| CSCO | Sell | Cisco Systems Inc | $3,116,000 | +1.0% | 123,810 | -0.3% | 0.28% | -1.0% |
| LLY | Sell | Eli Lilly & Co | $3,068,000 | +0.7% | 47,310 | -3.4% | 0.28% | -1.4% |
| XLP | Buy | Consumer Staples SPDR | $3,026,000 | +8.0% | 67,078 | +6.9% | 0.28% | +5.7% |
| IDV | Sell | iShares DJ EPAC Sel Div Inc In | $3,021,000 | -13.3% | 84,404 | -3.4% | 0.28% | -15.0% |
| FCX | Buy | Freeport-McMoRan Copper & Gold | $3,007,000 | -7.8% | 92,113 | +3.1% | 0.28% | -9.8% |
| XLE | Buy | SPDR Energy Select Sector | $2,984,000 | -4.0% | 32,929 | +6.1% | 0.27% | -5.9% |
| UTX | Buy | United Technologies Corp | $2,906,000 | +6.2% | 27,521 | +16.1% | 0.27% | +3.9% |
| 4945SC | Sell | Kinder Morgan Energy Partners | $2,903,000 | -18.6% | 31,121 | -28.3% | 0.27% | -20.1% |
| UN | Sell | Unilever N V -NY Shares | $2,860,000 | -11.6% | 72,087 | -2.5% | 0.26% | -13.2% |
| PX | Buy | Praxair Inc | $2,828,000 | +4.7% | 21,920 | +7.8% | 0.26% | +2.8% |
| BAC | Buy | Bank of America Corp | $2,834,000 | +31.3% | 166,203 | +18.4% | 0.26% | +28.2% |
| XLI | Buy | SPDR Industrial Select Sector | $2,784,000 | -0.6% | 52,387 | +1.1% | 0.26% | -2.7% |
| BRKB | Sell | Berkshire Hathaway Inc-Cl B | $2,775,000 | +5.8% | 20,087 | -3.1% | 0.25% | +3.7% |
| CB | Buy | Chubb Corp | $2,734,000 | -0.3% | 30,016 | +0.9% | 0.25% | -2.3% |
| XLY | Buy | SPDR Consumer Discretionary Se | $2,705,000 | +1.8% | 40,556 | +1.9% | 0.25% | 0.0% |
| BCE | Buy | BCE Inc | $2,697,000 | +3.3% | 63,063 | +9.6% | 0.25% | +1.2% |
| PEBPRBCL | Buy | Pebblebrook Hotel 8.00%Perp Cupfd | $2,654,000 | +7.8% | 100,162 | +8.2% | 0.24% | +5.7% |
| VWO | Buy | Vanguard MSCI Emerging Market | $2,625,000 | -1.4% | 62,925 | +1.9% | 0.24% | -3.6% |
| CNP | Buy | CenterPoint Energy Inc | $2,614,000 | +37.1% | 106,844 | +43.1% | 0.24% | +34.3% |
| GOOGL | Buy | Google Inc-Cl A | $2,587,000 | +3.9% | 4,396 | +3.2% | 0.24% | +1.7% |
| JPMorgan 7.9% Perp/Call 4/18 -pfd | $2,582,000 | -3.2% | 2,380,000 | 0.0% | 0.24% | -5.2% | ||
| WEC | Buy | Wisconsin Energy Corp | $2,572,000 | +72.4% | 59,813 | +88.0% | 0.24% | +69.1% |
| ENHPRBCL | Buy | Endurance Specialty 7.5% Cl 6/pfd | $2,557,000 | +12.1% | 98,959 | +14.1% | 0.23% | +9.9% |
| SO | Sell | Southern Co | $2,562,000 | -7.2% | 58,699 | -3.5% | 0.23% | -9.3% |
| CHSPPRACL | Buy | Chesapeake Lodging 7.75% PerpCpfd | $2,530,000 | +21.9% | 96,819 | +24.4% | 0.23% | +19.6% |
| CMREPRC | Buy | Costamare 8.50% CUM QDI Perp Cpfd | $2,524,000 | +22.2% | 96,502 | +22.7% | 0.23% | +19.7% |
| HPQ | Buy | Hewlett-Packard Co | $2,498,000 | +24.0% | 70,419 | +17.7% | 0.23% | +21.8% |
| SRE | Sempra Energy | $2,487,000 | +0.6% | 23,599 | 0.0% | 0.23% | -1.3% | |
| CTUCL | Sell | CenturyLink Quest 7.0%SnNts Clpfd | $2,486,000 | -3.5% | 98,815 | -0.6% | 0.23% | -5.4% |
| GSK | Sell | GlaxoSmithKline Plc-ADR | $2,398,000 | -14.6% | 52,165 | -0.7% | 0.22% | -16.4% |
| VEA | Buy | Vanguard MSCI EAFE Index ETF | $2,376,000 | -6.6% | 59,783 | +0.1% | 0.22% | -8.8% |
| Buy | Charles Schwab 7% Perp/Call 2/pfd | $2,373,000 | -0.2% | 2,037,000 | +0.2% | 0.22% | -2.3% | |
| FOX | Buy | Twenty-First Century Fox-B (fo | $2,364,000 | -1.5% | 70,962 | +1.2% | 0.22% | -3.6% |
| MHNB | Buy | Maiden Hldgs 8.00% Nts 2042 capfd | $2,339,000 | +4.4% | 88,784 | +2.2% | 0.21% | +2.4% |
| V107SC | Buy | WellPoint Inc | $2,297,000 | +11.9% | 19,200 | +0.6% | 0.21% | +9.4% |
| IHG | Sell | InterContinental Hotels-ADR | $2,278,000 | -10.7% | 58,929 | -4.1% | 0.21% | -12.2% |
| WFCPRL | Buy | Wells Fargo 7.5% Cnv/Prp$1000pfd | $2,264,000 | +62.9% | 1,882 | +64.5% | 0.21% | +59.2% |
| GOOG | Sell | Google Inc-Cl C | $2,248,000 | -0.3% | 3,894 | -0.6% | 0.21% | -2.4% |
| CG | Buy | Carlyle Group/The | $2,240,000 | +1.5% | 73,550 | +13.2% | 0.20% | -0.5% |
| SLGPRI | Sell | SL Green Realty 6.5% Perp CUMpfd | $2,243,000 | +1.4% | 88,638 | -1.8% | 0.20% | -1.0% |
| WHR | Sell | Whirlpool Corp | $2,227,000 | +4.1% | 15,287 | -0.5% | 0.20% | +2.0% |
| SCHX | New | Schwab U.S. Large-Cap ETF | $2,205,000 | – | 46,916 | +100.0% | 0.20% | – |
| PM | Buy | Philip Morris International | $2,187,000 | +7.8% | 26,219 | +9.0% | 0.20% | +5.3% |
| NGHCP | Buy | National General Ins 7.50% Calpfd | $2,158,000 | +199.7% | 87,429 | +204.8% | 0.20% | +195.5% |
| CERN | Buy | Cerner Corp | $2,130,000 | +27.8% | 35,755 | +10.6% | 0.20% | +25.0% |
| CAT | Buy | Caterpillar Inc | $2,105,000 | -8.5% | 21,251 | +0.4% | 0.19% | -10.2% |
| EMR | Buy | Emerson Electric Co | $2,109,000 | -0.1% | 33,695 | +5.9% | 0.19% | -2.0% |
| GE Cap Corp 7.125% Perp/Call 6pfd | $2,043,000 | -1.9% | 1,765,000 | 0.0% | 0.19% | -4.1% | ||
| LHOPRHCL | Buy | LaSalle Hotel 7.50% Perp CUM Cpfd | $2,033,000 | +2.6% | 77,495 | +2.0% | 0.19% | +0.5% |
| OFCPRL | Buy | Corporate Office Prop 7.375% Cpfd | $2,013,000 | +2.1% | 77,293 | +0.2% | 0.18% | 0.0% |
| QQQ | Sell | Powershares QQQ NASDAQ 100 Tru | $2,007,000 | +0.1% | 20,317 | -4.8% | 0.18% | -1.6% |
| GD | Buy | General Dynamics Corp | $1,995,000 | +9.9% | 15,699 | +0.8% | 0.18% | +7.6% |
| EFA | Sell | iShares MSCI EAFE Index | $1,976,000 | -13.6% | 30,816 | -7.9% | 0.18% | -15.4% |
| SCUCL | Sell | Scana Corp 7.70% 2065 Cl1/2015pfd | $1,947,000 | -41.1% | 75,470 | -40.0% | 0.18% | -42.4% |
| TM | Buy | Toyota Motor Corp -Spon ADR | $1,935,000 | +2.7% | 16,465 | +4.6% | 0.18% | +0.6% |
| IBB | Buy | iShares Nasdaq Biotech Index F | $1,910,000 | +32.7% | 6,980 | +24.6% | 0.18% | +30.6% |
| MDLZ | Buy | Mondelez International | $1,898,000 | -8.5% | 55,405 | +0.4% | 0.17% | -10.3% |
| SBUX | Buy | Starbucks Corp | $1,889,000 | +6.3% | 25,032 | +9.0% | 0.17% | +4.2% |
| USB | Buy | US Bancorp | $1,885,000 | +51.3% | 45,056 | +56.7% | 0.17% | +49.1% |
| F | Buy | Ford Motor Co | $1,884,000 | -4.0% | 127,404 | +12.0% | 0.17% | -6.0% |
| KRFT | Buy | Kraft Foods Group | $1,869,000 | +6.7% | 33,132 | +13.4% | 0.17% | +4.3% |
| UL | Sell | Unilever Plc-Sponsored ADR | $1,841,000 | -7.9% | 43,932 | -0.4% | 0.17% | -9.6% |
| AMGN | Buy | Amgen Inc | $1,850,000 | +18.7% | 13,173 | +0.0% | 0.17% | +15.8% |
| KTN | Sell | AON Cap 8.205% 1/27 Non-Call Bpfd | $1,812,000 | +3.3% | 57,979 | -0.3% | 0.17% | +1.2% |
| RHHBY | New | Roche Holdings LTD-Spons ADR | $1,801,000 | – | 48,690 | +100.0% | 0.16% | – |
| SCEDN | Buy | So Cal Ed Flt $100 Callable NCpfd | $1,795,000 | +28.1% | 17,482 | +27.9% | 0.16% | +25.2% |
| PSAPRQCL | Sell | Public Storage 6.50% Call 4/20pfd | $1,773,000 | -2.8% | 67,604 | -3.6% | 0.16% | -5.3% |
| IDGCL | Sell | ING Groep NV 7 3/8% Cl 10/12 Bpfd | $1,769,000 | -4.0% | 69,249 | -2.9% | 0.16% | -5.8% |
| DFSPRBCL | Buy | Discover Financial 6.50%Perp Qpfd | $1,735,000 | +13.6% | 68,768 | +13.1% | 0.16% | +11.2% |
| DE | Sell | Deere & Co | $1,739,000 | -10.1% | 21,213 | -0.7% | 0.16% | -12.2% |
| KFHCL | Sell | KKR Financial 8.375%SrNts Callpfd | $1,742,000 | -2.2% | 62,220 | -1.5% | 0.16% | -4.2% |
| EPD | Buy | Enterprise Products Partners | $1,723,000 | -13.3% | 42,765 | +68.5% | 0.16% | -15.1% |
| VYM | Sell | Vanguard High Div Yield ETF | $1,704,000 | -3.5% | 25,661 | -3.6% | 0.16% | -5.5% |
| MYL | Sell | Mylan Laboratories | $1,688,000 | -12.1% | 37,115 | -0.3% | 0.16% | -13.4% |
| XLF | Buy | SPDR Financial Select Sector | $1,667,000 | +4.5% | 71,936 | +2.6% | 0.15% | +2.7% |
| Sell | First Republic Bank 6.70% Cl20pfd | $1,670,000 | -3.6% | 65,577 | -0.5% | 0.15% | -5.6% | |
| M | Buy | Macy's Inc | $1,657,000 | +7.0% | 28,484 | +6.7% | 0.15% | +4.8% |
| GILD | Sell | Gilead Sciences Inc | $1,665,000 | +18.6% | 15,639 | -7.6% | 0.15% | +16.0% |
| PEG | Buy | Public Service Enterprise Grou | $1,660,000 | -5.6% | 44,583 | +3.4% | 0.15% | -7.3% |
| PFGZP | Buy | Principal Fin 145Bp+30y QDI ($pfd | $1,626,000 | +18.1% | 16,050 | +18.9% | 0.15% | +15.5% |
| SCHM | Buy | Schwab U.S. Mid-Cap ETF | $1,601,000 | +160.3% | 41,361 | +170.7% | 0.15% | +157.9% |
| CCGPRA | Buy | Campus Crest Comm 8.00% Perp Cpfd | $1,611,000 | +2.9% | 64,181 | +4.8% | 0.15% | +0.7% |
| DTKCL | Sell | Deutsche Bnk 7.6% Prp Cl 2/18pfd | $1,592,000 | -1.5% | 57,427 | -0.5% | 0.15% | -3.3% |
| USBPRM | Buy | US Bancorp 6.5% FxdToFlt Cl 2/pfd | $1,595,000 | +1.9% | 55,630 | +0.4% | 0.15% | 0.0% |
| INNPRBCL | Buy | Summit Hotel 7.875% Perp CUM Cpfd | $1,561,000 | +6.9% | 58,048 | +3.4% | 0.14% | +5.1% |
| PCAR | Sell | Paccar Inc | $1,551,000 | -9.5% | 27,270 | -0.1% | 0.14% | -11.2% |
| AMTD | Sell | TD Ameritrade Holding Corp | $1,556,000 | +6.3% | 46,640 | -0.1% | 0.14% | +3.6% |
| Buy | First Republic 7.0% Cl 12/18 Bpfd | $1,551,000 | +10.3% | 58,800 | +12.3% | 0.14% | +8.4% | |
| ROC | Buy | Rockwood Holdings Inc | $1,547,000 | +8.1% | 20,233 | +7.4% | 0.14% | +6.0% |
| DTZCL | Buy | DTE Energy 6.5% Jr Sub Call 12pfd | $1,531,000 | +4.6% | 59,410 | +5.8% | 0.14% | +2.2% |
| EXLPRB | Buy | Excel Trust 8.125% CUM Call 1/pfd | $1,518,000 | +11.0% | 57,610 | +10.4% | 0.14% | +8.6% |
| HGH | Hartford Finl 7.875% 2042 callpfd | $1,511,000 | -1.1% | 51,050 | 0.0% | 0.14% | -3.5% | |
| GLD | Buy | SPDR Gold Trust | $1,495,000 | -2.4% | 12,868 | +7.6% | 0.14% | -4.2% |
| BIIB | Biogen Idec Inc | $1,498,000 | +5.0% | 4,527 | 0.0% | 0.14% | +3.0% | |
| MHPRA | Buy | Maiden Holdings 8.25%Prp Cl8/2pfd | $1,471,000 | +8.4% | 56,936 | +9.1% | 0.14% | +6.3% |
| LH | Buy | Laboratory Corp Of Amer Hldgs | $1,444,000 | +0.4% | 14,194 | +1.1% | 0.13% | -1.5% |
| LINEQ | Sell | Linn Energy LLC-Units | $1,442,000 | -25.1% | 47,850 | -19.6% | 0.13% | -26.7% |
| BCSPRDCL | Sell | Barclays 8.125% Perp/Cl 3/14 Bpfd | $1,447,000 | -39.6% | 55,720 | -39.9% | 0.13% | -41.1% |
| MKC | Sell | McCormick & Co-Non Vtg Shrs | $1,403,000 | -8.7% | 20,967 | -2.3% | 0.13% | -11.1% |
| APTS | New | Preferred Apartment Communitie | $1,395,000 | – | 167,650 | +100.0% | 0.13% | – |
| CTXCL | Sell | CenturyLink SnNotes 7.0% 2050pfd | $1,366,000 | -4.2% | 54,300 | -1.3% | 0.12% | -6.0% |
| SCHB | Schwab U.S. Broad Market ETF | $1,366,000 | -0.4% | 28,729 | 0.0% | 0.12% | -2.3% | |
| CAG | Sell | Conagra Foods Inc | $1,340,000 | +8.7% | 40,555 | -2.4% | 0.12% | +7.0% |
| ZBH | Buy | Zimmer Holdings Inc | $1,336,000 | +11.3% | 13,288 | +15.0% | 0.12% | +8.9% |
| IJH | Sell | iShares S&P Midcap 400 | $1,326,000 | -5.4% | 9,694 | -1.0% | 0.12% | -7.6% |
| FDL | Buy | First Trust Dividend Leaders I | $1,277,000 | -1.5% | 54,554 | +0.0% | 0.12% | -3.3% |
| JCI | Buy | Johnson Controls Inc | $1,267,000 | -4.0% | 28,785 | +8.9% | 0.12% | -5.7% |
| ETN | Sell | Eaton Corp PLC | $1,263,000 | -20.1% | 19,931 | -2.7% | 0.12% | -21.6% |
| DIA | SPDR Dow Jones Industrial Aver | $1,251,000 | +1.3% | 7,355 | 0.0% | 0.12% | 0.0% | |
| IR | Buy | Ingersoll-Rand Co Ltd-Cl A | $1,241,000 | -7.0% | 22,021 | +3.1% | 0.11% | -8.8% |
| PSAPROCL | Sell | Public Storage 6.875% Prp Cl7/pfd | $1,238,000 | -2.5% | 47,753 | -1.0% | 0.11% | -5.0% |
| YHOO | Sell | Yahoo! Inc | $1,239,000 | +9.7% | 30,396 | -5.4% | 0.11% | +6.6% |
| OEF | Buy | iShares S&P 100 Index Fund | $1,227,000 | +42.3% | 13,921 | +39.8% | 0.11% | +38.3% |
| CTQCL | Sell | CenturyLink Quest7.375% 6/51 Cpfd | $1,208,000 | -2.6% | 46,422 | -1.1% | 0.11% | -4.3% |
| AHTPRECL | Buy | Ashford Hospitality 9.0% NR Capfd | $1,207,000 | -0.2% | 44,366 | +1.1% | 0.11% | -2.7% |
| WY | Buy | Weyerhaeuser Co | $1,177,000 | -3.0% | 36,940 | +0.7% | 0.11% | -4.4% |
| MS | Buy | Morgan Stanley | $1,184,000 | +25.2% | 34,235 | +16.9% | 0.11% | +22.7% |
| MSPRE | Buy | Morgan Stanley 7.125% Fxd-Fltpfd | $1,174,000 | +64.9% | 43,635 | +70.9% | 0.11% | +59.7% |
| QCOM | Buy | Qualcomm Inc | $1,164,000 | -1.7% | 15,573 | +4.2% | 0.11% | -3.6% |
| Buy | So. Cal Edison 6.25% Perp/Callpfd | $1,146,000 | +6.0% | 1,050,000 | +5.0% | 0.10% | +4.0% | |
| HPPPRBCL | Buy | Hudson Pacific 8.375% Perp N/Rpfd | $1,135,000 | +23.4% | 43,487 | +25.3% | 0.10% | +20.9% |
| SSWPRE | Buy | Seaspan 8.25% Perp CUM QDI Calpfd | $1,132,000 | +6.9% | 42,787 | +5.0% | 0.10% | +5.1% |
| UNP | Buy | Union Pacific Corp | $1,120,000 | +10.5% | 10,329 | +1.7% | 0.10% | +8.4% |
| POT | Sell | Potash Corp Of Saskatchewan | $1,108,000 | -18.6% | 32,060 | -10.6% | 0.10% | -20.5% |
| PRYCL | Sell | Prospect Captl 6.95% Sr Nts 20pfd | $1,096,000 | -40.1% | 42,751 | -39.3% | 0.10% | -41.5% |
| WMT | Sell | Wal-Mart Stores Inc | $1,098,000 | -0.3% | 14,364 | -2.1% | 0.10% | -2.9% |
| UNH | Buy | UnitedHealth Group Inc | $1,081,000 | +33.8% | 12,539 | +26.9% | 0.10% | +30.3% |
| BCSPRACL | Sell | Barclays Bank 7.1% Prp Call 12pfd | $1,072,000 | -1.8% | 41,641 | -2.3% | 0.10% | -3.9% |
| APLPRECL | Sell | Atlas Pipeline 8.25% Cl 3/19 Cpfd | $1,072,000 | -5.8% | 41,695 | -6.2% | 0.10% | -7.5% |
| IYF | Buy | iShares DJ US Financial Sect | $1,049,000 | +0.8% | 12,527 | +0.1% | 0.10% | -1.0% |
| NBR | Sell | Nabors Industries Inc | $1,040,000 | -30.3% | 45,712 | -10.1% | 0.10% | -32.1% |
| A | Sell | Agilent Technologies Inc | $1,028,000 | -3.5% | 18,041 | -2.7% | 0.09% | -6.0% |
| JPMPRBCL | New | JPMorgan Chse 6.70%Perp/Call 3pfd | $1,028,000 | – | 40,231 | +100.0% | 0.09% | – |
| ESRX | Sell | Express Scripts Holding Co. | $1,029,000 | +0.4% | 14,574 | -1.4% | 0.09% | -2.1% |
| VV | Buy | Vanguard Large-Cap Vipers ETF | $1,013,000 | +116.5% | 11,201 | +115.4% | 0.09% | +111.4% |
| AGNCP | Buy | American Capital Agency 8.0% Ppfd | $995,000 | -1.4% | 39,048 | +0.6% | 0.09% | -3.2% |
| SCHA | New | Schwab U.S. Small-Cap ETF | $975,000 | – | 18,960 | +100.0% | 0.09% | – |
| IRETPRB | Buy | Investors REIT 7.95% Perp CUMpfd | $968,000 | +2.2% | 37,042 | +1.5% | 0.09% | 0.0% |
| MRHPRACL | Sell | Montpelier RE 8.875% Perp QDIpfd | $933,000 | +0.2% | 33,921 | -0.6% | 0.08% | -2.3% |
| ED | Sell | Consolidated Edison Inc | $924,000 | -3.6% | 16,308 | -1.8% | 0.08% | -5.6% |
| VAR | Buy | Varian Medical Systems Inc | $895,000 | -0.6% | 11,172 | +3.2% | 0.08% | -2.4% |
| BMO | Sell | Bank of Montreal | $892,000 | -4.0% | 12,120 | -4.0% | 0.08% | -5.7% |
| SWN | Sell | Southwestern Energy Co | $882,000 | -26.6% | 25,231 | -4.5% | 0.08% | -27.7% |
| TDJ | Buy | Telephone & Data 7.0% Cl 3/16pfd | $866,000 | -2.0% | 34,621 | +0.9% | 0.08% | -4.8% |
| CMA | Sell | Comerica Inc | $859,000 | -2.1% | 17,219 | -1.5% | 0.08% | -3.7% |
| MHNACL | Sell | Maiden Hldgs 8.25% Nts 2041 capfd | $854,000 | -0.4% | 32,459 | -0.1% | 0.08% | -2.5% |
| ORM | New | Owens Realty Mortgage Inc | $852,000 | – | 59,802 | +100.0% | 0.08% | – |
| PSAPRRCL | Sell | Public Storage 6.35% Call 7/16pfd | $840,000 | -4.8% | 32,705 | -4.7% | 0.08% | -6.1% |
| IWM | Buy | iShares Russell 2000 Index Fun | $825,000 | -7.6% | 7,549 | +0.4% | 0.08% | -8.4% |
| XLU | Buy | Utilities Select Sector SPDR | $833,000 | +2.7% | 19,780 | +8.0% | 0.08% | 0.0% |
| HES | Buy | Hess Corp | $815,000 | 0.0% | 8,644 | +4.9% | 0.08% | -1.3% |
| PEBPRACL | Buy | Pebblebrook Hotel7.875%Perp Cupfd | $824,000 | -2.3% | 32,107 | +0.4% | 0.08% | -5.1% |
| XLB | Buy | SPDR Materials Select Sector | $804,000 | +10.1% | 16,215 | +10.2% | 0.07% | +8.8% |
| NSS | NuStar Logistics 7.625%Nts Clpfd | $780,000 | -3.2% | 29,955 | 0.0% | 0.07% | -5.3% | |
| HSFCPRBCL | Buy | HSBC 6.36% Perp Callable NCU Qpfd | $777,000 | -1.0% | 30,985 | +0.2% | 0.07% | -2.7% |
| RJDCL | Buy | Raymond James Financial 6.90%pfd | $772,000 | +68.2% | 29,535 | +73.5% | 0.07% | +65.1% |
| STJ | Sell | St Jude Medical Inc | $761,000 | -17.7% | 12,651 | -5.2% | 0.07% | -18.6% |
| SCHD | Sell | Schwab US Dividend Equity ETF | $755,000 | -3.0% | 19,567 | -3.7% | 0.07% | -5.5% |
| PUKPR | Prudential PLC 6.75% PrpCl 9/0pfd | $757,000 | +0.1% | 29,578 | 0.0% | 0.07% | -2.8% | |
| AFSIC | New | Amtrust Financial 7.625%CUM QDpfd | $754,000 | – | 30,400 | +100.0% | 0.07% | – |
| SBPRC | Buy | Safe Bulkers 8.00% Cumulativepfd | $758,000 | 0.0% | 31,190 | +3.8% | 0.07% | -2.8% |
| IWF | Sell | iShares Russell 1000 Growth | $747,000 | -9.6% | 8,150 | -10.3% | 0.07% | -11.7% |
| DPS | Sell | Dr Pepper Snapple Group Inc | $732,000 | +8.1% | 11,388 | -1.5% | 0.07% | +6.3% |
| FRCPRBCL | Sell | First Republic Bank 6.2% Cl 6/pfd | $734,000 | -21.2% | 29,635 | -19.1% | 0.07% | -23.0% |
| VNQ | Sell | Vanguard REIT Vipers | $725,000 | -5.2% | 10,093 | -1.2% | 0.07% | -7.0% |
| DKS | Sell | Dick's Sporting Goods Inc | $726,000 | -6.3% | 16,538 | -0.6% | 0.07% | -8.3% |
| SCG | Scana Corp | $717,000 | -7.8% | 14,457 | 0.0% | 0.07% | -9.6% | |
| IOO | Sell | iShares S&P Global 100 | $705,000 | -4.2% | 9,101 | -2.7% | 0.06% | -5.8% |
| DRUCL | Dominion Res 8.375% BBB Calledpfd | $709,000 | -1.4% | 28,155 | 0.0% | 0.06% | -3.0% | |
| ARHPRCCL | Buy | Arch Capital 6.75% BBB QDI Clpfd | $698,000 | +2.8% | 26,024 | +1.1% | 0.06% | +1.6% |
| SCEDP | Southern Cal Ed 6.5% $100 Cl3/pfd | $696,000 | +1.3% | 6,640 | 0.0% | 0.06% | 0.0% | |
| BCSPRCCL | Sell | Barclays 7.75% Prp Cl 9/13 BBpfd | $703,000 | -18.0% | 27,171 | -18.3% | 0.06% | -20.0% |
| HAR | Sell | Harman International | $702,000 | -10.9% | 7,160 | -2.4% | 0.06% | -13.5% |
| MOO | Buy | Market Vectors Agribusiness ET | $688,000 | -2.3% | 13,015 | +1.6% | 0.06% | -4.5% |
| QUAL | Buy | iShares MSCI USA Quality Facto | $685,000 | +2.4% | 11,495 | +0.0% | 0.06% | 0.0% |
| ILF | iShares S&P Latin American 40 | $680,000 | -3.5% | 18,425 | 0.0% | 0.06% | -6.1% | |
| XLG | Guggenheim Russell Top 50 ETF | $678,000 | +2.6% | 4,906 | 0.0% | 0.06% | 0.0% | |
| NMPRH | New | Navios Maritime 8.625% Perp CUpfd | $667,000 | – | 27,277 | +100.0% | 0.06% | – |
| WTM | Sell | White Mountains Insurance Grou | $670,000 | -7.7% | 1,063 | -10.9% | 0.06% | -10.3% |
| LNCOQ | Sell | Linn Co LLC | $659,000 | -11.3% | 22,750 | -4.2% | 0.06% | -13.0% |
| GSPRA | Sell | GoldmanSachs Lib+75 Min3.75% Cpfd | $655,000 | -6.8% | 33,545 | -4.6% | 0.06% | -9.1% |
| WABC | Buy | Westamerica Bancorportaion | $654,000 | -10.3% | 14,052 | +0.8% | 0.06% | -11.8% |
| KFNPRCL | Sell | KKR Financial 7.375% Prp Callpfd | $649,000 | -60.7% | 25,150 | -60.2% | 0.06% | -61.7% |
| OXLCN | Buy | Oxford Lane Cap8.125% Cl6/2017pfd | $646,000 | +0.5% | 25,550 | +0.6% | 0.06% | -1.7% |
| ADM | Buy | Archer-Daniels-Midland Co | $638,000 | +19.0% | 12,489 | +2.8% | 0.06% | +16.0% |
| BX | Buy | Blackstone Group/The | $620,000 | +9.7% | 19,687 | +16.4% | 0.06% | +7.5% |
| BAX | Buy | Baxter International Inc. | $628,000 | +35.6% | 8,750 | +36.7% | 0.06% | +32.6% |
| AHLPRACL | Sell | Aspen Insurance 7.401% Call 07pfd | $609,000 | -2.2% | 23,038 | -0.9% | 0.06% | -3.4% |
| KSS | Kohl's Corp | $610,000 | +15.7% | 10,000 | 0.0% | 0.06% | +14.3% | |
| DXBCL | Sell | Deutsche Bk Tst6.55%Perp Cl 5/pfd | $605,000 | -1.1% | 23,353 | -0.2% | 0.06% | -3.5% |
| GLTR | Buy | ETFS Physical Precious Metals | $606,000 | -11.0% | 9,595 | +2.1% | 0.06% | -14.1% |
| EEM | Sell | iShares MSCI Emerging Markets | $590,000 | -7.5% | 14,195 | -3.9% | 0.05% | -10.0% |
| Wells Fargo & Company Perp/Calpfd | $590,000 | -4.1% | 540,000 | 0.0% | 0.05% | -5.3% | ||
| BMRC | Bank Of Marin Bancorp/CA | $574,000 | +0.7% | 12,501 | 0.0% | 0.05% | 0.0% | |
| EQCPRECL | New | Equity Comwlth 7.25% CUM Perp/pfd | $581,000 | – | 22,573 | +100.0% | 0.05% | – |
| FDX | Sell | FedEx Corp | $576,000 | +0.9% | 3,570 | -5.3% | 0.05% | 0.0% |
| MTBPRC | M&T Bank 6.375% Cl 11/18 BBB-pfd | $563,000 | -1.1% | 569 | 0.0% | 0.05% | -1.9% | |
| LMT | New | Lockheed Martin Corp | $569,000 | – | 3,114 | +100.0% | 0.05% | – |
| XME | SPDR Metals & Mining ETF | $572,000 | -12.9% | 15,550 | 0.0% | 0.05% | -14.8% | |
| RPAI | Sell | Retail Properties of America | $568,000 | -9.3% | 38,793 | -4.7% | 0.05% | -11.9% |
| PPHYL | Pharmaceutical HOLDRs Trust | $566,000 | +2.5% | 8,900 | 0.0% | 0.05% | 0.0% | |
| XBI | SPDR S&P Biotech ETF | $552,000 | +1.3% | 3,536 | 0.0% | 0.05% | 0.0% | |
| DLRPRFCL | Sell | Digital Realty 6.625% Perp CUMpfd | $560,000 | -10.5% | 22,203 | -12.9% | 0.05% | -13.6% |
| TOOPRA | New | Teekay Offshore 7.25%Perp CUMpfd | $541,000 | – | 21,831 | +100.0% | 0.05% | – |
| D | Buy | Dominion Resources Inc/Va | $549,000 | -2.7% | 7,943 | +0.6% | 0.05% | -5.7% |
| MHFI | Buy | McGraw Hill Financial Inc | $546,000 | +3.2% | 6,470 | +1.6% | 0.05% | +2.0% |
| JJCTF | iPath DJ-UBS Copper Total Retu | $549,000 | -7.1% | 15,105 | 0.0% | 0.05% | -9.1% | |
| IJR | iShares S&P SmallCap 600 | $536,000 | -6.9% | 5,143 | 0.0% | 0.05% | -9.3% | |
| TEVA | Buy | Teva Pharmaceutical-Sp ADR | $539,000 | +6.3% | 10,037 | +3.8% | 0.05% | +4.3% |
| CTV | New | CenturyLink SnNotes 6.875% CLpfd | $533,000 | – | 21,900 | +100.0% | 0.05% | – |
| BDX | Buy | Becton Dickinson & Co | $530,000 | +0.8% | 4,657 | +4.7% | 0.05% | 0.0% |
| IVV | iShares S&P 500 Index Fund | $513,000 | +0.6% | 2,589 | 0.0% | 0.05% | -2.1% | |
| IFF | Intl Flavors & Fragrances | $511,000 | -7.9% | 5,325 | 0.0% | 0.05% | -9.6% | |
| AMZN | Buy | Amazon.com Inc | $514,000 | +38.5% | 1,593 | +39.5% | 0.05% | +34.3% |
| CUBEPRA | Buy | CubeSmart 7.75%CUM Call 11/2/2pfd | $516,000 | +0.8% | 19,535 | +0.4% | 0.05% | -2.1% |
| A309PS | Sell | DIRECTV Group Inc/The | $499,000 | -5.8% | 5,764 | -7.6% | 0.05% | -8.0% |
| EWZ | iShares MSCI Brazil Index | $498,000 | -9.0% | 11,450 | 0.0% | 0.05% | -9.8% | |
| V | Buy | Visa Inc-Class A Shares | $504,000 | +1.2% | 2,363 | +0.0% | 0.05% | -2.1% |
| AET | Buy | Aetna Inc | $502,000 | +5.0% | 6,200 | +5.1% | 0.05% | +2.2% |
| BACPRICL | Buy | Bank of America 6.625%Prp Cl 1pfd | $504,000 | +43.6% | 19,602 | +43.1% | 0.05% | +39.4% |
| NSC | Sell | Norfolk Southern Corp | $492,000 | +2.5% | 4,411 | -5.4% | 0.04% | 0.0% |
| RSP | Buy | Guggenheim S&P Equal Weight | $492,000 | +26.8% | 6,491 | +28.3% | 0.04% | +25.0% |
| ET | Sell | Energy Transfer Equity LP | $494,000 | -16.1% | 8,000 | -20.0% | 0.04% | -18.2% |
| AXSPRCCL | Buy | Axis Capital 6.875% Cl 4/17 QDpfd | $488,000 | 0.0% | 18,850 | +1.1% | 0.04% | -2.2% |
| EPP | iShares MSCI Pacific Ex Japan | $489,000 | -6.5% | 10,610 | 0.0% | 0.04% | -8.2% | |
| Buy | Strategic Hotels&Resorts 8.25%pfd | $487,000 | +5.9% | 19,376 | +6.4% | 0.04% | +4.7% | |
| SCHW | Sell | Schwab (Charles) Corp | $490,000 | -1.8% | 16,675 | -10.1% | 0.04% | -4.3% |
| RPAIPRACL | Retail Properties of Amer 7.0%pfd | $486,000 | 0.0% | 18,900 | 0.0% | 0.04% | -2.2% | |
| MSPRA | Sell | Morgan Stanley 3MoLib+70bp 4%Fpfd | $484,000 | -3.8% | 24,313 | -2.3% | 0.04% | -6.4% |
| PEIPRB | Buy | Penn RealEstate 7.375%CUM Perppfd | $484,000 | +4.1% | 18,692 | +2.0% | 0.04% | +2.3% |
| CELG | Sell | Celgene Corp | $483,000 | -4.2% | 5,093 | -13.1% | 0.04% | -6.4% |
| FLR | Sell | Fluor Corp | $472,000 | -17.8% | 7,070 | -5.4% | 0.04% | -20.4% |
| PCG | P G & E Corp | $473,000 | -6.3% | 10,508 | 0.0% | 0.04% | -8.5% | |
| AGNCB | Buy | American Capital Agncy 7.75% Ppfd | $454,000 | +9.9% | 18,590 | +12.1% | 0.04% | +7.7% |
| JWN | Buy | Nordstrom Inc | $462,000 | +0.7% | 6,761 | +0.0% | 0.04% | -2.3% |
| ADBE | Sell | Adobe Systems Inc | $464,000 | -16.4% | 6,700 | -12.6% | 0.04% | -19.2% |
| FXA | CurrencyShares Australian Doll | $445,000 | -7.1% | 5,070 | 0.0% | 0.04% | -8.9% | |
| AEP | Buy | American Electric Power | $450,000 | -6.4% | 8,623 | +0.0% | 0.04% | -8.9% |
| VIG | Buy | Vanguard Dividend Appreciation | $448,000 | +0.7% | 5,820 | +1.9% | 0.04% | -2.4% |
| GS | Buy | Goldman Sachs Group Inc | $449,000 | +13.7% | 2,445 | +3.6% | 0.04% | +10.8% |
| IYZ | Buy | iShares DJ US Telecommunicatio | $451,000 | +9.2% | 15,062 | +10.6% | 0.04% | +5.1% |
| GWX | Sell | SPDR S&P International Small C | $439,000 | -11.3% | 13,435 | -4.3% | 0.04% | -13.0% |
| REGPRGCL | Regency Centers 6.00% Perp CUMpfd | $442,000 | +2.3% | 18,100 | 0.0% | 0.04% | 0.0% | |
| B108PS | Buy | Actavis LTD | $432,000 | +29.0% | 1,792 | +19.1% | 0.04% | +29.0% |
| AFC | Buy | Allied Capital ARCC6.875% 4/20pfd | $438,000 | +5.5% | 17,309 | +5.2% | 0.04% | +2.6% |
| IWC | Buy | iShares Microcap ETF | $434,000 | -8.4% | 6,249 | +0.4% | 0.04% | -9.1% |
| RDSA | Royal Dutch Shell Plc-ADR A | $432,000 | -7.5% | 5,674 | 0.0% | 0.04% | -9.1% | |
| J | Buy | Jacobs Engineering Group Inc | $428,000 | -5.3% | 8,769 | +3.4% | 0.04% | -7.1% |
| MFC | Manulife Financial Corp | $429,000 | -3.2% | 22,305 | 0.0% | 0.04% | -4.9% | |
| FXC | CurrencyShares Canadian Dollar | $430,000 | -4.7% | 4,840 | 0.0% | 0.04% | -7.1% | |
| MHRGQ | Buy | Magnum Hunter 8.00% Perp Callpfd | $431,000 | +34.3% | 8,842 | +37.3% | 0.04% | +30.0% |
| DEO | Diageo Plc-Sponsored ADR | $410,000 | -9.3% | 3,551 | 0.0% | 0.04% | -9.5% | |
| SIRI | Sirius XM Holdings Inc | $416,000 | +0.7% | 119,284 | 0.0% | 0.04% | -2.6% | |
| ESS | Essex Property Trust Inc | $413,000 | -3.3% | 2,310 | 0.0% | 0.04% | -5.0% | |
| FB | Buy | Facebook Inc | $408,000 | +25.5% | 5,167 | +7.0% | 0.04% | +23.3% |
| HUSIPRDCL | Sell | HSBC Float 4.5%FL Clbl CUM QDIpfd | $401,000 | -4.5% | 15,963 | -4.9% | 0.04% | -5.1% |
| RZA | Reinsurance Group of Amer 6.2%pfd | $407,000 | +0.2% | 14,800 | 0.0% | 0.04% | -2.6% | |
| RFPRA | Sell | Regions Financial 6.375% Cl 12pfd | $409,000 | -7.7% | 16,700 | -5.6% | 0.04% | -9.8% |
| GSG | iShares S&P GSCI Commodity-Ind | $407,000 | -12.8% | 13,765 | 0.0% | 0.04% | -15.9% | |
| REGN | Sell | Regeneron Pharmaceuticals Inc | $402,000 | -5.2% | 1,115 | -25.7% | 0.04% | -7.5% |
| CRM | New | Salesforce.Com Inc | $405,000 | – | 7,034 | +100.0% | 0.04% | – |
| LLL | Buy | L-3 Communications Holdings | $409,000 | +11.4% | 3,436 | +13.2% | 0.04% | +8.8% |
| MRO | Sell | Marathon Oil Corp | $404,000 | -12.2% | 10,748 | -6.7% | 0.04% | -14.0% |
| UZA | Buy | US Cellular 6.95% 2060 Cl 05/2pfd | $393,000 | +1.3% | 15,535 | +2.0% | 0.04% | 0.0% |
| PSAPRPCL | Sell | Public Storage 6.5% Perp Callpfd | $394,000 | -1.5% | 15,150 | -1.9% | 0.04% | -2.7% |
| DGX | Sell | Quest Diagnostics | $390,000 | -9.9% | 6,435 | -12.9% | 0.04% | -10.0% |
| ADS | Buy | Alliance Data Systems Corp | $398,000 | +35.8% | 1,604 | +53.8% | 0.04% | +33.3% |
| IJJ | Sell | iShares S&P Midcap 400/Value | $395,000 | -13.8% | 3,285 | -9.0% | 0.04% | -16.3% |
| GDPPRD | New | Goodrich Petroleum 9.75%CUM Qpfd | $378,000 | – | 14,904 | +100.0% | 0.04% | – |
| VGT | Vanguard Info Tech Vipers | $385,000 | +3.2% | 3,850 | 0.0% | 0.04% | 0.0% | |
| C | Sell | Citigroup Inc | $378,000 | -65.2% | 7,299 | -68.4% | 0.04% | -65.7% |
| TJX | Buy | TJX Companies Inc | $383,000 | +14.7% | 6,465 | +2.7% | 0.04% | +12.9% |
| BBPPQ | Sell | Breitburn Energy Partners 8.25pfd | $377,000 | -24.3% | 14,892 | -23.8% | 0.04% | -25.5% |
| PSAPRSCL | Sell | Public Storage 5.90% Perp CUMpfd | $379,000 | -18.0% | 15,250 | -19.5% | 0.04% | -18.6% |
| GE Cap Corp 6.25% Perp/Call 12pfd | $378,000 | -3.1% | 350,000 | 0.0% | 0.04% | -2.8% | ||
| GGPPRA | General Growth Prop 6.375% Clpfd | $371,000 | +1.9% | 15,100 | 0.0% | 0.03% | 0.0% | |
| VNGBQ | Sell | Vanguard Natrl Resources 7.625pfd | $373,000 | -1.6% | 15,062 | -1.3% | 0.03% | -2.9% |
| VCR | Vanguard Consumer Discretionar | $356,000 | -0.6% | 3,279 | 0.0% | 0.03% | 0.0% | |
| PBIPRB | Pitney Bowes 6.7% Cl 3/7/18pfd | $365,000 | -0.3% | 14,100 | 0.0% | 0.03% | -2.9% | |
| CMREPRB | Buy | Costamare 7.625% CUM QDI Perppfd | $363,000 | +10.7% | 13,991 | +7.3% | 0.03% | +6.5% |
| SU | Sell | Suncor Energy Inc | $358,000 | -19.2% | 9,900 | -4.8% | 0.03% | -19.5% |
| PAA | Sell | Plains All American Pipeline L | $354,000 | -13.7% | 6,022 | -11.7% | 0.03% | -15.8% |
| YUM | Buy | Yum! Brands Inc | $353,000 | -9.7% | 4,911 | +1.9% | 0.03% | -13.5% |
| EEB | Sell | Guggenheim BRIC ETF | $354,000 | -9.0% | 10,385 | -5.2% | 0.03% | -11.1% |
| EWH | iShares MSCI Hong Kong Index - | $355,000 | -2.7% | 17,465 | 0.0% | 0.03% | -5.9% | |
| BEN | Buy | Franklin Resources Inc | $343,000 | +1.2% | 6,280 | +7.2% | 0.03% | -3.1% |
| ALL | Allstate Corp | $338,000 | +4.3% | 5,512 | 0.0% | 0.03% | +3.3% | |
| ITW | Buy | Illinois Tool Works | $340,000 | +6.6% | 4,022 | +10.3% | 0.03% | +3.3% |
| Buy | Sunstone Hotel 8.00% Perp CUMpfd | $343,000 | +9.2% | 12,839 | +7.4% | 0.03% | +6.9% | |
| MNKKQ | New | Mallinckrodt PLC | $344,000 | – | 3,821 | +100.0% | 0.03% | – |
| IWR | Sell | iShares Russell Midcap Index | $332,000 | -11.7% | 2,097 | -9.5% | 0.03% | -14.3% |
| KIMPRHCL | Buy | Kimco Realty 6.90% Perp Call8/pfd | $333,000 | +7.8% | 12,626 | +6.8% | 0.03% | +3.4% |
| MPW | New | Medical Properties Trust Inc | $320,000 | – | 26,134 | +100.0% | 0.03% | – |
| PSBPRTCL | Sell | PS Business Parks 6.0% Cl 5/20pfd | $314,000 | -1.6% | 13,041 | -1.5% | 0.03% | -3.3% |
| CPRN | Citigroup Tst 7.875% Cl2015 Lipfd | $315,000 | -2.8% | 11,710 | 0.0% | 0.03% | -3.3% | |
| DOW | Sell | Dow Chemical | $317,000 | -5.4% | 6,046 | -7.1% | 0.03% | -6.5% |
| VRTX | New | Vertex Pharmaceutical Inc | $313,000 | – | 2,789 | +100.0% | 0.03% | – |
| OAKSPRA | Buy | Five Oaks Investment 8.75%Perppfd | $318,000 | +21.8% | 12,610 | +21.1% | 0.03% | +20.8% |
| GWW | Buy | Grainger (W.W.) Inc | $312,000 | +8.0% | 1,238 | +8.8% | 0.03% | +7.4% |
| IWS | iShares Russell Midcap Value I | $315,000 | -3.7% | 4,500 | 0.0% | 0.03% | -6.5% | |
| ROK | Buy | Rockwell Automation Inc | $322,000 | -12.0% | 2,931 | +0.3% | 0.03% | -14.7% |
| New | Gastar Exploration 10.75%Perppfd | $319,000 | – | 11,378 | +100.0% | 0.03% | – | |
| IWD | Sell | iShares Russell 1000 Value | $301,000 | -22.8% | 3,005 | -22.0% | 0.03% | -22.2% |
| INZCL | Sell | ING Grp NV 7.20%Pfd Perp/Cl l2pfd | $302,000 | -6.2% | 11,763 | -5.8% | 0.03% | -6.7% |
| APA | Apache Corp | $303,000 | -6.8% | 3,226 | 0.0% | 0.03% | -6.7% | |
| STT | State Street Corp | $301,000 | +9.5% | 4,088 | 0.0% | 0.03% | +7.7% | |
| SYK | Buy | Stryker Corp | $310,000 | +4.0% | 3,835 | +8.5% | 0.03% | 0.0% |
| BANCPRCCL | New | Banc of California 8.00% Perppfd | $303,000 | – | 11,580 | +100.0% | 0.03% | – |
| OPRFCL | Realty Income 6.625% Call 2/17pfd | $311,000 | 0.0% | 11,900 | 0.0% | 0.03% | -3.4% | |
| NOV | Buy | National Oilwell Varco Inc | $302,000 | -7.6% | 3,973 | +0.1% | 0.03% | -9.7% |
| XYL | Sell | Xylem Inc | $298,000 | -17.7% | 8,406 | -9.2% | 0.03% | -20.6% |
| VHT | Vanguard Health Care Vipers | $292,000 | +4.7% | 2,500 | 0.0% | 0.03% | +3.8% | |
| EMC | Buy | EMC Corp/Mass | $295,000 | +19.4% | 10,068 | +7.5% | 0.03% | +17.4% |
| Citigroup Inc 5.95% Perp Callpfd | $291,000 | -2.3% | 295,000 | 0.0% | 0.03% | -3.6% | ||
| CHKP | New | Check Point Software Tech | $297,000 | – | 4,284 | +100.0% | 0.03% | – |
| SLRACL | Solar Capital 6.75% Cl 11/17pfd | $300,000 | -2.0% | 12,500 | 0.0% | 0.03% | -6.9% | |
| THGA | Hanover Insurance 6.35% Cl 3/1pfd | $294,000 | -2.0% | 12,200 | 0.0% | 0.03% | -3.6% | |
| MPC | Sell | Marathon Petroleum Corp | $296,000 | +5.3% | 3,492 | -3.1% | 0.03% | +3.8% |
| SCPZF | Buy | Sprott Resource Corp | $285,000 | -4.0% | 115,320 | +15.3% | 0.03% | -7.1% |
| FNY | Buy | First Trust Mid Cap Growth Alp | $284,000 | +4.8% | 10,261 | +9.6% | 0.03% | +4.0% |
| SANPRA | Sell | Banco Santander 6.80% QDI Clblpfd | $280,000 | -2.1% | 11,074 | -1.0% | 0.03% | -3.7% |
| ENS | Sell | EnerSys | $282,000 | -18.3% | 4,805 | -4.1% | 0.03% | -18.8% |
| FXI | Buy | iShares FTSE/Xinhua China 25 | $288,000 | +16.1% | 7,525 | +12.6% | 0.03% | +13.0% |
| ABC | AmerisourceBergen Corp | $284,000 | +6.4% | 3,680 | 0.0% | 0.03% | +4.0% | |
| SIEGY | Siemens Ag-Spons ADR | $284,000 | -9.8% | 2,385 | 0.0% | 0.03% | -10.3% | |
| GJVCL | Sell | News Corp 7.00% 12/1/2095 callpfd | $282,000 | 0.0% | 11,003 | -1.3% | 0.03% | 0.0% |
| TSLA | Sell | Tesla Motors Inc | $286,000 | -5.9% | 1,180 | -6.9% | 0.03% | -7.1% |
| DTTCL | Buy | Deutsche Bnk 6.625% Prp Cl 8/1pfd | $288,000 | -0.3% | 11,363 | +0.4% | 0.03% | -3.7% |
| PLD | Sell | ProLogis Inc | $285,000 | -15.4% | 7,552 | -7.9% | 0.03% | -16.1% |
| VNOPRK | Buy | Vornado Realty 5.7% Prp Cl 7/1pfd | $281,000 | +1.8% | 11,760 | +0.1% | 0.03% | 0.0% |
| FNK | First Trust Mid Cap Value ETF | $273,000 | -7.1% | 9,168 | 0.0% | 0.02% | -7.4% | |
| KMI | New | Kinder Morgan Inc | $273,000 | – | 7,116 | +100.0% | 0.02% | – |
| VOD | Sell | Vodafone Group PLC-Sp ADR | $272,000 | -88.4% | 8,270 | -88.2% | 0.02% | -88.6% |
| NU | Sell | Northeast Utilities | $270,000 | -9.4% | 6,103 | -3.2% | 0.02% | -10.7% |
| ARGD | Sell | Argo Group 6.5% Sr Notes Callpfd | $272,000 | -7.2% | 11,350 | -4.2% | 0.02% | -7.4% |
| VDC | Vanguard Consumer Staples Vipe | $268,000 | +1.5% | 2,280 | 0.0% | 0.02% | 0.0% | |
| RHI | Sell | Robert Half Intl Inc | $260,000 | -13.6% | 5,300 | -15.9% | 0.02% | -14.3% |
| CPRCCL | Citigroup 5.8% B1 Call 4/18 QDpfd | $257,000 | -2.7% | 10,800 | 0.0% | 0.02% | -4.0% | |
| ALLE | Sell | Allegion PLC | $258,000 | -18.1% | 5,424 | -2.4% | 0.02% | -17.2% |
| NXPI | Sell | NXP Semiconductors Nv | $267,000 | +1.5% | 3,900 | -1.7% | 0.02% | -4.0% |
| MERPRFCL | Sell | Merrill Lynch 7.28% Perp Cl 9/pfd | $258,000 | -13.4% | 10,003 | -13.0% | 0.02% | -14.3% |
| AFSIB | New | Amtrust Financial 7.25% CUM QDpfd | $266,000 | – | 10,950 | +100.0% | 0.02% | – |
| LULU | Sell | Lululemon Athletica Inc | $253,000 | -5.2% | 6,034 | -8.4% | 0.02% | -8.0% |
| METPRA | Buy | MetLife 3MoLibor+100 Min 4.0%pfd | $250,000 | +17.9% | 10,431 | +16.4% | 0.02% | +15.0% |
| IYH | iShares DJ US Healthcare Sec | $246,000 | +5.1% | 1,829 | 0.0% | 0.02% | +4.5% | |
| TMO | Buy | Thermo Fisher Scientific Inc | $250,000 | +8.7% | 2,050 | +5.1% | 0.02% | +9.5% |
| TCOPRJ | Taubman Centers 6.5% CUM NA Clpfd | $252,000 | +2.0% | 9,951 | 0.0% | 0.02% | 0.0% | |
| IYE | Buy | iShares DJ US Energy Sector | $248,000 | -9.2% | 4,817 | +0.1% | 0.02% | -11.5% |
| ROP | Roper Industries Inc | $256,000 | 0.0% | 1,750 | 0.0% | 0.02% | -4.2% | |
| TTE | Total SA-Spon ADR | $242,000 | -10.7% | 3,753 | 0.0% | 0.02% | -12.0% | |
| HUBB | Hubbell Inc -Cl B | $241,000 | -2.0% | 2,000 | 0.0% | 0.02% | -4.3% | |
| CTY | Sell | CenturyLink Quest 6.125%Nts Clpfd | $244,000 | -4.7% | 10,500 | -4.5% | 0.02% | -8.3% |
| SCHF | New | Schwab Intl Equity ETF | $243,000 | – | 7,834 | +100.0% | 0.02% | – |
| BACPRE | Sell | BAC Flt LIB+35 BB NCU QDI Cl 1pfd | $239,000 | -1.6% | 10,668 | -1.6% | 0.02% | -4.3% |
| NLYPRCCL | Buy | Annaly Capital 7.625% Perp Clpfd | $240,000 | +0.8% | 9,767 | +1.2% | 0.02% | 0.0% |
| MON | Sell | Monsanto Co | $232,000 | -17.7% | 2,060 | -9.0% | 0.02% | -19.2% |
| AFL | Buy | Aflac Inc | $232,000 | +12.6% | 3,977 | +20.4% | 0.02% | +10.5% |
| HRL | Hormel Foods Corp | $224,000 | +4.2% | 4,365 | 0.0% | 0.02% | +5.0% | |
| LRCX | Sell | Lam Research Corp | $228,000 | -7.3% | 3,049 | -16.4% | 0.02% | -8.7% |
| DTE | New | DTE Energy Company | $232,000 | – | 3,047 | +100.0% | 0.02% | – |
| TXN | Texas Instruments Inc | $229,000 | 0.0% | 4,800 | 0.0% | 0.02% | 0.0% | |
| CLNYPRA | Buy | Colony Financial8.50% Perp CUMpfd | $224,000 | +9.3% | 8,315 | +9.4% | 0.02% | +10.5% |
| JMPB | Buy | JMP Group 8.00% SrDeb Due1/202pfd | $217,000 | +2.8% | 8,549 | +3.0% | 0.02% | 0.0% |
| NRFPRD | Buy | NorthStar Realty Fin 8.50% CUMpfd | $220,000 | 0.0% | 8,785 | +1.7% | 0.02% | -4.8% |
| XEL | New | Xcel Energy Inc | $222,000 | – | 7,299 | +100.0% | 0.02% | – |
| EWC | iShares MSCI Canada Index | $223,000 | -4.7% | 7,250 | 0.0% | 0.02% | -9.1% | |
| EOG | Sell | EOG Resources Inc | $214,000 | -32.9% | 2,162 | -20.9% | 0.02% | -33.3% |
| MMP | Sell | Magellan Midstream Partners | $222,000 | -45.3% | 2,632 | -45.5% | 0.02% | -47.4% |
| SXL | Sunoco Logistics Partners LP | $217,000 | +2.4% | 4,500 | 0.0% | 0.02% | 0.0% | |
| FLS | New | Flowserve Corp | $203,000 | – | 2,878 | +100.0% | 0.02% | – |
| AIG | Buy | American International Group | $210,000 | +4.0% | 3,894 | +5.4% | 0.02% | 0.0% |
| 9207PS | New | Rock Tenn Company - Class A | $204,000 | – | 4,298 | +100.0% | 0.02% | – |
| VEU | Vanguard FTSE All-World Ex-US | $209,000 | -5.9% | 4,248 | 0.0% | 0.02% | -9.5% | |
| BLK | Blackrock Inc | $210,000 | +2.4% | 640 | 0.0% | 0.02% | 0.0% | |
| VNODCL | Sell | Vornado Realty7.875% BBB Callepfd | $213,000 | -4.5% | 8,450 | -3.4% | 0.02% | -9.5% |
| New | 1/100 Berkshire Hathaway A (10 | $207,000 | – | 100 | +100.0% | 0.02% | – | |
| BHI | Buy | Baker Hughes Inc | $210,000 | -12.1% | 3,231 | +0.7% | 0.02% | -13.6% |
| Buy | Ivanhoe Mines Ltd | $203,000 | +61.1% | 200,000 | +100.0% | 0.02% | +58.3% | |
| BBTPRECL | Buy | BB&T Capital 5.625% Call 8/201pfd | $203,000 | -2.4% | 8,758 | +0.1% | 0.02% | 0.0% |
| DVN | New | Devon Energy Corporation | $205,000 | – | 3,004 | +100.0% | 0.02% | – |
| IYK | New | iShares DJ US Consumer Noncycl | $210,000 | – | 2,125 | +100.0% | 0.02% | – |
| PBA | Pembina Pipeline Corp | $209,000 | -1.9% | 4,964 | 0.0% | 0.02% | -5.0% | |
| PCL | Sell | Plum Creek Timber Co | $208,000 | -18.1% | 5,339 | -5.2% | 0.02% | -20.8% |
| HSY | Hershey Co/The | $204,000 | -1.9% | 2,134 | 0.0% | 0.02% | 0.0% | |
| BCSPRCL | Sell | Barclay's 6.625% Perpetual 9/1pfd | $207,000 | -6.3% | 8,169 | -6.1% | 0.02% | -9.5% |
| FBC | Flagstar Bancorp Inc | $168,000 | -7.2% | 10,000 | 0.0% | 0.02% | -11.8% | |
| EWS | iShares MSCI Singapore Index | $135,000 | -1.5% | 10,117 | 0.0% | 0.01% | -7.7% | |
| Amarillo Gold Corp | $131,000 | -13.2% | 1,400,000 | 0.0% | 0.01% | -14.3% | ||
| TRQ | New | Turquoise Hill Resources Ltd | $112,000 | – | 30,000 | +100.0% | 0.01% | – |
| BGCP | New | BGC Partners, Inc | $106,000 | – | 14,231 | +100.0% | 0.01% | – |
| FTR | Sell | Frontier Communications Corp | $100,000 | +1.0% | 15,371 | -8.9% | 0.01% | 0.0% |
| Sierra Vista Bank | $89,000 | +8.5% | 20,000 | 0.0% | 0.01% | 0.0% | ||
| CERS | Cerus Corp | $40,000 | -4.8% | 10,000 | 0.0% | 0.00% | 0.0% | |
| EMX | Eurasian Minerals Inc | $38,000 | -13.6% | 54,086 | 0.0% | 0.00% | -25.0% | |
| DIAGF | Spectral Diagnostics Inc | $8,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | |
| ZGNX | Zogenix Inc | $12,000 | -40.0% | 10,000 | 0.0% | 0.00% | -50.0% | |
| Li & Fung Ltd Ord New | $11,000 | -26.7% | 10,000 | 0.0% | 0.00% | 0.0% | ||
| SVM | Silvercorp Metals Inc | $16,000 | -23.8% | 10,000 | 0.0% | 0.00% | -50.0% | |
| ITKG | Integral Technologies Inc | $10,000 | +100.0% | 17,000 | 0.0% | 0.00% | – | |
| WARM | Sell | HPEV Inc | $11,000 | -77.1% | 17,800 | -65.2% | 0.00% | -75.0% |
| GSXN | Exit | Gasco Energy Inc | $0 | – | -12,245 | -100.0% | 0.00% | – |
| ENTI | Encounter Technologies Inc | $0 | – | 62,000 | 0.0% | 0.00% | – | |
| PIED | Piedmont Mining Co Inc | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| New | Global Brands Group Holding | $2,000 | – | 10,000 | +100.0% | 0.00% | – | |
| EMC Metals Corp | $2,000 | 0.0% | 23,400 | 0.0% | 0.00% | – | ||
| TVLYQ | Buy | Tri-Valley Corporation | $0 | – | 30,600 | +96.2% | 0.00% | – |
| VOYT | Voyant International Corp | $0 | – | 53,652 | 0.0% | 0.00% | – | |
| IGFFF | Infinito Gold Ltd | $0 | – | 33,130 | 0.0% | 0.00% | – | |
| Exit | Seaspan 9.50% 1/2049 Call 1/20pfd | $0 | – | -7,285 | -100.0% | -0.02% | – | |
| VRX | Exit | Valeant Pharmaceuticals Intern | $0 | – | -1,632 | -100.0% | -0.02% | – |
| ATEN | Exit | A10 Networks Inc | $0 | – | -15,000 | -100.0% | -0.02% | – |
| BPL | Exit | Buckeye Partners LP | $0 | – | -2,450 | -100.0% | -0.02% | – |
| TBF | Exit | ProShares Short 20+ Treasury | $0 | – | -7,245 | -100.0% | -0.02% | – |
| Exit | Teekay Offshore 7.25%Perp CUMpfd | $0 | – | -8,008 | -100.0% | -0.02% | – | |
| UDR | Exit | UDR Inc | $0 | – | -7,580 | -100.0% | -0.02% | – |
| CBI | Exit | Chicago Bridge & Iron-NY Shr | $0 | – | -3,142 | -100.0% | -0.02% | – |
| ETP | Exit | Energy Transfer Partners LP | $0 | – | -3,846 | -100.0% | -0.02% | – |
| EWG | Exit | iShares MSCI Germany Index | $0 | – | -7,330 | -100.0% | -0.02% | – |
| ZBRA | Exit | Zebra Technologies Corp-Cl A | $0 | – | -2,900 | -100.0% | -0.02% | – |
| Exit | Check Point Software Tech | $0 | – | -3,709 | -100.0% | -0.02% | – | |
| OGE | Exit | OGE Energy Corp | $0 | – | -6,400 | -100.0% | -0.02% | – |
| Exit | Medical Properties Trust Inc | $0 | – | -28,384 | -100.0% | -0.04% | – | |
| BEEPRCCL | Exit | Strategic Hotels&Res8.25% Callpfd | $0 | – | -15,805 | -100.0% | -0.04% | – |
| BCRX | Exit | Biocryst Pharmaceuticals Inc | $0 | – | -36,261 | -100.0% | -0.04% | – |
| 3606SC | Exit | Commonwealth REIT 7.25% Prp/Clpfd | $0 | – | -22,573 | -100.0% | -0.05% | – |
| SANPRECL | Exit | Banco Santander10.5% Perp Cl9/pfd | $0 | – | -40,714 | -100.0% | -0.10% | – |
| Exit | Roche Holdings LTD-Spons ADR | $0 | – | -45,490 | -100.0% | -0.16% | – | |
| KMR | Exit | Kinder Morgan Management LLC | $0 | – | -48,011 | -100.0% | -0.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 7.8% |
| SPDR Technology Select Sector | 42 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.6% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| COSTCO WHSL CORP NEW | 42 | Q3 2023 | 3.1% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 2.5% |
| WELLS FARGO CO NEW | 42 | Q3 2023 | 2.7% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.8% |
| Vanguard Total Stock Mk Vipers | 42 | Q3 2023 | 3.0% |
View KCM INVESTMENT ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NETWORK EQUIPMENT TECHNOLOGIES INC | August 15, 2007 | 11,000 | 0.0% |
| ALEXANDERS J CORP | February 14, 2006 | 177,100 | 2.7% |
| ALEXANDERS J CORP | February 20, 2004 | 846,200 | 13.2% |
View KCM INVESTMENT ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
View KCM INVESTMENT ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.