$1.07 Billion is the total value of KCM INVESTMENT ADVISORS LLC's 495 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 17.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFC | Buy | Wells Fargo & Company | $27,914,000 | +9.7% | 531,086 | +3.9% | 2.61% | -0.7% |
| CVX | Buy | Chevron Corp | $25,207,000 | +17.4% | 193,083 | +7.0% | 2.36% | +6.3% |
| VZ | Buy | Verizon Communications Inc | $22,753,000 | +6.9% | 465,021 | +4.0% | 2.13% | -3.2% |
| JNJ | Buy | Johnson & Johnson | $20,710,000 | +9.9% | 197,955 | +3.2% | 1.94% | -0.5% |
| AAPL | Buy | Apple Inc | $18,022,000 | +29.8% | 193,927 | +649.8% | 1.68% | +17.4% |
| COP | Buy | ConocoPhillips | $17,384,000 | +23.8% | 202,775 | +1.6% | 1.62% | +12.0% |
| GE | Buy | General Electric Co | $17,187,000 | +7.4% | 653,977 | +5.8% | 1.61% | -2.8% |
| PG | Buy | Procter & Gamble Co | $17,104,000 | +6.3% | 217,640 | +9.0% | 1.60% | -3.8% |
| XOM | Buy | Exxon Mobil Corp | $15,521,000 | +6.7% | 154,162 | +3.5% | 1.45% | -3.5% |
| WFCPRJCL | Sell | Wells Fargo 8.00% Prp Cl12/17pfd | $13,929,000 | +1.6% | 468,372 | -0.4% | 1.30% | -8.1% |
| BMY | Buy | Bristol-Myers Squibb Co | $12,096,000 | -0.7% | 249,352 | +6.4% | 1.13% | -10.1% |
| MCD | Buy | McDonald's Corp | $11,773,000 | +5.5% | 116,864 | +2.7% | 1.10% | -4.6% |
| INTC | Buy | Intel Corp | $11,638,000 | +23.8% | 376,631 | +3.4% | 1.09% | +12.0% |
| T | Buy | AT&T Inc | $10,394,000 | +4.7% | 293,940 | +3.9% | 0.97% | -5.3% |
| VTI | Sell | Vanguard Total Stock Mk Vipers | $10,381,000 | -14.7% | 102,001 | -18.3% | 0.97% | -22.8% |
| AVVCL | Buy | Aviva 8.25% 12/2041 Call 12/20pfd | $10,234,000 | +4.6% | 359,732 | +1.7% | 0.96% | -5.4% |
| WMB | Buy | Williams Cos Inc | $9,779,000 | +52.8% | 167,991 | +6.6% | 0.91% | +38.3% |
| COST | Buy | Costco Wholesale Corp | $9,751,000 | +6.0% | 84,678 | +2.8% | 0.91% | -4.1% |
| MMM | Buy | 3M Co | $9,707,000 | +10.5% | 67,765 | +4.6% | 0.91% | -0.1% |
| SDY | Buy | SPDR S&P Dividend ETF | $9,535,000 | +15.1% | 124,495 | +10.6% | 0.89% | +4.1% |
| NEE | Buy | NextEra Energy Inc | $9,251,000 | +11.0% | 90,272 | +3.5% | 0.86% | +0.5% |
| KMB | Buy | Kimberly-Clark Corp | $9,158,000 | +13.4% | 82,339 | +12.4% | 0.86% | +2.5% |
| ABT | Buy | Abbott Laboratories | $8,820,000 | +8.8% | 215,651 | +2.4% | 0.82% | -1.7% |
| IBM | Sell | Intl Business Machines Corp | $8,819,000 | -8.6% | 48,652 | -2.9% | 0.82% | -17.3% |
| PFF | Buy | iShares S&P US Preferred Stock | $8,195,000 | +5.5% | 205,341 | +3.2% | 0.77% | -4.5% |
| WAG | Buy | Walgreen Co | $8,097,000 | +19.1% | 109,222 | +6.1% | 0.76% | +7.8% |
| ABBV | Buy | AbbVie Inc | $7,911,000 | +17.4% | 140,164 | +6.9% | 0.74% | +6.2% |
| PFE | Buy | Pfizer Inc | $7,707,000 | -0.3% | 259,683 | +7.9% | 0.72% | -9.8% |
| MSFT | Sell | Microsoft Corp | $7,520,000 | +1.1% | 180,329 | -0.6% | 0.70% | -8.5% |
| SPY | Buy | SPDR S&P500 Index Trust Series | $7,419,000 | +31.9% | 37,907 | +26.0% | 0.69% | +19.3% |
| PEP | Buy | PepsiCo Inc | $7,172,000 | +15.0% | 80,280 | +7.5% | 0.67% | +4.0% |
| DD | Buy | Du Pont (E.I.) De Nemours | $6,911,000 | +1.8% | 105,615 | +4.4% | 0.65% | -7.8% |
| ADP | Buy | Automatic Data Processing | $6,876,000 | +22.2% | 86,736 | +19.1% | 0.64% | +10.7% |
| HCP | Buy | HCP Inc | $6,838,000 | +9.5% | 165,257 | +2.6% | 0.64% | -0.9% |
| CLX | Buy | Clorox Company | $6,792,000 | +12.4% | 74,312 | +8.2% | 0.64% | +1.8% |
| MO | Buy | Altria Group Inc | $6,789,000 | +15.5% | 161,877 | +3.1% | 0.64% | +4.6% |
| MRK | Buy | Merck & Co. Inc. | $6,744,000 | +12.7% | 116,569 | +10.6% | 0.63% | +1.9% |
| CL | Buy | Colgate-Palmolive Co | $6,733,000 | +14.4% | 98,755 | +8.8% | 0.63% | +3.5% |
| OXY | Buy | Occidental Petroleum Corp | $6,699,000 | +11.0% | 65,272 | +3.1% | 0.63% | +0.5% |
| UPS | Buy | United Parcel Service-Cl B | $6,691,000 | +15.3% | 65,172 | +9.4% | 0.62% | +4.3% |
| DVY | Buy | iShares DJ Select Dividend Ind | $6,323,000 | +6.5% | 82,142 | +1.4% | 0.59% | -3.7% |
| JPM | Buy | JPMorgan Chase & Co | $6,188,000 | +0.6% | 107,392 | +6.0% | 0.58% | -9.1% |
| VB | Buy | Vanguard Small-Cap Vipers | $6,024,000 | +7.7% | 51,433 | +3.9% | 0.56% | -2.6% |
| PREPRECL | Buy | Partner Re 7.25% Call 06/16 BBpfd | $5,964,000 | +1.7% | 222,951 | +0.7% | 0.56% | -8.1% |
| O | Buy | Realty Income Corp | $5,849,000 | +22.5% | 131,680 | +12.7% | 0.55% | +11.0% |
| WM | Buy | Waste Management Inc | $5,788,000 | +12.5% | 129,404 | +5.8% | 0.54% | +1.7% |
| DIS | Buy | Disney Co./Walt The | $5,788,000 | +8.5% | 67,507 | +1.3% | 0.54% | -1.8% |
| SE | Buy | Spectra Energy Corp | $5,522,000 | +17.6% | 129,979 | +2.2% | 0.52% | +6.4% |
| HSEBCL | Sell | HSBC Hldgs 8.0% Prp Cl 12/15 Bpfd | $5,513,000 | -0.6% | 203,647 | -1.0% | 0.52% | -10.1% |
| ECL | Buy | Ecolab Inc | $5,427,000 | +4.3% | 48,744 | +1.1% | 0.51% | -5.8% |
| AHLPRBCL | Buy | Aspen Insurance 7.25% Call07/2pfd | $5,365,000 | +7.6% | 205,169 | +7.4% | 0.50% | -2.7% |
| Buy | Wachovia (WFC) Perp/Call 2/11pfd | $5,354,000 | +3.9% | 5,520,000 | +3.8% | 0.50% | -6.0% | |
| MDY | Buy | SPDR S&P MidCap 400 ETF Trust | $5,278,000 | +17.6% | 20,258 | +13.1% | 0.49% | +6.2% |
| CTWCL | Buy | CenturyLink SnNote7.5% 2051 Clpfd | $5,255,000 | +1.0% | 198,062 | +0.0% | 0.49% | -8.6% |
| ECON | Buy | EGShares Dow Jones Emerging Ma | $5,196,000 | +21.5% | 187,364 | +16.2% | 0.49% | +10.0% |
| NKE | Buy | Nike Inc -Cl B | $5,153,000 | +11.4% | 66,444 | +6.1% | 0.48% | +0.8% |
| SNY | Buy | Sanofi-ADR | $5,002,000 | +7.7% | 94,085 | +5.9% | 0.47% | -2.7% |
| GIS | Buy | General Mills Inc | $4,977,000 | +7.5% | 94,725 | +6.0% | 0.46% | -2.7% |
| TGT | Sell | Target Corp | $4,851,000 | -4.6% | 83,711 | -0.4% | 0.45% | -13.7% |
| VNO | Buy | Vornado Realty Trust | $4,785,000 | +8.4% | 44,835 | +0.1% | 0.45% | -2.0% |
| HON | Buy | Honeywell International Inc | $4,769,000 | +1.0% | 51,307 | +0.8% | 0.45% | -8.6% |
| CMCSA | Buy | Comcast Corp-Cl A | $4,595,000 | +28.2% | 85,606 | +19.5% | 0.43% | +15.9% |
| KFICL | Buy | KKR Financial 7.50% SrNts Callpfd | $4,587,000 | +7.8% | 166,812 | +5.8% | 0.43% | -2.3% |
| KO | Buy | Coca-Cola Co/The | $4,565,000 | +16.6% | 107,771 | +6.5% | 0.43% | +5.7% |
| HD | Buy | Home Depot Inc | $4,527,000 | +8.3% | 55,912 | +5.8% | 0.42% | -2.1% |
| VO | Buy | Vanguard Mid-Cap Vipers | $4,463,000 | +6.8% | 37,609 | +2.2% | 0.42% | -3.5% |
| MDT | Buy | Medtronic Inc | $4,401,000 | +9.8% | 69,032 | +6.0% | 0.41% | -0.7% |
| NSRGY | Buy | Nestle Sa-Spons ADR For Reg | $4,283,000 | +6.0% | 55,143 | +2.6% | 0.40% | -4.1% |
| WFM | Buy | Whole Foods Market Inc | $4,255,000 | -18.9% | 110,154 | +6.5% | 0.40% | -26.6% |
| TD | Buy | Toronto-Dominion Bank | $4,218,000 | +15.3% | 82,052 | +5.3% | 0.39% | +4.2% |
| PGX | Buy | PowerShares Preferred Portfoli | $4,117,000 | +17.5% | 281,441 | +14.6% | 0.38% | +6.4% |
| EIX | Sell | Edison International | $4,111,000 | +1.7% | 70,738 | -1.0% | 0.38% | -8.1% |
| GPC | Buy | Genuine Parts Co | $4,078,000 | +7.7% | 46,442 | +6.6% | 0.38% | -2.6% |
| AEKCL | Buy | AEGON 8.00% 2042 Notes Call 08pfd | $3,992,000 | +24.2% | 137,229 | +23.4% | 0.37% | +12.3% |
| XLK | Sell | SPDR Technology Select Sector | $3,886,000 | +3.0% | 101,341 | -2.4% | 0.36% | -6.9% |
| APD | Buy | Air Products & Chemicals Inc | $3,880,000 | +18.7% | 30,169 | +9.8% | 0.36% | +7.4% |
| NVS | Buy | Novartis Ag-ADR | $3,870,000 | +12.8% | 42,745 | +5.9% | 0.36% | +2.3% |
| DLRPRECL | Sell | Digital Realty 7.0% Perp Callpfd | $3,864,000 | +3.7% | 151,752 | -0.7% | 0.36% | -6.2% |
| ENHPRACL | Sell | Endurance Specialty 7.75% Cl12pfd | $3,822,000 | +0.8% | 144,075 | -0.5% | 0.36% | -8.9% |
| KMR | Sell | Kinder Morgan Management LLC | $3,790,000 | +8.8% | 48,011 | -1.2% | 0.35% | -1.7% |
| CPRJ | Buy | Citigroup 7.125% FxdtoFlt Cl 9pfd | $3,737,000 | +11.2% | 135,145 | +6.1% | 0.35% | +0.6% |
| BA | Buy | Boeing Co | $3,694,000 | +12.3% | 29,037 | +10.8% | 0.34% | +1.5% |
| DHR | Buy | Danaher Corp | $3,684,000 | +5.9% | 46,795 | +0.9% | 0.34% | -4.2% |
| ABB | Buy | ABB Ltd -Spon ADR | $3,672,000 | -10.6% | 159,507 | +0.2% | 0.34% | -19.1% |
| TDE | Sell | Telephone & Data 6.875% Cl 11/pfd | $3,638,000 | -1.6% | 143,899 | -1.2% | 0.34% | -11.0% |
| SWK | Buy | Stanley Black & Decker Inc | $3,620,000 | +11.9% | 41,220 | +3.6% | 0.34% | +1.2% |
| 4945SC | Buy | Kinder Morgan Energy Partners | $3,568,000 | +12.1% | 43,402 | +0.8% | 0.33% | +1.2% |
| GAS | Buy | AGL Resources Inc | $3,535,000 | +16.4% | 64,230 | +3.6% | 0.33% | +5.1% |
| IDV | New | iShares DJ EPAC Sel Div Inc In | $3,485,000 | – | 87,369 | +100.0% | 0.33% | – |
| SLB | Buy | Schlumberger Ltd | $3,481,000 | +117.4% | 29,512 | +79.8% | 0.32% | +97.0% |
| AXP | Buy | American Express Co | $3,431,000 | +9.4% | 36,162 | +3.8% | 0.32% | -0.9% |
| ACN | Sell | Accenture PLC-Cl A | $3,338,000 | +1.0% | 41,295 | -0.4% | 0.31% | -8.5% |
| SCUCL | Sell | Scana Corp 7.70% 2065 Cl1/2015pfd | $3,304,000 | -7.6% | 125,772 | -7.0% | 0.31% | -16.5% |
| ORCL | Buy | Oracle Corp | $3,304,000 | -0.1% | 81,519 | +0.8% | 0.31% | -9.6% |
| VNOPRJCL | Sell | Vornado Realty 6.875% Prp/Cl 4pfd | $3,293,000 | +0.9% | 126,359 | -0.2% | 0.31% | -8.6% |
| CVS | Sell | CVS Caremark Corp | $3,267,000 | +0.5% | 43,347 | -0.2% | 0.30% | -9.2% |
| FCX | Sell | Freeport-McMoRan Copper & Gold | $3,261,000 | +5.9% | 89,346 | -4.1% | 0.30% | -4.1% |
| XLV | Sell | Health Care Select Sector | $3,242,000 | +0.6% | 53,288 | -3.3% | 0.30% | -9.0% |
| UN | Buy | Unilever N V -NY Shares | $3,236,000 | +12.6% | 73,947 | +5.8% | 0.30% | +1.7% |
| TRV | Sell | Travelers Cos Inc/The | $3,197,000 | +10.4% | 33,989 | -0.1% | 0.30% | 0.0% |
| LOW | Buy | Lowe's Cos Inc | $3,186,000 | +0.1% | 66,382 | +2.0% | 0.30% | -9.4% |
| DKTCL | Buy | Deutsche Bank 8.05% PrpCl6/18pfd | $3,133,000 | +4.0% | 110,381 | +0.7% | 0.29% | -5.8% |
| XLE | Sell | SPDR Energy Select Sector | $3,107,000 | +11.2% | 31,043 | -1.0% | 0.29% | +0.3% |
| ARYCL | Buy | Ares Capital 7.75% 2040 Call 1pfd | $3,097,000 | +31.6% | 117,762 | +30.2% | 0.29% | +18.9% |
| CSCO | Buy | Cisco Systems Inc | $3,086,000 | +12.8% | 124,170 | +1.8% | 0.29% | +1.8% |
| LLY | Buy | Eli Lilly & Co | $3,046,000 | +49.9% | 48,999 | +41.9% | 0.28% | +35.7% |
| BGCACL | Buy | BGC Partners 8.125% 2042 Callpfd | $3,024,000 | +90.1% | 110,715 | +86.4% | 0.28% | +72.6% |
| DUK | Buy | Duke Energy Corp | $3,021,000 | +9.0% | 40,722 | +4.6% | 0.28% | -1.4% |
| GSK | Sell | GlaxoSmithKline Plc-ADR | $2,808,000 | -1.1% | 52,513 | -1.2% | 0.26% | -10.6% |
| XLP | Buy | Consumer Staples SPDR | $2,801,000 | +3.7% | 62,776 | +0.1% | 0.26% | -6.1% |
| XLI | Buy | SPDR Industrial Select Sector | $2,801,000 | +5.5% | 51,817 | +2.2% | 0.26% | -4.4% |
| SO | Buy | Southern Co | $2,761,000 | +5.0% | 60,849 | +1.7% | 0.26% | -5.1% |
| CB | Buy | Chubb Corp | $2,743,000 | +5.3% | 29,756 | +2.0% | 0.26% | -4.8% |
| UTX | Buy | United Technologies Corp | $2,737,000 | +0.8% | 23,705 | +2.0% | 0.26% | -8.6% |
| PX | Buy | Praxair Inc | $2,701,000 | +3.9% | 20,330 | +2.4% | 0.25% | -6.0% |
| VWO | Buy | Vanguard MSCI Emerging Market | $2,663,000 | +30.3% | 61,742 | +22.6% | 0.25% | +18.0% |
| Buy | JPMorgan 7.9% Perp/Call 4/18 -pfd | $2,666,000 | +3.7% | 2,380,000 | +4.4% | 0.25% | -6.4% | |
| XLY | Buy | Consumer Discretionary Select | $2,656,000 | +4.6% | 39,800 | +1.5% | 0.25% | -5.3% |
| BRKB | Buy | Berkshire Hathaway Inc-Cl B | $2,622,000 | +11.6% | 20,720 | +10.2% | 0.24% | +0.8% |
| BCE | Buy | BCE Inc | $2,611,000 | +43.3% | 57,553 | +36.2% | 0.24% | +29.8% |
| CTUCL | Buy | CenturyLink Quest 7.0%SnNts Clpfd | $2,576,000 | +4.1% | 99,415 | +1.3% | 0.24% | -5.9% |
| VEA | Buy | Vanguard MSCI EAFE Index ETF | $2,544,000 | +8.0% | 59,732 | +4.6% | 0.24% | -2.1% |
| IHG | New | InterContinental Hotels-ADR | $2,550,000 | – | 61,437 | +100.0% | 0.24% | – |
| GOOGL | Buy | Google Inc-Cl A | $2,491,000 | -37.5% | 4,260 | +19.1% | 0.23% | -43.4% |
| SRE | Sell | Sempra Energy | $2,471,000 | -2.1% | 23,599 | -9.6% | 0.23% | -11.5% |
| PEBPRBCL | Buy | Pebblebrook Hotel 8.00%Perp Cupfd | $2,463,000 | +5.1% | 92,597 | +2.1% | 0.23% | -5.0% |
| FOX | Buy | Twenty-First Century Fox-B (fo | $2,400,000 | +10.0% | 70,108 | +0.0% | 0.22% | -0.4% |
| BCSPRDCL | Sell | Barclays 8.125% Perp/Cl 3/14 Bpfd | $2,396,000 | -39.0% | 92,663 | -38.6% | 0.22% | -44.8% |
| Charles Schwab 7% Perp/Call 2/pfd | $2,377,000 | +2.9% | 2,032,000 | 0.0% | 0.22% | -7.1% | ||
| VOD | Buy | Vodafone Group PLC-Sp ADR | $2,348,000 | +56.4% | 70,328 | +72.5% | 0.22% | +41.3% |
| CAT | Buy | Caterpillar Inc | $2,300,000 | +24.3% | 21,168 | +13.6% | 0.22% | +12.6% |
| EFA | Buy | iShares MSCI EAFE Index | $2,288,000 | +41.4% | 33,458 | +38.9% | 0.21% | +28.1% |
| ENHPRBCL | Buy | Endurance Specialty 7.5% Cl 6/pfd | $2,281,000 | +8.9% | 86,709 | +8.5% | 0.21% | -1.4% |
| GOOG | New | Google Inc-Cl C | $2,255,000 | – | 3,919 | +100.0% | 0.21% | – |
| MHNB | Buy | Maiden Hldgs 8.00% Nts 2042 capfd | $2,241,000 | -0.0% | 86,843 | +0.9% | 0.21% | -9.9% |
| SLGPRI | Sell | SL Green Realty 6.5% Perp CUMpfd | $2,211,000 | -21.1% | 90,228 | -24.5% | 0.21% | -28.6% |
| CG | Buy | Carlyle Group/The | $2,207,000 | +114.9% | 65,002 | +122.5% | 0.21% | +94.3% |
| BAC | Buy | Bank of America Corp | $2,158,000 | -9.4% | 140,412 | +1.4% | 0.20% | -17.9% |
| WHR | Sell | Whirlpool Corp | $2,140,000 | -8.8% | 15,371 | -2.1% | 0.20% | -17.4% |
| EMR | Buy | Emerson Electric Co | $2,111,000 | +3.0% | 31,805 | +3.6% | 0.20% | -7.1% |
| GE Cap Corp 7.125% Perp/Call 6pfd | $2,083,000 | +3.7% | 1,765,000 | 0.0% | 0.20% | -5.8% | ||
| MDLZ | Sell | Mondelez International | $2,075,000 | +7.2% | 55,168 | -1.5% | 0.19% | -3.0% |
| CHSPPRACL | Buy | Chesapeake Lodging 7.75% PerpCpfd | $2,075,000 | +4.4% | 77,851 | +1.7% | 0.19% | -5.4% |
| CMREPRC | Buy | Costamare 8.50% CUM QDI Perp Cpfd | $2,065,000 | +40.0% | 78,617 | +33.9% | 0.19% | +27.0% |
| V107SC | Buy | WellPoint Inc | $2,053,000 | +80.4% | 19,082 | +66.9% | 0.19% | +62.7% |
| PM | Sell | Philip Morris International | $2,028,000 | -3.4% | 24,050 | -6.2% | 0.19% | -12.4% |
| HPQ | Buy | Hewlett-Packard Co | $2,015,000 | +53.2% | 59,831 | +47.3% | 0.19% | +38.2% |
| QQQ | Buy | Powershares QQQ NASDAQ 100 Tru | $2,004,000 | +50.9% | 21,337 | +40.8% | 0.19% | +36.5% |
| UL | Sell | Unilever Plc-Sponsored ADR | $1,998,000 | +5.7% | 44,097 | -0.2% | 0.19% | -4.1% |
| EPD | Sell | Enterprise Products Partners | $1,987,000 | +3.5% | 25,383 | -8.3% | 0.19% | -6.1% |
| LHOPRHCL | Buy | LaSalle Hotel 7.50% Perp CUM Cpfd | $1,981,000 | +2.2% | 75,992 | +1.3% | 0.18% | -7.5% |
| OFCPRL | Sell | Corporate Office Prop 7.375% Cpfd | $1,972,000 | -1.7% | 77,135 | -2.2% | 0.18% | -11.1% |
| F | Buy | Ford Motor Co | $1,962,000 | +35.1% | 113,793 | +22.3% | 0.18% | +22.0% |
| DE | Sell | Deere & Co | $1,935,000 | -2.0% | 21,367 | -1.7% | 0.18% | -11.3% |
| LINEQ | Buy | Linn Energy LLC-Units | $1,926,000 | +15.5% | 59,550 | +1.2% | 0.18% | +4.7% |
| MYL | Sell | Mylan Laboratories | $1,920,000 | -1.3% | 37,235 | -6.5% | 0.18% | -10.9% |
| CNP | Sell | CenterPoint Energy Inc | $1,907,000 | +7.0% | 74,682 | -0.8% | 0.18% | -3.3% |
| TM | Buy | Toyota Motor Corp -Spon ADR | $1,884,000 | +19.2% | 15,745 | +12.5% | 0.18% | +8.0% |
| IDGCL | Sell | ING Groep NV 7 3/8% Cl 10/12 Bpfd | $1,843,000 | -0.8% | 71,334 | -1.9% | 0.17% | -10.4% |
| PRYCL | Buy | Prospect Captl 6.95% Sr Nts 20pfd | $1,829,000 | +3.3% | 70,415 | +4.9% | 0.17% | -6.6% |
| PSAPRQCL | Sell | Public Storage 6.50% Call 4/20pfd | $1,825,000 | -0.1% | 70,104 | -1.5% | 0.17% | -9.5% |
| GD | General Dynamics Corp | $1,816,000 | +7.0% | 15,580 | 0.0% | 0.17% | -2.9% | |
| KFHCL | Buy | KKR Financial 8.375%SrNts Callpfd | $1,781,000 | +6.0% | 63,170 | +4.1% | 0.17% | -4.6% |
| SBUX | Buy | Starbucks Corp | $1,777,000 | +13.1% | 22,968 | +7.3% | 0.17% | +2.5% |
| VYM | Buy | Vanguard High Dividend Yield E | $1,765,000 | +11.5% | 26,610 | +6.1% | 0.16% | +0.6% |
| KRFT | Buy | Kraft Foods Group | $1,751,000 | +33.2% | 29,205 | +24.6% | 0.16% | +20.6% |
| KTN | Sell | AON Cap 8.205% 1/27 Non-Call Bpfd | $1,754,000 | +0.5% | 58,179 | -0.6% | 0.16% | -8.9% |
| PEG | Buy | Public Service Enterprise Grou | $1,758,000 | +9.1% | 43,103 | +2.0% | 0.16% | -1.8% |
| Buy | First Republic Bank 6.70% Cl20pfd | $1,732,000 | +10.5% | 65,896 | +6.8% | 0.16% | 0.0% | |
| PCAR | Sell | Paccar Inc | $1,714,000 | -11.1% | 27,285 | -4.5% | 0.16% | -19.6% |
| Buy | Roche Holdings LTD-Spons ADR | $1,697,000 | -0.1% | 45,490 | +1.0% | 0.16% | -9.7% | |
| CERN | Buy | Cerner Corp | $1,667,000 | -1.5% | 32,325 | +7.5% | 0.16% | -10.9% |
| KFNPRCL | Sell | KKR Financial 7.375% Prp Callpfd | $1,652,000 | -59.5% | 63,234 | -60.1% | 0.15% | -63.4% |
| DTKCL | Sell | Deutsche Bnk 7.6% Prp Cl 2/18pfd | $1,617,000 | -0.3% | 57,739 | -3.4% | 0.15% | -10.1% |
| XLF | Buy | SPDR Financial Select Sector | $1,595,000 | +5.4% | 70,131 | +3.6% | 0.15% | -4.5% |
| ETN | Sell | Eaton Corp PLC | $1,581,000 | +1.5% | 20,486 | -1.2% | 0.15% | -8.1% |
| USBPRM | Buy | US Bancorp 6.5% FxdToFlt Cl 2/pfd | $1,566,000 | -0.2% | 55,430 | +0.4% | 0.15% | -9.9% |
| AMGN | Buy | Amgen Inc | $1,559,000 | +5.6% | 13,172 | +10.0% | 0.15% | -4.6% |
| CCGPRA | Buy | Campus Crest Comm 8.00% Perp Cpfd | $1,565,000 | +8.9% | 61,240 | +7.2% | 0.15% | -1.4% |
| M | Buy | Macy's Inc | $1,548,000 | +1.4% | 26,689 | +3.7% | 0.14% | -8.2% |
| MKC | Buy | McCormick & Co-Non Vtg Shrs | $1,537,000 | +4.5% | 21,467 | +4.7% | 0.14% | -5.3% |
| GLD | Buy | SPDR Gold Trust | $1,532,000 | +95.4% | 11,962 | +88.5% | 0.14% | +76.5% |
| HGH | Sell | Hartford Finl 7.875% 2042 callpfd | $1,528,000 | +1.0% | 51,050 | -0.1% | 0.14% | -8.3% |
| DFSPRBCL | Buy | Discover Financial 6.50%Perp Qpfd | $1,527,000 | +4.7% | 60,783 | +2.3% | 0.14% | -5.3% |
| NBR | Buy | Nabors Industries Inc | $1,493,000 | +23.4% | 50,839 | +3.5% | 0.14% | +12.0% |
| WEC | Buy | Wisconsin Energy Corp | $1,492,000 | +47.0% | 31,809 | +46.0% | 0.14% | +32.4% |
| AMTD | Buy | TD Ameritrade Holding Corp | $1,464,000 | -1.6% | 46,695 | +6.5% | 0.14% | -11.0% |
| DTZCL | Buy | DTE Energy 6.5% Jr Sub Call 12pfd | $1,464,000 | +6.8% | 56,160 | +4.5% | 0.14% | -3.5% |
| INNPRBCL | Buy | Summit Hotel 7.875% Perp CUM Cpfd | $1,460,000 | +16.6% | 56,144 | +13.6% | 0.14% | +5.4% |
| ROC | Buy | Rockwood Holdings Inc | $1,431,000 | +22.8% | 18,832 | +20.3% | 0.13% | +11.7% |
| LH | Sell | Laboratory Corp Of Amer Hldgs | $1,438,000 | +3.2% | 14,044 | -1.0% | 0.13% | -6.9% |
| IBB | Buy | iShares Nasdaq Biotech Index F | $1,439,000 | +28.3% | 5,600 | +18.0% | 0.13% | +15.5% |
| BIIB | Buy | Biogen Idec Inc | $1,427,000 | +11.3% | 4,527 | +8.0% | 0.13% | +0.8% |
| CTXCL | Sell | CenturyLink SnNotes 7.0% 2050pfd | $1,426,000 | -1.9% | 55,040 | -4.3% | 0.13% | -11.3% |
| GILD | Buy | Gilead Sciences Inc | $1,404,000 | +20.6% | 16,933 | +3.1% | 0.13% | +9.2% |
| SCEDN | Buy | So Cal Ed Flt $100 Callable NCpfd | $1,401,000 | +54.1% | 13,673 | +52.8% | 0.13% | +39.4% |
| Buy | First Republic 7.0% Cl 12/18 Bpfd | $1,406,000 | +23.9% | 52,350 | +20.8% | 0.13% | +12.0% | |
| IJH | Buy | iShares S&P Midcap 400 | $1,401,000 | +6.5% | 9,788 | +2.3% | 0.13% | -3.7% |
| WFCPRL | Buy | Wells Fargo 7.50% Conv/Perp$10pfd | $1,390,000 | +47.7% | 1,144 | +42.6% | 0.13% | +34.0% |
| PFGZP | Buy | Principal Fin 145Bp+30y QDI ($pfd | $1,377,000 | +90.2% | 13,501 | +91.5% | 0.13% | +72.0% |
| SCHB | Buy | Schwab U.S. Broad Market ETF | $1,371,000 | +10.4% | 28,729 | +5.8% | 0.13% | 0.0% |
| EXLPRB | Buy | Excel Trust 8.125% CUM Call 1/pfd | $1,367,000 | +2.8% | 52,163 | +1.4% | 0.13% | -6.6% |
| POT | New | Potash Corp Of Saskatchewan | $1,361,000 | – | 35,845 | +100.0% | 0.13% | – |
| MHPRA | Buy | Maiden Holdings 8.25%Prp Cl8/2pfd | $1,357,000 | +3.0% | 52,186 | +1.6% | 0.13% | -6.6% |
| IR | Sell | Ingersoll-Rand Co Ltd-Cl A | $1,335,000 | +8.9% | 21,361 | -0.3% | 0.12% | -1.6% |
| JCI | Sell | Johnson Controls Inc | $1,320,000 | +5.0% | 26,435 | -0.5% | 0.12% | -5.4% |
| FDL | Sell | First Trust Dividend Leaders I | $1,297,000 | +1.7% | 54,540 | -3.7% | 0.12% | -8.3% |
| IEV | Buy | iShares S&P Europe 350 | $1,277,000 | +58.2% | 26,295 | +57.3% | 0.12% | +43.4% |
| PSAPROCL | Buy | Public Storage 6.875% Prp Cl7/pfd | $1,270,000 | +1.7% | 48,220 | +2.0% | 0.12% | -7.8% |
| CTQCL | Sell | CenturyLink Quest7.375% 6/51 Cpfd | $1,240,000 | -3.9% | 46,922 | -4.9% | 0.12% | -12.8% |
| USB | Buy | US Bancorp | $1,246,000 | +160.7% | 28,752 | +157.9% | 0.12% | +136.7% |
| CAG | Buy | Conagra Foods Inc | $1,233,000 | +1.9% | 41,540 | +6.5% | 0.12% | -8.0% |
| DIA | Buy | SPDR Dow Jones Industrial Aver | $1,235,000 | +6.0% | 7,355 | +3.7% | 0.12% | -4.2% |
| WY | Weyerhaeuser Co | $1,214,000 | +12.7% | 36,690 | 0.0% | 0.11% | +1.8% | |
| AHTPRECL | Buy | Ashford Hospitality 9.0% NR Capfd | $1,209,000 | +3.4% | 43,876 | +1.4% | 0.11% | -6.6% |
| SWN | Southwestern Energy Co | $1,202,000 | -1.2% | 26,431 | 0.0% | 0.11% | -11.1% | |
| ZBH | Buy | Zimmer Holdings Inc | $1,200,000 | +25.1% | 11,558 | +14.0% | 0.11% | +13.1% |
| QCOM | Sell | Qualcomm Inc | $1,184,000 | -0.5% | 14,946 | -0.9% | 0.11% | -9.8% |
| YHOO | Buy | Yahoo! Inc | $1,129,000 | +8.8% | 32,145 | +11.2% | 0.11% | -0.9% |
| APLPRECL | New | Atlas Pipeline 8.25% Cl 3/19 Cpfd | $1,138,000 | – | 44,449 | +100.0% | 0.11% | – |
| WMT | Buy | Wal-Mart Stores Inc | $1,101,000 | +19.3% | 14,667 | +21.5% | 0.10% | +8.4% |
| BCSPRACL | Sell | Barclays Bank 7.1% Prp Call 12pfd | $1,092,000 | -7.0% | 42,641 | -6.8% | 0.10% | -15.7% |
| C | Buy | Citigroup Inc | $1,087,000 | +1.3% | 23,072 | +2.3% | 0.10% | -8.1% |
| So. Cal Edison 6.25% Perp/Callpfd | $1,081,000 | +2.1% | 1,000,000 | 0.0% | 0.10% | -7.3% | ||
| A | Buy | Agilent Technologies Inc | $1,065,000 | +18.7% | 18,543 | +15.6% | 0.10% | +7.5% |
| SSWPRE | Buy | Seaspan 8.25% Perp CUM QDI Calpfd | $1,059,000 | +35.2% | 40,737 | +33.0% | 0.10% | +22.2% |
| SANPRECL | Buy | Banco Santander10.5% Perp Cl9/pfd | $1,045,000 | -1.2% | 40,714 | +0.4% | 0.10% | -10.1% |
| IYF | Buy | iShares DJ US Financial Sect | $1,041,000 | +2.4% | 12,518 | +0.7% | 0.10% | -7.6% |
| ESRX | Sell | Express Scripts Holding Co. | $1,025,000 | -8.1% | 14,788 | -0.4% | 0.10% | -16.5% |
| UNP | Buy | Union Pacific Corp | $1,014,000 | +5.3% | 10,161 | +98.1% | 0.10% | -4.0% |
| AGNCP | Buy | American Capital Agency 8.0% Ppfd | $1,009,000 | +2.9% | 38,824 | +4.0% | 0.09% | -6.9% |
| ED | Buy | Consolidated Edison Inc | $959,000 | +11.6% | 16,608 | +3.7% | 0.09% | +1.1% |
| IRETPRB | Buy | Investors REIT 7.95% Perp CUMpfd | $947,000 | +4.6% | 36,495 | +4.2% | 0.09% | -4.3% |
| MS | Buy | Morgan Stanley | $946,000 | +88.1% | 29,275 | +81.6% | 0.09% | +69.2% |
| FRCPRBCL | Sell | First Republic Bank 6.2% Cl 6/pfd | $931,000 | -24.5% | 36,635 | -26.7% | 0.09% | -31.5% |
| BMO | Sell | Bank of Montreal | $929,000 | +3.3% | 12,620 | -6.0% | 0.09% | -6.5% |
| MRHPRACL | Buy | Montpelier RE 8.875% Perp QDIpfd | $931,000 | +4.3% | 34,113 | +2.9% | 0.09% | -5.4% |
| HPPPRBCL | Buy | Hudson Pacific 8.375% Perp N/Rpfd | $920,000 | +8.2% | 34,713 | +7.1% | 0.09% | -2.3% |
| STJ | Sell | St Jude Medical Inc | $925,000 | -2.7% | 13,351 | -8.2% | 0.09% | -12.2% |
| VAR | Buy | Varian Medical Systems Inc | $900,000 | +4.2% | 10,822 | +5.2% | 0.08% | -5.6% |
| IWM | Buy | iShares Russell 2000 Index Fun | $893,000 | +169.8% | 7,517 | +164.6% | 0.08% | +144.1% |
| TDJ | Sell | Telephone & Data 7.0% Cl 3/16pfd | $884,000 | -5.9% | 34,321 | -6.4% | 0.08% | -14.4% |
| CMA | Buy | Comerica Inc | $877,000 | +75.4% | 17,479 | +80.9% | 0.08% | +57.7% |
| PSAPRRCL | Sell | Public Storage 6.35% Call 7/16pfd | $882,000 | -0.9% | 34,305 | -2.8% | 0.08% | -10.9% |
| OEF | Sell | iShares S&P 100 Index Fund | $862,000 | +4.1% | 9,957 | -0.4% | 0.08% | -5.8% |
| MHNACL | Buy | Maiden Hldgs 8.25% Nts 2041 capfd | $857,000 | +5.4% | 32,484 | +3.7% | 0.08% | -4.8% |
| BCSPRCCL | Sell | Barclays 7.75% Prp Cl 9/13 BBBpfd | $857,000 | -46.6% | 33,237 | -46.3% | 0.08% | -51.8% |
| PEBPRACL | Sell | Pebblebrook Hotel7.875%Perp Cupfd | $843,000 | +1.7% | 31,991 | -0.4% | 0.08% | -8.1% |
| IWF | Buy | iShares Russell 1000 Growth | $826,000 | +39.3% | 9,085 | +32.5% | 0.08% | +26.2% |
| HES | Sell | Hess Corp | $815,000 | -7.4% | 8,244 | -22.3% | 0.08% | -16.5% |
| XLU | Buy | Utilities Select Sector SPDR | $811,000 | +7.8% | 18,315 | +1.0% | 0.08% | -2.6% |
| UNH | Sell | UnitedHealth Group Inc | $808,000 | -61.2% | 9,882 | -61.1% | 0.08% | -64.7% |
| NSS | Sell | NuStar Logistics 7.625%Nts Clpfd | $806,000 | -0.1% | 29,955 | -0.5% | 0.08% | -9.6% |
| HAR | Sell | Harman International | $788,000 | +0.3% | 7,335 | -0.7% | 0.07% | -8.6% |
| SCG | Scana Corp | $778,000 | +4.9% | 14,457 | 0.0% | 0.07% | -5.2% | |
| HSFCPRBCL | Sell | HSBC 6.36% Perp Callable NCU Qpfd | $785,000 | -2.2% | 30,919 | -3.3% | 0.07% | -12.0% |
| SCHD | Buy | Schwab US Dividend Equity ETF | $778,000 | +99.5% | 20,329 | +91.9% | 0.07% | +82.5% |
| DKS | Sell | Dick's Sporting Goods Inc | $775,000 | -18.6% | 16,638 | -4.6% | 0.07% | -26.5% |
| SBPRC | New | Safe Bulkers 8.00% Cumulativepfd | $758,000 | – | 30,040 | +100.0% | 0.07% | – |
| PUKPR | Sell | Prudential PLC 6.75% PrpCl 9/0pfd | $756,000 | -6.8% | 29,578 | -6.9% | 0.07% | -15.5% |
| VNQ | New | Vanguard REIT Vipers | $765,000 | – | 10,216 | +100.0% | 0.07% | – |
| LNCOQ | Sell | Linn Co LLC | $743,000 | +12.6% | 23,750 | -2.7% | 0.07% | +1.5% |
| IOO | iShares S&P Global 100 | $736,000 | +1.1% | 9,351 | 0.0% | 0.07% | -8.0% | |
| XLB | Buy | SPDR Materials Select Sector | $730,000 | +9.3% | 14,714 | +4.1% | 0.07% | -1.4% |
| WABC | Sell | Westamerica Bancorportaion | $729,000 | -6.1% | 13,947 | -2.7% | 0.07% | -15.0% |
| WTM | White Mountains Insurance Grou | $726,000 | +1.4% | 1,193 | 0.0% | 0.07% | -8.1% | |
| MSPRE | Buy | Morgan Stanley 7.125% Fxd-Fltpfd | $712,000 | +60.4% | 25,535 | +52.6% | 0.07% | +45.7% |
| DRUCL | Sell | Dominion Res 8.375% Cl 6/14 BBpfd | $719,000 | -4.9% | 28,155 | -5.1% | 0.07% | -14.1% |
| NGHCP | New | National General Ins 7.50% Calpfd | $720,000 | – | 28,681 | +100.0% | 0.07% | – |
| MOO | Buy | Market Vectors Agribusiness ET | $704,000 | +175.0% | 12,805 | +171.9% | 0.07% | +153.8% |
| GSPRA | Sell | GoldmanSachs Lib+75 Min3.75% Cpfd | $703,000 | -6.4% | 35,145 | -10.4% | 0.07% | -15.4% |
| ILF | New | iShares S&P Latin American 40 | $705,000 | – | 18,425 | +100.0% | 0.07% | – |
| SCEDP | Sell | Southern Cal Ed 6.5% $100 Cl3/pfd | $687,000 | +0.1% | 6,640 | -0.7% | 0.06% | -9.9% |
| GLTR | Buy | ETFS Physical Precious Metals | $681,000 | +16.0% | 9,395 | +10.6% | 0.06% | +4.9% |
| QUAL | Buy | iShares MSCI USA Quality Facto | $669,000 | +8.1% | 11,492 | +4.5% | 0.06% | -1.6% |
| DPS | Buy | Dr Pepper Snapple Group Inc | $677,000 | +22.0% | 11,563 | +13.4% | 0.06% | +10.5% |
| ARHPRCCL | Buy | Arch Capital 6.75% BBB QDI Clpfd | $679,000 | +36.3% | 25,736 | +29.8% | 0.06% | +23.5% |
| XLG | Sell | Guggenheim Russell Top 50 ETF | $661,000 | +0.3% | 4,906 | -3.4% | 0.06% | -8.8% |
| XME | New | SPDR Metals & Mining ETF | $657,000 | – | 15,550 | +100.0% | 0.06% | – |
| OXLCN | New | Oxford Lane Cap8.125% Cl6/2017pfd | $643,000 | – | 25,400 | +100.0% | 0.06% | – |
| EEM | Sell | iShares MSCI Emerging Markets | $638,000 | +0.8% | 14,764 | -4.3% | 0.06% | -7.7% |
| DLRPRFCL | Sell | Digital Realty 6.625% Perp CUMpfd | $626,000 | -8.9% | 25,502 | -15.1% | 0.06% | -16.9% |
| RPAI | Sell | Retail Properties of America | $626,000 | +13.2% | 40,693 | -0.4% | 0.06% | +3.5% |
| AHLPRACL | Buy | Aspen Insurance 7.401% Call 07pfd | $623,000 | +5.6% | 23,238 | +2.2% | 0.06% | -4.9% |
| Wells Fargo & Company Perp/Calpfd | $615,000 | +0.2% | 540,000 | 0.0% | 0.06% | -9.5% | ||
| SCHM | Buy | Schwab U.S. Mid-Cap ETF | $615,000 | +5.1% | 15,277 | +0.9% | 0.06% | -5.0% |
| DXBCL | Sell | Deutsche Bk Tst6.55%Perp Cl 5/pfd | $612,000 | -0.3% | 23,404 | -0.2% | 0.06% | -9.5% |
| ET | Sell | Energy Transfer Equity LP | $589,000 | +6.7% | 10,000 | -15.3% | 0.06% | -3.5% |
| JJCTF | New | iPath DJ-UBS Copper Total Retu | $591,000 | – | 15,105 | +100.0% | 0.06% | – |
| 3606SC | Sell | Commonwealth REIT 7.25% Prp/Clpfd | $582,000 | 0.0% | 22,573 | -2.4% | 0.05% | -10.0% |
| FLR | Fluor Corp | $574,000 | -1.2% | 7,470 | 0.0% | 0.05% | -10.0% | |
| IJR | Sell | iShares S&P SmallCap 600 | $576,000 | -1.9% | 5,143 | -3.6% | 0.05% | -11.5% |
| FDX | Buy | FedEx Corp | $571,000 | +118.8% | 3,770 | +91.4% | 0.05% | +96.3% |
| BMRC | Bank Of Marin Bancorp/CA | $570,000 | +1.2% | 12,501 | 0.0% | 0.05% | -8.6% | |
| BX | Sell | Blackstone Group/The | $565,000 | -10.3% | 16,908 | -10.8% | 0.05% | -18.5% |
| D | Sell | Dominion Resources Inc/Va | $564,000 | -4.2% | 7,893 | -4.8% | 0.05% | -13.1% |
| MTBPRC | Sell | M&T Bank 6.375% Cl 11/18 BBB Qpfd | $569,000 | -0.9% | 569 | -5.8% | 0.05% | -10.2% |
| ADBE | Buy | Adobe Systems Inc | $555,000 | +63.2% | 7,670 | +48.4% | 0.05% | +48.6% |
| IFF | Sell | Intl Flavors & Fragrances | $555,000 | -8.3% | 5,325 | -15.8% | 0.05% | -16.1% |
| PPHYL | Sell | Pharmaceutical HOLDRs Trust | $552,000 | +0.5% | 8,900 | -5.3% | 0.05% | -8.8% |
| EWZ | New | iShares MSCI Brazil Index | $547,000 | – | 11,450 | +100.0% | 0.05% | – |
| XBI | SPDR S&P Biotech ETF | $545,000 | +8.1% | 3,536 | 0.0% | 0.05% | -1.9% | |
| A309PS | Buy | DIRECTV Group Inc/The | $530,000 | +118.1% | 6,235 | +95.8% | 0.05% | +100.0% |
| ADM | Buy | Archer-Daniels-Midland Co | $536,000 | +15.8% | 12,149 | +13.9% | 0.05% | +4.2% |
| KSS | Kohl's Corp | $527,000 | -7.2% | 10,000 | 0.0% | 0.05% | -16.9% | |
| EPP | New | iShares MSCI Pacific Ex Japan | $523,000 | – | 10,610 | +100.0% | 0.05% | – |
| MHFI | Buy | McGraw Hill Financial Inc | $529,000 | +26.0% | 6,370 | +15.8% | 0.05% | +14.0% |
| BDX | Buy | Becton Dickinson & Co | $526,000 | +11.4% | 4,447 | +10.3% | 0.05% | 0.0% |
| IVV | iShares S&P 500 Index Fund | $510,000 | +4.7% | 2,589 | 0.0% | 0.05% | -4.0% | |
| CUBEPRA | Buy | CubeSmart 7.75%CUM Call 11/2/2pfd | $512,000 | +11.1% | 19,466 | +8.6% | 0.05% | 0.0% |
| BBPPQ | New | Breitburn Energy Partners 8.25pfd | $498,000 | – | 19,550 | +100.0% | 0.05% | – |
| CELG | Buy | Celgene Corp | $504,000 | +38.8% | 5,864 | +125.3% | 0.05% | +27.0% |
| TEVA | Buy | Teva Pharmaceutical-Sp ADR | $507,000 | +24.3% | 9,666 | +25.1% | 0.05% | +11.9% |
| SCHW | Buy | Schwab (Charles) Corp | $499,000 | +49.0% | 18,543 | +51.1% | 0.05% | +34.3% |
| V | Sell | Visa Inc-Class A Shares | $498,000 | -10.3% | 2,362 | -8.2% | 0.05% | -17.5% |
| MSPRA | Sell | Morgan Stanley 3MoLib+70bp 4%Fpfd | $503,000 | -0.6% | 24,880 | -2.2% | 0.05% | -9.6% |
| PCG | Sell | P G & E Corp | $505,000 | +6.1% | 10,508 | -4.5% | 0.05% | -4.1% |
| GWX | New | SPDR S&P International Small C | $495,000 | – | 14,046 | +100.0% | 0.05% | – |
| AXSPRCCL | Buy | Axis Capital 6.875% Cl 4/17 QDpfd | $488,000 | +48.3% | 18,650 | +42.9% | 0.05% | +35.3% |
| NSC | Norfolk Southern Corp | $480,000 | +6.0% | 4,661 | 0.0% | 0.04% | -4.3% | |
| FXA | New | CurrencyShares Australian Doll | $479,000 | – | 5,070 | +100.0% | 0.04% | – |
| AEP | Buy | American Electric Power | $481,000 | +20.2% | 8,620 | +9.1% | 0.04% | +9.8% |
| AET | Aetna Inc | $478,000 | +8.1% | 5,900 | 0.0% | 0.04% | -2.2% | |
| RPAIPRACL | Sell | Retail Properties of Amer 7.0%pfd | $486,000 | +1.9% | 18,900 | -2.1% | 0.04% | -8.2% |
| VV | Sell | Vanguard Large-Cap Vipers ETF | $468,000 | +2.6% | 5,201 | -1.9% | 0.04% | -6.4% |
| GSG | New | iShares S&P GSCI Commodity-Ind | $467,000 | – | 13,765 | +100.0% | 0.04% | – |
| IWC | New | iShares Microcap ETF | $474,000 | – | 6,225 | +100.0% | 0.04% | – |
| RDSA | Royal Dutch Shell Plc-ADR A | $467,000 | +12.5% | 5,674 | 0.0% | 0.04% | +2.3% | |
| RJDCL | Buy | Raymond James Financial 6.90%pfd | $459,000 | +16.2% | 17,020 | +12.6% | 0.04% | +4.9% |
| MRO | Marathon Oil Corp | $460,000 | +12.5% | 11,523 | 0.0% | 0.04% | +2.4% | |
| PSAPRSCL | Sell | Public Storage 5.90% Perp CUMpfd | $462,000 | -34.2% | 18,950 | -36.1% | 0.04% | -41.1% |
| IJJ | Sell | iShares S&P Midcap 400/Value | $458,000 | -0.2% | 3,610 | -5.2% | 0.04% | -8.5% |
| Buy | Strategic Hotels&Resorts 8.25%pfd | $460,000 | +15.6% | 18,217 | +16.5% | 0.04% | +4.9% | |
| JWN | Buy | Nordstrom Inc | $459,000 | +54.5% | 6,760 | +42.0% | 0.04% | +38.7% |
| BCRX | Biocryst Pharmaceuticals Inc | $462,000 | +20.3% | 36,261 | 0.0% | 0.04% | +7.5% | |
| PEIPRB | Buy | Penn RealEstate 7.375%CUM Perppfd | $465,000 | +1.5% | 18,320 | +0.1% | 0.04% | -8.5% |
| BAX | Buy | Baxter International Inc. | $463,000 | +25.8% | 6,400 | +28.0% | 0.04% | +13.2% |
| DEO | Sell | Diageo Plc-Sponsored ADR | $452,000 | -2.2% | 3,551 | -4.2% | 0.04% | -12.5% |
| FXC | New | CurrencyShares Canadian Dollar | $451,000 | – | 4,840 | +100.0% | 0.04% | – |
| VIG | Buy | Vanguard Dividend Appreciation | $445,000 | +32.0% | 5,712 | +27.7% | 0.04% | +20.0% |
| J | Jacobs Engineering Group Inc | $452,000 | -16.0% | 8,479 | 0.0% | 0.04% | -25.0% | |
| MFC | Manulife Financial Corp | $443,000 | +2.8% | 22,305 | 0.0% | 0.04% | -8.9% | |
| SU | Sell | Suncor Energy Inc | $443,000 | +14.2% | 10,400 | -6.3% | 0.04% | +2.5% |
| RFPRA | Sell | Regions Financial 6.375% Cl 12pfd | $443,000 | +0.9% | 17,700 | -2.7% | 0.04% | -8.9% |
| DGX | Buy | Quest Diagnostics | $433,000 | +41.5% | 7,385 | +39.7% | 0.04% | +25.0% |
| REGPRGCL | Sell | Regency Centers 6.00% Perp CUMpfd | $432,000 | +3.6% | 18,100 | -5.2% | 0.04% | -7.0% |
| REGN | Buy | Regeneron Pharmaceuticals Inc | $424,000 | -4.5% | 1,501 | +1.6% | 0.04% | -13.0% |
| ESS | Sell | Essex Property Trust Inc | $427,000 | -35.2% | 2,310 | -40.4% | 0.04% | -41.2% |
| AGNCB | New | American Capital Agncy 7.75% Ppfd | $413,000 | – | 16,590 | +100.0% | 0.04% | – |
| IYZ | Buy | iShares DJ US Telecommunicatio | $413,000 | +11.6% | 13,623 | +10.5% | 0.04% | +2.6% |
| HUSIPRDCL | Sell | HSBC Float 4.5%FL Clbl CUM QDIpfd | $420,000 | -4.8% | 16,780 | -5.1% | 0.04% | -15.2% |
| SIRI | Sirius XM Holdings Inc | $413,000 | +8.1% | 119,284 | 0.0% | 0.04% | 0.0% | |
| AFC | Buy | Allied Capital ARCC6.875% 4/20pfd | $415,000 | +7.2% | 16,456 | +5.7% | 0.04% | -2.5% |
| PAA | Buy | Plains All American Pipeline L | $410,000 | +12.3% | 6,822 | +3.0% | 0.04% | 0.0% |
| MMP | Magellan Midstream Partners | $406,000 | +20.5% | 4,832 | 0.0% | 0.04% | +8.6% | |
| RZA | Sell | Reinsurance Group of Amer 6.2%pfd | $406,000 | -6.0% | 14,800 | -9.2% | 0.04% | -15.6% |
| BEEPRCCL | Sell | Strategic Hotels&Res8.25% Callpfd | $395,000 | -2.0% | 15,805 | -1.2% | 0.04% | -11.9% |
| YUM | Yum! Brands Inc | $391,000 | +7.7% | 4,821 | 0.0% | 0.04% | 0.0% | |
| PSAPRPCL | Sell | Public Storage 6.5% Perp Callpfd | $400,000 | -2.4% | 15,450 | -3.1% | 0.04% | -11.9% |
| GS | Goldman Sachs Group Inc | $395,000 | +2.1% | 2,360 | 0.0% | 0.04% | -7.5% | |
| GE Cap Corp 6.25% Perp/Call 12pfd | $390,000 | +4.0% | 350,000 | 0.0% | 0.04% | -7.7% | ||
| RSP | Sell | Guggenheim S&P Equal Weight ET | $388,000 | +4.9% | 5,060 | -0.2% | 0.04% | -5.3% |
| IWD | iShares Russell 1000 Value | $390,000 | +4.8% | 3,851 | 0.0% | 0.04% | -5.3% | |
| UZA | Buy | US Cellular 6.95% 2060 Cl 05/2pfd | $388,000 | +18.3% | 15,235 | +17.8% | 0.04% | +5.9% |
| EEB | Guggenheim BRIC ETF | $389,000 | +9.6% | 10,955 | 0.0% | 0.04% | -2.7% | |
| Medical Properties Trust Inc | $376,000 | +3.6% | 28,384 | 0.0% | 0.04% | -5.4% | ||
| AMZN | Buy | Amazon.Com Inc | $371,000 | +1.4% | 1,142 | +5.0% | 0.04% | -7.9% |
| VNGBQ | Sell | Vanguard Natrl Resources 7.625pfd | $379,000 | -14.6% | 15,262 | -15.8% | 0.04% | -23.9% |
| VGT | Sell | Vanguard Info Tech Vipers | $373,000 | -6.8% | 3,850 | -11.8% | 0.04% | -14.6% |
| IWR | iShares Russell Midcap Index | $376,000 | +5.0% | 2,316 | 0.0% | 0.04% | -5.4% | |
| GGPPRA | Sell | General Growth Prop 6.375% Clpfd | $364,000 | -3.4% | 15,100 | -6.8% | 0.03% | -12.8% |
| EWH | New | iShares MSCI Hong Kong Index - | $365,000 | – | 17,465 | +100.0% | 0.03% | – |
| ROK | Buy | Rockwell Automation Inc | $366,000 | +22.8% | 2,922 | +22.1% | 0.03% | +9.7% |
| PBIPRB | Sell | Pitney Bowes 6.7% Cl 3/7/18pfd | $366,000 | -3.2% | 14,100 | -5.4% | 0.03% | -12.8% |
| LLL | L-3 Communications Holdings | $367,000 | +2.2% | 3,036 | 0.0% | 0.03% | -8.1% | |
| XYL | Sell | Xylem Inc | $362,000 | -15.2% | 9,256 | -21.0% | 0.03% | -22.7% |
| BACPRICL | Sell | Bank of America 6.625%Prp Cl 1pfd | $351,000 | -3.8% | 13,702 | -4.2% | 0.03% | -13.2% |
| VCR | Vanguard Consumer Discretionar | $358,000 | +3.2% | 3,279 | 0.0% | 0.03% | -8.3% | |
| BEN | Buy | Franklin Resources Inc | $339,000 | +38.9% | 5,860 | +30.4% | 0.03% | +28.0% |
| ENS | Sell | EnerSys | $345,000 | -0.6% | 5,008 | -0.1% | 0.03% | -11.1% |
| DOW | Buy | Dow Chemical | $335,000 | +20.1% | 6,508 | +13.2% | 0.03% | +6.9% |
| CMREPRB | New | Costamare 7.625% CUM QDI Perppfd | $328,000 | – | 13,041 | +100.0% | 0.03% | – |
| PLD | Buy | ProLogis Inc | $337,000 | +10.9% | 8,196 | +10.1% | 0.03% | 0.0% |
| B108PS | New | Actavis LTD | $335,000 | – | 1,504 | +100.0% | 0.03% | – |
| TJX | Sell | TJX Companies Inc | $334,000 | -18.5% | 6,292 | -6.9% | 0.03% | -26.2% |
| IWS | New | iShares Russell Midcap Value I | $327,000 | – | 4,500 | +100.0% | 0.03% | – |
| NOV | Buy | National Oilwell Varco Inc | $327,000 | +29.2% | 3,970 | +22.4% | 0.03% | +19.2% |
| CPRN | Buy | Citigroup Tst 7.875% Cl2015 Lipfd | $324,000 | +33.9% | 11,710 | +34.4% | 0.03% | +20.0% |
| EOG | Buy | EOG Resources Inc | $319,000 | +17.3% | 2,732 | +97.1% | 0.03% | +7.1% |
| APA | Buy | Apache Corp | $325,000 | +22.2% | 3,226 | +0.7% | 0.03% | +11.1% |
| ITW | Buy | Illinois Tool Works | $319,000 | +38.1% | 3,647 | +28.3% | 0.03% | +25.0% |
| MHRGQ | New | Magnum Hunter 8.00% Perp Callpfd | $321,000 | – | 6,439 | +100.0% | 0.03% | – |
| FB | Buy | Facebook Inc | $325,000 | +57.0% | 4,829 | +40.9% | 0.03% | +42.9% |
| PSBPRTCL | Buy | PS Business Parks 6.0% Cl 5/20pfd | $319,000 | +7.0% | 13,235 | +0.0% | 0.03% | -3.2% |
| INZCL | Buy | ING Grp NV 7.20%Pfd Perp/Cl l2pfd | $322,000 | 0.0% | 12,493 | +0.4% | 0.03% | -9.1% |
| ALL | Allstate Corp | $324,000 | +3.8% | 5,512 | 0.0% | 0.03% | -6.2% | |
| KIMPRHCL | Buy | Kimco Realty 6.90% Perp Call8/pfd | $309,000 | +24.6% | 11,826 | +22.9% | 0.03% | +11.5% |
| SIEGY | Siemens Ag-Spons ADR | $315,000 | -2.2% | 2,385 | 0.0% | 0.03% | -12.1% | |
| ALLE | Sell | Allegion PLC | $315,000 | +1.6% | 5,559 | -6.4% | 0.03% | -9.4% |
| Sell | Sunstone Hotel 8.00% Perp CUMpfd | $314,000 | +1.6% | 11,950 | -0.7% | 0.03% | -9.4% | |
| OPRFCL | Realty Income 6.625% Call 2/17pfd | $311,000 | +3.7% | 11,900 | 0.0% | 0.03% | -6.5% | |
| SLRACL | Sell | Solar Capital 6.75% Cl 11/17pfd | $306,000 | +1.3% | 12,500 | -3.8% | 0.03% | -6.5% |
| SCPZF | New | Sprott Resource Corp | $297,000 | – | 100,000 | +100.0% | 0.03% | – |
| NU | Sell | Northeast Utilities | $298,000 | -8.3% | 6,303 | -11.8% | 0.03% | -17.6% |
| Citigroup Inc 5.95% Perp Callpfd | $298,000 | +3.5% | 295,000 | 0.0% | 0.03% | -6.7% | ||
| THGA | Sell | Hanover Insurance 6.35% Cl 3/1pfd | $300,000 | +2.4% | 12,200 | -3.9% | 0.03% | -6.7% |
| RHI | Sell | Robert Half Intl Inc | $301,000 | -1.6% | 6,300 | -13.7% | 0.03% | -12.5% |
| SYK | Sell | Stryker Corp | $298,000 | -11.6% | 3,535 | -14.5% | 0.03% | -20.0% |
| MERPRFCL | Merrill Lynch 7.28% Perp Cl 9/pfd | $298,000 | +1.7% | 11,503 | 0.0% | 0.03% | -6.7% | |
| TSLA | Sell | Tesla Motors Inc | $304,000 | +13.0% | 1,268 | -1.6% | 0.03% | 0.0% |
| GWW | Buy | Grainger (W.W.) Inc | $289,000 | +33.8% | 1,138 | +33.4% | 0.03% | +22.7% |
| ARGD | Sell | Argo Group 6.5% Sr Notes Callpfd | $293,000 | +3.9% | 11,850 | -3.3% | 0.03% | -6.9% |
| DTTCL | Buy | Deutsche Bnk 6.625% Prp Cl 8/1pfd | $289,000 | +0.7% | 11,315 | +1.2% | 0.03% | -10.0% |
| SANPRA | Sell | Banco Santander 6.80% QDI Clblpfd | $286,000 | -2.7% | 11,182 | -3.5% | 0.03% | -10.0% |
| ADS | New | Alliance Data Systems Corp | $293,000 | – | 1,043 | +100.0% | 0.03% | – |
| FNK | Buy | First Trust Mid Cap Value ETF | $294,000 | +9.7% | 9,168 | +4.4% | 0.03% | -3.6% |
| IYE | Buy | iShares DJ US Energy Sector | $273,000 | +11.4% | 4,814 | +0.0% | 0.03% | +4.0% |
| VHT | New | Vanguard Health Care Vipers | $279,000 | – | 2,500 | +100.0% | 0.03% | – |
| MPC | Marathon Petroleum Corp | $281,000 | -10.5% | 3,602 | 0.0% | 0.03% | -18.8% | |
| MON | Buy | Monsanto Co | $282,000 | +40.3% | 2,263 | +28.4% | 0.03% | +23.8% |
| GJVCL | Sell | News Corp 7.00% 12/1/2095 callpfd | $282,000 | -22.7% | 11,153 | -22.0% | 0.03% | -31.6% |
| STT | Sell | State Street Corp | $275,000 | -30.4% | 4,088 | -28.1% | 0.03% | -36.6% |
| VNOPRK | Buy | Vornado Realty 5.7% Prp Cl 7/1pfd | $276,000 | +8.2% | 11,753 | +0.1% | 0.03% | 0.0% |
| ABC | New | AmerisourceBergen Corp | $267,000 | – | 3,680 | +100.0% | 0.02% | – |
| CPRCCL | Sell | Citigroup 5.8% B1 Call 4/18 QDpfd | $264,000 | -2.9% | 10,800 | -9.2% | 0.02% | -10.7% |
| LULU | Buy | Lululemon Athletica Inc | $267,000 | -14.4% | 6,589 | +10.9% | 0.02% | -21.9% |
| VDC | Vanguard Consumer Staples Vipe | $264,000 | +4.3% | 2,280 | 0.0% | 0.02% | -3.8% | |
| NXPI | New | NXP Semiconductors Nv | $263,000 | – | 3,967 | +100.0% | 0.02% | – |
| TTE | Total SA-Spon ADR | $271,000 | +10.2% | 3,753 | 0.0% | 0.02% | 0.0% | |
| FNY | Sell | First Trust Mid Cap Growth Alp | $271,000 | +1.9% | 9,360 | -0.6% | 0.02% | -7.4% |
| OAKSPRA | New | Five Oaks Investment 8.75%Perppfd | $261,000 | – | 10,410 | +100.0% | 0.02% | – |
| ROP | New | Roper Industries Inc | $256,000 | – | 1,750 | +100.0% | 0.02% | – |
| CTY | Sell | CenturyLink Quest 6.125%Nts Clpfd | $256,000 | +1.2% | 11,000 | -4.3% | 0.02% | -7.7% |
| PCL | Plum Creek Timber Co | $254,000 | +7.2% | 5,629 | 0.0% | 0.02% | 0.0% | |
| EMC | New | EMC Corp/Mass | $247,000 | – | 9,368 | +100.0% | 0.02% | – |
| OGE | OGE Energy Corp | $250,000 | +6.4% | 6,400 | 0.0% | 0.02% | -4.2% | |
| FXI | iShares FTSE/Xinhua China 25 | $248,000 | +3.8% | 6,685 | 0.0% | 0.02% | -8.0% | |
| BACPRE | Sell | BAC Flt LIB+35 BB+ NCU QDI Clpfd | $243,000 | -4.7% | 10,845 | -8.4% | 0.02% | -11.5% |
| Sell | Check Point Software Tech | $249,000 | -25.7% | 3,709 | -25.1% | 0.02% | -34.3% | |
| HUBB | Hubbell Inc -Cl B | $246,000 | +2.5% | 2,000 | 0.0% | 0.02% | -8.0% | |
| TCOPRJ | Sell | Taubman Centers 6.5% CUM NA Clpfd | $247,000 | +2.9% | 9,951 | -2.0% | 0.02% | -8.0% |
| LRCX | New | Lam Research Corp | $246,000 | – | 3,647 | +100.0% | 0.02% | – |
| NLYPRCCL | Buy | Annaly Capital 7.625% Perp Clpfd | $238,000 | +2.6% | 9,649 | +1.2% | 0.02% | -8.3% |
| EWC | iShares MSCI Canada Index | $234,000 | +9.3% | 7,250 | 0.0% | 0.02% | 0.0% | |
| IYH | iShares DJ US Healthcare Sec | $234,000 | +4.0% | 1,829 | 0.0% | 0.02% | -4.3% | |
| ZBRA | New | Zebra Technologies Corp-Cl A | $239,000 | – | 2,900 | +100.0% | 0.02% | – |
| BHI | New | Baker Hughes Inc | $239,000 | – | 3,210 | +100.0% | 0.02% | – |
| TXN | Texas Instruments Inc | $229,000 | +1.3% | 4,800 | 0.0% | 0.02% | -8.7% | |
| NRFPRD | New | NorthStar Realty Fin 8.50% CUMpfd | $220,000 | – | 8,640 | +100.0% | 0.02% | – |
| ETP | Sell | Energy Transfer Partners LP | $223,000 | -7.9% | 3,846 | -14.3% | 0.02% | -16.0% |
| VEU | New | Vanguard FTSE All-World Ex-US | $222,000 | – | 4,248 | +100.0% | 0.02% | – |
| BCSPRCL | Sell | Barclay's 6.625% Perpetual 9/1pfd | $221,000 | -5.6% | 8,699 | -6.0% | 0.02% | -12.5% |
| EWG | New | iShares MSCI Germany Index | $229,000 | – | 7,330 | +100.0% | 0.02% | – |
| VNODCL | Sell | Vornado Realty7.875% 2039 Cl 1pfd | $223,000 | -3.5% | 8,750 | -2.2% | 0.02% | -12.5% |
| TMO | New | Thermo Fisher Scientific Inc | $230,000 | – | 1,950 | +100.0% | 0.02% | – |
| UDR | New | UDR Inc | $217,000 | – | 7,580 | +100.0% | 0.02% | – |
| CBI | New | Chicago Bridge & Iron-NY Shr | $214,000 | – | 3,142 | +100.0% | 0.02% | – |
| TBF | ProShares Short 20+ Treasury | $209,000 | -5.0% | 7,245 | 0.0% | 0.02% | -13.0% | |
| New | Teekay Offshore 7.25%Perp CUMpfd | $210,000 | – | 8,008 | +100.0% | 0.02% | – | |
| HRL | New | Hormel Foods Corp | $215,000 | – | 4,365 | +100.0% | 0.02% | – |
| PBA | New | Pembina Pipeline Corp | $213,000 | – | 4,964 | +100.0% | 0.02% | – |
| JMPB | New | JMP Group 8.00% SrDeb Due1/202pfd | $211,000 | – | 8,300 | +100.0% | 0.02% | – |
| METPRA | Sell | MetLife 3MoLibor+100 Min 4.0%pfd | $212,000 | -8.2% | 8,965 | -10.0% | 0.02% | -16.7% |
| SXL | Buy | Sunoco Logistics Partners LP | $212,000 | +3.9% | 4,500 | +100.0% | 0.02% | -4.8% |
| BLK | Blackrock Inc | $205,000 | +2.0% | 640 | 0.0% | 0.02% | -9.5% | |
| VRX | New | Valeant Pharmaceuticals Intern | $206,000 | – | 1,632 | +100.0% | 0.02% | – |
| CLNYPRA | New | Colony Financial8.50% Perp CUMpfd | $205,000 | – | 7,602 | +100.0% | 0.02% | – |
| AFL | New | Aflac Inc | $206,000 | – | 3,302 | +100.0% | 0.02% | – |
| HSY | Hershey Co/The | $208,000 | -6.7% | 2,134 | 0.0% | 0.02% | -17.4% | |
| BBTPRECL | New | BB&T Capital 5.625% Call 8/201pfd | $208,000 | – | 8,750 | +100.0% | 0.02% | – |
| ATEN | New | A10 Networks Inc | $200,000 | – | 15,000 | +100.0% | 0.02% | – |
| AIG | New | American International Group | $202,000 | – | 3,696 | +100.0% | 0.02% | – |
| BPL | New | Buckeye Partners LP | $203,000 | – | 2,450 | +100.0% | 0.02% | – |
| Sell | Seaspan 9.50% 1/2049 Call 1/20pfd | $202,000 | -5.6% | 7,285 | -6.4% | 0.02% | -13.6% | |
| FBC | Flagstar Bancorp Inc | $181,000 | -18.5% | 10,000 | 0.0% | 0.02% | -26.1% | |
| Amarillo Gold Corp | $151,000 | -25.6% | 1,400,000 | 0.0% | 0.01% | -33.3% | ||
| EWS | Sell | iShares MSCI Singapore Index | $137,000 | +2.2% | 10,117 | -1.1% | 0.01% | -7.1% |
| New | Ivanhoe Mines Ltd | $126,000 | – | 100,000 | +100.0% | 0.01% | – | |
| FTR | Buy | Frontier Communications Corp | $99,000 | +12.5% | 16,871 | +9.8% | 0.01% | 0.0% |
| Sierra Vista Bank | $82,000 | +22.4% | 20,000 | 0.0% | 0.01% | +14.3% | ||
| WARM | Buy | HPEV Inc | $48,000 | +45.5% | 51,150 | +145.9% | 0.00% | +33.3% |
| EMX | Eurasian Minerals Inc | $44,000 | -21.4% | 54,086 | 0.0% | 0.00% | -33.3% | |
| CERS | Cerus Corp | $42,000 | -12.5% | 10,000 | 0.0% | 0.00% | -20.0% | |
| ZGNX | Zogenix Inc | $20,000 | -28.6% | 10,000 | 0.0% | 0.00% | -33.3% | |
| SVM | Silvercorp Metals Inc | $21,000 | +5.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| DIAGF | Spectral Diagnostics Inc | $8,000 | +14.3% | 25,000 | 0.0% | 0.00% | 0.0% | |
| Li & Fung Ltd Ord New | $15,000 | 0.0% | 10,000 | 0.0% | 0.00% | -50.0% | ||
| ITKG | Integral Technologies Inc | $5,000 | 0.0% | 17,000 | 0.0% | 0.00% | -100.0% | |
| PIED | Piedmont Mining Co Inc | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| IGFFF | Infinito Gold Ltd | $0 | – | 33,130 | 0.0% | 0.00% | – | |
| VOYT | Voyant International Corp | $0 | – | 53,652 | 0.0% | 0.00% | – | |
| GSXN | Gasco Energy Inc | $0 | -100.0% | 12,245 | 0.0% | 0.00% | – | |
| EMC Metals Corp | $2,000 | +100.0% | 23,400 | 0.0% | 0.00% | – | ||
| ENTI | Encounter Technologies Inc | $0 | – | 62,000 | 0.0% | 0.00% | – | |
| TVLYQ | New | Tri-Valley Corporation | $0 | – | 15,600 | +100.0% | 0.00% | – |
| NBY | Exit | Novabay Pharmaceuticals Inc | $0 | – | -23,333 | -100.0% | -0.00% | – |
| YGE | Exit | Yingli Green Energy Holding Co | $0 | – | -15,000 | -100.0% | -0.01% | – |
| GLNCY | Exit | Glencore Xstrata | $0 | – | -12,201 | -100.0% | -0.01% | – |
| MFAPRB | Exit | MFA Financial 7.5% Prp Cl 4/15pfd | $0 | – | -8,607 | -100.0% | -0.02% | – |
| IUSV | Exit | iShares Russell 3000 Value | $0 | – | -1,714 | -100.0% | -0.02% | – |
| ABRPRC | Exit | Arbor Realty 8.50% CUM Perp Capfd | $0 | – | -8,700 | -100.0% | -0.02% | – |
| FLS | Exit | Flowserve Corp | $0 | – | -2,676 | -100.0% | -0.02% | – |
| BEEPRACL | Exit | Strategic Hotels&Rsrts 8.50% Cpfd | $0 | – | -9,871 | -100.0% | -0.03% | – |
| Exit | Actavis LTD | $0 | – | -1,238 | -100.0% | -0.03% | – | |
| VTV | Exit | Vanguard Value Vipers | $0 | – | -3,378 | -100.0% | -0.03% | – |
| VDE | Exit | Vanguard Energy ETF | $0 | – | -2,025 | -100.0% | -0.03% | – |
| PVTD | Exit | PrivateBancorp PVTB 7.125% Calpfd | $0 | – | -12,595 | -100.0% | -0.03% | – |
| PSX | Exit | Phillips 66 | $0 | – | -5,249 | -100.0% | -0.04% | – |
| AEFCL | Exit | AEGON NV 7.25%BBB QDI Called 6pfd | $0 | – | -23,325 | -100.0% | -0.06% | – |
| BRCM | Exit | Broadcom Corp-Cl A | $0 | – | -24,687 | -100.0% | -0.08% | – |
| SPWR | Exit | SunPower Corp | $0 | – | -30,000 | -100.0% | -0.10% | – |
| IHG | Exit | InterContinental Hotels-ADR | $0 | – | -58,959 | -100.0% | -0.20% | – |
| PRU | Exit | Prudential Financial Inc | $0 | – | -28,857 | -100.0% | -0.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 7.8% |
| SPDR Technology Select Sector | 42 | Q3 2023 | 5.4% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.6% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.2% |
| COSTCO WHSL CORP NEW | 42 | Q3 2023 | 3.1% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 2.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 2.5% |
| WELLS FARGO CO NEW | 42 | Q3 2023 | 2.7% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 1.8% |
| Vanguard Total Stock Mk Vipers | 42 | Q3 2023 | 3.0% |
View KCM INVESTMENT ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NETWORK EQUIPMENT TECHNOLOGIES INC | August 15, 2007 | 11,000 | 0.0% |
| ALEXANDERS J CORP | February 14, 2006 | 177,100 | 2.7% |
| ALEXANDERS J CORP | February 20, 2004 | 846,200 | 13.2% |
View KCM INVESTMENT ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
View KCM INVESTMENT ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.