$360 Million is the total value of EQUITEC SPECIALISTS, LLC's 80 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 83.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IRDMB | Buy | IRIDIUM COMMUNICATIONS INCperp pfd cnv b | $74,884,000 | -14.9% | 118,594 | +10.2% | 20.83% | +7.2% |
| Buy | MERCADOLIBRE INCnote 2.250% 7/0 | $28,766,000 | +3.6% | 12,405,000 | +20.4% | 8.00% | +30.4% | |
| New | RED HAT INCnote 0.250%10/0 | $20,965,000 | – | 8,827,000 | +100.0% | 5.83% | – | |
| Buy | VECTOR GROUP LTDfrnt 1/1 | $19,372,000 | +19.7% | 18,881,000 | +25.4% | 5.39% | +50.8% | |
| BABA | New | ALIBABA GROUP HLDG LTDput | $17,449,000 | – | 127,300 | +100.0% | 4.85% | – |
| EPRPRC | Buy | EPR PPTYSpfd c cnv 5.75% | $16,858,000 | +8.8% | 626,910 | +13.3% | 4.69% | +37.0% |
| RYAMPRA | Buy | RAYONIER ADVANCED MATLS INCpfd cv ser a | $14,248,000 | -34.6% | 173,064 | +1.7% | 3.96% | -17.6% |
| New | MICRON TECHNOLOGY INCnote 3.125% 5/0 | $12,711,000 | – | 4,000,000 | +100.0% | 3.54% | – | |
| HESPRA | Sell | HESS CORPdep pdf sr a | $12,334,000 | -55.1% | 248,420 | -28.2% | 3.43% | -43.5% |
| CCIPRA | Buy | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $11,159,000 | +252.6% | 10,605 | +263.9% | 3.10% | +344.1% |
| DTV | New | DTE ENERGY COunit 99/99/9999 | $10,310,000 | – | 199,573 | +100.0% | 2.87% | – |
| HES | New | HESS CORPput | $9,769,000 | – | 241,200 | +100.0% | 2.72% | – |
| Buy | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $9,427,000 | -0.6% | 3,260,000 | +41.7% | 2.62% | +25.2% | |
| CNPPRB | New | CENTERPOINT ENERGY INCdep rp pfd cv b | $9,069,000 | – | 180,038 | +100.0% | 2.52% | – |
| BDXA | Sell | BECTON DICKINSON & CO | $8,532,000 | -53.8% | 147,951 | -47.6% | 2.37% | -41.8% |
| TSLA | Buy | TESLA INCput | $7,621,000 | +34.5% | 22,900 | +7.0% | 2.12% | +69.3% |
| Sell | CITRIX SYS INCnote 0.500% 4/1 | $6,448,000 | -83.3% | 4,541,000 | -81.9% | 1.79% | -79.0% | |
| Buy | 51JOB INCnote 3.250% 4/1 | $4,403,000 | -13.8% | 3,000,000 | +6.3% | 1.22% | +8.6% | |
| NBRPRA | Buy | NABORS INDUSTRIES LTD6% pfd cnv sr a | $4,061,000 | +114.8% | 226,850 | +429.4% | 1.13% | +170.1% |
| QTSPRB | Buy | QTS RLTY TR INC6.50% con pfd b | $3,937,000 | +1526.9% | 41,755 | +1721.0% | 1.10% | +1966.0% |
| SREPRA | New | SEMPRA ENERGY6% pfd conv a | $3,753,000 | – | 39,464 | +100.0% | 1.04% | – |
| New | REPLIGEN CORPnote 2.125% 6/0 | $3,734,000 | – | 2,200,000 | +100.0% | 1.04% | – | |
| BXC | Buy | BLUELINX HLDGS INC | $3,196,000 | +27.3% | 129,343 | +62.2% | 0.89% | +60.2% |
| EPR | Sell | EPR PPTYSput | $2,708,000 | -40.5% | 42,300 | -36.4% | 0.75% | -25.1% |
| Sell | MICRON TECHNOLOGY INCnote 3.000%11/1 | $2,583,000 | -90.1% | 2,330,000 | -86.1% | 0.72% | -87.5% | |
| VRTSP | Buy | VIRTUS INVT PARTNERS INCpfd cv ser d | $2,475,000 | -15.3% | 32,613 | +10.8% | 0.69% | +6.5% |
| New | NOVELLUS SYS INCnote 2.625% 5/1 | $2,474,000 | – | 600,000 | +100.0% | 0.69% | – | |
| New | ILLUMINA INCnote 6/1 | $2,439,000 | – | 2,000,000 | +100.0% | 0.68% | – | |
| RYAM | Buy | RAYONIER ADVANCED MATLS INCput | $2,363,000 | +283.0% | 221,900 | +562.4% | 0.66% | +383.1% |
| MU | Buy | MICRON TECHNOLOGY INCput | $2,221,000 | +227.6% | 70,000 | +366.7% | 0.62% | +312.0% |
| VGR | Buy | VECTOR GROUP LTDput | $2,106,000 | +68.1% | 216,400 | +138.1% | 0.59% | +111.6% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $2,044,000 | – | 132,535 | +100.0% | 0.57% | – |
| EPRPRE | Buy | EPR PPTYSconv pfd 9% sr e | $1,789,000 | +66.7% | 52,613 | +76.1% | 0.50% | +110.1% |
| Buy | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $1,753,000 | +80.7% | 5,000,000 | +100.0% | 0.49% | +128.0% | |
| EPR | Buy | EPR PPTYScall | $1,409,000 | +20.4% | 22,000 | +28.7% | 0.39% | +51.9% |
| TWNKW | Buy | HOSTESS BRANDS INC*w exp 11/04/202 | $1,287,000 | +19.6% | 1,385,639 | +36.4% | 0.36% | +50.4% |
| VGR | New | VECTOR GROUP LTD | $1,189,000 | – | 122,196 | +100.0% | 0.33% | – |
| New | LIVE NATION ENTERTAINMENT INnote 2.500% 5/1 | $1,179,000 | – | 831,000 | +100.0% | 0.33% | – | |
| MTSC | New | MTS SYS CORPput | $971,000 | – | 24,200 | +100.0% | 0.27% | – |
| REDWOOD TR INCnote 4.750% 8/1 | $916,000 | -4.3% | 1,000,000 | 0.0% | 0.26% | +20.9% | ||
| SJIU | Sell | SOUTH JERSEY INDS INCunit 99/99/9999 | $898,000 | -62.6% | 19,145 | -55.3% | 0.25% | -52.8% |
| AIG | New | AMERICAN INTL GROUP INC | $804,000 | – | 20,401 | +100.0% | 0.22% | – |
| SNR | NEW SR INVT GROUP INC | $801,000 | -30.2% | 194,467 | 0.0% | 0.22% | -11.9% | |
| AIG | Buy | AMERICAN INTL GROUP INCput | $796,000 | +19.5% | 20,200 | +61.6% | 0.22% | +50.3% |
| RILY | New | B RILEY FINL INC | $780,000 | – | 54,920 | +100.0% | 0.22% | – |
| IRDM | New | IRIDIUM COMMUNICATIONS INCput | $745,000 | – | 40,400 | +100.0% | 0.21% | – |
| BW | Buy | BABCOCK & WILCOX ENTERPRIS I | $681,000 | -31.4% | 1,743,496 | +81.0% | 0.19% | -13.7% |
| RYAM | New | RAYONIER ADVANCED MATLS INCcall | $681,000 | – | 63,900 | +100.0% | 0.19% | – |
| MMDM | New | MODERN MEDIA ACQUISITION | $615,000 | – | 60,259 | +100.0% | 0.17% | – |
| HES | New | HESS CORPcall | $608,000 | – | 15,000 | +100.0% | 0.17% | – |
| MGYWS | Sell | MAGNOLIA OIL & GAS CORP*w exp 07/31/202 | $597,000 | -56.4% | 196,968 | -32.7% | 0.17% | -45.0% |
| CNP | New | CENTERPOINT ENERGY INCput | $565,000 | – | 20,000 | +100.0% | 0.16% | – |
| BDX | New | BECTON DICKINSON & COput | $496,000 | – | 2,200 | +100.0% | 0.14% | – |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr secs | $453,000 | – | 10,843 | +100.0% | 0.13% | – |
| AMZN | Sell | AMAZON COM INC | $451,000 | -88.7% | 300 | -85.0% | 0.12% | -85.9% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDput | $427,000 | -39.3% | 27,700 | -15.3% | 0.12% | -23.7% |
| LINDW | Sell | LINDBLAD EXPEDITIONS HLDGS I*w exp 07/08/202 | $419,000 | -48.3% | 130,605 | -33.9% | 0.12% | -34.6% |
| RXN | New | REXNORD CORP NEWput | $409,000 | – | 17,800 | +100.0% | 0.11% | – |
| XNCR | Buy | XENCOR INC | $355,000 | +65.9% | 9,817 | +78.8% | 0.10% | +110.6% |
| TSLA | TESLA INCcall | $333,000 | +25.7% | 1,000 | 0.0% | 0.09% | +57.6% | |
| NBR | New | NABORS INDUSTRIES LTDput | $331,000 | – | 165,400 | +100.0% | 0.09% | – |
| FTRCQ | Sell | FRONTIER COMMUNICATIONS CORPcall | $327,000 | -63.4% | 137,400 | -0.2% | 0.09% | -53.8% |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $268,000 | – | 16,850 | +100.0% | 0.08% | – |
| TMCX | TRINITY MERGER CORP | $250,000 | +1.6% | 25,000 | 0.0% | 0.07% | +29.6% | |
| MOSCU | New | MOSAIC ACQUISITION CORPunit 99/99/9999 | $251,000 | – | 24,800 | +100.0% | 0.07% | – |
| GE | New | GENERAL ELECTRIC CO | $238,000 | – | 31,400 | +100.0% | 0.07% | – |
| PBPB | Buy | POTBELLY CORP | $188,000 | -22.6% | 23,343 | +18.2% | 0.05% | -3.7% |
| GOGO | New | GOGO INC | $164,000 | – | 54,801 | +100.0% | 0.05% | – |
| VGR | VECTOR GROUP LTDcall | $162,000 | -29.3% | 16,600 | 0.0% | 0.04% | -11.8% | |
| AIGWS | Sell | AMERICAN INTL GROUP INC*w exp 01/19/202 | $137,000 | -90.4% | 25,100 | -74.4% | 0.04% | -88.0% |
| GOGO | New | GOGO INCput | $135,000 | – | 45,200 | +100.0% | 0.04% | – |
| NBR | New | NABORS INDUSTRIES LTDcall | $91,000 | – | 45,400 | +100.0% | 0.02% | – |
| HCHC | New | HC2 HLDGS INC | $71,000 | – | 27,000 | +100.0% | 0.02% | – |
| FTRCQ | FRONTIER COMMUNICATIONS CORPput | $47,000 | -63.6% | 19,900 | 0.0% | 0.01% | -53.6% | |
| MNKD | MANNKIND CORPcall | $30,000 | -42.3% | 28,400 | 0.0% | 0.01% | -27.3% | |
| GTYHW | Sell | GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202 | $22,000 | -86.3% | 28,378 | -78.0% | 0.01% | -83.3% |
| TACOW | Sell | DEL TACO RESTAURANTS INC*w exp 06/30/202 | $15,000 | -70.6% | 13,472 | -39.7% | 0.00% | -63.6% |
| DSKEW | New | DASEKE INC*w exp 02/27/202 | $3,000 | – | 17,969 | +100.0% | 0.00% | – |
| JSYNW | JENSYN ACQUISITION CORP*w exp 03/07/202 | $2,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | |
| KAACW | Exit | KAYNE ANDERSON ACQUISITION*w exp 06/30/202 | $0 | – | -11,299 | -100.0% | -0.00% | – |
| DSKE | Exit | DASEKE INCput | $0 | – | -17,800 | -100.0% | -0.03% | – |
| NXEOW | Exit | NEXEO SOLUTIONS INC*w exp 06/09/202 | $0 | – | -159,738 | -100.0% | -0.04% | – |
| SMPL | Exit | SIMPLY GOOD FOODS COput | $0 | – | -10,000 | -100.0% | -0.04% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -13,800 | -100.0% | -0.04% | – |
| KMIPRA | Exit | KINDER MORGAN INC DELpfd ser a | $0 | – | -6,273 | -100.0% | -0.05% | – |
| MOMO | Exit | MOMO INCput | $0 | – | -5,000 | -100.0% | -0.05% | – |
| MOMO | Exit | MOMO INCadr | $0 | – | -5,000 | -100.0% | -0.05% | – |
| NYT | Exit | NEW YORK TIMES COput | $0 | – | -10,000 | -100.0% | -0.05% | – |
| IRDM | Exit | IRIDIUM COMMUNICATIONS INCcall | $0 | – | -11,000 | -100.0% | -0.06% | – |
| MOSCU | Exit | MOSAIC ACQUISITION CORPunit 99/99/9999 | $0 | – | -24,800 | -100.0% | -0.06% | – |
| OSTK | Exit | OVERSTOCK COM INC DEL | $0 | – | -12,000 | -100.0% | -0.07% | – |
| TWNK | Exit | HOSTESS BRANDS INCcall | $0 | – | -35,300 | -100.0% | -0.09% | – |
| SRE | Exit | SEMPRA ENERGY | $0 | – | -3,855 | -100.0% | -0.10% | – |
| FGWS | Exit | FGL HLDGS*w exp 11/30/202 | $0 | – | -251,123 | -100.0% | -0.11% | – |
| AREPRD | Exit | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $0 | – | -15,039 | -100.0% | -0.12% | – |
| NYT | Exit | NEW YORK TIMES COcall | $0 | – | -23,800 | -100.0% | -0.12% | – |
| BKH | Exit | BLACK HILLS CORPcall | $0 | – | -10,500 | -100.0% | -0.14% | – |
| AAPL | Exit | APPLE INC | $0 | – | -2,900 | -100.0% | -0.14% | – |
| Exit | SERVICENOW INCnote 11/0 | $0 | – | -254,000 | -100.0% | -0.15% | – | |
| AABA | Exit | ALTABA INCput | $0 | – | -10,100 | -100.0% | -0.15% | – |
| TSLA | Exit | TESLA INC | $0 | – | -2,900 | -100.0% | -0.17% | – |
| CIEN | Exit | CIENA CORPput | $0 | – | -34,600 | -100.0% | -0.24% | – |
| Exit | CIENA CORPdebt 4.000%12/1 | $0 | – | -704,000 | -100.0% | -0.25% | – | |
| CTRP | Exit | CTRIP COM INTL LTDcall | $0 | – | -36,500 | -100.0% | -0.30% | – |
| AMZN | Exit | AMAZON COM INCcall | $0 | – | -800 | -100.0% | -0.35% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -1,100 | -100.0% | -0.49% | – |
| Exit | AMTRUST FINL SVCS INCnote 5.500%12/1 | $0 | – | -1,850,000 | -100.0% | -0.52% | – | |
| Exit | CONVERGYS CORPsdcv 5.750% 9/1 | $0 | – | -2,500,000 | -100.0% | -1.20% | – | |
| CTRP | Exit | CTRIP COM INTL LTDput | $0 | – | -183,900 | -100.0% | -1.51% | – |
| RPTPRD | Exit | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $0 | – | -173,942 | -100.0% | -2.07% | – |
| Exit | AIR LEASE CORPnote 3.875%12/0 | $0 | – | -10,370,000 | -100.0% | -3.60% | – | |
| Exit | CTRIP COM INTL LTDnote 1.250%10/1 | $0 | – | -16,300,000 | -100.0% | -3.60% | – | |
| BKHU | Exit | BLACK HILLS CORPunit 99/99/9999 | $0 | – | -663,371 | -100.0% | -9.15% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EPR PPTYS | 23 | Q2 2020 | 4.7% |
| XENCOR INC | 20 | Q4 2019 | 0.1% |
| TESLA MTRS INC | 18 | Q1 2021 | 12.9% |
| HOSTESS BRANDS INC | 18 | Q1 2021 | 1.4% |
| IRIDIUM COMMUNICATIONS INC | 16 | Q1 2019 | 21.2% |
| RAMCO-GERSHENSON PPTYS TR | 16 | Q3 2018 | 9.2% |
| VECTOR GROUP LTD | 16 | Q4 2018 | 5.4% |
| SPDR S&P 500 ETF TR | 16 | Q1 2021 | 0.5% |
| NOVELLUS SYS INC | 15 | Q1 2021 | 19.3% |
| AMERICAN INTL GROUP INC | 15 | Q4 2020 | 6.5% |
View EQUITEC SPECIALISTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-07-20 |
| 13F-HR | 2021-04-19 |
| 13F-HR | 2021-01-26 |
| 13F-HR | 2020-10-13 |
| 13F-HR | 2020-07-20 |
| 13F-HR | 2020-04-23 |
| 13F-HR | 2020-01-17 |
| 13F-HR/A | 2019-11-01 |
| 13F-HR | 2019-10-29 |
| 13F-HR | 2019-07-09 |
View EQUITEC SPECIALISTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.