$453 Million is the total value of EQUITEC SPECIALISTS, LLC's 80 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 75.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IRDMB | Buy | IRIDIUM COMMUNICATIONS INCperp pfd cnv b | $87,955,000 | +540.3% | 107,580 | +326.7% | 19.43% | +1220.7% |
| BKHU | Buy | BLACK HILLS CORPunit 99/99/9999 | $41,434,000 | +35.5% | 663,371 | +43.9% | 9.15% | +179.5% |
| Buy | CITRIX SYS INCnote 0.500% 4/1 | $38,623,000 | +32.3% | 25,147,000 | +25.1% | 8.53% | +173.0% | |
| New | MERCADOLIBRE INCnote 2.250% 7/0 | $27,778,000 | – | 10,300,000 | +100.0% | 6.14% | – | |
| HESPRA | Buy | HESS CORPdep pdf sr a | $27,484,000 | +364.3% | 345,799 | +340.3% | 6.07% | +857.6% |
| Sell | MICRON TECHNOLOGY INCnote 3.000%11/1 | $26,038,000 | -69.8% | 16,802,000 | -64.9% | 5.75% | -37.7% | |
| RYAMPRA | Buy | RAYONIER ADVANCED MATLS INCpfd cv ser a | $21,786,000 | +29.5% | 170,139 | +23.9% | 4.81% | +167.2% |
| BDXA | Buy | BECTON DICKINSON & CO | $18,466,000 | +4382.0% | 282,534 | +4137.8% | 4.08% | +9170.5% |
| Buy | CTRIP COM INTL LTDnote 1.250%10/1 | $16,298,000 | -11.0% | 16,300,000 | +8.7% | 3.60% | +83.6% | |
| Buy | AIR LEASE CORPnote 3.875%12/0 | $16,294,000 | +65.7% | 10,370,000 | +52.0% | 3.60% | +241.8% | |
| Sell | VECTOR GROUP LTDfrnt 1/1 | $16,180,000 | -48.4% | 15,058,000 | -36.1% | 3.57% | +6.5% | |
| EPRPRC | Buy | EPR PPTYSpfd c cnv 5.75% | $15,492,000 | +28.7% | 553,100 | +22.5% | 3.42% | +165.7% |
| Buy | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $9,481,000 | +1.2% | 2,300,000 | +17.5% | 2.09% | +108.8% | |
| RPTPRD | Buy | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $9,362,000 | +12.0% | 173,942 | +10.6% | 2.07% | +131.1% |
| CTRP | Buy | CTRIP COM INTL LTDput | $6,836,000 | +1671.0% | 183,900 | +2170.4% | 1.51% | +3582.9% |
| TSLA | New | TESLA INCput | $5,666,000 | – | 21,400 | +100.0% | 1.25% | – |
| Sell | CONVERGYS CORPsdcv 5.750% 9/1 | $5,442,000 | -84.1% | 2,500,000 | -83.3% | 1.20% | -67.2% | |
| Sell | 51JOB INCnote 3.250% 4/1 | $5,108,000 | -63.7% | 2,821,000 | -54.1% | 1.13% | -25.2% | |
| EPR | Sell | EPR PPTYSput | $4,549,000 | -21.2% | 66,500 | -25.4% | 1.00% | +62.6% |
| AMZN | New | AMAZON COM INC | $4,006,000 | – | 2,000 | +100.0% | 0.88% | – |
| CCIPRA | Sell | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $3,165,000 | -81.0% | 2,914 | -81.3% | 0.70% | -60.8% |
| VRTSP | Buy | VIRTUS INVT PARTNERS INCpfd cv ser d | $2,923,000 | +25.6% | 29,444 | +38.6% | 0.65% | +159.4% |
| BXC | Buy | BLUELINX HLDGS INC | $2,511,000 | +247.8% | 79,739 | +314.7% | 0.56% | +620.8% |
| SJIU | Sell | SOUTH JERSEY INDS INCunit 99/99/9999 | $2,398,000 | -44.7% | 42,829 | -45.9% | 0.53% | +14.2% |
| AMTRUST FINL SVCS INCnote 5.500%12/1 | $2,350,000 | -0.2% | 1,850,000 | 0.0% | 0.52% | +106.0% | ||
| AMZN | Sell | AMAZON COM INCput | $2,203,000 | -87.9% | 1,100 | -89.7% | 0.49% | -75.0% |
| NBRPRA | Sell | NABORS INDUSTRIES LTD6% pfd cnv sr a | $1,891,000 | -49.1% | 42,850 | -46.8% | 0.42% | +5.3% |
| AMZN | New | AMAZON COM INCcall | $1,602,000 | – | 800 | +100.0% | 0.35% | – |
| AIGWS | New | AMERICAN INTL GROUP INC*w exp 01/19/202 | $1,433,000 | – | 97,991 | +100.0% | 0.32% | – |
| MGYWS | New | MAGNOLIA OIL & GAS CORP*w exp 07/31/202 | $1,369,000 | – | 292,547 | +100.0% | 0.30% | – |
| CTRP | Buy | CTRIP COM INTL LTDcall | $1,357,000 | +505.8% | 36,500 | +676.6% | 0.30% | +1150.0% |
| VGR | Buy | VECTOR GROUP LTDput | $1,253,000 | +253.0% | 90,900 | +388.7% | 0.28% | +628.9% |
| EPR | Buy | EPR PPTYScall | $1,170,000 | +144.3% | 17,100 | +131.1% | 0.26% | +405.9% |
| SNR | NEW SR INVT GROUP INC | $1,147,000 | -22.1% | 194,467 | 0.0% | 0.25% | +60.1% | |
| New | CIENA CORPdebt 4.000%12/1 | $1,115,000 | – | 704,000 | +100.0% | 0.25% | – | |
| CIEN | New | CIENA CORPput | $1,081,000 | – | 34,600 | +100.0% | 0.24% | – |
| TWNKW | Sell | HOSTESS BRANDS INC*w exp 11/04/202 | $1,076,000 | -53.0% | 1,015,998 | -24.5% | 0.24% | -2.9% |
| EPRPRE | Buy | EPR PPTYSconv pfd 9% sr e | $1,073,000 | +352.7% | 29,871 | +340.4% | 0.24% | +848.0% |
| BW | Buy | BABCOCK & WILCOX ENTERPRIS I | $992,000 | -21.7% | 963,041 | +81.0% | 0.22% | +61.0% |
| New | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $970,000 | – | 2,500,000 | +100.0% | 0.21% | – | |
| New | REDWOOD TR INCnote 4.750% 8/1 | $957,000 | – | 1,000,000 | +100.0% | 0.21% | – | |
| FTRCQ | Sell | FRONTIER COMMUNICATIONS CORPcall | $894,000 | +8.1% | 137,700 | -10.8% | 0.20% | +121.3% |
| LINDW | New | LINDBLAD EXPEDITIONS HLDGS I*w exp 07/08/202 | $810,000 | – | 197,611 | +100.0% | 0.18% | – |
| TSLA | New | TESLA INC | $768,000 | – | 2,900 | +100.0% | 0.17% | – |
| TEVA | TEVA PHARMACEUTICAL INDS LTDput | $704,000 | -11.4% | 32,700 | 0.0% | 0.16% | +83.5% | |
| AABA | Sell | ALTABA INCput | $688,000 | -59.7% | 10,100 | -56.7% | 0.15% | -16.9% |
| MU | Sell | MICRON TECHNOLOGY INCput | $678,000 | -35.4% | 15,000 | -25.0% | 0.15% | +33.9% |
| Sell | SERVICENOW INCnote 11/0 | $671,000 | +1.5% | 254,000 | -10.6% | 0.15% | +108.5% | |
| AIG | Sell | AMERICAN INTL GROUP INCput | $666,000 | -44.4% | 12,500 | -44.7% | 0.15% | +14.8% |
| AAPL | Sell | APPLE INC | $655,000 | +18.0% | 2,900 | -3.3% | 0.14% | +145.8% |
| RYAM | New | RAYONIER ADVANCED MATLS INCput | $617,000 | – | 33,500 | +100.0% | 0.14% | – |
| BKH | Sell | BLACK HILLS CORPcall | $610,000 | -32.2% | 10,500 | -28.6% | 0.14% | +40.6% |
| NYT | NEW YORK TIMES COcall | $551,000 | -10.6% | 23,800 | 0.0% | 0.12% | +84.8% | |
| AREPRD | Buy | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $522,000 | +3.4% | 15,039 | +4.3% | 0.12% | +113.0% |
| FGWS | New | FGL HLDGS*w exp 11/30/202 | $495,000 | – | 251,123 | +100.0% | 0.11% | – |
| SRE | New | SEMPRA ENERGY | $439,000 | – | 3,855 | +100.0% | 0.10% | – |
| TWNK | Sell | HOSTESS BRANDS INCcall | $391,000 | -46.6% | 35,300 | -34.4% | 0.09% | +10.3% |
| OSTK | Sell | OVERSTOCK COM INC DEL | $332,000 | -54.5% | 12,000 | -44.7% | 0.07% | -6.4% |
| TSLA | New | TESLA INCcall | $265,000 | – | 1,000 | +100.0% | 0.06% | – |
| MOSCU | MOSAIC ACQUISITION CORPunit 99/99/9999 | $252,000 | +1.6% | 24,800 | 0.0% | 0.06% | +107.4% | |
| IRDM | Sell | IRIDIUM COMMUNICATIONS INCcall | $248,000 | -4.2% | 11,000 | -31.7% | 0.06% | +96.4% |
| TMCX | New | TRINITY MERGER CORP | $246,000 | – | 25,000 | +100.0% | 0.05% | – |
| PBPB | New | POTBELLY CORP | $243,000 | – | 19,753 | +100.0% | 0.05% | – |
| QTSPRB | New | QTS RLTY TR INC6.50% con pfd b | $242,000 | – | 2,293 | +100.0% | 0.05% | – |
| VGR | New | VECTOR GROUP LTDcall | $229,000 | – | 16,600 | +100.0% | 0.05% | – |
| NYT | New | NEW YORK TIMES COput | $232,000 | – | 10,000 | +100.0% | 0.05% | – |
| MOMO | New | MOMO INCadr | $219,000 | – | 5,000 | +100.0% | 0.05% | – |
| MOMO | New | MOMO INCput | $219,000 | – | 5,000 | +100.0% | 0.05% | – |
| XNCR | XENCOR INC | $214,000 | +5.4% | 5,489 | 0.0% | 0.05% | +113.6% | |
| KMIPRA | New | KINDER MORGAN INC DELpfd ser a | $209,000 | – | 6,273 | +100.0% | 0.05% | – |
| RCII | New | RENT A CTR INC NEW | $198,000 | – | 13,800 | +100.0% | 0.04% | – |
| SMPL | New | SIMPLY GOOD FOODS COput | $195,000 | – | 10,000 | +100.0% | 0.04% | – |
| NXEOW | Buy | NEXEO SOLUTIONS INC*w exp 06/09/202 | $164,000 | +92.9% | 159,738 | +7.3% | 0.04% | +300.0% |
| GTYHW | New | GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202 | $161,000 | – | 128,865 | +100.0% | 0.04% | – |
| DSKE | New | DASEKE INCput | $143,000 | – | 17,800 | +100.0% | 0.03% | – |
| FTRCQ | Sell | FRONTIER COMMUNICATIONS CORPput | $129,000 | -91.7% | 19,900 | -93.1% | 0.03% | -83.1% |
| TACOW | Buy | DEL TACO RESTAURANTS INC*w exp 06/30/202 | $51,000 | +4.1% | 22,351 | +77.6% | 0.01% | +120.0% |
| MNKD | MANNKIND CORPcall | $52,000 | -3.7% | 28,400 | 0.0% | 0.01% | +83.3% | |
| KAACW | New | KAYNE ANDERSON ACQUISITION*w exp 06/30/202 | $14,000 | – | 11,299 | +100.0% | 0.00% | – |
| JSYNW | New | JENSYN ACQUISITION CORP*w exp 03/07/202 | $2,000 | – | 25,000 | +100.0% | 0.00% | – |
| BACWSB | Exit | BANK AMER CORP*w exp 10/28/201 | $0 | – | -19,092 | -100.0% | -0.00% | – |
| TPGEWS | Exit | TPG PACE ENERGY HLDGS CORP*w exp 99/99/999 | $0 | – | -31,700 | -100.0% | -0.01% | – |
| DSKEW | Exit | DASEKE INC*w exp 02/27/202 | $0 | – | -129,970 | -100.0% | -0.02% | – |
| DSKE | Exit | DASEKE INCcall | $0 | – | -18,400 | -100.0% | -0.02% | – |
| RIOT | Exit | RIOT BLOCKCHAIN INC | $0 | – | -32,700 | -100.0% | -0.02% | – |
| AFSI | Exit | AMTRUST FINL SVCS INCcall | $0 | – | -15,000 | -100.0% | -0.02% | – |
| FTRCQ | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -46,862 | -100.0% | -0.03% | – |
| CIEN | Exit | CIENA CORPcall | $0 | – | -10,000 | -100.0% | -0.03% | – |
| CVG | Exit | CONVERGYS CORPcall | $0 | – | -11,800 | -100.0% | -0.03% | – |
| SMPLW | Exit | SIMPLY GOOD FOODS CO*w exp 07/07/202 | $0 | – | -74,524 | -100.0% | -0.03% | – |
| MDB | Exit | MONGODB INCcl a | $0 | – | -6,813 | -100.0% | -0.04% | – |
| AIZP | Exit | ASSURANT INC6.50% conv pfd d | $0 | – | -3,384 | -100.0% | -0.04% | – |
| WSCWW | Exit | WILLSCOT CORP*w exp 09/10/202 | $0 | – | -423,857 | -100.0% | -0.10% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -30,305 | -100.0% | -0.17% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -6,053 | -100.0% | -0.18% | – |
| MU | Exit | MICRON TECHNOLOGY INCcall | $0 | – | -43,400 | -100.0% | -0.24% | – |
| Exit | FOREST CITY ENTERPRISES INCnote 4.250% 8/1 | $0 | – | -3,000,000 | -100.0% | -0.36% | – | |
| Exit | JANUS HENDERSON GROUP PLCnote 0.750% 7/1 | $0 | – | -2,409,000 | -100.0% | -0.36% | – | |
| WPXP | Exit | WPX ENERGY INCpfd ser a cv | $0 | – | -50,560 | -100.0% | -0.41% | – |
| NOW | Exit | SERVICENOW INCput | $0 | – | -25,000 | -100.0% | -0.46% | – |
| RHT | Exit | RED HAT INCput | $0 | – | -43,000 | -100.0% | -0.62% | – |
| Exit | CIENA CORPnote 3.750%10/1 | $0 | – | -8,917,000 | -100.0% | -1.26% | – | |
| SREPRA | Exit | SEMPRA ENERGY6% pfd conv a | $0 | – | -123,869 | -100.0% | -1.37% | – |
| ANTM | Exit | ANTHEM INCput | $0 | – | -60,700 | -100.0% | -1.55% | – |
| LRCX | Exit | LAM RESEARCH CORPput | $0 | – | -95,600 | -100.0% | -1.77% | – |
| Exit | RED HAT INCnote 0.250%10/0 | $0 | – | -12,470,000 | -100.0% | -2.43% | – | |
| Exit | TAL ED GROUPnote 2.500% 5/1 | $0 | – | -2,980,000 | -100.0% | -2.69% | – | |
| Exit | YAHOO INCnote 12/0 | $0 | – | -24,000,000 | -100.0% | -3.50% | – | |
| Exit | ANTHEM INCnote 2.750%10/1 | $0 | – | -10,779,000 | -100.0% | -3.77% | – | |
| Exit | ALON USA ENERGY INCnote 3.000% 9/1 | $0 | – | -19,982,000 | -100.0% | -4.06% | – | |
| Exit | NOVELLUS SYS INCnote 2.625% 5/1 | $0 | – | -19,251,000 | -100.0% | -10.69% | – | |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 08/31/2018 | $0 | – | -2,699,589 | -100.0% | -21.55% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EPR PPTYS | 23 | Q2 2020 | 4.7% |
| XENCOR INC | 20 | Q4 2019 | 0.1% |
| TESLA MTRS INC | 18 | Q1 2021 | 12.9% |
| HOSTESS BRANDS INC | 18 | Q1 2021 | 1.4% |
| IRIDIUM COMMUNICATIONS INC | 16 | Q1 2019 | 21.2% |
| RAMCO-GERSHENSON PPTYS TR | 16 | Q3 2018 | 9.2% |
| VECTOR GROUP LTD | 16 | Q4 2018 | 5.4% |
| SPDR S&P 500 ETF TR | 16 | Q1 2021 | 0.5% |
| NOVELLUS SYS INC | 15 | Q1 2021 | 19.3% |
| AMERICAN INTL GROUP INC | 15 | Q4 2020 | 6.5% |
View EQUITEC SPECIALISTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-07-20 |
| 13F-HR | 2021-04-19 |
| 13F-HR | 2021-01-26 |
| 13F-HR | 2020-10-13 |
| 13F-HR | 2020-07-20 |
| 13F-HR | 2020-04-23 |
| 13F-HR | 2020-01-17 |
| 13F-HR/A | 2019-11-01 |
| 13F-HR | 2019-10-29 |
| 13F-HR | 2019-07-09 |
View EQUITEC SPECIALISTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.