$5.41 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 271 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 43.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SOUTHWEST AIRLINES COconv | $160,374,000 | +5.0% | 107,298,000 | +6.4% | 2.97% | -0.1% | |
| Sell | PIONEER NATURAL RESOURCEconv | $149,861,000 | -5.7% | 92,897,000 | -6.7% | 2.77% | -10.3% | |
| Buy | DISH NETWORK CORPconv | $137,780,000 | +7.1% | 132,234,000 | +5.1% | 2.55% | +1.9% | |
| Buy | BOOKING HOLDINGS INCconv | $133,052,000 | +11.1% | 90,360,000 | +6.8% | 2.46% | +5.7% | |
| Buy | RINGCENTRAL INCconv | $113,105,000 | +2.3% | 114,128,000 | +14.6% | 2.09% | -2.7% | |
| Sell | PALO ALTO NETWORKSconv | $112,752,000 | -6.0% | 68,015,000 | -22.9% | 2.09% | -10.6% | |
| Buy | EURONET WORLDWIDE INCconv | $106,086,000 | +2.7% | 95,361,000 | +5.2% | 1.96% | -2.2% | |
| Sell | WESTERN DIGITAL CORPconv | $92,313,000 | -13.0% | 91,021,000 | -7.9% | 1.71% | -17.2% | |
| Buy | PEBBLEBROOK HOTEL TRUSTconv | $90,047,000 | -1.2% | 80,372,000 | +0.4% | 1.67% | -6.0% | |
| New | WAYFAIR INCconv | $87,400,000 | – | 87,285,000 | +100.0% | 1.62% | – | |
| Buy | JAZZ INVESTMENTS I LTDconv | $83,737,000 | +121.1% | 72,519,000 | +155.9% | 1.55% | +110.2% | |
| SWT | Buy | STANLEY BLACK & DECKER Iconv pfd | $83,465,000 | -10.8% | 790,384 | +1.7% | 1.54% | -15.2% |
| Buy | SPLUNK INCconv | $79,645,000 | +33.6% | 68,058,000 | +33.0% | 1.47% | +27.1% | |
| Sell | WORKDAY INCconv | $74,417,000 | +1.4% | 43,390,000 | -2.4% | 1.38% | -3.5% | |
| Sell | TELADOC HEALTH INCconv | $73,384,000 | -11.0% | 72,599,000 | -1.3% | 1.36% | -15.3% | |
| Buy | SPIRIT AIRLINES INCconv | $72,159,000 | +141.4% | 76,406,000 | +145.1% | 1.34% | +129.8% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $69,985,000 | -1.7% | 70,371,000 | -0.4% | 1.30% | -6.5% | |
| Buy | HERBALIFE LTDconv | $64,324,000 | -4.8% | 63,050,000 | +2.0% | 1.19% | -9.4% | |
| Buy | SPLUNK INCconv | $61,978,000 | +14.6% | 62,310,000 | +12.1% | 1.15% | +9.0% | |
| Buy | NUVASIVE INCconv | $61,790,000 | +5.8% | 63,741,000 | +8.0% | 1.14% | +0.6% | |
| NEEPRQ | Buy | NEXTERA ENERGY INCconv pfd | $60,946,000 | +11.2% | 1,189,301 | +6.4% | 1.13% | +5.8% |
| Buy | ALTERYX INCconv | $60,949,000 | -0.7% | 65,855,000 | +1.2% | 1.13% | -5.5% | |
| Buy | AKAMAI TECHNOLOGIES INCconv | $57,782,000 | +51.3% | 52,773,000 | +60.4% | 1.07% | +44.1% | |
| New | RINGCENTRAL INCconv | $57,316,000 | – | 61,144,000 | +100.0% | 1.06% | – | |
| Sell | LIBERTY MEDIA CORPconv | $56,858,000 | -9.8% | 41,641,000 | -11.6% | 1.05% | -14.2% | |
| Buy | ANTHEM INCconv | $54,912,000 | -1.6% | 10,522,000 | +1.3% | 1.02% | -6.4% | |
| Sell | PURE STORAGE INCconv | $54,565,000 | +1.1% | 47,158,000 | -8.2% | 1.01% | -3.8% | |
| AEPPZ | Buy | AMERICAN ELECTRIC POWERconv pfd | $54,325,000 | +11.8% | 1,094,566 | +15.2% | 1.00% | +6.3% |
| New | LENDINGTREE INCconv | $52,679,000 | – | 61,581,000 | +100.0% | 0.98% | – | |
| Sell | NRG ENERGY INCconv | $52,665,000 | -36.8% | 45,018,000 | -37.1% | 0.97% | -39.9% | |
| Buy | SPLUNK INCconv | $51,952,000 | +114.9% | 42,401,000 | +114.5% | 0.96% | +104.5% | |
| Sell | SUMMIT HOTEL PROPERTIESconv | $51,645,000 | -1.2% | 49,023,000 | -2.8% | 0.96% | -6.0% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $51,336,000 | -5.4% | 49,914,000 | -4.2% | 0.95% | -10.0% | |
| NIMC | Buy | NISOURCE INCconv pfd | $51,359,000 | +43.7% | 495,500 | +42.6% | 0.95% | +36.7% |
| New | SEA LTDconv | $51,210,000 | – | 50,515,000 | +100.0% | 0.95% | – | |
| New | ROYAL CARIBBEAN CRUISESconv | $51,101,000 | – | 36,257,000 | +100.0% | 0.94% | – | |
| Buy | ZYNGA INCconv | $50,759,000 | +19.3% | 44,431,000 | +44.6% | 0.94% | +13.5% | |
| Sell | ILLUMINA INCconv | $50,537,000 | -33.9% | 43,190,000 | -28.1% | 0.94% | -37.1% | |
| Buy | CHEESECAKE FACTORY (THE)conv | $47,705,000 | +405.8% | 49,887,000 | +423.0% | 0.88% | +382.5% | |
| Sell | MICROCHIP TECHNOLOGY INCconv | $47,629,000 | -13.3% | 41,902,000 | -14.6% | 0.88% | -17.6% | |
| Buy | VISHAY INTERTECHNOLOGYconv | $47,162,000 | -1.2% | 45,637,000 | +1.6% | 0.87% | -6.0% | |
| New | MIDDLEBY CORPconv | $43,740,000 | – | 30,579,000 | +100.0% | 0.81% | – | |
| SNAP INCconv | $43,673,000 | +8.5% | 12,800,000 | 0.0% | 0.81% | +3.2% | ||
| Buy | EXACT SCIENCES CORPconv | $43,428,000 | +704.1% | 40,265,000 | +823.3% | 0.80% | +664.8% | |
| Buy | ARES CAPITAL CORPconv | $43,137,000 | +5.1% | 38,806,000 | +3.6% | 0.80% | 0.0% | |
| Buy | CYBERARK SOFTWARE LTDconv | $42,762,000 | +70.7% | 35,992,000 | +55.6% | 0.79% | +62.4% | |
| Sell | MANDIANT INCconv | $41,002,000 | -49.0% | 38,449,000 | -45.3% | 0.76% | -51.5% | |
| Sell | TERADYNE INCconv | $40,990,000 | -31.3% | 11,877,000 | -15.7% | 0.76% | -34.7% | |
| Buy | ZENDESK INCconv | $40,976,000 | +28.8% | 32,253,000 | +48.3% | 0.76% | +22.5% | |
| Buy | MERITOR INCconv | $38,884,000 | +24.4% | 36,779,000 | +25.8% | 0.72% | +18.3% | |
| Sell | AIR TRANSPORT SERVICES Gconv | $37,122,000 | -4.3% | 34,385,000 | -9.6% | 0.69% | -8.9% | |
| Sell | TWITTER INCconv | $37,157,000 | -28.2% | 29,470,000 | -21.6% | 0.69% | -31.7% | |
| Sell | STARWOOD PROPERTY TRUSTconv | $37,064,000 | -3.6% | 35,118,000 | -1.8% | 0.69% | -8.3% | |
| Sell | INNOVIVA INCconv | $37,048,000 | +0.5% | 34,364,000 | -4.7% | 0.68% | -4.5% | |
| Sell | LUMENTUM HOLDINGS INCconv | $36,462,000 | -17.9% | 33,138,000 | -19.1% | 0.68% | -21.8% | |
| Sell | ARES CAPITAL CORPconv | $35,901,000 | -10.8% | 33,337,000 | -13.0% | 0.66% | -15.1% | |
| NEEPRP | Sell | NEXTERA ENERGY INCconv pfd | $35,664,000 | +4.5% | 698,775 | -0.2% | 0.66% | -0.5% |
| Sell | DEXCOM INCconv | $35,065,000 | -66.7% | 29,505,000 | -70.7% | 0.65% | -68.3% | |
| Buy | INTERDIGITAL INCconv | $35,012,000 | +16.2% | 32,282,000 | +18.9% | 0.65% | +10.6% | |
| DCUE | Sell | DOMINION ENERGY INCconv pfd | $34,368,000 | -2.2% | 353,675 | -1.4% | 0.64% | -6.9% |
| Buy | EXACT SCIENCES CORPconv | $34,249,000 | -5.6% | 30,117,000 | +10.4% | 0.63% | -10.1% | |
| Sell | KBR INCconv | $33,673,000 | -8.3% | 20,898,000 | -10.7% | 0.62% | -12.7% | |
| Buy | BLACKSTONE MORTGAGE TRconv | $33,306,000 | +140.8% | 32,595,000 | +143.4% | 0.62% | +129.0% | |
| Buy | INTEGRA LIFESCIENCES HLDconv | $33,165,000 | +5.7% | 29,997,000 | +5.3% | 0.61% | +0.7% | |
| Sell | PRA GROUP INCconv | $32,783,000 | -5.1% | 29,550,000 | -7.3% | 0.61% | -9.8% | |
| Buy | CSG SYSTEMS INTERNATIONAconv | $32,640,000 | +1.2% | 31,609,000 | +1.3% | 0.60% | -3.7% | |
| Buy | VONAGE HOLDINGS CORPconv | $32,132,000 | +5.2% | 27,435,000 | +0.2% | 0.59% | 0.0% | |
| Buy | CHENIERE ENERGY INCconv | $31,488,000 | +1.9% | 37,016,000 | +0.3% | 0.58% | -3.0% | |
| Sell | INSULET CORPORATIONconv | $30,364,000 | -1.0% | 21,752,000 | -3.3% | 0.56% | -5.7% | |
| Buy | COUPA SOFTWARE INCconv | $30,067,000 | +90.1% | 27,771,000 | +103.3% | 0.56% | +80.5% | |
| Buy | OSI SYSTEMS INCconv | $29,686,000 | -2.1% | 28,492,000 | +0.4% | 0.55% | -6.8% | |
| ELAT | Buy | ELANCO ANIMAL HEALTH INCconv pfd | $28,597,000 | +9.7% | 572,988 | +17.5% | 0.53% | +4.3% |
| Buy | NEW RELIC INCconv | $28,164,000 | +12.9% | 27,761,000 | +11.0% | 0.52% | +7.4% | |
| Buy | VIAVI SOLUTIONS INCconv | $27,242,000 | +65.3% | 20,836,000 | +79.3% | 0.50% | +57.5% | |
| REDWOOD TRUST INCconv | $26,801,000 | +1.6% | 26,158,000 | 0.0% | 0.50% | -3.3% | ||
| Sell | OKTA INCconv | $26,687,000 | -4.3% | 21,745,000 | -2.7% | 0.49% | -8.9% | |
| Buy | ZSCALER INC.conv | $26,532,000 | +35.7% | 14,530,000 | +16.0% | 0.49% | +29.2% | |
| Sell | SQUARE INCconv | $24,847,000 | -20.1% | 12,236,000 | -18.8% | 0.46% | -24.0% | |
| Sell | SNAP INCconv | $24,886,000 | -36.0% | 7,625,000 | -40.8% | 0.46% | -39.2% | |
| New | STRIDE INCconv | $24,877,000 | – | 24,975,000 | +100.0% | 0.46% | – | |
| New | NCL CORPORATION LTDconv | $24,781,000 | – | 14,490,000 | +100.0% | 0.46% | – | |
| SOLN | Sell | SOUTHERN COconv pfd | $23,995,000 | -9.8% | 470,313 | -10.8% | 0.44% | -14.1% |
| Buy | ZILLOW GROUP INCconv | $22,693,000 | -12.7% | 14,551,000 | +11.2% | 0.42% | -16.8% | |
| New | FIVE9 INCconv | $21,888,000 | – | 16,250,000 | +100.0% | 0.40% | – | |
| DTP | DTE ENERGY COconv pfd | $21,628,000 | +1.2% | 433,333 | 0.0% | 0.40% | -3.8% | |
| Buy | NEW MOUNTAIN FINANCE CORconv | $21,283,000 | +7.4% | 20,035,000 | +7.9% | 0.39% | +2.3% | |
| Buy | Q2 HOLDINGS INCconv | $21,154,000 | -8.3% | 18,814,000 | +6.7% | 0.39% | -12.9% | |
| Buy | PENN NATIONAL GAMING INCconv | $21,091,000 | +10.3% | 6,595,000 | +15.2% | 0.39% | +4.8% | |
| Sell | MONGODB INCconv | $20,478,000 | -9.9% | 8,945,000 | -28.8% | 0.38% | -14.3% | |
| Buy | LENDINGTREE INCconv | $19,330,000 | +5.8% | 19,284,000 | +26.3% | 0.36% | +0.8% | |
| Sell | TESLA INCconv | $19,290,000 | -20.9% | 1,544,000 | -30.7% | 0.36% | -24.7% | |
| WOLFSPEED INCconv | $19,246,000 | -14.7% | 10,400,000 | 0.0% | 0.36% | -18.9% | ||
| Buy | INSMED INCconv | $19,182,000 | -1.0% | 18,505,000 | +0.4% | 0.36% | -5.8% | |
| New | CHEGG INCconv | $19,068,000 | – | 19,336,000 | +100.0% | 0.35% | – | |
| Buy | PEGASYSTEMS INCconv | $19,070,000 | +4.2% | 16,877,000 | +10.5% | 0.35% | -0.8% | |
| Sell | FORTIVE CORPORATIONconv | $19,014,000 | -59.6% | 18,951,000 | -59.6% | 0.35% | -61.6% | |
| Buy | THE REALREAL INCconv | $18,960,000 | +100.1% | 17,239,000 | +148.5% | 0.35% | +90.8% | |
| New | RBC BEARINGS INCconv pfd | $18,307,000 | – | 166,000 | +100.0% | 0.34% | – | |
| Buy | LIVONGO HEALTHconv | $17,662,000 | -10.3% | 13,388,000 | +7.2% | 0.33% | -14.6% | |
| Buy | TRAVERE THERAPEUTICS INCconv | $17,514,000 | +20.2% | 17,393,000 | +0.2% | 0.32% | +14.5% | |
| AESC | Buy | AES CORP/THEconv pfd | $16,275,000 | -0.0% | 168,020 | +9.8% | 0.30% | -5.0% |
| Sell | IONIS PHARMACEUTICALS INconv | $16,159,000 | -12.1% | 17,771,000 | -10.7% | 0.30% | -16.2% | |
| New | PARSONS CORPconv | $16,072,000 | – | 15,995,000 | +100.0% | 0.30% | – | |
| Sell | NEOGENOMICS INCconv | $15,402,000 | +1.1% | 15,205,000 | -2.2% | 0.28% | -3.7% | |
| New | ALLEGHENY TECHNOLOGIESconv | $14,884,000 | – | 11,060,000 | +100.0% | 0.28% | – | |
| New | AMERICAN EAGLE OUTFITTERconv | $14,727,000 | – | 4,800,000 | +100.0% | 0.27% | – | |
| Buy | ZILLOW GROUP INCconv | $14,653,000 | -13.2% | 7,100,000 | +18.3% | 0.27% | -17.4% | |
| OKTA INCconv | $14,148,000 | -2.1% | 9,990,000 | 0.0% | 0.26% | -6.8% | ||
| Sell | LYFT INCconv | $13,768,000 | -13.5% | 8,842,000 | -4.9% | 0.26% | -17.7% | |
| BURLINGTON STORES INCconv | $12,967,000 | -8.5% | 8,900,000 | 0.0% | 0.24% | -12.7% | ||
| Buy | EVOLENT HEALTH INCconv | $12,691,000 | +99.9% | 11,069,000 | +68.9% | 0.24% | +91.1% | |
| Buy | MARRIOTT VACATION WORLDWconv | $12,437,000 | +9.9% | 10,468,000 | +10.6% | 0.23% | +4.5% | |
| Buy | INSMED INCconv | $12,256,000 | +9.0% | 11,141,000 | +9.9% | 0.23% | +3.7% | |
| Sell | SAREPTA THERAPEUTICS INCconv | $11,789,000 | -19.1% | 7,970,000 | -27.8% | 0.22% | -23.0% | |
| New | OMNICELL INCconv | $11,619,000 | – | 7,265,000 | +100.0% | 0.22% | – | |
| PCGU | New | PG&E CORPconv pfd | $11,626,000 | – | 121,000 | +100.0% | 0.22% | – |
| New | COUPA SOFTWARE INCconv | $11,328,000 | – | 7,500,000 | +100.0% | 0.21% | – | |
| Sell | PROS HOLDINGS INCconv | $11,302,000 | -8.5% | 11,872,000 | -0.4% | 0.21% | -12.9% | |
| VIAVI SOLUTIONS INCconv | $11,263,000 | -7.0% | 9,000,000 | 0.0% | 0.21% | -11.5% | ||
| Buy | CHEFS' WAREHOUSE THEconv | $11,150,000 | +3.3% | 10,472,000 | +1.7% | 0.21% | -1.9% | |
| Buy | SABRE GLBL INCconv | $10,698,000 | +1.8% | 6,167,000 | +7.3% | 0.20% | -2.9% | |
| New | CINEMARK HOLDINGS INCconv | $10,205,000 | – | 6,390,000 | +100.0% | 0.19% | – | |
| NCL CORPORATION LTDconv | $10,236,000 | -7.8% | 4,775,000 | 0.0% | 0.19% | -12.5% | ||
| NYCBPRU | Buy | NY COMMUNITY CAP TRUST Vconv pfd | $10,086,000 | +7.7% | 198,065 | +4.0% | 0.19% | +2.7% |
| ALTAIR ENGINEERING INCconv | $10,091,000 | +0.1% | 6,500,000 | 0.0% | 0.19% | -4.6% | ||
| New | SOLAR EDGE TECHNOLOGIESconv | $9,971,000 | – | 8,033,000 | +100.0% | 0.18% | – | |
| NEEPRO | Sell | NEXTERA ENERGY INCconv pfd | $9,808,000 | -19.3% | 167,396 | -23.0% | 0.18% | -23.3% |
| New | WINNEBAGO INDUSTRIESconv | $9,766,000 | – | 7,350,000 | +100.0% | 0.18% | – | |
| Buy | FLEXION THERAPEUTICS INCconv | $9,710,000 | -0.6% | 10,961,000 | +1.2% | 0.18% | -5.3% | |
| Buy | KAMAN CORPconv | $9,648,000 | -3.3% | 9,466,000 | +0.7% | 0.18% | -8.2% | |
| Sell | MICROCHIP TECHNOLOGY INCconv | $9,069,000 | -48.3% | 3,965,000 | -49.8% | 0.17% | -50.7% | |
| NATIONAL VISION HOLDINGSconv | $9,084,000 | +8.7% | 4,730,000 | 0.0% | 0.17% | +3.7% | ||
| Buy | REDWOOD TRUST INCconv | $8,940,000 | +1.0% | 8,699,000 | +1.4% | 0.16% | -4.1% | |
| Buy | AERIE PHARMACEUTICALSconv | $8,842,000 | -6.9% | 9,667,000 | +1.5% | 0.16% | -11.4% | |
| Buy | WAYFAIR INCconv | $8,636,000 | +4261.6% | 4,658,000 | +5075.6% | 0.16% | +3900.0% | |
| Sell | TABULA RASA HLTHCR INCconv | $7,926,000 | -67.9% | 9,636,000 | -59.7% | 0.15% | -69.4% | |
| Sell | NUTANIX INCconv | $7,063,000 | -73.5% | 6,700,000 | -73.4% | 0.13% | -74.7% | |
| Sell | RHconv | $6,848,000 | -29.8% | 2,172,000 | -28.7% | 0.13% | -33.2% | |
| New | NICE LTDconv | $6,676,000 | – | 5,694,000 | +100.0% | 0.12% | – | |
| COP | CONOCOPHILLIPS | $6,099,000 | +11.3% | 90,000 | 0.0% | 0.11% | +5.6% | |
| Sell | EQT CORPconv | $6,024,000 | -70.0% | 3,814,000 | -68.3% | 0.11% | -71.5% | |
| New | WIX LTDconv | $5,777,000 | – | 5,986,000 | +100.0% | 0.11% | – | |
| CFXA | COLFAX CORPconv pfd | $5,591,000 | -0.5% | 30,000 | 0.0% | 0.10% | -5.5% | |
| New | AVAYA HOLDINGS CORPconv | $5,263,000 | – | 5,003,000 | +100.0% | 0.10% | – | |
| New | IH MERGER SUB LLCconv | $5,239,000 | – | 3,100,000 | +100.0% | 0.10% | – | |
| CHNGU | Sell | CHANGE HEALTHCARE INCconv pfd | $5,122,000 | -54.0% | 73,037 | -49.4% | 0.10% | -56.2% |
| Sell | DATADOG INCconv | $4,952,000 | -67.5% | 3,000,000 | -73.7% | 0.09% | -69.0% | |
| New | PAR TECHNOLOGY CORPconv | $4,988,000 | – | 4,635,000 | +100.0% | 0.09% | – | |
| CZR | Buy | CAESARS ENTERTAINMENT INC | $4,491,000 | +116.4% | 40,000 | +100.0% | 0.08% | +107.5% |
| ABBV | Buy | ABBVIE INC | $4,315,000 | +27.7% | 40,000 | +33.3% | 0.08% | +21.2% |
| Sell | PALO ALTO NETWORKSconv | $4,169,000 | -73.7% | 2,292,000 | -78.9% | 0.08% | -75.1% | |
| Sell | DEXCOM INCconv | $4,088,000 | -45.5% | 1,228,000 | -57.4% | 0.08% | -47.9% | |
| CHEGG INCconv | $3,910,000 | -14.9% | 2,720,000 | 0.0% | 0.07% | -19.1% | ||
| LMT | Buy | LOCKHEED MARTIN CORP | $3,796,000 | +25.4% | 11,000 | +37.5% | 0.07% | +18.6% |
| VZ | New | VERIZON COMMUNICATIONS INC | $3,781,000 | – | 70,000 | +100.0% | 0.07% | – |
| MAR | Sell | MARRIOTT INTERNATIONAL INC/MD | $3,702,000 | -9.6% | 25,000 | -16.7% | 0.07% | -15.0% |
| GLPI | GAMING AND LEISURE PROPERTIES | $3,554,000 | -0.0% | 76,735 | 0.0% | 0.07% | -4.3% | |
| VLO | Sell | VALERO ENERGY CORP | $3,529,000 | -43.5% | 50,000 | -37.5% | 0.06% | -46.3% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES NV | $3,472,000 | -3.6% | 37,000 | +5.7% | 0.06% | -8.6% |
| AA | Sell | ALCOA CORP | $3,426,000 | -7.0% | 70,000 | -30.0% | 0.06% | -12.5% |
| IGT | New | INTERNATIONAL GAME TECHNOLOGY | $3,290,000 | – | 125,000 | +100.0% | 0.06% | – |
| X | Buy | UNITED STATES STEEL CORP | $3,296,000 | +37.3% | 150,000 | +50.0% | 0.06% | +29.8% |
| AMZN | New | AMAZON.COM INC | $3,285,000 | – | 1,000 | +100.0% | 0.06% | – |
| FITB | FIFTH THIRD BANCORP | $3,183,000 | +11.0% | 75,000 | 0.0% | 0.06% | +5.4% | |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $3,087,000 | -34.3% | 30,000 | -40.0% | 0.06% | -37.4% |
| BA | New | BOEING CO/THE | $3,079,000 | – | 14,000 | +100.0% | 0.06% | – |
| EXPE | New | EXPEDIA GROUP INC | $2,950,000 | – | 18,000 | +100.0% | 0.06% | – |
| Buy | DISH NETWORK CORPconv | $2,971,000 | +4.6% | 3,039,000 | +4.1% | 0.06% | 0.0% | |
| PNC | PNC FINANCIAL SERVICES GROUP I | $2,935,000 | +2.6% | 15,000 | 0.0% | 0.05% | -3.6% | |
| HUM | Buy | HUMANA INC | $2,919,000 | +64.8% | 7,500 | +87.5% | 0.05% | +58.8% |
| Sell | SHOPIFY INCconv | $2,785,000 | -36.3% | 2,264,000 | -32.5% | 0.05% | -38.8% | |
| ON | New | ON SEMICONDUCTOR CORP | $2,746,000 | – | 60,000 | +100.0% | 0.05% | – |
| AVK | ADVENT CONVERTIBLE AND INCOME | $2,752,000 | -6.7% | 153,048 | 0.0% | 0.05% | -10.5% | |
| KEY | New | KEYCORP | $2,703,000 | – | 125,000 | +100.0% | 0.05% | – |
| CMI | New | CUMMINS INC | $2,695,000 | – | 12,000 | +100.0% | 0.05% | – |
| New | COPA HOLDINGS SAconv | $2,609,000 | – | 1,500,000 | +100.0% | 0.05% | – | |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $2,609,000 | -12.9% | 17,000 | -15.0% | 0.05% | -17.2% |
| ABNB | New | AIRBNB INC | $2,516,000 | – | 15,000 | +100.0% | 0.05% | – |
| PENN | New | PENN NATIONAL GAMING INC | $2,536,000 | – | 35,000 | +100.0% | 0.05% | – |
| VTR | Sell | VENTAS INC | $2,484,000 | -33.1% | 45,000 | -30.8% | 0.05% | -36.1% |
| Sell | CNX RESOURCES CORPconv | $2,500,000 | -35.9% | 2,000,000 | -33.3% | 0.05% | -39.5% | |
| Sell | SSR MINING INCconv | $2,406,000 | -63.8% | 2,098,000 | -62.5% | 0.04% | -65.1% | |
| THO | New | THOR INDUSTRIES INC | $2,455,000 | – | 20,000 | +100.0% | 0.04% | – |
| UNP | Sell | UNION PACIFIC CORP | $2,352,000 | -46.5% | 12,000 | -40.0% | 0.04% | -48.8% |
| Sell | LIVE NATION ENTERTAINMENconv | $2,305,000 | -53.1% | 2,000,000 | -54.3% | 0.04% | -55.2% | |
| MRNA | New | MODERNA INC | $2,309,000 | – | 6,000 | +100.0% | 0.04% | – |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $2,123,000 | -51.6% | 10,000 | -50.0% | 0.04% | -54.1% |
| Buy | SUPERNUS PHARMACEUTICALSconv | $1,979,000 | -0.1% | 2,004,000 | +0.2% | 0.04% | -5.1% | |
| WTRU | Buy | ESSENTIAL UTILITIES INCconv pfd | $2,023,000 | +131.7% | 35,155 | +132.0% | 0.04% | +117.6% |
| BC | New | BRUNSWICK CORP/DE | $1,905,000 | – | 20,000 | +100.0% | 0.04% | – |
| HBI | HANESBRANDS INC | $1,716,000 | -8.1% | 100,000 | 0.0% | 0.03% | -11.1% | |
| FTCH | New | FARFETCH LTD | $1,499,000 | – | 40,000 | +100.0% | 0.03% | – |
| Sell | BRISTOL-MYERS SQUIBB COconv | $1,331,000 | -29.8% | 865,000 | -21.2% | 0.02% | -32.4% | |
| Sell | SILICON LABORATORIES INCconv | $1,289,000 | -94.1% | 1,000,000 | -93.7% | 0.02% | -94.4% | |
| Sell | JAZZ INVESTMENTS I LTDconv | $1,316,000 | -96.5% | 1,300,000 | -96.2% | 0.02% | -96.7% | |
| Buy | LUMENTUM HOLDINGS INCconv | $1,300,000 | +20.5% | 883,000 | +19.5% | 0.02% | +14.3% | |
| AZUL | New | AZUL SA | $1,304,000 | – | 65,000 | +100.0% | 0.02% | – |
| FTI CONSULTING INCconv | $1,216,000 | -1.8% | 868,000 | 0.0% | 0.02% | -8.3% | ||
| V | Sell | VISA INC | $1,114,000 | -68.2% | 5,000 | -66.7% | 0.02% | -69.1% |
| Buy | II-VI INCconv | $1,073,000 | +44.4% | 805,000 | +71.3% | 0.02% | +42.9% | |
| HERAU | Sell | FTAC HERA ACQUISITION CORP | $932,000 | -7.3% | 93,600 | -6.4% | 0.02% | -15.0% |
| CPUHU | Sell | COMPUTE HEALTH ACQUISITION COR | $890,000 | -12.9% | 88,900 | -11.1% | 0.02% | -20.0% |
| DHCA | New | DHC ACQUISITION CORP | $891,000 | – | 118,666 | +100.0% | 0.02% | – |
| Sell | LIVE NATION ENTERTAINMENconv | $850,000 | -17.8% | 587,000 | -20.4% | 0.02% | -20.0% | |
| GREEN PLAINS INCconv | $720,000 | -0.6% | 563,000 | 0.0% | 0.01% | -7.1% | ||
| GIG | New | GIGCAPITAL4 INC | $661,000 | – | 67,000 | +100.0% | 0.01% | – |
| RMGCU | Sell | RMG ACQUISITION CORP III | $674,000 | -10.1% | 68,200 | -9.1% | 0.01% | -20.0% |
| DHHCU | Sell | DIAMONDHEAD HOLDINGS CORP | $663,000 | -11.5% | 67,000 | -10.7% | 0.01% | -20.0% |
| MUFG | MITSUBISHI UFJ FINANCIAL GROUP | $597,000 | +9.3% | 100,700 | 0.0% | 0.01% | 0.0% | |
| Sell | RHconv | $604,000 | -94.5% | 176,000 | -94.4% | 0.01% | -94.9% | |
| FACAU | Sell | FIGURE ACQUISITION CORP I | $525,000 | -15.5% | 54,600 | -9.0% | 0.01% | -16.7% |
| SPGSU | Sell | SIMON PROPERTY GROUP ACQUISITI | $463,000 | -8.1% | 46,500 | -7.0% | 0.01% | -10.0% |
| Sell | CENTENNIAL RESOURCE PRODconv | $505,000 | -87.9% | 386,000 | -87.7% | 0.01% | -88.9% | |
| JWSMU | Sell | JAWS MUSTANG ACQUISITION CORP | $466,000 | -7.4% | 46,400 | -7.2% | 0.01% | -10.0% |
| AUS | Buy | AUSTERLITZ ACQUISITION CORP I | $484,000 | -2.4% | 58,375 | +16.8% | 0.01% | -10.0% |
| ASAQU | ATLANTIC AVENUE ACQUISITION CO | $458,000 | 0.0% | 45,000 | 0.0% | 0.01% | -11.1% | |
| LGACU | Sell | LAZARD GROWTH ACQUISITION CORP | $457,000 | -8.4% | 46,300 | -7.4% | 0.01% | -20.0% |
| ASZU | Sell | AUSTERLITZ ACQUISITION CORP II | $446,000 | -11.5% | 45,300 | -9.4% | 0.01% | -20.0% |
| COLIU | Sell | COLICITY INC | $455,000 | -9.7% | 45,900 | -8.2% | 0.01% | -20.0% |
| LMACA | Sell | LIBERTY MEDIA ACQUISITION CORP | $396,000 | -2.7% | 39,330 | -1.7% | 0.01% | -12.5% |
| Sell | LIVEPERSON INCconv | $360,000 | -89.3% | 220,000 | -88.6% | 0.01% | -89.4% | |
| BILL | New | BILL.COM HOLDINGS INC | $400,000 | – | 1,500 | +100.0% | 0.01% | – |
| GLW | New | CORNING INC | $365,000 | – | 10,000 | +100.0% | 0.01% | – |
| SPAQ | New | SPARTAN ACQUISITION CORP III | $362,000 | – | 36,600 | +100.0% | 0.01% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWARE | $308,000 | – | 2,000 | +100.0% | 0.01% | – |
| GM | New | GENERAL MOTORS CO | $264,000 | – | 5,000 | +100.0% | 0.01% | – |
| FSSIU | Sell | FORTISTAR SUSTAINABLE SOLUTION | $272,000 | -11.7% | 27,000 | -10.0% | 0.01% | -16.7% |
| MIDD | MIDDLEBY CORP/THE | $261,000 | -1.5% | 1,530 | 0.0% | 0.01% | 0.0% | |
| ADER | Sell | 26 CAPITAL ACQUISITION CORP | $228,000 | -6.2% | 23,437 | -6.3% | 0.00% | -20.0% |
| AACU | Sell | ARES ACQUISITION CORP | $230,000 | -8.0% | 23,200 | -7.2% | 0.00% | -20.0% |
| HYACU | HAYMAKER ACQUISITION CORP III | $158,000 | -1.2% | 16,000 | 0.0% | 0.00% | 0.0% | |
| TMACU | Sell | MUSIC ACQUISITION CORP/THE | $183,000 | -9.0% | 18,183 | -8.0% | 0.00% | -25.0% |
| TSIBU | Sell | TISHMAN SPEYER INNOVATION CORP | $180,000 | -10.9% | 18,000 | -10.0% | 0.00% | -25.0% |
| FCX | Sell | FREEPORT-MCMORAN INC | $163,000 | -94.1% | 5,000 | -93.3% | 0.00% | -94.4% |
| DCRN | Sell | DECARBONIZATION PLUS ACQUISITI | $180,000 | -8.6% | 18,200 | -9.0% | 0.00% | -25.0% |
| SDACU | Sell | SUSTAINABLE DEVELOPMENT ACQUIS | $187,000 | -8.3% | 18,500 | -7.5% | 0.00% | -25.0% |
| TBCPU | Sell | THUNDER BRIDGE CAPITAL PARTNER | $137,000 | -8.7% | 13,876 | -7.5% | 0.00% | 0.0% |
| Sell | ON SEMICONDUCTOR CORPconv | $140,000 | -98.4% | 62,000 | -98.7% | 0.00% | -98.2% | |
| ATMRU | Sell | ALTIMAR ACQUISITION CORP II | $126,000 | -8.7% | 12,702 | -7.4% | 0.00% | -33.3% |
| New | BEYOND MEAT INCput | $42,000 | – | 200 | +100.0% | 0.00% | – | |
| New | GINKGO BIOWORKS HOLDINGS INC | $31,000 | – | 9,240 | +100.0% | 0.00% | – | |
| FSNBU | Exit | FUSION ACQUISITION CORP II | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Sell | LIGAND PHARMACEUTICALS Iconv | $10,000 | -99.9% | 10,000 | -99.9% | 0.00% | -100.0% | |
| LMACW | New | LIBERTY MEDIA ACQUISITION -A | $11,000 | – | 7,866 | +100.0% | 0.00% | – |
| New | JETBLUE AIRWAYS CORPcall | $18,000 | – | 701 | +100.0% | 0.00% | – | |
| Sell | PATRICK INDUSTRIES INCconv | $11,000 | -26.7% | 10,000 | -28.6% | 0.00% | – | |
| New | ISHARES MSCI EMERGING MARKETSput | $19,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | INTERCEPT PHARMASconv | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | PENN NATIONAL GAMING INCput | $2,000 | – | 200 | +100.0% | 0.00% | – | |
| Sell | HELIX ENERGY SOLUTIONSconv | $5,000 | -58.3% | 5,000 | -50.0% | 0.00% | – | |
| HANNON ARMSTRONG SUSTAINconv | $12,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| Sell | GUIDEWIRE SOFTWARE INCconv | $2,000 | -99.9% | 2,000 | -99.9% | 0.00% | -100.0% | |
| Buy | GREENBRIER COS INCconv | $10,000 | +150.0% | 10,000 | +150.0% | 0.00% | – | |
| GIGGW | New | GIGCAPITAL4 INC | $23,000 | – | 22,332 | +100.0% | 0.00% | – |
| GDS HOLDINGS LIMITEDconv | $5,000 | -28.6% | 4,000 | 0.0% | 0.00% | – | ||
| SPAQWS | New | SPARTAN ACQUISITION III-A | $10,000 | – | 9,150 | +100.0% | 0.00% | – |
| Sell | ENVESTNET INCconv | $3,000 | -99.9% | 2,000 | -99.9% | 0.00% | -100.0% | |
| 8X8 INCconv | $22,000 | 0.0% | 16,000 | 0.0% | 0.00% | – | ||
| DOCU | DOCUSIGN INC | $12,000 | -7.7% | 45 | 0.0% | 0.00% | – | |
| DCRNW | New | DECARBONIZATION PLUS ACQUI-A | $7,000 | – | 6,066 | +100.0% | 0.00% | – |
| CLEVELAND-CLIFFS INCconv | $5,000 | -16.7% | 2,000 | 0.0% | 0.00% | – | ||
| TWLO | TWILIO INC | $13,000 | -23.5% | 42 | 0.0% | 0.00% | – | |
| ADERW | New | 26 CAPITAL ACQUISITION COR-A | $10,000 | – | 11,718 | +100.0% | 0.00% | – |
| VRNT | Sell | VERINT SYSTEMS INC | $1,000 | 0.0% | 12 | -42.9% | 0.00% | – |
| WIX LTDconv | $6,000 | -25.0% | 4,000 | 0.0% | 0.00% | – | ||
| Sell | BENEFITFOCUS INCconv | $10,000 | -100.0% | 11,000 | -99.9% | 0.00% | -100.0% | |
| New | AMERICAN EAGLE OUTFITTERS INCcall | $25,000 | – | 200 | +100.0% | 0.00% | – | |
| Sell | ALTERYX INCconv | $14,000 | -100.0% | 15,000 | -100.0% | 0.00% | -100.0% | |
| Exit | IONIS PHARMACEUTICALS INconv | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | PACIRA BIOSCIENCES INCconv | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| NEOGENOMICS INCconv | $7,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| Exit | GAP INC/THEput | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | ZILLOW GROUP INCcall | $0 | – | -100 | -100.0% | 0.00% | – | |
| AJRD | Exit | AEROJET ROCKETDYNE HOLDINGS IN | $0 | – | -58 | -100.0% | 0.00% | – |
| Exit | SFL CORP LTDconv | $0 | – | -19,000 | -100.0% | 0.00% | – | |
| GLBLU | Exit | CARTESIAN GROWTH CORP | $0 | – | -900 | -100.0% | 0.00% | – |
| MACQU | Exit | MCAP ACQUISITION CORP | $0 | – | -2,500 | -100.0% | 0.00% | – |
| Exit | TELADOC HEALTH INCconv | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| SBEAU | Exit | SILVERBOX ENGAGED MERGER CORP | $0 | – | -2,000 | -100.0% | 0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY INC | $0 | – | -78 | -100.0% | 0.00% | – |
| Exit | AKAMAI TECHNOLOGIES INCconv | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| Exit | FORD MOTOR COcall | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| NCLH | Exit | NORWEGIAN CRUISE LINE HOLDINGS | $0 | – | -1,800 | -100.0% | -0.00% | – |
| Exit | INVESCO SOLAR ETFcall | $0 | – | -500 | -100.0% | -0.00% | – | |
| Exit | GAP INC/THEcall | $0 | – | -500 | -100.0% | -0.00% | – | |
| Exit | SOLAREDGE TECHNOLOGIES INCcall | $0 | – | -50 | -100.0% | -0.00% | – | |
| Exit | AMERICAN AIRLINES GROUP INCput | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| Exit | ALIBABA GROUP HOLDING LTDcall | $0 | – | -300 | -100.0% | -0.00% | – | |
| Exit | TELADOC HEALTH INCcall | $0 | – | -230 | -100.0% | -0.00% | – | |
| SIRI | Exit | SIRIUS XM HOLDINGS INC | $0 | – | -40,000 | -100.0% | -0.01% | – |
| CSCO | Exit | CISCO SYSTEMS INC/DELAWARE | $0 | – | -5,000 | -100.0% | -0.01% | – |
| SPAQU | Exit | SPARTAN ACQUISITION CORP III | $0 | – | -40,000 | -100.0% | -0.01% | – |
| QTWO | Exit | Q2 HOLDINGS INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| SRNG | Exit | SOARING EAGLE ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.01% | – |
| GPS | Exit | GAP INC/THE | $0 | – | -20,000 | -100.0% | -0.01% | – |
| GIGGU | Exit | GIGCAPITAL4 INC | $0 | – | -75,000 | -100.0% | -0.02% | – |
| Exit | BLACKSTONE MORTGAGE TRconv | $0 | – | -832,000 | -100.0% | -0.02% | – | |
| SQ | Exit | SQUARE INC | $0 | – | -3,500 | -100.0% | -0.02% | – |
| Exit | BLACKROCK TCP CAP CORPconv | $0 | – | -937,000 | -100.0% | -0.02% | – | |
| DHCAU | Exit | DHC ACQUISITION CORP | $0 | – | -100,000 | -100.0% | -0.02% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -2,399 | -100.0% | -0.03% | – |
| COMM | Exit | COMMSCOPE HOLDING CO INC | $0 | – | -80,000 | -100.0% | -0.03% | – |
| CAT | Exit | CATERPILLAR INC | $0 | – | -10,500 | -100.0% | -0.04% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -50,000 | -100.0% | -0.05% | – |
| DOW | Exit | DOW INC | $0 | – | -45,000 | -100.0% | -0.06% | – |
| SAVE | Exit | SPIRIT AIRLINES INC | $0 | – | -95,833 | -100.0% | -0.06% | – |
| SIX | Exit | SIX FLAGS ENTERTAINMENT CORP | $0 | – | -70,000 | -100.0% | -0.06% | – |
| TDOC | Exit | TELADOC HEALTH INC | $0 | – | -18,300 | -100.0% | -0.06% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -25,000 | -100.0% | -0.06% | – |
| Exit | FARFETCH LTDconv | $0 | – | -1,000,000 | -100.0% | -0.06% | – | |
| EAT | Exit | BRINKER INTERNATIONAL INC | $0 | – | -55,000 | -100.0% | -0.07% | – |
| DOV | Exit | DOVER CORP | $0 | – | -25,000 | -100.0% | -0.07% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -6,000 | -100.0% | -0.09% | – |
| Exit | BOOKING HOLDINGS INCconv | $0 | – | -5,885,000 | -100.0% | -0.12% | – | |
| AEPPL | Exit | AMERICAN ELECTRIC POWERconv pfd | $0 | – | -141,872 | -100.0% | -0.14% | – |
| Exit | FIREEYE INCconv | $0 | – | -7,500,000 | -100.0% | -0.14% | – | |
| Exit | PINDUODUO INCconv | $0 | – | -7,907,000 | -100.0% | -0.16% | – | |
| Exit | PROOFPOINT INCconv | $0 | – | -12,575,000 | -100.0% | -0.31% | – | |
| Exit | RAPID7 INCconv | $0 | – | -9,606,000 | -100.0% | -0.31% | – | |
| Exit | QIAGEN NVconv | $0 | – | -17,400,000 | -100.0% | -0.40% | – | |
| Exit | TWITTER INCconv | $0 | – | -54,942,000 | -100.0% | -1.09% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.