$5.16 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 215 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 48.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PALO ALTO NETWORKSconv | $170,080,000 | +3.6% | 153,622,000 | -1.4% | 3.30% | +7.2% | |
| BACPRL | Buy | BANK OF AMERICA CORPconv pfd | $169,933,000 | +5.9% | 116,562 | +7.6% | 3.29% | +9.6% |
| WFCPRL | Buy | WELLS FARGO & COMPANYconv pfd | $164,417,000 | -2.0% | 113,370 | +1.7% | 3.18% | +1.3% |
| Buy | WESTERN DIGITAL CORPconv | $155,196,000 | +19.8% | 157,999,000 | +17.8% | 3.01% | +23.9% | |
| Buy | TWITTER INCconv | $126,048,000 | +2.1% | 129,956,000 | +12.0% | 2.44% | +5.6% | |
| Buy | ILLUMINA INCconv | $97,728,000 | +24.7% | 70,236,000 | +19.4% | 1.89% | +29.0% | |
| Buy | BOOKING HOLDINGS INCconv | $88,949,000 | +2.2% | 76,821,000 | +2.5% | 1.72% | +5.7% | |
| Buy | BIOMARIN PHARMACEUTICALconv | $88,038,000 | +9.6% | 82,941,000 | +1.8% | 1.71% | +13.4% | |
| Sell | PURE STORAGE INCconv | $80,433,000 | +0.9% | 80,331,000 | -0.8% | 1.56% | +4.3% | |
| AVGOP | New | BROADCOM INCconv pfd | $80,069,000 | – | 68,475 | +100.0% | 1.55% | – |
| Buy | EXACT SCIENCES CORPconv | $77,587,000 | +171.4% | 68,436,000 | +158.7% | 1.50% | +180.4% | |
| Sell | DISH NETWORK CORPconv | $72,125,000 | -2.0% | 74,699,000 | -6.7% | 1.40% | +1.3% | |
| Sell | ARES CAPITAL CORPconv | $72,092,000 | -9.0% | 69,684,000 | -8.8% | 1.40% | -5.9% | |
| Sell | VERINT SYSTEMS INCconv | $71,329,000 | -3.9% | 66,461,000 | -9.5% | 1.38% | -0.6% | |
| Sell | MICROCHIP TECHNOLOGY INCconv | $70,088,000 | -20.0% | 49,139,000 | -27.7% | 1.36% | -17.3% | |
| Sell | SPLUNK INCconv | $69,483,000 | -15.6% | 57,589,000 | -24.9% | 1.35% | -12.8% | |
| Sell | ILLUMINA INCconv | $68,885,000 | -18.7% | 62,033,000 | -18.6% | 1.33% | -15.9% | |
| Sell | FIREEYE INCconv | $66,166,000 | -5.7% | 65,675,000 | -11.9% | 1.28% | -2.5% | |
| Buy | LIBERTY MEDIA CORPconv | $63,993,000 | +15.3% | 110,444,000 | +13.6% | 1.24% | +19.3% | |
| Sell | SYNAPTICS INCconv | $63,774,000 | -6.3% | 57,237,000 | -21.4% | 1.24% | -3.1% | |
| Buy | NUANCE COMMUNICATIONSconv | $63,047,000 | +9.4% | 62,774,000 | +3.1% | 1.22% | +13.1% | |
| Buy | JAZZ INVESTMENTS I LTDconv | $62,167,000 | +6.6% | 61,641,000 | +2.0% | 1.20% | +10.3% | |
| Sell | ANTHEM INCconv | $61,051,000 | +8.4% | 14,498,000 | -13.9% | 1.18% | +12.1% | |
| Sell | ARES CAPITAL CORPconv | $58,400,000 | -4.3% | 54,564,000 | -5.3% | 1.13% | -1.0% | |
| DCUE | Sell | DOMINION ENERGY INCconv pfd | $57,519,000 | -22.6% | 538,236 | -23.4% | 1.11% | -19.9% |
| Buy | HERBALIFE LTDconv | $56,801,000 | +17.0% | 54,754,000 | +5.5% | 1.10% | +21.0% | |
| SOLN | Sell | SOUTHERN COconv pfd | $54,015,000 | -27.4% | 1,003,266 | -27.8% | 1.05% | -24.9% |
| NEEPRO | Buy | NEXTERA ENERGY INCconv pfd | $53,429,000 | +14.5% | 1,044,350 | +12.3% | 1.04% | +18.4% |
| Sell | LIGAND PHARMACEUTICALS Iconv | $52,832,000 | +0.3% | 60,954,000 | -3.4% | 1.02% | +3.6% | |
| Buy | VISHAY INTERTECHNOLOGYconv | $52,475,000 | +18.4% | 52,308,000 | +11.1% | 1.02% | +22.5% | |
| Sell | LIBERTY MEDIA CORPconv | $52,344,000 | -0.0% | 38,848,000 | -11.3% | 1.01% | +3.4% | |
| Sell | NOVELLUS SYSTEMS INCconv | $49,441,000 | +4.1% | 5,424,000 | -18.5% | 0.96% | +7.6% | |
| Sell | NRG ENERGY INCconv | $49,470,000 | -11.4% | 43,478,000 | -12.5% | 0.96% | -8.4% | |
| DTP | New | DTE ENERGY COconv pfd | $47,368,000 | – | 922,327 | +100.0% | 0.92% | – |
| Sell | MARRIOTT VACATION WORLDWconv | $47,326,000 | -4.9% | 44,267,000 | -10.7% | 0.92% | -1.6% | |
| Sell | AKAMAI TECHNOLOGIES INCconv | $47,117,000 | -34.7% | 42,536,000 | -32.3% | 0.91% | -32.5% | |
| Buy | NEW RELIC INCconv | $45,968,000 | +4.8% | 47,189,000 | +1.9% | 0.89% | +8.4% | |
| Sell | SQUARE INCconv | $45,558,000 | -10.4% | 40,759,000 | -10.6% | 0.88% | -7.3% | |
| Sell | SUPERNUS PHARMACEUTICALSconv | $45,350,000 | -19.6% | 49,922,000 | -17.7% | 0.88% | -16.8% | |
| Sell | INTERCEPT PHARMASconv | $45,282,000 | +15.2% | 44,625,000 | -2.4% | 0.88% | +19.0% | |
| Buy | TRIP.COM GROUP LTDconv | $45,202,000 | +68.4% | 42,938,000 | +61.3% | 0.88% | +74.2% | |
| Buy | MACQUARIE INFRASTRUCTUREconv | $43,502,000 | +23.9% | 45,450,000 | +18.2% | 0.84% | +28.1% | |
| AEPPL | Sell | AMERICAN ELECTRIC POWERconv pfd | $43,119,000 | -19.9% | 798,455 | -18.1% | 0.84% | -17.2% |
| Sell | CSG SYSTEMS INTERNATIONAconv | $42,842,000 | -10.2% | 37,540,000 | -10.9% | 0.83% | -7.2% | |
| SWP | Sell | STANLEY BLACK & DECKER Iconv pfd | $42,287,000 | -13.1% | 387,578 | -19.8% | 0.82% | -10.1% |
| Buy | DISH NETWORK CORPconv | $41,830,000 | +16.4% | 45,723,000 | +12.0% | 0.81% | +20.4% | |
| Sell | MERITOR INCconv | $41,426,000 | -23.0% | 37,992,000 | -30.4% | 0.80% | -20.3% | |
| Buy | SPIRIT REALTY CAPITAL INconv | $41,322,000 | +1.8% | 39,876,000 | +0.9% | 0.80% | +5.4% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $41,037,000 | +4.7% | 37,781,000 | -0.4% | 0.80% | +8.3% | |
| Sell | CARDTRONICS INCconv | $40,838,000 | +5.0% | 38,382,000 | -2.8% | 0.79% | +8.5% | |
| Sell | BOOKING HOLDINGS INCconv | $40,087,000 | -26.5% | 25,679,000 | -29.6% | 0.78% | -24.0% | |
| Sell | DYCOM INDUSTRIES INCconv | $39,927,000 | -7.0% | 41,102,000 | -8.6% | 0.77% | -3.9% | |
| Sell | STARWOOD PROPERTY TRUSTconv | $38,513,000 | -0.1% | 37,113,000 | -0.4% | 0.75% | +3.3% | |
| Buy | CHENIERE ENERGY INCconv | $38,155,000 | +12.7% | 48,441,000 | +11.8% | 0.74% | +16.6% | |
| Sell | FIREEYE INCconv | $37,141,000 | -6.9% | 38,447,000 | -8.8% | 0.72% | -3.7% | |
| DHRPRA | Sell | DANAHER CORPconv pfd | $36,264,000 | -10.1% | 30,640 | -13.4% | 0.70% | -6.9% |
| Buy | INNOVIVA INCconv | $35,953,000 | +8.4% | 35,565,000 | +1.2% | 0.70% | +12.1% | |
| Buy | NUVASIVE INCconv | $35,953,000 | +40.7% | 26,949,000 | +24.7% | 0.70% | +45.3% | |
| Buy | WORKDAY INCconv | $35,573,000 | +20.9% | 27,812,000 | +23.8% | 0.69% | +25.0% | |
| Buy | INSMED INCconv | $35,120,000 | +32.4% | 36,221,000 | +14.3% | 0.68% | +36.8% | |
| SWT | New | STANLEY BLACK & DECKER Iconv pfd | $34,860,000 | – | 320,427 | +100.0% | 0.68% | – |
| Buy | GREENBRIER COS INCconv | $33,548,000 | +36.9% | 34,516,000 | +34.9% | 0.65% | +41.6% | |
| Buy | PRA GROUP INCconv | $32,690,000 | +7.9% | 32,794,000 | +7.5% | 0.63% | +11.4% | |
| Sell | TERADYNE INCconv | $32,126,000 | +14.2% | 14,619,000 | -1.0% | 0.62% | +18.0% | |
| Sell | PRA GROUP INCconv | $29,737,000 | -30.9% | 28,427,000 | -33.1% | 0.58% | -28.5% | |
| Buy | VEREIT INCconv | $29,069,000 | +18.8% | 28,604,000 | +18.6% | 0.56% | +22.7% | |
| BDXA | Sell | BECTON DICKINSON AND COconv pfd | $28,977,000 | -25.4% | 442,053 | -29.5% | 0.56% | -22.9% |
| Buy | JAZZ INVESTMENTS I LTDconv | $28,911,000 | +6.5% | 28,083,000 | +3.8% | 0.56% | +10.0% | |
| Sell | AIR TRANSPORT SERVICES Gconv | $28,712,000 | -6.4% | 29,513,000 | -9.8% | 0.56% | -3.3% | |
| Buy | COLONY CAPITAL INCconv | $28,609,000 | +7.2% | 28,909,000 | +7.1% | 0.55% | +10.8% | |
| Buy | BLACKSTONE MORTGAGE TRconv | $27,692,000 | +5.7% | 26,165,000 | +4.4% | 0.54% | +9.2% | |
| Sell | PACIRA BIOSCIENCES INCconv | $27,021,000 | +4.9% | 25,879,000 | -0.8% | 0.52% | +8.5% | |
| FTVPRA | Sell | FORTIVE CORPORATIONconv pfd | $26,375,000 | +2.9% | 27,064 | -4.8% | 0.51% | +6.5% |
| Sell | ON SEMICONDUCTOR CORPconv | $25,879,000 | -18.8% | 18,738,000 | -29.2% | 0.50% | -16.1% | |
| Sell | HUAZHU GROUP LTDconv | $24,891,000 | -48.1% | 22,224,000 | -51.7% | 0.48% | -46.4% | |
| Sell | ZILLOW INCconv | $23,864,000 | +11.2% | 21,215,000 | -1.8% | 0.46% | +14.9% | |
| IFFT | Buy | INTL FLAVOR & FRAGRANCESconv pfd | $23,004,000 | +6.3% | 479,253 | +3.8% | 0.45% | +9.9% |
| Sell | VIAVI SOLUTIONS INCconv | $22,853,000 | -20.1% | 17,723,000 | -23.9% | 0.44% | -17.4% | |
| Sell | RAPID7 INCconv | $22,831,000 | -3.6% | 15,303,000 | -16.2% | 0.44% | -0.5% | |
| Buy | REDWOOD TRUST INCconv | $22,807,000 | +259.2% | 22,259,000 | +250.6% | 0.44% | +271.4% | |
| Buy | ALTAIR ENGINEERING INCconv | $22,808,000 | +42.1% | 22,140,000 | +39.0% | 0.44% | +46.8% | |
| New | CREE INCconv | $22,225,000 | – | 20,912,000 | +100.0% | 0.43% | – | |
| Sell | TWITTER INCconv | $22,239,000 | -50.0% | 22,816,000 | -49.5% | 0.43% | -48.3% | |
| BLACKROCK TCP CAP CORPconv | $20,648,000 | -0.3% | 20,113,000 | 0.0% | 0.40% | +3.1% | ||
| Sell | ALLSCRIPTS HEALTHCARE SOconv | $20,651,000 | -29.9% | 20,786,000 | -29.9% | 0.40% | -27.5% | |
| Buy | QUOTIENT TECHNOLOGY INCconv | $19,953,000 | +18.2% | 20,306,000 | +13.0% | 0.39% | +22.5% | |
| New | BENEFITFOCUS INCconv | $19,929,000 | – | 23,006,000 | +100.0% | 0.39% | – | |
| Sell | BLACKSTONE MORTGAGE TRconv | $19,034,000 | -28.3% | 17,815,000 | -29.5% | 0.37% | -25.8% | |
| Sell | VEECO INSTRUMENTS INCconv | $18,617,000 | -7.4% | 19,800,000 | -11.9% | 0.36% | -4.2% | |
| Sell | SM ENERGY COconv | $18,527,000 | -3.6% | 19,468,000 | -8.1% | 0.36% | -0.3% | |
| CCIPRA | Sell | CROWN CASTLE INTL CORPconv pfd | $18,484,000 | -30.6% | 14,416 | -31.6% | 0.36% | -28.3% |
| Sell | NUANCE COMMUNICATIONSconv | $18,406,000 | -24.9% | 16,550,000 | -33.2% | 0.36% | -22.2% | |
| ENRPRA | Sell | ENERGIZER HOLDINGS INCconv pfd | $17,618,000 | -11.6% | 167,987 | -20.0% | 0.34% | -8.6% |
| Buy | ZILLOW GROUP INCconv | $17,466,000 | +16.5% | 18,164,000 | +6.8% | 0.34% | +20.3% | |
| New | DEXCOM INCconv | $17,061,000 | – | 11,528,000 | +100.0% | 0.33% | – | |
| Sell | TPG SPECIALTY LENDING INconv | $17,100,000 | -5.7% | 16,061,000 | -7.0% | 0.33% | -2.6% | |
| Buy | CALAMP CORPconv | $16,790,000 | +19.4% | 20,115,000 | +17.0% | 0.32% | +23.6% | |
| Sell | NUTANIX INCconv | $16,351,000 | -47.4% | 16,435,000 | -50.6% | 0.32% | -45.5% | |
| Sell | TESLA INCconv | $15,870,000 | -7.8% | 10,523,000 | -37.8% | 0.31% | -4.7% | |
| NYCBPRU | Sell | NY COMMUNITY CAP TRUST Vconv pfd | $15,655,000 | -11.4% | 309,439 | -12.7% | 0.30% | -8.5% |
| Sell | FLEXION THERAPEUTICS INCconv | $15,629,000 | -8.4% | 14,636,000 | -22.6% | 0.30% | -5.3% | |
| Buy | NEW MOUNTAIN FINANCE CORconv | $15,287,000 | +38.5% | 14,538,000 | +38.5% | 0.30% | +43.0% | |
| QTSPRB | Sell | QTS REALTY TRUST INCconv pfd | $14,758,000 | -34.6% | 114,924 | -37.8% | 0.29% | -32.4% |
| Buy | VIAVI SOLUTIONS INCconv | $14,221,000 | +28.4% | 11,300,000 | +22.8% | 0.28% | +32.9% | |
| Sell | OSI SYSTEMS INCconv | $13,778,000 | -21.2% | 12,550,000 | -19.8% | 0.27% | -18.3% | |
| Buy | GOLDMAN SACHS BDC INCconv | $13,708,000 | +4.9% | 13,324,000 | +4.7% | 0.27% | +8.6% | |
| Sell | TESLA INCconv | $13,032,000 | -77.8% | 10,244,000 | -82.9% | 0.25% | -77.0% | |
| Sell | HORIZON PHARMA INV LTDconv | $11,766,000 | -62.3% | 8,846,000 | -66.9% | 0.23% | -61.0% | |
| Sell | RETROPHIN INCconv | $11,298,000 | +2.4% | 14,499,000 | -2.0% | 0.22% | +5.8% | |
| Sell | QIAGEN NVconv | $11,066,000 | -27.7% | 10,800,000 | -27.0% | 0.21% | -25.4% | |
| CYPRESS SEMICONDUCTOR COconv | $10,908,000 | 0.0% | 9,000,000 | 0.0% | 0.21% | +3.4% | ||
| Sell | ENVESTNET INCconv | $10,771,000 | -29.3% | 8,998,000 | -36.1% | 0.21% | -26.9% | |
| AVTRPRA | Sell | AVANTOR INCconv pfd | $10,773,000 | -13.2% | 170,727 | -26.6% | 0.21% | -10.3% |
| Sell | SAREPTA THERAPEUTICS INCconv | $10,564,000 | -2.2% | 5,429,000 | -33.5% | 0.20% | +1.5% | |
| Sell | TRIP.COM GROUP LTDconv | $9,868,000 | -73.7% | 10,000,000 | -73.9% | 0.19% | -72.9% | |
| Sell | INPHI CORPconv | $9,769,000 | +12.1% | 6,900,000 | -1.4% | 0.19% | +16.0% | |
| Buy | WEIBO CORPconv | $9,312,000 | +83.4% | 9,850,000 | +81.8% | 0.18% | +89.5% | |
| Sell | ZENDESK INCconv | $9,133,000 | -47.3% | 6,662,000 | -49.1% | 0.18% | -45.5% | |
| Sell | TELADOC HEALTH INCconv | $9,064,000 | -48.0% | 5,210,000 | -55.5% | 0.18% | -46.2% | |
| Sell | SERVICENOW INCconv | $8,968,000 | -40.7% | 4,243,000 | -46.0% | 0.17% | -38.5% | |
| New | TESLA INCconv | $8,939,000 | – | 6,300,000 | +100.0% | 0.17% | – | |
| New | ETSY INCconv | $8,851,000 | – | 6,262,000 | +100.0% | 0.17% | – | |
| Sell | ALZA CORPconv | $8,736,000 | +7.8% | 4,351,000 | -4.3% | 0.17% | +11.2% | |
| Sell | FIVE9 INCconv | $8,435,000 | -28.9% | 4,997,000 | -39.1% | 0.16% | -26.6% | |
| SIX | Buy | SIX FLAGS ENTERTAINMENT CORP | $7,669,000 | +25.8% | 170,000 | +41.7% | 0.15% | +30.7% |
| WDC | Buy | WESTERN DIGITAL CORP | $7,299,000 | +63.2% | 115,000 | +53.3% | 0.14% | +67.9% |
| New | DOCUSIGN INCconv | $7,204,000 | – | 5,782,000 | +100.0% | 0.14% | – | |
| Sell | CLEVELAND-CLIFFS INCconv | $7,037,000 | -54.4% | 5,867,000 | -58.3% | 0.14% | -52.9% | |
| Buy | LIVE NATION ENTERTAINMENconv | $7,031,000 | +3505.6% | 5,725,000 | +3348.8% | 0.14% | +3300.0% | |
| Sell | NEUROCRINE BIOSCIENCESconv | $6,957,000 | -52.5% | 4,537,000 | -57.5% | 0.14% | -50.7% | |
| Sell | INTERDIGITAL INCconv | $5,965,000 | -0.6% | 5,968,000 | -0.7% | 0.12% | +3.6% | |
| Sell | TWILIO INCconv | $5,864,000 | -40.0% | 3,829,000 | -34.5% | 0.11% | -37.7% | |
| DAL | DELTA AIR LINES INC | $5,848,000 | +1.5% | 100,000 | 0.0% | 0.11% | +4.6% | |
| SREPRB | Sell | SEMPRA ENERGYconv pfd | $5,768,000 | -45.0% | 48,322 | -45.7% | 0.11% | -42.9% |
| CFXA | Sell | COLFAX CORPconv pfd | $5,697,000 | -34.6% | 36,223 | -45.8% | 0.11% | -32.5% |
| Sell | HELIX ENERGY SOLUTIONSconv | $5,606,000 | -26.9% | 4,310,000 | -34.2% | 0.11% | -24.3% | |
| CNPPRB | Sell | CENTERPOINT ENERGY INCconv pfd | $5,497,000 | -38.0% | 112,696 | -33.4% | 0.11% | -36.1% |
| Sell | TRANSOCEAN INCconv | $5,381,000 | -49.2% | 5,390,000 | -57.9% | 0.10% | -47.5% | |
| CHNGU | Sell | CHANGE HEALTHCARE INCconv pfd | $5,375,000 | +4.9% | 89,640 | -16.5% | 0.10% | +8.3% |
| Sell | MESA LABORATORIES INCconv | $5,198,000 | -39.4% | 4,758,000 | -40.5% | 0.10% | -37.3% | |
| New | WAYFAIR INCconv | $5,123,000 | – | 4,713,000 | +100.0% | 0.10% | – | |
| HES | New | HESS CORP | $4,677,000 | – | 70,000 | +100.0% | 0.09% | – |
| CCL | Sell | CARNIVAL CORP | $4,575,000 | -19.5% | 90,000 | -30.8% | 0.09% | -16.0% |
| New | EVOLENT HEALTH INCconv | $4,454,000 | – | 6,472,000 | +100.0% | 0.09% | – | |
| Sell | LUMENTUM HOLDINGS INCconv | $4,453,000 | -68.6% | 3,048,000 | -75.0% | 0.09% | -67.7% | |
| UPS | New | UNITED PARCEL SERVICE INC | $4,097,000 | – | 35,000 | +100.0% | 0.08% | – |
| Sell | BLACKROCK CAPITAL INVESTconv | $4,021,000 | -48.9% | 4,018,000 | -48.9% | 0.08% | -46.9% | |
| Sell | IH MERGER SUB LLCconv | $3,923,000 | -76.3% | 2,906,000 | -76.6% | 0.08% | -75.5% | |
| T | New | AT&T INC | $3,908,000 | – | 100,000 | +100.0% | 0.08% | – |
| Sell | SCORPIO TANKERS INCconv | $3,685,000 | -37.9% | 3,000,000 | -46.3% | 0.07% | -36.0% | |
| CVX | New | CHEVRON CORP | $3,615,000 | – | 30,000 | +100.0% | 0.07% | – |
| AIZP | Sell | ASSURANT INCconv pfd | $3,561,000 | -6.8% | 27,734 | -9.0% | 0.07% | -4.2% |
| DANAHER CORPconv | $3,528,000 | +6.3% | 601,000 | 0.0% | 0.07% | +9.7% | ||
| LEA | New | LEAR CORP | $3,430,000 | – | 25,000 | +100.0% | 0.07% | – |
| Sell | PRETIUM RESOURCES INCconv | $3,348,000 | -56.5% | 3,219,000 | -56.5% | 0.06% | -54.9% | |
| Sell | SPLUNK INCconv | $3,318,000 | -19.4% | 2,680,000 | -28.7% | 0.06% | -16.9% | |
| New | INTERCEPT PHARMASconv | $3,317,000 | – | 2,500,000 | +100.0% | 0.06% | – | |
| C | New | CITIGROUP INC | $3,196,000 | – | 40,000 | +100.0% | 0.06% | – |
| Sell | RHconv | $2,933,000 | +12.6% | 2,303,000 | -4.2% | 0.06% | +16.3% | |
| Buy | KAMAN CORPconv | $2,807,000 | +5.1% | 2,338,000 | +0.0% | 0.05% | +8.0% | |
| HAS | New | HASBRO INC | $2,640,000 | – | 25,000 | +100.0% | 0.05% | – |
| ETN | Buy | EATON CORP PLC | $2,368,000 | +42.4% | 25,000 | +25.0% | 0.05% | +48.4% |
| AVK | Buy | ADVENT CONVERTIBLE AND INCOME | $2,380,000 | +20.0% | 153,048 | +12.5% | 0.05% | +24.3% |
| Sell | WHITING PETROLEUM CORPconv | $2,039,000 | -0.2% | 2,076,000 | -0.5% | 0.04% | +5.3% | |
| New | WAYFAIR INCconv | $2,001,000 | – | 1,927,000 | +100.0% | 0.04% | – | |
| Sell | BRISTOL-MYERS SQUIBB COconv | $1,813,000 | +14.2% | 1,098,000 | -9.9% | 0.04% | +16.7% | |
| OXY | New | OCCIDENTAL PETROLEUM CORP | $1,381,000 | – | 33,500 | +100.0% | 0.03% | – |
| MU | New | MICRON TECHNOLOGY INC | $1,076,000 | – | 20,000 | +100.0% | 0.02% | – |
| CMA | New | COMERICA INC | $1,076,000 | – | 15,000 | +100.0% | 0.02% | – |
| CLR | New | CONTINENTAL RESOURCES INC/OK | $1,029,000 | – | 30,000 | +100.0% | 0.02% | – |
| Sell | CYPRESS SEMICONDUCTOR COconv | $869,000 | -89.0% | 500,000 | -88.9% | 0.02% | -88.5% | |
| URI | New | UNITED RENTALS INC | $834,000 | – | 5,000 | +100.0% | 0.02% | – |
| WPX | New | WPX ENERGY INC | $687,000 | – | 50,000 | +100.0% | 0.01% | – |
| ULTA | New | ULTA BEAUTY INC | $633,000 | – | 2,500 | +100.0% | 0.01% | – |
| DAN | New | DANA INC | $546,000 | – | 30,000 | +100.0% | 0.01% | – |
| INTEQ | New | INTELSAT SA | $562,000 | – | 80,000 | +100.0% | 0.01% | – |
| FEYE | FIREEYE INC | $531,000 | +23.8% | 32,129 | 0.0% | 0.01% | +25.0% | |
| CMG | New | CHIPOTLE MEXICAN GRILL INC | $502,000 | – | 600 | +100.0% | 0.01% | – |
| ADBE | New | ADOBE INC | $495,000 | – | 1,500 | +100.0% | 0.01% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTD | $531,000 | – | 20,000 | +100.0% | 0.01% | – |
| DISCA | Buy | DISCOVERY INC | $442,000 | +95.6% | 13,500 | +58.8% | 0.01% | +125.0% |
| CWB | New | SPDR BLOOMBERG BARCLAYS CONVER | $447,000 | – | 8,060 | +100.0% | 0.01% | – |
| LEVI | New | LEVI STRAUSS & CO | $386,000 | – | 20,000 | +100.0% | 0.01% | – |
| STZ | Sell | CONSTELLATION BRANDS INC | $285,000 | -54.2% | 1,500 | -50.0% | 0.01% | -50.0% |
| NCLH | NORWEGIAN CRUISE LINE HOLDINGS | $292,000 | +12.7% | 5,000 | 0.0% | 0.01% | +20.0% | |
| Sell | IONIS PHARMACEUTICALS INconv | $304,000 | -98.5% | 265,000 | -98.5% | 0.01% | -98.4% | |
| HZO | MARINEMAX INC | $239,000 | +7.7% | 14,335 | 0.0% | 0.01% | +25.0% | |
| TGT | New | TARGET CORP | $256,000 | – | 2,000 | +100.0% | 0.01% | – |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $276,000 | – | 3,200 | +100.0% | 0.01% | – |
| FNF | FIDELITY NATIONAL FINANCIAL IN | $181,000 | +1.7% | 4,000 | 0.0% | 0.00% | +33.3% | |
| EZCORP INCconv | $216,000 | 0.0% | 228,000 | 0.0% | 0.00% | 0.0% | ||
| CHGG | New | CHEGG INC | $216,000 | – | 5,700 | +100.0% | 0.00% | – |
| Sell | MICRON TECHNOLOGY INCcall | $163,000 | +3975.0% | 400 | -33.3% | 0.00% | – | |
| Sell | INSULET CORPORATIONconv | $139,000 | -95.7% | 73,000 | -95.8% | 0.00% | -95.1% | |
| IAC | New | IAC/INTERACTIVECORP | $174,000 | – | 700 | +100.0% | 0.00% | – |
| VIACA | New | VIACOMCBS INC | $114,000 | – | 2,551 | +100.0% | 0.00% | – |
| SCPL | SCIPLAY CORP | $123,000 | +15.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| New | ISHARES IBOXX HIGH YIELD CORPOput | $33,000 | – | 1,100 | +100.0% | 0.00% | – | |
| New | SPDR S&P OIL & GAS EXPLORATIONcall | $46,000 | – | 500 | +100.0% | 0.00% | – | |
| New | ISHARES 20 YEAR TREASURY BONDput | $62,000 | – | 847 | +100.0% | 0.00% | – | |
| New | FREEPORT-MCMORAN INCcall | $31,000 | – | 1,590 | +100.0% | 0.00% | – | |
| New | SM ENERGY COcall | $43,000 | – | 300 | +100.0% | 0.00% | – | |
| New | COMMSCOPE HOLDING CO INCcall | $66,000 | – | 400 | +100.0% | 0.00% | – | |
| Exit | BILIBILI INCput | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| SUNPOWER CORPconv | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| Sell | SPDR S&P 500 ETF TRUSTput | $14,000 | -91.2% | 455 | -74.7% | 0.00% | -100.0% | |
| New | LEVI STRAUSS & COcall | $20,000 | – | 300 | +100.0% | 0.00% | – | |
| TWITTER INCcall | $1,000 | -99.1% | 500 | 0.0% | 0.00% | -100.0% | ||
| New | ASHLAND GLOBAL HOLDINGS INC | $5,000 | – | 400 | +100.0% | 0.00% | – | |
| New | VANECK VECTORS OIL SERVICES ETcall | $10,000 | – | 750 | +100.0% | 0.00% | – | |
| New | HASBRO INCput | $2,000 | – | 200 | +100.0% | 0.00% | – | |
| New | FORTIVE CORPcall | $4,000 | – | 207 | +100.0% | 0.00% | – | |
| New | 8X8 INCput | $8,000 | – | 300 | +100.0% | 0.00% | – | |
| New | CONTINENTAL RESOURCES INC/OKput | $2,000 | – | 300 | +100.0% | 0.00% | – | |
| New | INTELSAT SAput | $14,000 | – | 800 | +100.0% | 0.00% | – | |
| DTV | Exit | DTE ENERGY COconv pfd | $0 | – | -187 | -100.0% | 0.00% | – |
| Exit | ZILLOW GROUP INCput | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | GOLDMAN SACHS GROUP INCconv | $0 | – | -21,000 | -100.0% | 0.00% | – | |
| SNAP INCcall | $1,000 | -97.1% | 600 | 0.0% | 0.00% | -100.0% | ||
| Exit | SAREPTA THERAPEUTICS INCcall | $0 | – | -263 | -100.0% | 0.00% | – | |
| Exit | CHANGE HEALTHCARE INCcall | $0 | – | -72 | -100.0% | 0.00% | – | |
| Exit | EXACT SCIENCES CORPcall | $0 | – | -50 | -100.0% | 0.00% | – | |
| Exit | SQUARE INCcall | $0 | – | -750 | -100.0% | 0.00% | – | |
| Exit | SNAP INCput | $0 | – | -360 | -100.0% | 0.00% | – | |
| Exit | MACY'S INCcall | $0 | – | -775 | -100.0% | 0.00% | – | |
| Exit | YY INCput | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | SEACOR HOLDINGS INCconv | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| Exit | SANDISK LLCconv | $0 | – | -14,000 | -100.0% | 0.00% | – | |
| Exit | GOLAR LNG LTDconv | $0 | – | -63,000 | -100.0% | -0.00% | – | |
| Exit | GUIDEWIRE SOFTWARE INCconv | $0 | – | -45,000 | -100.0% | -0.00% | – | |
| Exit | SEACOR HOLDINGS INCconv | $0 | – | -56,000 | -100.0% | -0.00% | – | |
| Exit | CAESARS ENTERTAIN CORPconv | $0 | – | -22,000 | -100.0% | -0.00% | – | |
| Exit | FLUIDIGM CORPconv | $0 | – | -61,000 | -100.0% | -0.00% | – | |
| Exit | WYNN RESORTS LTDput | $0 | – | -150 | -100.0% | -0.00% | – | |
| Exit | ALTERYX INCput | $0 | – | -100 | -100.0% | -0.00% | – | |
| Exit | EVOLENT HEALTH INCconv | $0 | – | -37,000 | -100.0% | -0.00% | – | |
| Exit | WRIGHT MEDICAL GROUP INCconv | $0 | – | -82,000 | -100.0% | -0.00% | – | |
| Exit | LIBERTY INTERACTIVE LLCconv | $0 | – | -133,000 | -100.0% | -0.00% | – | |
| Exit | NATIONAL HEALTH INVESTORconv | $0 | – | -95,000 | -100.0% | -0.00% | – | |
| Exit | NUANCE COMMUNICATIONSconv | $0 | – | -111,000 | -100.0% | -0.00% | – | |
| VIA | Exit | VIACOM INC | $0 | – | -4,281 | -100.0% | -0.00% | – |
| Exit | SILICON LABORATORIES INCconv | $0 | – | -121,000 | -100.0% | -0.00% | – | |
| Exit | DEXCOM INCconv | $0 | – | -87,000 | -100.0% | -0.00% | – | |
| NOK | Exit | NOKIA OYJ | $0 | – | -50,000 | -100.0% | -0.01% | – |
| KR | Exit | KROGER CO/THE | $0 | – | -15,000 | -100.0% | -0.01% | – |
| Exit | NUANCE COMMUNICATIONSconv | $0 | – | -521,000 | -100.0% | -0.01% | – | |
| NRG | Exit | NRG ENERGY INC | $0 | – | -15,000 | -100.0% | -0.01% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -15,000 | -100.0% | -0.03% | – |
| UAL | Exit | UNITED AIRLINES HOLDINGS INC | $0 | – | -27,575 | -100.0% | -0.05% | – |
| Exit | TPG SPECIALTY LENDING INconv | $0 | – | -2,500,000 | -100.0% | -0.05% | – | |
| BABA | Exit | ALIBABA GROUP HOLDING LTD | $0 | – | -20,000 | -100.0% | -0.06% | – |
| APO | Exit | APOLLO GLOBAL MANAGEMENT INC | $0 | – | -100,000 | -100.0% | -0.07% | – |
| Exit | ENVESTNET INCconv | $0 | – | -4,038,000 | -100.0% | -0.08% | – | |
| BA | Exit | BOEING CO/THE | $0 | – | -13,000 | -100.0% | -0.09% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -100,000 | -100.0% | -0.11% | – |
| Exit | EZCORP INCconv | $0 | – | -8,842,000 | -100.0% | -0.13% | – | |
| Exit | ATLAS AIR WORLDWIDE HLDGconv | $0 | – | -10,006,000 | -100.0% | -0.17% | – | |
| Exit | TEVA PHARM FIN CO LLCconv | $0 | – | -10,000,000 | -100.0% | -0.17% | – | |
| Exit | CHESAPEAKE ENERGY CORPconv | $0 | – | -17,000,000 | -100.0% | -0.19% | – | |
| Exit | NXP SEMICONDUCTOR NVconv | $0 | – | -9,472,000 | -100.0% | -0.19% | – | |
| Exit | WRIGHT MEDICAL GROUP NVconv | $0 | – | -11,210,000 | -100.0% | -0.25% | – | |
| Exit | OIL STATES INTL INCconv | $0 | – | -19,050,000 | -100.0% | -0.30% | – | |
| Exit | ATLAS AIR WORLDWIDE HLDGconv | $0 | – | -26,275,000 | -100.0% | -0.41% | – | |
| Exit | ARCONIC INCconv | $0 | – | -24,819,000 | -100.0% | -0.46% | – | |
| Exit | NEVRO CORPconv | $0 | – | -24,220,000 | -100.0% | -0.51% | – | |
| Exit | FINISAR CORPconv | $0 | – | -27,565,000 | -100.0% | -0.52% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.