$5.28 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 297 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 64.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Altaba Incconv | $187,176,000 | +26.4% | 143,897,000 | +10.2% | 3.54% | +25.1% | |
| Sell | Priceline Group Inc/Theconv | $109,405,000 | -11.3% | 75,924,000 | -9.6% | 2.07% | -12.2% | |
| Sell | Illumina Incconv | $108,209,000 | +4.8% | 94,927,000 | -1.9% | 2.05% | +3.7% | |
| WFCPRL | Buy | Wells Fargo & Companyconv pfd | $103,420,000 | +10.9% | 78,009 | +9.6% | 1.96% | +9.7% |
| Buy | Wright Medical Group Incconv | $97,433,000 | -2.1% | 89,942,000 | +0.8% | 1.84% | -3.0% | |
| Buy | Weatherford Bermudaconv | $96,725,000 | +12.7% | 88,437,000 | +4.0% | 1.83% | +11.5% | |
| Sell | Micron Technology Incconv | $94,135,000 | -30.3% | 67,928,000 | -43.4% | 1.78% | -31.0% | |
| Sell | Ctrip.Com Intl Ltdconv | $87,825,000 | -2.0% | 77,211,000 | -0.5% | 1.66% | -3.0% | |
| Buy | Jazz Investments I Ltdconv | $84,817,000 | +2.4% | 80,382,000 | +6.6% | 1.61% | +1.4% | |
| Sell | Intel Corpconv | $82,807,000 | +4.3% | 58,181,000 | -4.2% | 1.57% | +3.2% | |
| Buy | Biomarin Pharmaceuticalconv | $79,987,000 | +4.8% | 71,592,000 | +4.4% | 1.52% | +3.8% | |
| New | Dish Network Corpconv | $79,141,000 | – | 70,717,000 | +100.0% | 1.50% | – | |
| Sell | Lam Research Corpconv | $76,974,000 | +16.5% | 25,122,000 | -11.3% | 1.46% | +15.3% | |
| Buy | Fireeye Incconv | $75,949,000 | +20.0% | 81,523,000 | +17.6% | 1.44% | +18.7% | |
| BACPRL | Buy | Bank Of America Corpconv pfd | $75,401,000 | +18.6% | 57,633 | +14.4% | 1.43% | +17.4% |
| Sell | On Semiconductor Corpconv | $74,140,000 | +8.9% | 62,164,000 | -5.1% | 1.40% | +7.8% | |
| Buy | Dycom Industries Incconv | $71,615,000 | +27.0% | 62,740,000 | +29.3% | 1.36% | +25.7% | |
| Buy | Integrated Device Techconv | $69,803,000 | +13.0% | 65,233,000 | +12.0% | 1.32% | +11.8% | |
| Sell | Twitter Incconv | $69,467,000 | -13.9% | 75,598,000 | -13.9% | 1.32% | -14.8% | |
| Sell | Nuance Communicationsconv | $65,182,000 | -3.3% | 69,327,000 | -0.9% | 1.23% | -4.3% | |
| Sell | Allscripts Healthcare Soconv | $64,395,000 | -6.0% | 60,752,000 | -9.9% | 1.22% | -7.0% | |
| Sell | Colony Northstar Incconv | $62,281,000 | -9.4% | 61,782,000 | -8.4% | 1.18% | -10.3% | |
| BDXA | Buy | Becton Dickinson And Coconv pfd | $61,465,000 | +9.5% | 1,117,821 | +8.8% | 1.16% | +8.4% |
| Sell | Electronics For Imagingconv | $60,424,000 | -6.6% | 58,045,000 | -3.5% | 1.14% | -7.6% | |
| New | Liberty Media Corpconv | $59,705,000 | – | 56,064,000 | +100.0% | 1.13% | – | |
| CCIPRA | New | Crown Castle Intl Corpconv pfd | $59,137,000 | – | 55,728 | +100.0% | 1.12% | – |
| Sell | Csg Systems Internationaconv | $58,246,000 | -1.5% | 54,257,000 | -0.9% | 1.10% | -2.6% | |
| Buy | Veeco Instruments Incconv | $57,561,000 | +261.5% | 60,026,000 | +285.8% | 1.09% | +257.4% | |
| Sell | Ares Capital Corpconv | $56,844,000 | -6.5% | 55,491,000 | -5.9% | 1.08% | -7.6% | |
| Buy | Verint Systems Incconv | $56,119,000 | +3.6% | 57,147,000 | +3.4% | 1.06% | +2.5% | |
| Sell | Liberty Media Corpconv | $52,888,000 | -11.3% | 43,579,000 | -13.1% | 1.00% | -12.3% | |
| Sell | Priceline Group Inc/Theconv | $52,753,000 | -6.9% | 45,912,000 | -7.1% | 1.00% | -7.9% | |
| Sell | Liberty Interactive LLCconv | $50,437,000 | -4.2% | 42,384,000 | -7.8% | 0.96% | -5.2% | |
| Sell | B2Gold Corpconv | $50,393,000 | -3.0% | 48,709,000 | -1.7% | 0.95% | -4.0% | |
| AGNPRA | Buy | Allergan PLCconv pfd | $48,912,000 | -12.6% | 66,208 | +2.6% | 0.93% | -13.5% |
| Sell | Horizon Pharma Inv Ltdconv | $48,542,000 | +2.6% | 53,502,000 | -2.1% | 0.92% | +1.5% | |
| Sell | Red Hat Incconv | $48,339,000 | -25.8% | 31,360,000 | -33.4% | 0.92% | -26.6% | |
| Buy | Whiting Petroleum Corpconv | $47,602,000 | +8.6% | 53,150,000 | +2.4% | 0.90% | +7.5% | |
| Forest City Realty Trustconv | $46,604,000 | +4.6% | 37,785,000 | 0.0% | 0.88% | +3.5% | ||
| Sell | Twitter Incconv | $46,566,000 | -1.7% | 49,147,000 | -2.0% | 0.88% | -2.6% | |
| Sell | Macquarie Infrastructureconv | $46,121,000 | -6.2% | 43,374,000 | -2.3% | 0.87% | -7.2% | |
| Buy | Citrix Systems Incconv | $45,743,000 | +154.3% | 39,258,000 | +162.5% | 0.87% | +151.7% | |
| Buy | Impax Laboratories Incconv | $44,780,000 | +65.2% | 49,379,000 | +55.8% | 0.85% | +63.4% | |
| Buy | Blackstone Mortgage Trconv | $44,696,000 | +72.3% | 44,295,000 | +74.4% | 0.85% | +70.6% | |
| Buy | Macquarie Infrastructureconv | $43,566,000 | +2.2% | 44,883,000 | +5.1% | 0.82% | +1.1% | |
| Sell | Intel Corpconv | $42,946,000 | +7.8% | 23,347,000 | -3.2% | 0.81% | +6.7% | |
| Buy | Anthem Incconv | $41,414,000 | +24.8% | 15,926,000 | +23.7% | 0.78% | +23.5% | |
| Sell | Finisar Corpconv | $40,926,000 | -25.9% | 39,191,000 | -20.8% | 0.78% | -26.7% | |
| Sell | Ionis Pharmaceuticals Inconv | $40,330,000 | -6.0% | 38,030,000 | -5.7% | 0.76% | -6.9% | |
| Sell | Fidelity Natl Financialconv | $40,139,000 | -5.0% | 14,879,000 | -11.9% | 0.76% | -6.1% | |
| Sell | Air Lease Corpconv | $39,245,000 | -11.3% | 25,819,000 | -19.3% | 0.74% | -12.3% | |
| NEEPRR | Sell | Nextera Energy Incconv pfd | $39,134,000 | +3.1% | 705,096 | -0.4% | 0.74% | +2.1% |
| Sell | Pdc Energy Incconv | $38,951,000 | +6.3% | 39,898,000 | -1.2% | 0.74% | +5.3% | |
| Jefferies Group LLCconv | $38,936,000 | -0.8% | 38,837,000 | 0.0% | 0.74% | -1.9% | ||
| Buy | Rti International Metalsconv | $37,683,000 | +30.1% | 33,773,000 | +24.8% | 0.71% | +28.9% | |
| Sell | Royal Gold Incconv | $36,476,000 | -6.1% | 33,128,000 | -7.8% | 0.69% | -7.0% | |
| SWP | Sell | Stanley Black & Decker Iconv pfd | $36,324,000 | -15.5% | 317,640 | -20.3% | 0.69% | -16.3% |
| Sell | Liberty Interactive LLCconv | $36,251,000 | -2.6% | 65,648,000 | -3.7% | 0.69% | -3.7% | |
| Buy | Pra Group Incconv | $35,159,000 | +46.6% | 38,225,000 | +52.2% | 0.67% | +45.1% | |
| Buy | Calatlantic Group Incconv | $35,066,000 | +21.4% | 36,480,000 | +20.0% | 0.66% | +20.1% | |
| Buy | Cardtronics Incconv | $34,824,000 | +72.6% | 37,612,000 | +78.2% | 0.66% | +70.7% | |
| Sell | Servicenow Incconv | $34,828,000 | -7.2% | 21,656,000 | -15.5% | 0.66% | -8.2% | |
| Buy | Tesla Incconv | $34,017,000 | +82.6% | 30,085,000 | +87.0% | 0.64% | +80.9% | |
| Buy | Cemex Sab De Cvconv | $32,044,000 | +10.5% | 28,621,000 | +13.9% | 0.61% | +9.4% | |
| Sell | Hologic Incconv | $31,871,000 | -37.9% | 26,353,000 | -35.0% | 0.60% | -38.4% | |
| Sell | Biomarin Pharmaceuticalconv | $31,041,000 | -2.2% | 25,805,000 | -3.2% | 0.59% | -3.1% | |
| Sell | Atlas Air Worldwide Hldgconv | $30,031,000 | -1.6% | 24,912,000 | -13.7% | 0.57% | -2.6% | |
| Buy | Starwood Property Trustconv | $29,907,000 | +0.8% | 29,471,000 | +0.8% | 0.57% | -0.4% | |
| Nxp Semiconductor Nvconv | $28,762,000 | +1.3% | 23,766,000 | 0.0% | 0.54% | +0.4% | ||
| Sell | Starwood Property Trustconv | $28,802,000 | -4.7% | 25,824,000 | -2.9% | 0.54% | -5.7% | |
| Sell | Cornerstone Ondemand Incconv | $28,383,000 | -9.3% | 28,054,000 | -9.7% | 0.54% | -10.4% | |
| Buy | Tesla Incconv | $28,045,000 | -3.4% | 25,511,000 | +0.6% | 0.53% | -4.3% | |
| Sell | Insulet Corporationconv | $27,803,000 | +3.0% | 22,123,000 | -0.2% | 0.53% | +1.9% | |
| Sell | Broadsoft Incconv | $27,680,000 | -11.6% | 19,804,000 | -20.9% | 0.52% | -12.5% | |
| Sell | Fireeye Incconv | $27,173,000 | -27.9% | 28,604,000 | -28.3% | 0.52% | -28.6% | |
| New | Ctrip.Com Intl Ltdconv | $26,658,000 | – | 24,640,000 | +100.0% | 0.50% | – | |
| New | Biomarin Pharmaceuticalconv | $26,383,000 | – | 26,000,000 | +100.0% | 0.50% | – | |
| Sell | Proofpoint Incconv | $25,932,000 | -9.5% | 20,783,000 | -9.9% | 0.49% | -10.4% | |
| Buy | Spirit Realty Capital Inconv | $25,613,000 | +8.9% | 25,508,000 | +7.7% | 0.48% | +7.8% | |
| New | Cypress Semiconductor Coconv | $25,185,000 | – | 19,288,000 | +100.0% | 0.48% | – | |
| Buy | Broadsoft Incconv | $25,125,000 | +9.6% | 20,180,000 | +1.1% | 0.48% | +8.7% | |
| Buy | Colony Northstar Incconv | $25,066,000 | -2.1% | 24,345,000 | +0.1% | 0.48% | -3.1% | |
| Sell | Euronet Worldwide Incconv | $24,805,000 | -5.5% | 18,323,000 | -10.7% | 0.47% | -6.4% | |
| DCUD | Buy | Dominion Energy Incconv pfd | $23,973,000 | +6.5% | 472,177 | +5.2% | 0.45% | +5.3% |
| Buy | Old Republic Intl Corpconv | $22,497,000 | +23.8% | 17,522,000 | +22.3% | 0.43% | +22.4% | |
| Buy | Calamp Corpconv | $22,388,000 | +16.6% | 20,955,000 | +11.6% | 0.42% | +15.5% | |
| Buy | Nuvasive Incconv | $22,357,000 | +5.2% | 19,577,000 | +27.4% | 0.42% | +3.9% | |
| Viavi Solutions Incconv | $21,834,000 | -5.0% | 20,807,000 | 0.0% | 0.41% | -6.1% | ||
| Sell | Nevro Corpconv | $21,443,000 | +4.7% | 18,028,000 | -5.9% | 0.41% | +3.6% | |
| NYCBPRU | Buy | NYCommunity Cap Trust Vconv pfd | $20,520,000 | +19.8% | 404,832 | +21.5% | 0.39% | +18.6% |
| Buy | Blackrock Capital Investconv | $20,111,000 | +52.4% | 19,145,000 | +48.9% | 0.38% | +50.6% | |
| Sell | National Health Investorconv | $20,023,000 | -8.2% | 17,393,000 | -6.9% | 0.38% | -9.1% | |
| Sell | Starwood Waypoint Homesconv | $19,605,000 | -6.5% | 15,864,000 | -10.1% | 0.37% | -7.5% | |
| Sell | Molina Healthcare Incconv | $19,545,000 | -59.4% | 15,566,000 | -58.7% | 0.37% | -59.9% | |
| Buy | Intercept Pharmasconv | $19,323,000 | +158.8% | 24,766,000 | +222.1% | 0.37% | +155.9% | |
| Sell | Salesforce.Com Incconv | $19,198,000 | +1.5% | 13,661,000 | -4.2% | 0.36% | +0.6% | |
| Sell | Qiagen Nvconv | $19,082,000 | -10.5% | 16,400,000 | -5.7% | 0.36% | -11.5% | |
| New | Tcp Capital Corpconv | $19,022,000 | – | 18,370,000 | +100.0% | 0.36% | – | |
| Buy | Sm Energy Coconv | $18,086,000 | +23.0% | 19,126,000 | +17.2% | 0.34% | +21.7% | |
| Sell | Depomed Incconv | $17,887,000 | -27.3% | 24,110,000 | -13.7% | 0.34% | -28.0% | |
| Buy | Hologic Incconv | $17,745,000 | -11.6% | 14,645,000 | +7.4% | 0.34% | -12.5% | |
| WELLPRI | Buy | Welltower Incconv pfd | $17,262,000 | +31.6% | 273,000 | +37.8% | 0.33% | +30.3% |
| ANTX | Sell | Anthem Incconv pfd | $17,092,000 | -48.2% | 327,707 | -47.9% | 0.32% | -48.7% |
| Sell | Atlas Air Worldwide Hldgconv | $16,015,000 | -24.6% | 12,548,000 | -35.4% | 0.30% | -25.4% | |
| TMUSP | Sell | T-Mobile Us Incconv pfd | $15,932,000 | -9.5% | 159,575 | -10.5% | 0.30% | -10.4% |
| Sell | KB Homeconv | $15,839,000 | -14.9% | 15,031,000 | -13.2% | 0.30% | -15.7% | |
| New | Marriott Vacation Worldwconv | $15,711,000 | – | 15,000,000 | +100.0% | 0.30% | – | |
| Sell | Vereit Incconv | $15,141,000 | -17.1% | 15,056,000 | -17.1% | 0.29% | -18.0% | |
| Spirit Realty Capital Inconv | $14,943,000 | +3.0% | 14,603,000 | 0.0% | 0.28% | +1.8% | ||
| Sell | Teva Pharm Fin Co LLCconv | $14,795,000 | -58.0% | 16,371,000 | -50.0% | 0.28% | -58.4% | |
| AMTPRB | Sell | American Tower Corpconv pfd | $14,633,000 | -0.7% | 119,401 | -2.3% | 0.28% | -1.8% |
| Sell | Advanced Micro Devicesconv | $14,226,000 | -5.4% | 8,030,000 | -6.6% | 0.27% | -6.6% | |
| Sell | Calatlantic Group Incconv | $14,084,000 | -24.3% | 11,692,000 | -25.4% | 0.27% | -25.0% | |
| New | Green Plains Incconv | $14,079,000 | – | 13,658,000 | +100.0% | 0.27% | – | |
| Sell | Medicines Companyconv | $13,540,000 | -2.5% | 12,886,000 | -2.8% | 0.26% | -3.8% | |
| Sell | Molina Healthcare Incconv | $13,022,000 | -58.7% | 7,500,000 | -58.3% | 0.25% | -59.0% | |
| Buy | Tesla Incconv | $12,187,000 | -2.2% | 9,915,000 | +0.1% | 0.23% | -2.9% | |
| Buy | Oasis Petroleum Incconv | $11,804,000 | +9.5% | 10,996,000 | +0.1% | 0.22% | +8.7% | |
| Vereit Incconv | $11,360,000 | +1.3% | 10,882,000 | 0.0% | 0.22% | 0.0% | ||
| Buy | Ak Steel Corpconv | $11,300,000 | +38.4% | 8,441,000 | +53.5% | 0.21% | +37.2% | |
| Sell | Clovis Oncology Incconv | $11,056,000 | -16.7% | 7,131,000 | -8.9% | 0.21% | -17.7% | |
| New | Wayfair Incconv | $10,916,000 | – | 11,300,000 | +100.0% | 0.21% | – | |
| Buy | Ciena Corpconv | $10,197,000 | +24.8% | 7,667,000 | +33.2% | 0.19% | +23.7% | |
| Buy | Ares Capital Corpconv | $9,859,000 | +2.3% | 9,788,000 | +3.0% | 0.19% | +1.6% | |
| Sell | Microchip Technology Incconv | $9,188,000 | -54.1% | 5,255,000 | -60.6% | 0.17% | -54.6% | |
| Sell | Horizon Global Corpconv | $8,532,000 | -5.8% | 8,253,000 | -12.8% | 0.16% | -6.4% | |
| WPXP | Buy | Wpx Energy Incconv pfd | $8,006,000 | +14.3% | 150,329 | +0.1% | 0.15% | +13.4% |
| Buy | Nuance Communicationsconv | $7,862,000 | -0.6% | 7,872,000 | +2.8% | 0.15% | -1.3% | |
| Rpm International Incconv | $7,712,000 | -3.0% | 6,712,000 | 0.0% | 0.15% | -3.9% | ||
| UPS | Sell | United Parcel Service Inc | $7,638,000 | -13.3% | 63,600 | -20.2% | 0.14% | -14.2% |
| New | Redwood Trust Incconv | $7,601,000 | – | 7,619,000 | +100.0% | 0.14% | – | |
| NEEPRQ | Sell | Nextera Energy Incconv pfd | $7,267,000 | +3.5% | 109,771 | -0.1% | 0.14% | +3.0% |
| AAL | Buy | American Airlines Group Inc | $7,124,000 | +41.6% | 150,000 | +50.0% | 0.14% | +40.6% |
| New | Blackhawk Network Holdconv | $6,999,000 | – | 6,240,000 | +100.0% | 0.13% | – | |
| New | Keyw Holding Corpconv | $7,048,000 | – | 7,599,000 | +100.0% | 0.13% | – | |
| PCLN | New | Priceline Group Inc/The | $6,994,000 | – | 3,820 | +100.0% | 0.13% | – |
| TREE | New | LendingTree Inc | $6,356,000 | – | 26,000 | +100.0% | 0.12% | – |
| Sell | Innoviva Incconv | $6,359,000 | -32.0% | 6,500,000 | -36.6% | 0.12% | -33.0% | |
| VZ | Sell | Verizon Communications Inc | $6,186,000 | -16.1% | 125,000 | -24.2% | 0.12% | -17.0% |
| GM | Sell | General Motors Co | $6,138,000 | -17.1% | 152,000 | -28.3% | 0.12% | -18.3% |
| INCY | Buy | Incyte Corp | $5,895,000 | +15.6% | 50,500 | +24.7% | 0.11% | +14.3% |
| WMT | New | Wal-Mart Stores Inc | $5,695,000 | – | 72,876 | +100.0% | 0.11% | – |
| AMT | New | American Tower Corp | $5,467,000 | – | 40,000 | +100.0% | 0.10% | – |
| Sell | Priceline Group Inc/Theconv | $5,201,000 | -43.0% | 2,690,000 | -41.8% | 0.10% | -44.0% | |
| MRK | Buy | Merck & Co Inc | $5,186,000 | +32.7% | 81,000 | +32.8% | 0.10% | +30.7% |
| RGLD | New | Royal Gold Inc | $5,188,000 | – | 60,300 | +100.0% | 0.10% | – |
| AEUA | Sell | Anadarko Petroleum Corpconv pfd | $4,845,000 | -40.1% | 122,489 | -37.9% | 0.09% | -40.6% |
| LAZ | New | Lazard Ltd | $4,748,000 | – | 105,000 | +100.0% | 0.09% | – |
| New | Acorda Therapeutics Incconv | $4,538,000 | – | 5,000,000 | +100.0% | 0.09% | – | |
| Sell | Emergent Biosolutionsconv | $4,499,000 | +11.3% | 3,123,000 | -0.1% | 0.08% | +10.4% | |
| M | New | Macy's Inc | $4,364,000 | – | 200,000 | +100.0% | 0.08% | – |
| GD | New | General Dynamics Corp | $4,182,000 | – | 20,344 | +100.0% | 0.08% | – |
| Danaher Corpconv | $3,941,000 | +1.6% | 1,203,000 | 0.0% | 0.08% | +1.4% | ||
| DIS | New | Walt Disney Co/The | $3,943,000 | – | 40,000 | +100.0% | 0.08% | – |
| ETN | Sell | Eaton Corp PLC | $3,840,000 | -38.3% | 50,000 | -37.5% | 0.07% | -38.7% |
| LOW | New | Lowe's Cos Inc | $3,357,000 | – | 42,000 | +100.0% | 0.06% | – |
| TPGEU | TPG Pace Energy Holdings Corp | $3,060,000 | -2.1% | 300,000 | 0.0% | 0.06% | -3.3% | |
| Sell | Sucampo Pharmaceuticalsconv | $2,906,000 | -31.1% | 2,808,000 | -34.8% | 0.06% | -32.1% | |
| Sell | Alza Corpconv | $2,831,000 | -11.8% | 1,583,000 | -10.2% | 0.05% | -11.5% | |
| Buy | Bristol-Myers Squibb Coconv | $2,788,000 | +30.0% | 1,706,000 | +13.3% | 0.05% | +29.3% | |
| FTRPR | Sell | Frontier Communicationsconv pfd | $2,760,000 | -55.7% | 144,811 | -31.4% | 0.05% | -56.3% |
| MS | New | Morgan Stanley | $2,649,000 | – | 55,000 | +100.0% | 0.05% | – |
| DTV | Sell | Dte Energy Coconv pfd | $2,354,000 | -71.4% | 43,500 | -71.3% | 0.04% | -71.3% |
| Omnicare Incconv | $2,259,000 | 0.0% | 1,756,000 | 0.0% | 0.04% | 0.0% | ||
| MU | Buy | Micron Technology Inc | $1,967,000 | +46.4% | 50,000 | +11.1% | 0.04% | +42.3% |
| GLD | New | SPDR Gold Shares | $1,824,000 | – | 15,000 | +100.0% | 0.04% | – |
| SYF | Buy | Synchrony Financial | $1,863,000 | +525.2% | 60,000 | +500.0% | 0.04% | +483.3% |
| UNP | New | Union Pacific Corp | $1,803,000 | – | 15,544 | +100.0% | 0.03% | – |
| Seacor Holdings Incconv | $1,800,000 | +6.4% | 2,000,000 | 0.0% | 0.03% | +6.2% | ||
| New | Navistar Intl Corpconv | $1,647,000 | – | 1,500,000 | +100.0% | 0.03% | – | |
| CX | New | Cemex SAB de CV | $1,462,000 | – | 161,000 | +100.0% | 0.03% | – |
| CTXS | New | Citrix Systems Inc | $1,460,000 | – | 19,000 | +100.0% | 0.03% | – |
| Tpg Specialty Lending Inconv | $1,348,000 | -0.5% | 1,300,000 | 0.0% | 0.03% | 0.0% | ||
| Tcp Capital Corpconv | $1,053,000 | -0.9% | 1,000,000 | 0.0% | 0.02% | 0.0% | ||
| Sell | Quidel Corpconv | $978,000 | -96.5% | 795,000 | -96.9% | 0.02% | -96.5% | |
| INTC | Sell | Intel Corp | $952,000 | -29.5% | 25,000 | -37.5% | 0.02% | -30.8% |
| TEVA | New | Teva Pharmaceutical Industries | $880,000 | – | 50,000 | +100.0% | 0.02% | – |
| PFE | New | Pfizer Inc | $893,000 | – | 25,000 | +100.0% | 0.02% | – |
| Novellus Systems Incconv | $847,000 | +31.3% | 154,000 | 0.0% | 0.02% | +33.3% | ||
| Sell | Medidata Solutions Incconv | $856,000 | -2.8% | 617,000 | -2.2% | 0.02% | -5.9% | |
| Sandisk Corpconv | $839,000 | 0.0% | 801,000 | 0.0% | 0.02% | 0.0% | ||
| UNH | Sell | UnitedHealth Group Inc | $769,000 | +3.6% | 3,926 | -1.8% | 0.02% | +7.1% |
| Akamai Technologies Incconv | $780,000 | 0.0% | 796,000 | 0.0% | 0.02% | 0.0% | ||
| BAC | New | Bank of America Corp | $760,000 | – | 30,000 | +100.0% | 0.01% | – |
| Sell | Web.Com Group Incconv | $714,000 | -81.0% | 721,000 | -80.6% | 0.01% | -80.6% | |
| Starwood Property Trustconv | $730,000 | 0.0% | 676,000 | 0.0% | 0.01% | 0.0% | ||
| WPX | New | WPX Energy Inc | $690,000 | – | 60,000 | +100.0% | 0.01% | – |
| GT | New | Goodyear Tire & Rubber Co/The | $665,000 | – | 20,000 | +100.0% | 0.01% | – |
| X | Sell | United States Steel Corp | $706,000 | -88.8% | 27,500 | -90.4% | 0.01% | -89.3% |
| Illumina Incconv | $621,000 | 0.0% | 647,000 | 0.0% | 0.01% | 0.0% | ||
| NVS | New | Novartis AG | $634,000 | – | 7,385 | +100.0% | 0.01% | – |
| Bottomline Technologiesconv | $635,000 | +7.6% | 594,000 | 0.0% | 0.01% | +9.1% | ||
| AMD | Sell | Advanced Micro Devices Inc | $638,000 | -30.0% | 50,000 | -31.5% | 0.01% | -29.4% |
| Sell | Greenbrier Cos Incconv | $555,000 | +0.4% | 405,000 | -0.7% | 0.01% | 0.0% | |
| Endologix Incconv | $581,000 | 0.0% | 610,000 | 0.0% | 0.01% | 0.0% | ||
| Inphi Corpconv | $564,000 | +9.1% | 460,000 | 0.0% | 0.01% | +10.0% | ||
| F | New | Ford Motor Co | $599,000 | – | 50,000 | +100.0% | 0.01% | – |
| Sell | Meritor Incconv | $598,000 | -97.1% | 511,000 | -97.4% | 0.01% | -97.2% | |
| KEY | Sell | KeyCorp | $471,000 | -37.7% | 25,000 | -38.0% | 0.01% | -35.7% |
| S | Sprint Corp | $467,000 | -5.3% | 60,000 | 0.0% | 0.01% | 0.0% | |
| CLVS | Sell | Clovis Oncology Inc | $412,000 | -76.5% | 5,000 | -73.3% | 0.01% | -76.5% |
| Nuance Communicationsconv | $410,000 | 0.0% | 408,000 | 0.0% | 0.01% | 0.0% | ||
| ATI | New | Allegheny Technologies Inc | $418,000 | – | 17,500 | +100.0% | 0.01% | – |
| Redwood Trust Incconv | $398,000 | 0.0% | 416,000 | 0.0% | 0.01% | 0.0% | ||
| ABBV | New | AbbVie Inc | $444,000 | – | 5,000 | +100.0% | 0.01% | – |
| Sell | Live Nation Entertainmenconv | $435,000 | -98.3% | 348,000 | -98.4% | 0.01% | -98.4% | |
| Brocade Communicationsconv | $436,000 | 0.0% | 432,000 | 0.0% | 0.01% | 0.0% | ||
| VECO | New | Veeco Instruments Inc | $428,000 | – | 20,000 | +100.0% | 0.01% | – |
| VEON | Sell | VEON Ltd | $357,000 | -72.5% | 85,300 | -74.3% | 0.01% | -72.0% |
| TER | New | Teradyne Inc | $373,000 | – | 10,000 | +100.0% | 0.01% | – |
| Sell | Workday Incconv | $390,000 | -6.9% | 320,000 | -5.9% | 0.01% | -12.5% | |
| FLXN | New | Flexion Therapeutics Inc | $363,000 | – | 15,000 | +100.0% | 0.01% | – |
| Sell | Brookdale Senior Livingconv | $297,000 | -98.5% | 298,000 | -98.5% | 0.01% | -98.4% | |
| Z | New | Zillow Group Inc | $339,000 | – | 8,420 | +100.0% | 0.01% | – |
| FTI | New | TechnipFMC PLC | $312,000 | – | 11,300 | +100.0% | 0.01% | – |
| TWTR | New | Twitter Inc | $268,000 | – | 15,898 | +100.0% | 0.01% | – |
| FEYE | Sell | FireEye Inc | $252,000 | -84.9% | 15,000 | -86.4% | 0.01% | -84.4% |
| Synchronoss Technologiesconv | $286,000 | 0.0% | 336,000 | 0.0% | 0.01% | 0.0% | ||
| Helix Energy Solutionsconv | $261,000 | 0.0% | 265,000 | 0.0% | 0.01% | 0.0% | ||
| BTG | Buy | B2Gold Corp | $244,000 | +73.0% | 87,000 | +74.0% | 0.01% | +66.7% |
| BC | New | Brunswick Corp/DE | $280,000 | – | 5,000 | +100.0% | 0.01% | – |
| PTCT | New | PTC Therapeutics Inc | $200,000 | – | 10,000 | +100.0% | 0.00% | – |
| Sina Corpconv | $230,000 | 0.0% | 230,000 | 0.0% | 0.00% | 0.0% | ||
| Pdl Biopharma Incconv | $212,000 | 0.0% | 235,000 | 0.0% | 0.00% | 0.0% | ||
| Ctrip.Com Intl Ltdconv | $193,000 | 0.0% | 134,000 | 0.0% | 0.00% | 0.0% | ||
| Forest City Realty Trustconv | $158,000 | 0.0% | 152,000 | 0.0% | 0.00% | 0.0% | ||
| Homeaway Incconv | $165,000 | 0.0% | 175,000 | 0.0% | 0.00% | 0.0% | ||
| IIVI | New | II-VI Inc | $165,000 | – | 4,000 | +100.0% | 0.00% | – |
| Fluidigm Corpconv | $144,000 | 0.0% | 257,000 | 0.0% | 0.00% | 0.0% | ||
| Seacor Holdings Incconv | $179,000 | 0.0% | 191,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | Depomed Incput | $98,000 | +157.9% | 1,000 | -66.7% | 0.00% | +100.0% | |
| Chart Industries Incconv | $98,000 | 0.0% | 113,000 | 0.0% | 0.00% | 0.0% | ||
| New | Royal Gold Incput | $95,000 | – | 200 | +100.0% | 0.00% | – | |
| New | Impax Laboratories Incput | $81,000 | – | 806 | +100.0% | 0.00% | – | |
| IAC | New | IAC/InterActiveCorp | $118,000 | – | 1,000 | +100.0% | 0.00% | – |
| L100PS | New | Arconic Inc | $63,000 | – | 2,534 | +100.0% | 0.00% | – |
| ARNCPRB | Sell | Arconic Incconv pfd | $63,000 | -99.4% | 1,615 | -99.5% | 0.00% | -99.5% |
| Hornbeck Offshore Servconv | $74,000 | 0.0% | 145,000 | 0.0% | 0.00% | 0.0% | ||
| New | Zillow Group Incput | $31,000 | – | 1,100 | +100.0% | 0.00% | – | |
| New | Priceline Group Inc/Theput | $39,000 | – | 50 | +100.0% | 0.00% | – | |
| AGC | Sell | Advent Claymore Convertible Se | $62,000 | -98.2% | 10,000 | -98.2% | 0.00% | -98.5% |
| New | AbbVie Inccall | $36,000 | – | 100 | +100.0% | 0.00% | – | |
| New | Nabors Industries Ltdcall | $41,000 | – | 1,000 | +100.0% | 0.00% | – | |
| Sell | Infinera Corpconv | $46,000 | -99.2% | 45,000 | -99.1% | 0.00% | -99.0% | |
| New | Flexion Therapeutics Inccall | $61,000 | – | 250 | +100.0% | 0.00% | – | |
| Sell | Palo Alto Networks Inccall | $27,000 | +440.0% | 100 | -66.7% | 0.00% | – | |
| Encore Capital Group Incconv | $29,000 | 0.0% | 42,000 | 0.0% | 0.00% | 0.0% | ||
| CIDM | New | Cinedigm Corp | $53,000 | – | 36,666 | +100.0% | 0.00% | – |
| New | Amazon.com Inccall | $49,000 | – | 25 | +100.0% | 0.00% | – | |
| New | Apple Inccall | $30,000 | – | 500 | +100.0% | 0.00% | – | |
| New | LendingTree Inccall | $52,000 | – | 100 | +100.0% | 0.00% | – | |
| Sell | Advanced Micro Devices Incput | $2,000 | -83.3% | 400 | -20.0% | 0.00% | – | |
| Exit | Pandora Media Inccall | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| New | Ferrari NVcall | $1,000 | – | 50 | +100.0% | 0.00% | – | |
| New | Ferrari NVput | $8,000 | – | 110 | +100.0% | 0.00% | – | |
| New | AT&T Incput | $22,000 | – | 1,800 | +100.0% | 0.00% | – | |
| New | Scorpio Tankers Inccall | $5,000 | – | 1,000 | +100.0% | 0.00% | – | |
| Sell | SPDR S&P 500 ETF Trustput | $13,000 | -90.2% | 600 | -71.2% | 0.00% | -100.0% | |
| Exit | TiVo Corpconv | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| Exit | Immunomedics Incput | $0 | – | -800 | -100.0% | 0.00% | – | |
| Exit | Kroger Co/Theput | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | Knowles Corpconv | $0 | – | -6,000 | -100.0% | 0.00% | – | |
| Exit | Nabors Industries Ltdput | $0 | – | -600 | -100.0% | 0.00% | – | |
| Exit | Inphi Corpput | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | Western Gas Equity Partners LPput | $0 | – | -500 | -100.0% | 0.00% | – | |
| TTWO | Exit | Take-Two Interactive Software | $0 | – | -104 | -100.0% | 0.00% | – |
| Exit | SPDR S&P500 ETF Trustcall | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | Clovis Oncology Incput | $0 | – | -55 | -100.0% | 0.00% | – | |
| Exit | Technology Select Sector SPDRput | $0 | – | -300 | -100.0% | 0.00% | – | |
| New | SPDR Gold Sharesput | $7,000 | – | 150 | +100.0% | 0.00% | – | |
| Exit | Symantec Corpcall | $0 | – | -500 | -100.0% | 0.00% | – | |
| Exit | ON Semiconductor Corpput | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | Twitter Inccall | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | Alibaba Group Holding Ltdcall | $0 | – | -50 | -100.0% | 0.00% | – | |
| Exit | Dillard's Incput | $0 | – | -250 | -100.0% | 0.00% | – | |
| Exit | Endo International PLCcall | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Exit | Bank of America Corpput | $0 | – | -300 | -100.0% | 0.00% | – | |
| AAPL | Exit | Apple Inc | $0 | – | -70 | -100.0% | 0.00% | – |
| Exit | Allegheny Technologies Inccall | $0 | – | -230 | -100.0% | 0.00% | – | |
| Exit | Cemex SAB de CVcall | $0 | – | -300 | -100.0% | 0.00% | – | |
| Exit | Boston Scientific Corpput | $0 | – | -300 | -100.0% | 0.00% | – | |
| Exit | Ironwood Pharmaceuticals Incconv | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| Exit | ON Semiconductor Corpcall | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | United States Steel Corpput | $0 | – | -200 | -100.0% | 0.00% | – | |
| Exit | PRA Group Incput | $0 | – | -800 | -100.0% | 0.00% | – | |
| Exit | Cypress Semiconductor Corpcall | $0 | – | -500 | -100.0% | 0.00% | – | |
| Exit | Micron Technology Incconv | $0 | – | -6,000 | -100.0% | 0.00% | – | |
| Exit | Nexstar Media Group Incput | $0 | – | -100 | -100.0% | 0.00% | – | |
| Exit | Altaba Inccall | $0 | – | -200 | -100.0% | 0.00% | – | |
| LRCX | Exit | Lam Research Corp | $0 | – | -125 | -100.0% | 0.00% | – |
| Exit | Rite Aid Corpput | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | Insulet Corpput | $0 | – | -150 | -100.0% | 0.00% | – | |
| Exit | Air Lease Corpput | $0 | – | -120 | -100.0% | 0.00% | – | |
| Exit | CenturyLink Incput | $0 | – | -300 | -100.0% | 0.00% | – | |
| Exit | LendingClub Corpcall | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| Exit | Microsoft Corpcall | $0 | – | -300 | -100.0% | 0.00% | – | |
| Exit | Palo Alto Networks Incconv | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| New | PTC Therapeutics Incput | $6,000 | – | 100 | +100.0% | 0.00% | – | |
| Sell | ServiceNow Inccall | $9,000 | -89.0% | 200 | -18.4% | 0.00% | -100.0% | |
| New | Oracle Corpcall | $0 | – | 300 | +100.0% | 0.00% | – | |
| Buy | Micron Technology Incput | $3,000 | 0.0% | 400 | +300.0% | 0.00% | – | |
| New | Microchip Technology Incput | $6,000 | – | 120 | +100.0% | 0.00% | – | |
| New | Meritor Incput | $10,000 | – | 500 | +100.0% | 0.00% | – | |
| Sell | Live Nation Entertainment Incput | $1,000 | -85.7% | 180 | -28.0% | 0.00% | – | |
| New | KeyCorpput | $0 | – | 250 | +100.0% | 0.00% | – | |
| Jarden Corpconv | $9,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | ||
| Sell | iShares Russell 2000 ETFput | $8,000 | -27.3% | 500 | -16.7% | 0.00% | – | |
| New | Incyte Corpput | $7,000 | – | 100 | +100.0% | 0.00% | – | |
| New | Incyte Corpcall | $4,000 | – | 70 | +100.0% | 0.00% | – | |
| New | Tapestry Inccall | $6,000 | – | 200 | +100.0% | 0.00% | – | |
| New | Teradyne Incput | $2,000 | – | 150 | +100.0% | 0.00% | – | |
| Helix Energy Solutionsconv | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| New | HCI Group Incput | $2,000 | – | 200 | +100.0% | 0.00% | – | |
| New | Teva Pharmaceutical Industriescall | $7,000 | – | 1,700 | +100.0% | 0.00% | – | |
| New | Teva Pharmaceutical Industriesput | $2,000 | – | 300 | +100.0% | 0.00% | – | |
| New | Green Plains Inccall | $8,000 | – | 500 | +100.0% | 0.00% | – | |
| New | Twitter Incput | $7,000 | – | 500 | +100.0% | 0.00% | – | |
| New | II-VI Incput | $4,000 | – | 400 | +100.0% | 0.00% | – | |
| New | Finisar Corpput | $2,000 | – | 100 | +100.0% | 0.00% | – | |
| New | Ctrip.com International Ltdput | $2,000 | – | 300 | +100.0% | 0.00% | – | |
| New | Crown Castle International Corput | $7,000 | – | 70 | +100.0% | 0.00% | – | |
| New | Chesapeake Energy Corpcall | $6,000 | – | 1,500 | +100.0% | 0.00% | – | |
| New | Wal-Mart Stores Incput | $4,000 | – | 230 | +100.0% | 0.00% | – | |
| New | Cemex SAB de CVput | $4,000 | – | 203 | +100.0% | 0.00% | – | |
| New | BioMarin Pharmaceutical Incput | $8,000 | – | 150 | +100.0% | 0.00% | – | |
| Sell | Bank of America Corpcall | $15,000 | +50.0% | 800 | -20.0% | 0.00% | – | |
| New | Altaba Incput | $9,000 | – | 500 | +100.0% | 0.00% | – | |
| New | WPX Energy Incput | $5,000 | – | 600 | +100.0% | 0.00% | – | |
| New | Allegheny Technologies Incput | $2,000 | – | 175 | +100.0% | 0.00% | – | |
| New | Akamai Technologies Inccall | $13,000 | – | 300 | +100.0% | 0.00% | – | |
| Exit | Neurocrine Biosciences Incput | $0 | – | -300 | -100.0% | -0.00% | – | |
| Exit | BP PLCput | $0 | – | -1,500 | -100.0% | -0.00% | – | |
| IPHI | Exit | Inphi Corp | $0 | – | -2,000 | -100.0% | -0.00% | – |
| Exit | Financial Select Sector SPDR Fcall | $0 | – | -1,000 | -100.0% | -0.00% | – | |
| Exit | Intel Corpput | $0 | – | -500 | -100.0% | -0.00% | – | |
| Exit | Pfizer Inccall | $0 | – | -1,500 | -100.0% | -0.00% | – | |
| Exit | PowerShares QQQ Trust Series 1put | $0 | – | -435 | -100.0% | -0.00% | – | |
| Exit | Red Hat Inccall | $0 | – | -200 | -100.0% | -0.00% | – | |
| TGNA | Exit | TEGNA Inc | $0 | – | -6,600 | -100.0% | -0.00% | – |
| MSFT | Exit | Microsoft Corp | $0 | – | -1,600 | -100.0% | -0.00% | – |
| Exit | Newpark Resources Incconv | $0 | – | -202,000 | -100.0% | -0.00% | – | |
| INFN | Exit | Infinera Corp | $0 | – | -20,000 | -100.0% | -0.00% | – |
| Exit | Newmont Mining Corpconv | $0 | – | -201,000 | -100.0% | -0.00% | – | |
| Exit | Wright Medical Group NVconv | $0 | – | -269,000 | -100.0% | -0.01% | – | |
| Exit | Medicines Co/Theconv | $0 | – | -190,000 | -100.0% | -0.01% | – | |
| ON | Exit | ON Semiconductor Corp | $0 | – | -20,000 | -100.0% | -0.01% | – |
| Exit | CalAtlantic Group Incconv | $0 | – | -245,000 | -100.0% | -0.01% | – | |
| PRAA | Exit | PRA Group Inc | $0 | – | -7,000 | -100.0% | -0.01% | – |
| PFPT | Exit | Proofpoint Inc | $0 | – | -3,500 | -100.0% | -0.01% | – |
| CBS | Exit | CBS Corp | $0 | – | -5,000 | -100.0% | -0.01% | – |
| TYFDL | Exit | Tyson Foods Incconv pfd | $0 | – | -4,786 | -100.0% | -0.01% | – |
| CIEN | Exit | Ciena Corp | $0 | – | -15,000 | -100.0% | -0.01% | – |
| AL | Exit | Air Lease Corp | $0 | – | -11,669 | -100.0% | -0.01% | – |
| DHR | Exit | Danaher Corp | $0 | – | -5,000 | -100.0% | -0.01% | – |
| IMMU | Exit | Immunomedics Inc | $0 | – | -55,000 | -100.0% | -0.01% | – |
| KR | Exit | Kroger Co/The | $0 | – | -20,000 | -100.0% | -0.01% | – |
| FNSR | Exit | Finisar Corp | $0 | – | -20,000 | -100.0% | -0.01% | – |
| BMRN | Exit | BioMarin Pharmaceutical Inc | $0 | – | -5,500 | -100.0% | -0.01% | – |
| NXST | Exit | Nexstar Media Group Inc | $0 | – | -10,000 | -100.0% | -0.01% | – |
| FCX | Exit | Freeport-McMoRan Inc | $0 | – | -50,000 | -100.0% | -0.01% | – |
| BSX | Exit | Boston Scientific Corp | $0 | – | -23,000 | -100.0% | -0.01% | – |
| HD | Exit | Home Depot Inc/The | $0 | – | -4,500 | -100.0% | -0.01% | – |
| NBR | Exit | Nabors Industries Ltd | $0 | – | -88,500 | -100.0% | -0.01% | – |
| TMUS | Exit | T-Mobile US Inc | $0 | – | -12,000 | -100.0% | -0.01% | – |
| COMM | Exit | CommScope Holding Co Inc | $0 | – | -20,000 | -100.0% | -0.02% | – |
| PODD | Exit | Insulet Corp | $0 | – | -15,000 | -100.0% | -0.02% | – |
| CHTR | Exit | Charter Communications Inc | $0 | – | -3,500 | -100.0% | -0.02% | – |
| DAL | Exit | Delta Air Lines Inc | $0 | – | -24,000 | -100.0% | -0.02% | – |
| Exit | Spectranetics Corp/Theconv | $0 | – | -986,000 | -100.0% | -0.03% | – | |
| CMA | Exit | Comerica Inc | $0 | – | -18,600 | -100.0% | -0.03% | – |
| HCA | Exit | HCA Healthcare Inc | $0 | – | -16,200 | -100.0% | -0.03% | – |
| BP | Exit | BP PLC | $0 | – | -45,000 | -100.0% | -0.03% | – |
| DISH | Exit | DISH Network Corp | $0 | – | -28,700 | -100.0% | -0.03% | – |
| Exit | Frontier Communications Corpput | $0 | – | -22,000 | -100.0% | -0.04% | – | |
| LUMN | Exit | CenturyLink Inc | $0 | – | -123,700 | -100.0% | -0.06% | – |
| Exit | Pandora Media Incconv | $0 | – | -3,758,000 | -100.0% | -0.07% | – | |
| Exit | BlackRock Capital Investment Cconv | $0 | – | -4,000,000 | -100.0% | -0.08% | – | |
| BIIB | Exit | Biogen Inc | $0 | – | -15,500 | -100.0% | -0.08% | – |
| MIC | Exit | Macquarie Infrastructure Corp | $0 | – | -60,267 | -100.0% | -0.09% | – |
| SWNC | Exit | Southwestern Energy Coconv pfd | $0 | – | -321,910 | -100.0% | -0.09% | – |
| Exit | Micron Technology Incconv | $0 | – | -2,020,000 | -100.0% | -0.11% | – | |
| LYB | Exit | LyondellBasell Industries NV | $0 | – | -70,000 | -100.0% | -0.11% | – |
| SRCLP | Exit | Stericycle Incconv pfd | $0 | – | -96,000 | -100.0% | -0.12% | – |
| AMGN | Exit | Amgen Inc | $0 | – | -37,500 | -100.0% | -0.12% | – |
| LMT | Exit | Lockheed Martin Corp | $0 | – | -24,300 | -100.0% | -0.13% | – |
| Exit | Janus Henderson Group PLCconv | $0 | – | -4,962,000 | -100.0% | -0.14% | – | |
| Exit | NVIDIA Corpconv | $0 | – | -1,217,000 | -100.0% | -0.17% | – | |
| CMI | Exit | Cummins Inc | $0 | – | -56,000 | -100.0% | -0.17% | – |
| GXPPRBCL | Exit | Great Plains Energy Incconv pfd | $0 | – | -245,261 | -100.0% | -0.25% | – |
| Exit | WebMD Health Corpconv | $0 | – | -20,273,000 | -100.0% | -0.49% | – | |
| Exit | Toll Brothers Incconv | $0 | – | -28,331,000 | -100.0% | -0.54% | – | |
| Exit | WebMD Health Corpconv | $0 | – | -30,959,000 | -100.0% | -0.58% | – | |
| Exit | WebMD Health Corpconv | $0 | – | -33,847,000 | -100.0% | -0.67% | – | |
| Exit | Herbalife Ltdconv | $0 | – | -36,520,000 | -100.0% | -0.73% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.