$6.95 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 543 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 58.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | YAHOO INCconv | $135,825,000 | -1.8% | 132,052,000 | +3.3% | 1.95% | -2.3% | |
| WFCPRL | Sell | WELLS FARGO & COMPANYconv pfd | $117,746,000 | -8.4% | 100,209 | -4.9% | 1.69% | -8.9% |
| Buy | CITRIX SYSTEMS INCconv | $110,311,000 | +19.8% | 104,119,000 | +19.3% | 1.59% | +19.2% | |
| Sell | WHITING PETROLEUM CORPconv | $90,147,000 | -2.1% | 81,986,000 | -6.0% | 1.30% | -2.6% | |
| Sell | CTRIP.COM INTER LTD.conv | $87,146,000 | +1.4% | 75,982,000 | -7.5% | 1.25% | +0.9% | |
| Sell | PRICELINE GROUP INC/THEconv | $75,265,000 | -8.6% | 56,584,000 | -7.7% | 1.08% | -9.1% | |
| Buy | SANDISK CORPconv | $72,569,000 | +69.2% | 74,724,000 | +75.2% | 1.04% | +68.4% | |
| AATRL | Buy | AMG CAPITAL TRUST IIconv pfd | $71,031,000 | +24.1% | 1,172,634 | +27.1% | 1.02% | +23.5% |
| Sell | AKAMAI TECHNOLOGIES INCconv | $70,924,000 | -28.1% | 67,977,000 | -25.7% | 1.02% | -28.5% | |
| Sell | TWITTER INCconv | $70,756,000 | -35.6% | 78,807,000 | -29.4% | 1.02% | -35.9% | |
| Sell | INTEL CORPconv | $70,652,000 | -5.1% | 58,797,000 | -1.4% | 1.02% | -5.6% | |
| Buy | FIDELITY NATL FINANCIALconv | $69,585,000 | +68.7% | 33,834,000 | +65.3% | 1.00% | +68.0% | |
| Sell | RED HAT INCconv | $68,323,000 | -28.1% | 55,793,000 | -27.1% | 0.98% | -28.5% | |
| Sell | CIENA CORPconv | $67,270,000 | +0.1% | 66,840,000 | -0.7% | 0.97% | -0.4% | |
| New | ILLUMINA INCconv | $66,427,000 | – | 56,589,000 | +100.0% | 0.96% | – | |
| CNPZP | New | CENTERPOINT ENERGY INCconv | $65,338,000 | – | 935,778 | +100.0% | 0.94% | – |
| Buy | FOREST CITY ENTERPRISESconv | $65,053,000 | -3.9% | 55,236,000 | +2.7% | 0.94% | -4.5% | |
| Sell | COLONY CAPITAL INCconv | $64,891,000 | -15.5% | 64,482,000 | -9.2% | 0.93% | -15.9% | |
| Buy | PRICELINE GROUP INC/THEconv | $63,709,000 | +25.9% | 56,898,000 | +28.6% | 0.92% | +25.3% | |
| Buy | CLEARWIRE COMM/FINANCEconv | $62,122,000 | +4.9% | 56,992,000 | +5.0% | 0.89% | +4.4% | |
| New | ON SEMICONDUCTOR CORPconv | $61,697,000 | – | 62,250,000 | +100.0% | 0.89% | – | |
| Buy | JEFFERIES GROUP LLCconv | $61,527,000 | +2.9% | 60,014,000 | +2.3% | 0.88% | +2.4% | |
| Buy | FOREST CITY ENTERPRISESconv | $61,429,000 | +35.7% | 55,718,000 | +43.9% | 0.88% | +35.0% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $61,272,000 | +1.5% | 39,435,000 | -3.7% | 0.88% | +1.0% | |
| Buy | ICONIX BRAND GROUP INCconv | $60,227,000 | +3.9% | 58,745,000 | +18.0% | 0.87% | +3.3% | |
| Sell | SUNEDISON INCconv | $59,903,000 | -30.8% | 49,241,000 | -39.1% | 0.86% | -31.2% | |
| Buy | ARES CAPITAL CORPconv | $58,903,000 | +16.6% | 57,628,000 | +18.8% | 0.85% | +16.0% | |
| Sell | LIBERTY MEDIA CORPconv | $58,736,000 | -14.9% | 61,732,000 | -9.9% | 0.84% | -15.3% | |
| Buy | TWITTER INCconv | $58,217,000 | +41.7% | 65,365,000 | +56.5% | 0.84% | +40.9% | |
| Sell | WRIGHT MEDICAL GROUP INCconv | $56,679,000 | -8.2% | 53,391,000 | -9.0% | 0.82% | -8.6% | |
| Buy | HOLOGIC INCconv | $56,097,000 | +39.0% | 46,287,000 | +34.5% | 0.81% | +38.4% | |
| FTRPR | New | FRONTIER COMMUNICATIONSconv pfd | $55,939,000 | – | 559,954 | +100.0% | 0.80% | – |
| Sell | JARDEN CORPconv | $54,268,000 | -10.7% | 46,289,000 | -9.3% | 0.78% | -11.2% | |
| Buy | ROYAL GOLD INCconv | $54,089,000 | +0.9% | 52,679,000 | +1.2% | 0.78% | +0.4% | |
| Buy | CEMEX SAB DE CVconv | $52,829,000 | +78.1% | 50,250,000 | +80.5% | 0.76% | +77.2% | |
| Sell | NEWMONT MINING CORPconv | $51,815,000 | -9.9% | 50,940,000 | -9.2% | 0.74% | -10.3% | |
| ANTX | New | ANTHEM INCconv pfd | $51,245,000 | – | 1,004,806 | +100.0% | 0.74% | – |
| Sell | PRICELINE GROUP INC/THEconv | $51,092,000 | -13.8% | 53,494,000 | -13.0% | 0.74% | -14.2% | |
| BACPRL | Sell | BANK OF AMERICA CORPconv pfd | $50,713,000 | -9.5% | 45,605 | -5.8% | 0.73% | -10.0% |
| Sell | MICROCHIP TECHNOLOGY INCconv | $49,593,000 | -14.6% | 49,221,000 | -12.2% | 0.71% | -15.0% | |
| Buy | MICRON TECHNOLOGY INCconv | $49,443,000 | -12.7% | 54,565,000 | +6.8% | 0.71% | -13.1% | |
| Sell | GILEAD SCIENCES INCconv | $49,312,000 | -16.9% | 9,540,000 | -30.8% | 0.71% | -17.4% | |
| Buy | JDS UNIPHASE CORPconv | $48,124,000 | +10.5% | 49,178,000 | +17.0% | 0.69% | +10.0% | |
| Buy | LINKEDIN CORPconv | $48,088,000 | +6.3% | 47,789,000 | +15.8% | 0.69% | +5.8% | |
| Buy | STARWOOD PROPERTY TRUSTconv | $46,789,000 | -0.9% | 44,881,000 | +4.5% | 0.67% | -1.3% | |
| Sell | HOLOGIC INCconv | $46,718,000 | -12.1% | 35,253,000 | -17.8% | 0.67% | -12.5% | |
| AREPRD | Sell | ALEXANDRIA REAL ESTATE Econv pfd | $45,679,000 | -9.0% | 1,630,815 | -4.1% | 0.66% | -9.4% |
| Buy | INTEL CORPconv | $45,504,000 | +3.9% | 29,900,000 | +7.9% | 0.65% | +3.3% | |
| Sell | OMNICARE INCconv | $44,912,000 | -12.6% | 36,032,000 | -17.5% | 0.65% | -12.9% | |
| Sell | LAM RESEARCH CORPconv | $44,714,000 | -21.3% | 33,595,000 | -29.1% | 0.64% | -21.7% | |
| Sell | CORNERSTONE ONDEMAND INCconv | $43,986,000 | +0.2% | 43,608,000 | -3.3% | 0.63% | -0.2% | |
| Sell | EURONET WORLDWIDE INCconv | $43,965,000 | -8.3% | 39,647,000 | -10.6% | 0.63% | -8.8% | |
| New | LIVE NATION ENTERTAINMENconv | $41,519,000 | – | 38,705,000 | +100.0% | 0.60% | – | |
| Sell | LIBERTY INTERACTIVE LLCconv | $41,221,000 | -6.5% | 41,908,000 | -6.4% | 0.59% | -6.9% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $41,264,000 | -7.4% | 25,758,000 | -12.7% | 0.59% | -7.9% | |
| Sell | TOLL BROS FINANCE CORPconv | $40,997,000 | -1.7% | 39,344,000 | -0.2% | 0.59% | -2.2% | |
| New | CTRIP.COM INTER LTD.conv | $40,370,000 | – | 41,325,000 | +100.0% | 0.58% | – | |
| Sell | WEBMD HEALTH CORPconv | $39,742,000 | -7.1% | 36,981,000 | -8.3% | 0.57% | -7.6% | |
| Buy | MACQUARIE INFRASTRUCTUREconv | $39,451,000 | +17.5% | 33,367,000 | +18.2% | 0.57% | +16.9% | |
| KEYPRG | Sell | KEYCORPconv pfd | $39,034,000 | -1.4% | 298,158 | -1.4% | 0.56% | -1.9% |
| Buy | ISIS PHARMACEUTICALS INCconv | $38,863,000 | +33.8% | 35,875,000 | +43.9% | 0.56% | +33.1% | |
| Buy | RTI INTERNATIONAL METALSconv | $38,750,000 | -3.4% | 35,557,000 | +1.9% | 0.56% | -4.0% | |
| Buy | MOLINA HEALTHCARE INCconv | $38,375,000 | +10.9% | 29,111,000 | +8.5% | 0.55% | +10.4% | |
| New | ILLUMINA INCconv | $38,112,000 | – | 30,749,000 | +100.0% | 0.55% | – | |
| Buy | B2GOLD CORPconv | $36,976,000 | +3.8% | 41,529,000 | +1.9% | 0.53% | +3.3% | |
| Sell | AIR LEASE CORPconv | $36,629,000 | -11.0% | 27,544,000 | -3.2% | 0.53% | -11.4% | |
| TYFDL | Sell | TYSON FOODS INCconv pfd | $36,417,000 | -17.4% | 706,980 | -22.2% | 0.52% | -17.7% |
| Buy | SALESFORCE.COM INCconv | $35,978,000 | +7.9% | 29,708,000 | +6.5% | 0.52% | +7.3% | |
| New | FIREEYE INCconv | $34,627,000 | – | 32,418,000 | +100.0% | 0.50% | – | |
| Buy | OMNICARE INCconv | $33,838,000 | +50.7% | 27,459,000 | +33.9% | 0.49% | +50.3% | |
| Buy | LIBERTY INTERACTIVE LLCconv | $33,827,000 | -3.5% | 64,816,000 | +2.2% | 0.49% | -4.1% | |
| Buy | RADIAN GROUP INCconv | $33,409,000 | +11.0% | 18,810,000 | +0.2% | 0.48% | +10.3% | |
| Buy | BROOKDALE SENIOR LIVINGconv | $33,272,000 | +52.2% | 25,441,000 | +62.1% | 0.48% | +51.3% | |
| Sell | ALLSCRIPTS HEALTHCARE SOconv | $32,844,000 | -9.2% | 31,917,000 | -13.3% | 0.47% | -9.8% | |
| New | HEARTWARE INTERNATIONALconv | $32,452,000 | – | 33,298,000 | +100.0% | 0.47% | – | |
| Sell | SINA CORPconv | $32,386,000 | -1.3% | 34,037,000 | -6.0% | 0.47% | -1.7% | |
| Sell | STARWOOD PROPERTY TRUSTconv | $31,463,000 | -14.9% | 29,715,000 | -7.7% | 0.45% | -15.5% | |
| Buy | VERINT SYSTEMS INCconv | $31,111,000 | -0.4% | 27,392,000 | +2.4% | 0.45% | -0.9% | |
| New | SUNEDISON INCconv | $31,023,000 | – | 30,497,000 | +100.0% | 0.45% | – | |
| Sell | NATIONAL HEALTH INVESTORconv | $31,008,000 | -9.6% | 31,510,000 | -2.7% | 0.45% | -9.9% | |
| New | PROOFPOINT INCconv | $30,834,000 | – | 28,496,000 | +100.0% | 0.44% | – | |
| Sell | MEDIDATA SOLUTIONS INCconv | $30,474,000 | -6.1% | 25,914,000 | -9.9% | 0.44% | -6.6% | |
| New | SANDISK CORPconv | $30,421,000 | – | 23,500,000 | +100.0% | 0.44% | – | |
| Sell | NVIDIA CORPconv | $30,390,000 | -14.5% | 26,357,000 | -12.6% | 0.44% | -15.0% | |
| Buy | SERVICENOW INCconv | $30,193,000 | +1.9% | 25,709,000 | +6.2% | 0.43% | +1.4% | |
| Sell | MOLINA HEALTHCARE INCconv | $30,080,000 | -9.8% | 22,780,000 | -11.6% | 0.43% | -10.2% | |
| Sell | HEALTHSOUTH CORPconv | $29,938,000 | -30.3% | 23,465,000 | -32.8% | 0.43% | -30.6% | |
| Buy | FLUIDIGM CORPconv | $28,940,000 | +10.3% | 32,503,000 | +32.4% | 0.42% | +9.8% | |
| Sell | NETSUITE INCconv | $28,230,000 | -0.1% | 27,098,000 | -0.2% | 0.41% | -0.5% | |
| Buy | WEBMD HEALTH CORPconv | $28,073,000 | +4.3% | 27,388,000 | +3.2% | 0.40% | +3.9% | |
| Buy | COLONY CAPITAL INCconv | $27,970,000 | +10.0% | 26,661,000 | +18.9% | 0.40% | +9.2% | |
| Sell | RYLAND GROUPconv | $27,875,000 | -8.1% | 28,788,000 | -8.1% | 0.40% | -8.4% | |
| Sell | HELIX ENERGY SOLUTIONSconv | $27,808,000 | -8.4% | 29,083,000 | -4.5% | 0.40% | -8.9% | |
| Sell | THERAVANCE INCconv | $27,644,000 | +9.8% | 29,131,000 | -1.1% | 0.40% | +9.3% | |
| Sell | FINISAR CORPconv | $27,708,000 | -6.4% | 28,744,000 | -0.3% | 0.40% | -7.0% | |
| Buy | PRA GROUP INCconv | $27,269,000 | +16.5% | 23,972,000 | +10.1% | 0.39% | +16.0% | |
| New | HOLOGIC INCconv | $26,804,000 | – | 16,000,000 | +100.0% | 0.38% | – | |
| UTXPRA | Sell | UNITED TECHNOLOGIES CORPconv pfd | $26,536,000 | -23.0% | 463,105 | -17.3% | 0.38% | -23.3% |
| Buy | NUANCE COMMUNICATIONSconv | $26,143,000 | +41.7% | 25,736,000 | +38.7% | 0.38% | +40.8% | |
| Buy | INSULET CORPORATIONconv | $25,985,000 | +19.7% | 26,874,000 | +25.1% | 0.37% | +19.1% | |
| Buy | SYNCHRONOSS TECHNOLOGIESconv | $25,732,000 | +34.0% | 22,512,000 | +36.3% | 0.37% | +33.1% | |
| Buy | XILINX INCconv | $25,520,000 | +11.2% | 16,491,000 | +6.4% | 0.37% | +10.5% | |
| Buy | SEACOR HOLDINGS INCconv | $25,175,000 | +14.5% | 28,240,000 | +11.9% | 0.36% | +13.8% | |
| New | NRG YIELD INCconv | $24,936,000 | – | 25,000,000 | +100.0% | 0.36% | – | |
| Sell | STONE ENERGY CORPconv | $24,904,000 | -1.9% | 27,180,000 | -3.2% | 0.36% | -2.5% | |
| Sell | CHESAPEAKE ENERGY CORPconv pfd | $24,311,000 | -41.9% | 35,781 | -25.0% | 0.35% | -42.1% | |
| Sell | MEDICINES COMPANYconv | $24,356,000 | -7.3% | 20,402,000 | -7.6% | 0.35% | -7.9% | |
| Buy | NUVASIVE INCconv | $24,326,000 | +94.2% | 19,148,000 | +91.3% | 0.35% | +93.4% | |
| Buy | HORIZON PHARMA INV LTDconv | $23,905,000 | +115.7% | 17,100,000 | +81.9% | 0.34% | +115.0% | |
| Buy | LAM RESEARCH CORPconv | $23,367,000 | +18.0% | 16,361,000 | +7.3% | 0.34% | +17.5% | |
| New | CEMEX SAB DE CVconv | $23,144,000 | – | 21,995,000 | +100.0% | 0.33% | – | |
| Sell | BROADSOFT INCconv | $22,881,000 | -1.7% | 21,579,000 | -1.2% | 0.33% | -2.1% | |
| Sell | HORNBECK OFFSHORE SERVconv | $22,617,000 | +1.7% | 27,676,000 | -0.0% | 0.32% | +0.9% | |
| Sell | ANTHEM INCconv | $22,111,000 | -62.1% | 10,059,000 | -64.4% | 0.32% | -62.3% | |
| Sell | BROCADE COMMUNICATIONSconv | $21,980,000 | -18.9% | 21,145,000 | -17.8% | 0.32% | -19.4% | |
| Sell | JARDEN CORPconv | $21,403,000 | -11.9% | 15,368,000 | -9.8% | 0.31% | -12.3% | |
| OLD REPUBLIC INTL CORPconv | $21,091,000 | -0.6% | 17,835,000 | 0.0% | 0.30% | -1.3% | ||
| Sell | CIENA CORPconv | $21,024,000 | -2.7% | 14,977,000 | -11.8% | 0.30% | -3.2% | |
| Sell | PDL BIOPHARMA INCconv | $20,726,000 | -11.5% | 21,834,000 | -10.6% | 0.30% | -11.8% | |
| New | SCIENTIFIC GAMES INTERNAcorp | $20,299,000 | – | 21,090,000 | +100.0% | 0.29% | – | |
| Sell | JAZZ INVESTMENTS I LTDconv | $20,228,000 | -47.9% | 17,270,000 | -48.0% | 0.29% | -48.1% | |
| Buy | ISTAR FINANCIAL INCconv | $20,165,000 | +17.6% | 16,733,000 | +16.2% | 0.29% | +16.9% | |
| SWNC | Buy | SOUTHWESTERN ENERGY COconv pfd | $19,677,000 | +3.6% | 398,565 | +5.7% | 0.28% | +2.9% |
| Sell | AMERICAN REALTY CAP PROPconv | $19,452,000 | -5.1% | 20,652,000 | -1.7% | 0.28% | -5.4% | |
| New | COBALT INTL ENERGY INCconv | $18,917,000 | – | 26,000,000 | +100.0% | 0.27% | – | |
| AMTPRB | Sell | AMERICAN TOWER CORPconv pfd | $18,802,000 | -10.8% | 188,022 | -11.5% | 0.27% | -11.5% |
| Sell | ARES CAPITAL CORPconv | $18,697,000 | -7.1% | 18,179,000 | -5.5% | 0.27% | -7.6% | |
| Sell | WEB.COM GROUP INCconv | $18,635,000 | -15.3% | 18,822,000 | -21.2% | 0.27% | -15.7% | |
| Buy | HOMEAWAY INCconv | $18,293,000 | +42.2% | 19,038,000 | +40.9% | 0.26% | +41.4% | |
| Buy | QIHOO 360 TECH CO LTDconv | $18,136,000 | +11.9% | 19,262,000 | +0.7% | 0.26% | +11.5% | |
| SWH | Sell | STANLEY BLACK & DECKER Iconv pfd | $18,021,000 | -3.6% | 152,450 | -4.4% | 0.26% | -4.1% |
| Buy | SYNOVUS FINANCIAL CORPcorp | $17,994,000 | +23.7% | 15,933,000 | +23.2% | 0.26% | +23.3% | |
| Sell | MERITOR INCconv | $17,871,000 | -13.2% | 17,199,000 | -12.8% | 0.26% | -13.8% | |
| Buy | DDR CORPconv | $17,807,000 | -2.1% | 16,419,000 | +13.9% | 0.26% | -2.7% | |
| Sell | MYLAN INCconv | $17,634,000 | +2.9% | 3,470,000 | -10.0% | 0.25% | +2.4% | |
| Sell | NEWPARK RESOURCES INCconv | $17,561,000 | -10.1% | 16,616,000 | -5.0% | 0.25% | -10.3% | |
| AEUA | New | ANADARKO PETROLEUM CORPconv pfd | $16,961,000 | – | 336,000 | +100.0% | 0.24% | – |
| Buy | SPECTRANETICS CORPconv | $16,838,000 | -11.7% | 16,345,000 | +10.8% | 0.24% | -12.3% | |
| Sell | STANDARD PACIFIC CORPconv | $16,424,000 | -9.4% | 13,493,000 | -7.9% | 0.24% | -9.9% | |
| Buy | REDWOOD TRUST INCconv | $16,351,000 | +3.5% | 16,981,000 | +6.4% | 0.24% | +3.1% | |
| Buy | DEPOMED INCconv | $16,251,000 | +138.7% | 12,647,000 | +145.4% | 0.23% | +138.8% | |
| SWU | Sell | STANLEY BLACK & DECKER Iconv pfd | $16,105,000 | -3.7% | 111,069 | -10.8% | 0.23% | -4.1% |
| Sell | BOTTOMLINE TECHNOLOGIESconv | $16,080,000 | -0.4% | 14,566,000 | -0.3% | 0.23% | -0.9% | |
| New | CLOVIS ONCOLOGY INCconv | $15,741,000 | – | 9,860,000 | +100.0% | 0.23% | – | |
| DCUC | Sell | DOMINION RESOURCES INCconv pfd | $15,652,000 | -13.3% | 335,160 | -10.2% | 0.22% | -13.8% |
| Sell | HOST HOTELS & RESORTS LPconv | $15,514,000 | -44.5% | 9,947,000 | -44.0% | 0.22% | -44.8% | |
| Sell | CHESAPEAKE ENERGY CORPconv pfd | $15,439,000 | -62.0% | 22,431 | -51.2% | 0.22% | -62.2% | |
| TESLA MOTORS INCconv | $14,840,000 | +12.7% | 15,000,000 | 0.0% | 0.21% | +12.1% | ||
| Sell | VISHAY INTERTECHNOLOGYconv | $14,733,000 | -12.5% | 15,656,000 | -0.0% | 0.21% | -12.8% | |
| Sell | QIHOO 360 TECH CO LTDconv | $14,684,000 | -15.7% | 15,925,000 | -28.9% | 0.21% | -16.3% | |
| Buy | HERBALIFE LTDconv | $14,244,000 | +31.6% | 16,008,000 | +23.1% | 0.20% | +31.4% | |
| Sell | SEACOR HOLDINGS INCconv | $14,124,000 | -18.7% | 13,797,000 | -18.3% | 0.20% | -19.1% | |
| Sell | MERITOR INCconv | $13,914,000 | +4.6% | 8,877,000 | -0.0% | 0.20% | +4.2% | |
| Buy | HURON CONSULTING GROUP Iconv | $13,764,000 | +4.5% | 12,749,000 | +7.0% | 0.20% | +4.2% | |
| Sell | ARRAY BIO INCconv | $13,326,000 | +1.1% | 10,495,000 | -0.0% | 0.19% | +0.5% | |
| Sell | PENNYMAC CORPconv | $13,221,000 | -1.8% | 13,988,000 | -0.1% | 0.19% | -2.6% | |
| WALTER INVESTMENT MGMTconv | $13,044,000 | +3.4% | 15,850,000 | 0.0% | 0.19% | +3.3% | ||
| Sell | NAVISTAR INTL CORPconv | $13,007,000 | -11.7% | 15,240,000 | -6.2% | 0.19% | -12.2% | |
| Buy | RPM INTERNATIONAL INCconv | $12,623,000 | +26.0% | 10,815,000 | +27.0% | 0.18% | +25.5% | |
| Sell | INCYTE CORP LTDconv | $12,421,000 | -15.7% | 5,968,000 | -24.9% | 0.18% | -16.0% | |
| Sell | ENCORE CAPITAL GROUP INCconv | $11,912,000 | -13.5% | 12,711,000 | -12.4% | 0.17% | -14.1% | |
| Buy | FIRST DATA CORPORATIONcorp | $11,839,000 | +19.9% | 10,500,050 | +23.5% | 0.17% | +18.9% | |
| New | ECHO GLOBAL LOGISTICSconv | $11,837,000 | – | 10,998,000 | +100.0% | 0.17% | – | |
| Buy | AMERICAN REALTY CAP PROPconv | $11,747,000 | +13.7% | 12,506,000 | +19.0% | 0.17% | +13.4% | |
| Sell | EMERGENT BIOSOLUTIONSconv | $11,734,000 | +6.9% | 9,409,000 | -0.1% | 0.17% | +6.3% | |
| Sell | MEDICINES COMPANYconv | $11,462,000 | -6.5% | 10,425,000 | -8.8% | 0.16% | -6.8% | |
| Sell | PROS HOLDINGS INCconv | $11,400,000 | -35.8% | 11,711,000 | -32.0% | 0.16% | -36.2% | |
| Sell | ASHLAND INCcorp | $11,328,000 | -43.1% | 11,500,000 | -41.1% | 0.16% | -43.4% | |
| New | INTERACTIVE INTELLIGENCEconv | $11,129,000 | – | 11,497,000 | +100.0% | 0.16% | – | |
| Sell | STARWOOD WAYPOINT RESDTLconv | $11,156,000 | -24.3% | 11,249,000 | -21.1% | 0.16% | -24.9% | |
| New | FIREEYE INCconv | $10,990,000 | – | 10,299,000 | +100.0% | 0.16% | – | |
| CI | New | Cigna Corp | $10,822,000 | – | 66,800 | +100.0% | 0.16% | – |
| New | AOL INCconv | $10,675,000 | – | 10,000,000 | +100.0% | 0.15% | – | |
| Sell | TESLA MOTORS INCconv | $10,484,000 | +16.2% | 10,699,000 | -0.1% | 0.15% | +16.2% | |
| Buy | LGI HOMES INCconv | $10,413,000 | +25.2% | 9,067,000 | +12.4% | 0.15% | +25.0% | |
| AAPRB | Sell | ALCOA INCconv pfd | $10,307,000 | -44.5% | 260,744 | -38.5% | 0.15% | -45.0% |
| TENET HEALTHCARE CORPcorp | $10,287,000 | +0.6% | 9,625,000 | 0.0% | 0.15% | 0.0% | ||
| TMUSP | Sell | T-Mobile US Incconv pfd | $10,238,000 | +10.8% | 151,680 | -3.7% | 0.15% | +9.7% |
| CELANESE US HOLDINGS LLCcorp | $9,675,000 | -0.9% | 9,000,000 | 0.0% | 0.14% | -1.4% | ||
| SPIRIT REALTY CAPITAL INconv | $9,611,000 | -7.0% | 10,304,000 | 0.0% | 0.14% | -7.4% | ||
| Sell | TEVA PHARM FIN CO LLCconv | $9,576,000 | -57.0% | 6,843,000 | -54.4% | 0.14% | -57.1% | |
| Sell | GREENBRIER COS INCconv | $9,481,000 | -23.3% | 7,573,000 | -6.2% | 0.14% | -24.0% | |
| Buy | GENERAL CABLE CORPconv | $9,349,000 | +5.4% | 11,143,000 | +0.2% | 0.13% | +4.7% | |
| CREDIT AGRICOLE SAcorp | $9,280,000 | -2.9% | 9,000,000 | 0.0% | 0.13% | -3.6% | ||
| Sell | RWT HOLDINGS INCconv | $8,813,000 | -2.8% | 9,157,000 | -0.3% | 0.13% | -3.1% | |
| New | SEADRILL LTDcorp | $8,781,000 | – | 9,950,000 | +100.0% | 0.13% | – | |
| Sell | CHESAPEAKE ENERGY CORPconv | $8,726,000 | -20.3% | 10,000,000 | -16.8% | 0.12% | -20.9% | |
| Sell | OREXIGEN THERAPEUTICS INconv | $8,701,000 | -43.1% | 9,282,000 | -30.1% | 0.12% | -43.4% | |
| Buy | SABINE PASS LIQUEFACTIONcorp | $8,483,000 | +182.0% | 8,470,000 | +182.3% | 0.12% | +183.7% | |
| New | SYNERGY PHARMACEUTICALSconv | $8,369,000 | – | 3,130,000 | +100.0% | 0.12% | – | |
| WMT | New | Wal-Mart Stores Inc | $8,228,000 | – | 116,000 | +100.0% | 0.12% | – |
| J2 GLOBAL COMMUNICATIONSconv | $8,069,000 | +0.9% | 6,930,000 | 0.0% | 0.12% | 0.0% | ||
| STILLWATER MINING COMPANconv | $7,938,000 | -6.8% | 7,460,000 | 0.0% | 0.11% | -7.3% | ||
| New | CALAMP CORPconv | $7,855,000 | – | 8,250,000 | +100.0% | 0.11% | – | |
| Sell | INTEGRA LIFESCIENCES HLDconv | $7,858,000 | -19.8% | 6,448,000 | -23.9% | 0.11% | -20.4% | |
| DCUA | Sell | DOMINION RESOURCES INCconv pfd | $7,760,000 | -22.0% | 144,810 | -18.2% | 0.11% | -22.2% |
| Buy | PENN VIRGINIA CORPcorp | $7,634,000 | +24.3% | 8,393,000 | +29.1% | 0.11% | +23.6% | |
| Sell | UNITED STATES STEEL CORPconv | $7,596,000 | -15.6% | 6,864,000 | -7.2% | 0.11% | -16.2% | |
| KDNUU | Sell | KINDRED HEALTHCARE INCconv pfd | $7,580,000 | -32.9% | 7,385 | -22.3% | 0.11% | -33.1% |
| QCOM | New | QUALCOMM Inc | $7,516,000 | – | 120,000 | +100.0% | 0.11% | – |
| Sell | CHART INDUSTRIES INCconv | $7,534,000 | -69.9% | 7,774,000 | -70.0% | 0.11% | -70.1% | |
| Buy | JANUS CAPITAL GROUP INCconv | $7,329,000 | +371.0% | 4,566,000 | +372.7% | 0.10% | +377.3% | |
| Sell | PROSPECT MEDICAL HOLDINGcorp | $7,316,000 | -8.6% | 6,860,000 | -8.5% | 0.10% | -9.5% | |
| Sell | UTI WORLDWIDE INCconv | $7,164,000 | -37.0% | 6,978,000 | -31.5% | 0.10% | -37.2% | |
| SPIRIT REALTY CAPITAL INconv | $7,077,000 | -5.6% | 7,500,000 | 0.0% | 0.10% | -5.6% | ||
| New | ATLAS AIR WORLDWIDE HLDGconv | $6,889,000 | – | 6,998,000 | +100.0% | 0.10% | – | |
| CIEN | Buy | Ciena Corp | $6,683,000 | +28.6% | 282,235 | +4.9% | 0.10% | +28.0% |
| NEEPRO | Buy | NEXTERA ENERGY INCconv pfd | $6,698,000 | +0.3% | 108,509 | +6.4% | 0.10% | 0.0% |
| Sell | NOVELLUS SYSTEMS INCconv | $6,414,000 | -9.4% | 2,691,000 | -22.1% | 0.09% | -9.8% | |
| Sell | ON SEMICONDUCTOR CORPconv | $6,305,000 | -82.1% | 5,096,000 | -81.4% | 0.09% | -82.1% | |
| Sell | PENN VIRGINIA CORPconv pfd | $6,269,000 | -40.3% | 137,300 | -20.3% | 0.09% | -40.8% | |
| Sell | LIGAND PHARMACEUTICALS Iconv | $6,276,000 | -69.7% | 4,330,000 | -74.7% | 0.09% | -70.0% | |
| MGM | New | MGM Resorts International | $6,216,000 | – | 340,586 | +100.0% | 0.09% | – |
| RHT | Buy | Red Hat Inc | $6,135,000 | +103.0% | 80,800 | +102.5% | 0.09% | +100.0% |
| GM | New | General Motors Co | $5,999,000 | – | 180,000 | +100.0% | 0.09% | – |
| New | PERNIX THERAPEUTICS HOLDconv | $5,991,000 | – | 6,702,000 | +100.0% | 0.09% | – | |
| Sell | ENDOLOGIX INCconv | $5,766,000 | -39.6% | 5,921,000 | -37.6% | 0.08% | -39.9% | |
| SNCR | New | Synchronoss Technologies Inc | $5,691,000 | – | 124,450 | +100.0% | 0.08% | – |
| HCA INCcorp | $5,600,000 | -0.8% | 5,000,000 | 0.0% | 0.08% | -1.2% | ||
| AMTPRA | Sell | AMERICAN TOWER CORPconv pfd | $5,607,000 | -69.3% | 55,000 | -69.0% | 0.08% | -69.3% |
| New | STEEL DYNAMICS INCcorp | $5,539,000 | – | 5,500,000 | +100.0% | 0.08% | – | |
| New | CIENA CORPconv | $5,447,000 | – | 4,000,000 | +100.0% | 0.08% | – | |
| GILD | Buy | Gilead Sciences Inc | $5,444,000 | +38.7% | 46,500 | +16.2% | 0.08% | +36.8% |
| XLNX | New | Xilinx Inc | $5,206,000 | – | 117,900 | +100.0% | 0.08% | – |
| Buy | BLACKROCK CAPITAL INVESTconv | $5,169,000 | +28.4% | 5,003,000 | +28.4% | 0.07% | +27.6% | |
| NEEPRP | Sell | NEXTERA ENERGY INCconv pfd | $5,086,000 | -43.4% | 92,561 | -42.5% | 0.07% | -43.8% |
| NUANCE COMMUNICATIONScorp | $5,050,000 | -0.5% | 5,000,000 | 0.0% | 0.07% | 0.0% | ||
| PROSPECT CAPITAL CORPconv | $5,106,000 | 0.0% | 5,420,000 | 0.0% | 0.07% | -1.4% | ||
| Buy | COMMERCIAL METALS COcorp | $5,033,000 | +152.7% | 5,326,000 | +154.0% | 0.07% | +148.3% | |
| New | RADIO ONE INCcorp | $4,981,000 | – | 5,000,000 | +100.0% | 0.07% | – | |
| New | AVATION CAPITAL SAcorp | $4,950,000 | – | 5,000,000 | +100.0% | 0.07% | – | |
| EXCU | Sell | EXELON CORPconv pfd | $4,910,000 | -31.6% | 103,450 | -28.9% | 0.07% | -31.7% |
| Sell | CIT GROUP INCcorp | $4,797,000 | -29.2% | 4,590,000 | -29.4% | 0.07% | -29.6% | |
| GD | New | General Dynamics Corp | $4,817,000 | – | 34,000 | +100.0% | 0.07% | – |
| Sell | ACCURAY INCconv | $4,759,000 | -66.2% | 4,659,000 | -62.9% | 0.07% | -66.7% | |
| SOTHEBY'Scorp | $4,659,000 | -0.3% | 4,730,000 | 0.0% | 0.07% | -1.5% | ||
| Sell | ENVESTNET INCconv | $4,663,000 | -13.2% | 4,794,000 | -0.1% | 0.07% | -14.1% | |
| SPRINT COMMUNICATIONScorp | $4,527,000 | -1.6% | 4,000,000 | 0.0% | 0.06% | -1.5% | ||
| HYG | New | iShares iBoxx $ High Yield Cor | $4,440,000 | – | 50,000 | +100.0% | 0.06% | – |
| New | SUNPOWER CORPconv | $4,381,000 | – | 4,510,000 | +100.0% | 0.06% | – | |
| DOW | Sell | Dow Chemical Co/The | $4,349,000 | -9.4% | 85,000 | -15.0% | 0.06% | -8.7% |
| PBF HOLDING CO LLCcorp | $4,250,000 | +0.1% | 4,000,000 | 0.0% | 0.06% | 0.0% | ||
| Sell | VERTELLUS SPECIALTIESterm | $4,275,000 | -26.5% | 4,500,360 | -28.8% | 0.06% | -27.4% | |
| ALLIANCE DATA SYSTEMS COcorp | $4,145,000 | -0.2% | 4,000,000 | 0.0% | 0.06% | 0.0% | ||
| New | HCA INCcorp | $4,080,000 | – | 4,000,000 | +100.0% | 0.06% | – | |
| UNP | New | Union Pacific Corp | $4,006,000 | – | 42,000 | +100.0% | 0.06% | – |
| MGM RESORTS INTLcorp | $4,050,000 | -0.5% | 4,000,000 | 0.0% | 0.06% | -1.7% | ||
| SANMINA CORPcorp | $4,000,000 | +0.3% | 4,000,000 | 0.0% | 0.06% | 0.0% | ||
| BRISTOL-MYERS SQUIBB COconv | $3,940,000 | +2.6% | 2,356,000 | 0.0% | 0.06% | +3.6% | ||
| CMI | New | Cummins Inc | $3,936,000 | – | 30,000 | +100.0% | 0.06% | – |
| Buy | CORRECTIONS CORP OF AMERcorp | $3,940,000 | +56.8% | 4,000,000 | +60.0% | 0.06% | +58.3% | |
| OXY | Occidental Petroleum Corp | $3,888,000 | +6.5% | 50,000 | 0.0% | 0.06% | +5.7% | |
| DRII | New | Diamond Resorts International | $3,840,000 | – | 121,700 | +100.0% | 0.06% | – |
| Sell | GRIFFON CORPORATIONconv | $3,841,000 | -67.1% | 3,140,000 | -65.1% | 0.06% | -67.3% | |
| UTX | New | United Technologies Corp | $3,772,000 | – | 34,000 | +100.0% | 0.05% | – |
| Sell | NXP BV/NXP FUNDING LLCcorp | $3,758,000 | -35.6% | 3,600,000 | -34.5% | 0.05% | -35.7% | |
| Sell | RESOURCE CAPITAL CORPconv | $3,662,000 | +0.2% | 3,967,000 | -0.2% | 0.05% | 0.0% | |
| REYNOLDS GRP ISS/REYNOLDcorp | $3,596,000 | -0.9% | 3,500,000 | 0.0% | 0.05% | 0.0% | ||
| DCUB | DOMINION RESOURCES INCconv pfd | $3,526,000 | -4.5% | 65,500 | 0.0% | 0.05% | -3.8% | |
| Buy | DANA HOLDING CORPcorp | $3,456,000 | +33.5% | 3,500,000 | +40.0% | 0.05% | +35.1% | |
| Buy | EQUINIX INCcorp | $3,483,000 | +33.0% | 3,500,000 | +40.0% | 0.05% | +31.6% | |
| MASTEC INCcorp | $3,418,000 | -2.4% | 3,725,000 | 0.0% | 0.05% | -3.9% | ||
| Buy | ARES CAPITAL CORPconv | $3,329,000 | +760.2% | 3,221,000 | +768.2% | 0.05% | +700.0% | |
| Sell | MEDIVATION INCconv | $3,317,000 | -55.9% | 1,495,000 | -50.1% | 0.05% | -56.0% | |
| New | HCA INCcorp | $3,270,000 | – | 3,000,000 | +100.0% | 0.05% | – | |
| CHURCHILL DOWNS INCcorp | $3,281,000 | +1.2% | 3,185,000 | 0.0% | 0.05% | 0.0% | ||
| Sell | ICONIX BRAND GROUP INCconv | $3,238,000 | -51.3% | 3,168,000 | -43.1% | 0.05% | -51.0% | |
| RDSB | Sell | Royal Dutch Shell PLC | $3,286,000 | -31.1% | 57,300 | -24.7% | 0.05% | -31.9% |
| Buy | CONSOL ENERGY INCcorp | $3,206,000 | +56.5% | 3,750,000 | +66.7% | 0.05% | +53.3% | |
| ATML | New | Atmel Corp | $3,154,000 | – | 320,000 | +100.0% | 0.04% | – |
| COTT BEVERAGES INCcorp | $3,120,000 | +0.2% | 3,000,000 | 0.0% | 0.04% | 0.0% | ||
| New | MIDSTATES PETRO INC/LLCcorp | $3,128,000 | – | 3,250,000 | +100.0% | 0.04% | – | |
| CREDIT ACCEPTANCcorp | $3,105,000 | +4.7% | 3,000,000 | 0.0% | 0.04% | +4.7% | ||
| IASIS HEALTHCARE/CAP CRPcorp | $3,113,000 | -0.5% | 3,000,000 | 0.0% | 0.04% | 0.0% | ||
| Sell | HILTON WORLDWIDE FIN LLCcorp | $3,131,000 | -26.0% | 3,000,000 | -25.0% | 0.04% | -26.2% | |
| WYPRA | Sell | WEYERHAEUSER COconv pfd | $3,153,000 | -39.5% | 60,626 | -36.4% | 0.04% | -40.0% |
| BKD | New | Brookdale Senior Living Inc | $3,036,000 | – | 87,507 | +100.0% | 0.04% | – |
| EQUINIX INCcorp | $3,045,000 | -2.2% | 3,000,000 | 0.0% | 0.04% | -2.2% | ||
| AUDATEX NORTH AMERICA INcorp | $3,094,000 | -2.9% | 3,000,000 | 0.0% | 0.04% | -4.3% | ||
| New | GENESIS ENERGY LP/GENESIcorp | $3,009,000 | – | 3,000,000 | +100.0% | 0.04% | – | |
| Sell | UNITED RENTALS NORTH AMcorp | $2,970,000 | -35.3% | 3,000,000 | -32.2% | 0.04% | -34.8% | |
| New | BROOKFIELD RESIDENTIALcorp | $3,001,000 | – | 3,000,000 | +100.0% | 0.04% | – | |
| GSK | Sell | GlaxoSmithKline PLC | $2,978,000 | -30.6% | 71,500 | -23.1% | 0.04% | -30.6% |
| HCNPRI | Sell | HEALTH CARE REIT INCconv pfd | $2,937,000 | -26.5% | 49,412 | -17.0% | 0.04% | -27.6% |
| SPRINT CORPcorp | $2,933,000 | -4.6% | 3,000,000 | 0.0% | 0.04% | -4.5% | ||
| ELETSON HOLDINGScorp | $2,940,000 | +0.1% | 3,000,000 | 0.0% | 0.04% | 0.0% | ||
| ALTICE SAcorp | $2,910,000 | -4.8% | 3,000,000 | 0.0% | 0.04% | -4.5% | ||
| Sell | DANAHER CORPconv | $2,893,000 | -22.4% | 1,163,000 | -23.0% | 0.04% | -22.2% | |
| LAB CORP OF AMER HLDGSconv | $2,861,000 | -3.7% | 1,753,000 | 0.0% | 0.04% | -4.7% | ||
| C | Sell | Citigroup Inc | $2,872,000 | -32.7% | 52,000 | -37.2% | 0.04% | -33.9% |
| Sell | ALTA MESA HLDGS/FINANC Scorp | $2,831,000 | -18.9% | 3,561,000 | -21.9% | 0.04% | -18.0% | |
| EARTHLINK HOLDINGS CORPcorp | $2,795,000 | +1.5% | 2,675,000 | 0.0% | 0.04% | 0.0% | ||
| Buy | OMNICARE INCcorp | $2,700,000 | +157.1% | 2,500,000 | +150.0% | 0.04% | +160.0% | |
| LAND O LAKES CAP TRST Icorp | $2,669,000 | -1.6% | 2,500,000 | 0.0% | 0.04% | -2.6% | ||
| NAVIOS MARITIME ACQ CORPcorp | $2,620,000 | -2.1% | 2,650,000 | 0.0% | 0.04% | -2.6% | ||
| REGENCY ENERGY PART/FINAcorp | $2,665,000 | -2.2% | 2,500,000 | 0.0% | 0.04% | -2.6% | ||
| Buy | WATERJET HOLDINGS INCcorp | $2,613,000 | +23.5% | 2,500,000 | +25.0% | 0.04% | +22.6% | |
| SAPPI PAPIER HOLDNG GMBHcorp | $2,606,000 | -1.1% | 2,500,000 | 0.0% | 0.04% | -2.6% | ||
| MGM RESORTS INTLcorp | $2,544,000 | -1.4% | 2,500,000 | 0.0% | 0.04% | 0.0% | ||
| New | ENERGIZER HOLDINGS INCcorp | $2,475,000 | – | 2,500,000 | +100.0% | 0.04% | – | |
| KENNEDY-WILSON INCcorp | $2,494,000 | -0.8% | 2,500,000 | 0.0% | 0.04% | 0.0% | ||
| FNF | New | FNF Group | $2,497,000 | – | 67,500 | +100.0% | 0.04% | – |
| HEALTHSOUTH CORPcorp | $2,494,000 | -2.4% | 2,500,000 | 0.0% | 0.04% | -2.7% | ||
| New | ALLY FINANCIAL INCcorp | $2,516,000 | – | 2,500,000 | +100.0% | 0.04% | – | |
| CLEAVER-BROOKS INCcorp | $2,475,000 | -3.4% | 2,500,000 | 0.0% | 0.04% | -2.7% | ||
| Sell | RAYONIER TRS HOLDINGS INconv | $2,475,000 | -34.2% | 2,195,000 | -31.3% | 0.04% | -33.3% | |
| CELANESE US HOLDINGS LLCcorp | $2,488,000 | -1.7% | 2,500,000 | 0.0% | 0.04% | -2.7% | ||
| New | CALUMET SPECIALTY PRODcorp | $2,475,000 | – | 2,500,000 | +100.0% | 0.04% | – | |
| Buy | CONTINENTAL RESOURCEScorp | $2,414,000 | +24.2% | 2,500,000 | +25.0% | 0.04% | +25.0% | |
| Buy | SPRINT INDUSTRIAL LLCterm | $2,430,000 | +27.2% | 3,000,000 | +50.0% | 0.04% | +25.0% | |
| Buy | E*TRADE FINANCIAL CORPcorp | $2,463,000 | +382.9% | 2,500,000 | +400.0% | 0.04% | +400.0% | |
| FIRST QUANTUM MINERALS Lcorp | $2,408,000 | +3.7% | 2,505,000 | 0.0% | 0.04% | +2.9% | ||
| Sell | INCYTE CORP LTDconv | $2,356,000 | -22.2% | 1,151,000 | -30.7% | 0.03% | -22.7% | |
| Sell | YANDEX NVconv | $2,371,000 | -50.0% | 2,744,000 | -52.2% | 0.03% | -50.7% | |
| New | VERSO PAPER HLDG LLC/INCcorp | $2,320,000 | – | 4,000,000 | +100.0% | 0.03% | – | |
| Buy | AVINTIV SPECIALTY MATERIcorp | $2,309,000 | +20.4% | 2,500,000 | +25.0% | 0.03% | +17.9% | |
| ALLY | Buy | Ally Financial Inc | $2,317,000 | +474.9% | 103,302 | +438.0% | 0.03% | +450.0% |
| APPVION INCcorp | $2,223,000 | -4.1% | 3,500,000 | 0.0% | 0.03% | -5.9% | ||
| NRF | Sell | NorthStar Realty Finance Corp | $2,258,000 | -42.6% | 142,025 | -34.6% | 0.03% | -43.9% |
| Buy | NRG YIELD INCconv | $2,168,000 | +84.7% | 2,000,000 | +100.0% | 0.03% | +82.4% | |
| HCOM | Buy | Hawaiian Telcom Holdco Inc | $2,150,000 | +46.5% | 82,383 | +49.4% | 0.03% | +47.6% |
| TAP | New | Molson Coors Brewing Co | $2,083,000 | – | 29,845 | +100.0% | 0.03% | – |
| New | VALEANT PHARMACEUTICALScorp | $2,063,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| TOWNSQUARE MEDIA INCcorp | $2,087,000 | -1.5% | 2,100,000 | 0.0% | 0.03% | -3.2% | ||
| ALLIED SPECIALTY VEHICLEcorp | $2,090,000 | -1.2% | 2,000,000 | 0.0% | 0.03% | -3.2% | ||
| FIRST DATA CORPORATIONcorp | $2,071,000 | -2.4% | 1,862,000 | 0.0% | 0.03% | -3.2% | ||
| CARLSON WAGONLIT BVcorp | $2,113,000 | +0.4% | 2,000,000 | 0.0% | 0.03% | 0.0% | ||
| TESORO CORPcorp | $2,040,000 | -2.9% | 2,000,000 | 0.0% | 0.03% | -3.3% | ||
| New | AHERN RENTALS INCcorp | $1,985,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| ALZA CORPconv | $2,027,000 | -3.1% | 1,512,000 | 0.0% | 0.03% | -3.3% | ||
| New | QUINTILES TRANSNATIONALcorp | $2,015,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| CASELLA WASTE SYSTEMS INcorp | $2,030,000 | +1.0% | 2,000,000 | 0.0% | 0.03% | 0.0% | ||
| New | SHUTTERFLY INCconv | $2,022,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| NUMERICABLE-SFR SAScorp | $1,985,000 | -0.7% | 2,000,000 | 0.0% | 0.03% | 0.0% | ||
| MASCO CORPcorp | $2,010,000 | -2.9% | 2,000,000 | 0.0% | 0.03% | -3.3% | ||
| COVENANT SURGICAL PARTNEcorp | $2,037,000 | +0.8% | 2,000,000 | 0.0% | 0.03% | 0.0% | ||
| New | LEVEL 3 FINANCING INCcorp | $1,930,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| Sell | NAVIOS MARITIME HLDS/FINcorp | $1,958,000 | -48.5% | 2,250,000 | -44.6% | 0.03% | -49.1% | |
| PROJECT HOMESTAKE MERGERcorp | $1,945,000 | -3.2% | 2,000,000 | 0.0% | 0.03% | -3.4% | ||
| COMPASS MINERALS INTERNAcorp | $1,980,000 | -1.7% | 2,000,000 | 0.0% | 0.03% | -3.4% | ||
| New | SPEEDWAY MOTORSPORTS INCcorp | $1,980,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| STAR | New | iStar Financial Inc | $1,947,000 | – | 146,200 | +100.0% | 0.03% | – |
| VIASAT INCcorp | $1,913,000 | +0.1% | 1,805,000 | 0.0% | 0.03% | 0.0% | ||
| Sell | MOLINA HEALTHCARE INCconv | $1,852,000 | -81.8% | 1,046,000 | -82.7% | 0.03% | -81.6% | |
| CLH | Buy | Clean Harbors Inc | $1,876,000 | +59.5% | 34,907 | +68.6% | 0.03% | +58.8% |
| ST BARBARA LTDcorp | $1,910,000 | +11.4% | 2,000,000 | 0.0% | 0.03% | +8.0% | ||
| CENVEO CORPcorp | $1,890,000 | -0.9% | 2,250,000 | 0.0% | 0.03% | -3.6% | ||
| WEST CORPcorp | $1,878,000 | -4.2% | 2,000,000 | 0.0% | 0.03% | -3.6% | ||
| Buy | CENTURYLINK INCcorp | $1,813,000 | +79.7% | 2,000,000 | +100.0% | 0.03% | +73.3% | |
| EPC | New | Edgewell Personal Care Co | $1,809,000 | – | 13,750 | +100.0% | 0.03% | – |
| ABBV | Buy | AbbVie Inc | $1,828,000 | +131.4% | 27,200 | +101.5% | 0.03% | +136.4% |
| VERSO PAPER HLDG LLC/INCcorp | $1,830,000 | -34.9% | 3,000,000 | 0.0% | 0.03% | -36.6% | ||
| BOISE CASCADE COMPANYcorp | $1,800,000 | +0.1% | 1,700,000 | 0.0% | 0.03% | 0.0% | ||
| New | FRONTIER COMMUNICATIONScorp | $1,775,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| New | CAESARS GROWTH PROPERTIEterm | $1,713,000 | – | 2,000,000 | +100.0% | 0.02% | – | |
| FIRST DATA CORPORATIONcorp | $1,736,000 | -2.5% | 1,500,000 | 0.0% | 0.02% | -3.8% | ||
| New | ENERGY XXI GULF COAST INcorp | $1,760,000 | – | 2,000,000 | +100.0% | 0.02% | – | |
| Sell | FMG RESOURCES AUG 2006corp | $1,695,000 | -69.8% | 2,000,000 | -69.2% | 0.02% | -70.4% | |
| FIRST CASH FINANCIAL SERcorp | $1,586,000 | +2.1% | 1,500,000 | 0.0% | 0.02% | +4.5% | ||
| New | JURASSIC HOLDINGS IIIcorp | $1,570,000 | – | 2,000,000 | +100.0% | 0.02% | – | |
| DISPENSING DYNAMICS INTLcorp | $1,560,000 | -1.2% | 1,500,000 | 0.0% | 0.02% | -4.3% | ||
| CRM | New | Salesforce.com inc | $1,532,000 | – | 22,000 | +100.0% | 0.02% | – |
| LEN | New | Lennar Corp | $1,557,000 | – | 30,500 | +100.0% | 0.02% | – |
| SESI LLCcorp | $1,533,000 | +0.2% | 1,500,000 | 0.0% | 0.02% | 0.0% | ||
| New | FMG RESOURCES AUG 2006corp | $1,553,000 | – | 1,500,000 | +100.0% | 0.02% | – | |
| Sell | STARZ LLC/STARZ FIN CORPcorp | $1,523,000 | -81.6% | 1,500,000 | -81.2% | 0.02% | -81.5% | |
| New | GLOBAL PART/GLP FINANCEcorp | $1,448,000 | – | 1,500,000 | +100.0% | 0.02% | – | |
| New | FIAT CHRYSLER AUTOMOBILEcorp | $1,376,000 | – | 1,400,000 | +100.0% | 0.02% | – | |
| New | HEXION INCcorp | $1,361,000 | – | 1,500,000 | +100.0% | 0.02% | – | |
| Sell | CARAUSTAR INDUSTRIES INCterm | $1,425,000 | -0.8% | 1,419,260 | -1.2% | 0.02% | -4.8% | |
| Sell | PROSPECT CAPITAL CORPconv | $1,363,000 | -69.2% | 1,353,000 | -68.9% | 0.02% | -68.8% | |
| AIRTRAN HOLDINGS INCconv | $1,334,000 | -20.0% | 550,000 | 0.0% | 0.02% | -20.8% | ||
| New | LEVI STRAUSS & COcorp | $1,303,000 | – | 1,340,000 | +100.0% | 0.02% | – | |
| SYNOVUS FINANCIAL CORPcorp | $1,345,000 | +0.2% | 1,312,000 | 0.0% | 0.02% | 0.0% | ||
| CHTR | New | Charter Communications Inc | $1,319,000 | – | 7,700 | +100.0% | 0.02% | – |
| TSN | New | Tyson Foods Inc | $1,258,000 | – | 29,500 | +100.0% | 0.02% | – |
| TELESAT CANADA/TELESAT Lcorp | $1,223,000 | -0.1% | 1,200,000 | 0.0% | 0.02% | 0.0% | ||
| LAMR | Lamar Advertising Co | $1,150,000 | -3.0% | 20,000 | 0.0% | 0.02% | 0.0% | |
| New | TPG SPECIALTY LENDING INconv | $1,169,000 | – | 1,163,000 | +100.0% | 0.02% | – | |
| INCY | New | Incyte Corp | $1,167,000 | – | 11,200 | +100.0% | 0.02% | – |
| TENET HEALTHCARE CORPcorp | $1,096,000 | -0.8% | 1,000,000 | 0.0% | 0.02% | 0.0% | ||
| CENVEO CORPcorp | $1,024,000 | +1.9% | 1,000,000 | 0.0% | 0.02% | 0.0% | ||
| New | GCI INCcorp | $1,015,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| Buy | MGM Holdings Inc | $1,026,000 | +27.8% | 12,781 | +18.6% | 0.02% | +25.0% | |
| Sell | LAREDO PETROLEUM INCcorp | $1,023,000 | -48.8% | 1,000,000 | -50.0% | 0.02% | -48.3% | |
| New | ACI WORLDWIDE INCcorp | $1,056,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| OUTFRONT MEDIA CAP LLC/Ccorp | $1,026,000 | -2.4% | 1,000,000 | 0.0% | 0.02% | 0.0% | ||
| Sell | REGAL ENTERTAINMENT GRPcorp | $1,015,000 | -56.0% | 1,000,000 | -55.6% | 0.02% | -54.5% | |
| DPX HOLDINGS BVcorp | $1,046,000 | +0.2% | 1,000,000 | 0.0% | 0.02% | 0.0% | ||
| New | BALL CORPcorp | $990,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| New | DUPONT FABROS TECH LPcorp | $988,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| JEFFERIES FIN LLC / JFINcorp | $980,000 | +4.8% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| New | VISTAJET MALTA FIN / VIScorp | $965,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| New | RANGE RESOURCES CORPcorp | $975,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| New | BROOKFIELD RESIDENTIALcorp | $985,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| HPT | Hospitality Properties Trust | $873,000 | -12.7% | 30,300 | 0.0% | 0.01% | -7.1% | |
| New | BALL CORPcorp | $933,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| New | SPRINT COMMUNICATIONScorp | $916,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| DISH | Buy | DISH Network Corp | $813,000 | +27.8% | 12,000 | +32.3% | 0.01% | +33.3% |
| DUPONT FABROS TECH LPcorp | $763,000 | -1.9% | 750,000 | 0.0% | 0.01% | 0.0% | ||
| NAVIOS MARITIME HLDS/FINcorp | $789,000 | -9.3% | 1,000,000 | 0.0% | 0.01% | -15.4% | ||
| Buy | SUNEDISON INCconv | $663,000 | +114.6% | 317,000 | +76.1% | 0.01% | +150.0% | |
| Sell | W & T OFFSHORE INCcorp | $699,000 | -42.7% | 1,000,000 | -50.0% | 0.01% | -44.4% | |
| GBX | Sell | Greenbrier Cos Inc/The | $703,000 | -36.6% | 15,000 | -21.6% | 0.01% | -37.5% |
| MOH | New | Molina Healthcare Inc | $703,000 | – | 10,000 | +100.0% | 0.01% | – |
| VZ | Buy | Verizon Communications Inc | $699,000 | +10.6% | 15,000 | +15.4% | 0.01% | +11.1% |
| NOW | Buy | ServiceNow Inc | $669,000 | +63.2% | 9,000 | +73.1% | 0.01% | +66.7% |
| TWX | Buy | Time Warner Inc | $612,000 | +45.0% | 7,000 | +40.0% | 0.01% | +50.0% |
| MCHI | New | iShares MSCI China ETF | $593,000 | – | 10,580 | +100.0% | 0.01% | – |
| Sell | PROOFPOINT INCconv | $573,000 | -98.0% | 339,000 | -98.2% | 0.01% | -98.1% | |
| Buy | ENCORE CAPITAL GROUP INCconv | $532,000 | +31.4% | 494,000 | +31.7% | 0.01% | +33.3% | |
| FAMILY TREE ESCROW LLCcorp | $525,000 | -0.8% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| New | Seadrill Ltdput | $541,000 | – | 3,333 | +100.0% | 0.01% | – | |
| LIVE NATION ENTERTAINMENcorp | $587,000 | -0.3% | 550,000 | 0.0% | 0.01% | -11.1% | ||
| GREYSTAR REAL ESTATE PARcorp | $530,000 | +0.8% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| RCPT | New | Receptos Inc | $532,000 | – | 2,800 | +100.0% | 0.01% | – |
| KLX INCcorp | $507,000 | +1.4% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| New | TESORO CORPcorp | $505,000 | – | 500,000 | +100.0% | 0.01% | – | |
| IHEARTCOMMUNICATIONS INCcorp | $488,000 | -4.9% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| New | CONCORDIA HEALTHCARE CORcorp | $501,000 | – | 500,000 | +100.0% | 0.01% | – | |
| EDU | New | New Oriental Education & Techn | $490,000 | – | 20,000 | +100.0% | 0.01% | – |
| New | STERIGENICS-NORDION HOLDcorp | $509,000 | – | 500,000 | +100.0% | 0.01% | – | |
| LIN TELEVISION CORPcorp | $508,000 | -0.6% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| VISHAY INTERTECHNOLOGYconv | $384,000 | -13.1% | 511,000 | 0.0% | 0.01% | 0.0% | ||
| AGEN | Sell | Agenus Inc | $432,000 | -22.6% | 50,000 | -54.0% | 0.01% | -25.0% |
| Sell | WRIGHT MEDICAL GROUP INCconv | $426,000 | -0.9% | 360,000 | -1.1% | 0.01% | 0.0% | |
| New | A SCHULMAN INCcorp | $342,000 | – | 334,000 | +100.0% | 0.01% | – | |
| URI | Sell | United Rentals Inc | $267,000 | -41.4% | 3,050 | -39.0% | 0.00% | -42.9% |
| Sell | HUGHES SATELITE SYSTEMScorp | $294,000 | -10.1% | 270,000 | -10.0% | 0.00% | -20.0% | |
| IWM | Sell | iShares Russell 2000 ETFput | $253,000 | +187.5% | 1,425 | -5.0% | 0.00% | +300.0% |
| Sell | MICROCHIP TECHNOLOGY INCconv | $294,000 | -55.5% | 154,000 | -54.4% | 0.00% | -60.0% | |
| New | COWEN GROUP INCconv pfd | $305,000 | – | 273 | +100.0% | 0.00% | – | |
| IG | New | IGI Laboratories Inc | $189,000 | – | 30,000 | +100.0% | 0.00% | – |
| LUMN | Buy | CenturyLink Incput | $178,000 | +242.3% | 670 | +332.3% | 0.00% | +200.0% |
| WESTERN REFINING/WNRL FIcorp | $207,000 | +1.0% | 200,000 | 0.0% | 0.00% | 0.0% | ||
| TSRO | New | TESARO Inc | $242,000 | – | 4,119 | +100.0% | 0.00% | – |
| UNIVISION COMMUNICATIONScorp | $242,000 | -5.5% | 250,000 | 0.0% | 0.00% | -25.0% | ||
| Sell | TELEFLEX INCconv | $130,000 | -98.5% | 59,000 | -98.6% | 0.00% | -98.4% | |
| SPY | Sell | SPDR S&P 500 ETF Trustput | $105,000 | -81.4% | 920 | -84.5% | 0.00% | -75.0% |
| HYG | New | iShares iBoxx $ High Yield Corput | $56,000 | – | 500 | +100.0% | 0.00% | – |
| AGEN | New | Agenus Inccall | $63,000 | – | 1,175 | +100.0% | 0.00% | – |
| DEPO | New | Depomed Inccall | $56,000 | – | 1,200 | +100.0% | 0.00% | – |
| CTXS | New | Citrix Systems Inccall | $54,000 | – | 300 | +100.0% | 0.00% | – |
| WW | Buy | Weight Watchers Internationalput | $56,000 | -13.8% | 1,500 | +50.0% | 0.00% | 0.0% |
| AMD | New | Advance Micro Devicesconv pfd | $36,000 | – | 15,000 | +100.0% | 0.00% | – |
| QIHU | Sell | Qihoo 360 Technology Co Ltdput | $44,000 | -69.7% | 500 | -23.4% | 0.00% | -50.0% |
| 4305PS | New | Alcatel-Lucentcall | $35,000 | – | 3,475 | +100.0% | 0.00% | – |
| ING | New | ING Groep NVcall | $35,000 | – | 600 | +100.0% | 0.00% | – |
| BMRN | Sell | BioMarin Pharmaceutical Inc | $82,000 | -98.8% | 602 | -98.9% | 0.00% | -99.0% |
| TWTR | Buy | Twitter Incput | $61,000 | – | 1,725 | +3350.0% | 0.00% | – |
| VAR | New | Varian Medical Systems Incput | $77,000 | – | 525 | +100.0% | 0.00% | – |
| XLNX | New | Xilinx Inccall | $51,000 | – | 1,714 | +100.0% | 0.00% | – |
| ABBV | Buy | AbbVie Inccall | $44,000 | +780.0% | 1,000 | +900.0% | 0.00% | – |
| DIA | New | SPDR Dow Jones Industrial Avercall | $53,000 | – | 500 | +100.0% | 0.00% | – |
| YHOO | Buy | Yahoo! Incput | $36,000 | +3500.0% | 1,100 | +633.3% | 0.00% | – |
| MDVN | New | Medivation Inccall | $40,000 | – | 401 | +100.0% | 0.00% | – |
| BMRN | Sell | BioMarin Pharmaceutical Inccall | $58,000 | -78.6% | 300 | -50.4% | 0.00% | -75.0% |
| USG CORPcorp | $100,000 | -2.0% | 100,000 | 0.0% | 0.00% | 0.0% | ||
| FLDM | New | Fluidigm Corp | $61,000 | – | 2,500 | +100.0% | 0.00% | – |
| CTRP | Sell | Ctrip.com International Ltdput | $44,000 | +266.7% | 300 | -50.0% | 0.00% | – |
| TMO | New | Thermo Fisher Scientific Inccall | $36,000 | – | 390 | +100.0% | 0.00% | – |
| SGYPQ | New | Synergy Pharmaceuticals Inccall | $102,000 | – | 585 | +100.0% | 0.00% | – |
| WMT | New | Wal-Mart Stores Inccall | $45,000 | – | 420 | +100.0% | 0.00% | – |
| NBL | New | Noble Energy Inccall | $15,000 | – | 500 | +100.0% | 0.00% | – |
| DISH | Buy | DISH Network Corpput | $16,000 | +6.7% | 54 | +8.0% | 0.00% | – |
| MOH | New | Molina Healthcare Inccall | $17,000 | – | 600 | +100.0% | 0.00% | – |
| MSFT | New | Microsoft Corpcall | $2,000 | – | 558 | +100.0% | 0.00% | – |
| AKAM | Sell | Akamai Technologies Inccall | $3,000 | -93.9% | 550 | -66.7% | 0.00% | -100.0% |
| LEA | New | Lear Corp | $28,000 | – | 251 | +100.0% | 0.00% | – |
| FNF | New | FNF Groupcall | $26,000 | – | 760 | +100.0% | 0.00% | – |
| FNF | New | FNF Groupput | $5,000 | – | 350 | +100.0% | 0.00% | – |
| JNPR | New | Juniper Networks Inccall | $10,000 | – | 2,306 | +100.0% | 0.00% | – |
| FLDM | New | Fluidigm Corpcall | $10,000 | – | 150 | +100.0% | 0.00% | – |
| FLDM | New | Fluidigm Corpput | $15,000 | – | 200 | +100.0% | 0.00% | – |
| FTR | Buy | Frontier Communications Corpput | $14,000 | +600.0% | 500 | +19.0% | 0.00% | – |
| AGEN | New | Agenus Incput | $15,000 | – | 500 | +100.0% | 0.00% | – |
| GILD | New | Gilead Sciences Inccall | $27,000 | – | 246 | +100.0% | 0.00% | – |
| AMD | Sell | Advanced Micro Devices Incput | $32,000 | -39.6% | 500 | -50.0% | 0.00% | -100.0% |
| AROPQ | New | Aeropostale Incput | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| INTC | New | Intel Corpput | $21,000 | – | 210 | +100.0% | 0.00% | – |
| GSK | New | GlaxoSmithKline PLCcall | $3,000 | – | 250 | +100.0% | 0.00% | – |
| ICON | New | Iconix Brand Group Incput | $17,000 | – | 370 | +100.0% | 0.00% | – |
| IG | New | IGI Laboratories Inccall | $26,000 | – | 200 | +100.0% | 0.00% | – |
| YY | New | YY Incput | $8,000 | – | 250 | +100.0% | 0.00% | – |
| YHOO | New | Yahoo! Inc | $26,000 | – | 660 | +100.0% | 0.00% | – |
| HBI | New | Hanesbrands Inccall | $16,000 | – | 365 | +100.0% | 0.00% | – |
| HLS | New | HealthSouth Corpcall | $13,000 | – | 76 | +100.0% | 0.00% | – |
| LBTYA | Exit | Liberty Global PLCput | $0 | – | -120 | -100.0% | 0.00% | – |
| WFM | New | Whole Foods Market Inccall | $28,000 | – | 1,230 | +100.0% | 0.00% | – |
| BAC | New | Bank of America Corpcall | $9,000 | – | 600 | +100.0% | 0.00% | – |
| SUNEQ | SunEdison Incput | $8,000 | +300.0% | 500 | 0.0% | 0.00% | – | |
| CI | New | Cigna Corpcall | $9,000 | – | 500 | +100.0% | 0.00% | – |
| CZR | New | Caesars Entertainment Corpcall | $4,000 | – | 500 | +100.0% | 0.00% | – |
| SHENGDATECH INCconv | $6,000 | 0.0% | 2,975,000 | 0.0% | 0.00% | – | ||
| NOW | Sell | ServiceNow Inccall | $3,000 | -90.9% | 78 | -61.0% | 0.00% | – |
| XLF | New | Financial Select Sector SPDR Fcall | $22,000 | – | 600 | +100.0% | 0.00% | – |
| CEMP | Sell | Cempra Inccall | $9,000 | -90.3% | 600 | -36.8% | 0.00% | -100.0% |
| SNDK | New | SanDisk Corpput | $28,000 | – | 155 | +100.0% | 0.00% | – |
| ATML | New | Atmel Corpcall | $8,000 | – | 250 | +100.0% | 0.00% | – |
| CEMP | Cempra Incput | $0 | -100.0% | 97 | 0.0% | 0.00% | – | |
| New | Energy XXI Ltdput | $11,000 | – | 500 | +100.0% | 0.00% | – | |
| SPY | New | SPDR S&P 500 ETF Trustcall | $11,000 | – | 600 | +100.0% | 0.00% | – |
| TSRO | New | TESARO Inccall | $20,000 | – | 122 | +100.0% | 0.00% | – |
| RHT | Sell | Red Hat Inccall | $2,000 | -95.7% | 150 | -75.0% | 0.00% | -100.0% |
| CHK | New | Chesapeake Energy Corpcall | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| RCPT | New | Receptos Inccall | $34,000 | – | 60 | +100.0% | 0.00% | – |
| CHK | New | Chesapeake Energy Corpput | $26,000 | – | 600 | +100.0% | 0.00% | – |
| CIEN | Ciena Corpcall | $17,000 | -10.5% | 1,000 | 0.0% | 0.00% | – | |
| QCOM | New | QUALCOMM Inccall | $1,000 | – | 200 | +100.0% | 0.00% | – |
| TIBCO SOFTWARE INCconv | $14,000 | 0.0% | 14,000 | 0.0% | 0.00% | – | ||
| C | Buy | Citigroup Inccall | $23,000 | +2200.0% | 2,000 | +344.4% | 0.00% | – |
| CLVS | New | Clovis Oncology Inccall | $23,000 | – | 300 | +100.0% | 0.00% | – |
| PFE | Sell | Pfizer Inccall | $2,000 | -95.6% | 750 | -62.5% | 0.00% | -100.0% |
| CSOD | New | Cornerstone OnDemand Inccall | $16,000 | – | 165 | +100.0% | 0.00% | – |
| TSN | New | Tyson Foods Inccall | $6,000 | – | 200 | +100.0% | 0.00% | – |
| PVAHQ | New | Penn Virginia Corpput | $23,000 | – | 300 | +100.0% | 0.00% | – |
| CMLSW | New | CUMULUS MEDIA INC-CL Aterm | $15,000 | – | 7,103,000 | +100.0% | 0.00% | – |
| DEPO | New | Depomed Inc | $21,000 | – | 1,000 | +100.0% | 0.00% | – |
| URI | New | United Rentals Inccall | $18,000 | – | 120 | +100.0% | 0.00% | – |
| LGIH | Exit | LGI Homes Inccall | $0 | – | -250 | -100.0% | 0.00% | – |
| INTC | Exit | Intel Corpcall | $0 | – | -300 | -100.0% | 0.00% | – |
| EXXIQ | Exit | Energy XXI Ltdput | $0 | – | -500 | -100.0% | 0.00% | – |
| CSCO | Exit | Cisco Systems Inccall | $0 | – | -4,500 | -100.0% | 0.00% | – |
| SNV | Exit | Synovus Financial Corpcall | $0 | – | -500 | -100.0% | 0.00% | – |
| ABBV | Exit | AbbVie Incput | $0 | – | -50 | -100.0% | 0.00% | – |
| NOW | Exit | ServiceNow Incput | $0 | – | -77 | -100.0% | 0.00% | – |
| CX | Exit | Cemex SAB de CVput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RDSA | Exit | Royal Dutch Shell PLCcall | $0 | – | -250 | -100.0% | 0.00% | – |
| C | Exit | Citigroup Incput | $0 | – | -270 | -100.0% | 0.00% | – |
| BBH | Exit | Market Vectors Biotech ETFput | $0 | – | -125 | -100.0% | 0.00% | – |
| Exit | SINO-FOREST CORPconv | $0 | – | -265,000 | -100.0% | 0.00% | – | |
| AMTD | Exit | TD Ameritrade Holding Corpcall | $0 | – | -400 | -100.0% | 0.00% | – |
| PVAHQ | Exit | Penn Virginia Corpcall | $0 | – | -500 | -100.0% | 0.00% | – |
| CLH | Exit | Clean Harbors Incput | $0 | – | -260 | -100.0% | 0.00% | – |
| WIN | Exit | Windstream Holdings Incput | $0 | – | -243 | -100.0% | 0.00% | – |
| AMPE | Exit | Ampio Pharmaceuticals Inccall | $0 | – | -500 | -100.0% | 0.00% | – |
| NTAP | Exit | NetApp Inccall | $0 | – | -500 | -100.0% | 0.00% | – |
| EMC | Exit | EMC Corp/MAcall | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | PALO ALTO NETWORKSconv | $0 | – | 0 | +100.0% | 0.00% | – | |
| LNKD | Exit | LinkedIn Corpcall | $0 | – | -150 | -100.0% | 0.00% | – |
| BMY | Exit | Bristol-Myers Squibb Cocall | $0 | – | -750 | -100.0% | 0.00% | – |
| GE | Exit | General Electric Cocall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | COBALT INTL ENERGY INCconv | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| CNC | Exit | Centene Corpcall | $0 | – | -120 | -100.0% | 0.00% | – |
| NAV | Exit | Navistar International Corpcall | $0 | – | -250 | -100.0% | 0.00% | – |
| ALTR | Exit | Altera Corpcall | $0 | – | -855 | -100.0% | -0.00% | – |
| ANTM | Exit | Anthem Inccall | $0 | – | -150 | -100.0% | -0.00% | – |
| VIPS | Exit | Vipshop Holdings Ltdcall | $0 | – | -500 | -100.0% | -0.00% | – |
| GT | Exit | Goodyear Tire & Rubber Co/Thecall | $0 | – | -500 | -100.0% | -0.00% | – |
| TWTR | Exit | Twitter Inccall | $0 | – | -700 | -100.0% | -0.00% | – |
| EXEL | Exit | Exelixis Inc | $0 | – | -50,000 | -100.0% | -0.00% | – |
| OASPQ | Exit | Oasis Petroleum Inc | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ALTR | Exit | Altera Corp | $0 | – | -3,000 | -100.0% | -0.00% | – |
| Exit | PRECISION DRILLING CORPcorp | $0 | – | -250,000 | -100.0% | -0.00% | – | |
| INCY | Exit | Incyte Corpcall | $0 | – | -950 | -100.0% | -0.00% | – |
| CEMP | Exit | Cempra Inc | $0 | – | -8,200 | -100.0% | -0.00% | – |
| GOGO | Exit | Gogo Inc | $0 | – | -18,400 | -100.0% | -0.01% | – |
| Exit | HCA INCcorp | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| Exit | CEMEX SAB DE CVcorp | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| Exit | FAGE DAIRY INDU/FAGE USAcorp | $0 | – | -750,000 | -100.0% | -0.01% | – | |
| STRZA | Exit | Starz | $0 | – | -22,250 | -100.0% | -0.01% | – |
| LYWMU | Exit | WILLIAM LYON HOMEScnv pfd | $0 | – | -6,150 | -100.0% | -0.01% | – |
| Exit | ENERGY XXI GULF COAST INcorp | $0 | – | -1,300,000 | -100.0% | -0.01% | – | |
| Exit | KISSNER MILLING CO LTDcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| Exit | CLEAR CHANNEL WORLDWIDEcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| Exit | GCI INCcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| Exit | OMNICARE INCcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| Exit | VECTOR GROUP LTDcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| Exit | BREITBURN ENER/BREIT FINcorp | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| Exit | PERMIAN HOLDINGS INCcorp | $0 | – | -2,094,000 | -100.0% | -0.02% | – | |
| Exit | TPG SPECIALTY LENDING INconv | $0 | – | -1,163,000 | -100.0% | -0.02% | – | |
| Exit | ENERGY XXI GULF COAST INcorp | $0 | – | -3,500,000 | -100.0% | -0.02% | – | |
| Exit | NATIONSTAR MORT/CAP CORPcorp | $0 | – | -1,300,000 | -100.0% | -0.02% | – | |
| Exit | WEIGHT WATCHERS INTL INCterm | $0 | – | -2,500,000 | -100.0% | -0.02% | – | |
| ACAS | Exit | American Capital Ltd | $0 | – | -97,200 | -100.0% | -0.02% | – |
| Exit | GLOBAL PART/GLP FINANCEcorp | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| Exit | BEAZER HOMES USAcorp | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| Exit | RITE AID CORPcorp | $0 | – | -1,600,000 | -100.0% | -0.02% | – | |
| PCLN | Exit | Priceline Group Inc/The | $0 | – | -1,500 | -100.0% | -0.02% | – |
| Exit | OCWEN FINANCIAL CORPcorp | $0 | – | -2,000,000 | -100.0% | -0.02% | – | |
| Exit | LSB INDUSTRIEScorp | $0 | – | -1,712,000 | -100.0% | -0.03% | – | |
| Exit | HIG BBC INTERMED/HOLDINGcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | SPEEDWAY MOTORSPORTS INCcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | WYNN LAS VEGAS LLC/CORPcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | VALEANT PHARMACEUTICALScorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | INCONTACT INCconv | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | E*TRADE FINANCIAL CORPcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | LENNAR CORPcorp | $0 | – | -2,090,000 | -100.0% | -0.03% | – | |
| Exit | FRESENIUS MED CARE IIcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| PFE | Exit | Pfizer Inc | $0 | – | -65,000 | -100.0% | -0.03% | – |
| Exit | GENESIS ENERGY LP/GENESIcorp | $0 | – | -2,500,000 | -100.0% | -0.04% | – | |
| Exit | CLAYTON WILLIAMS ENERGYcorp | $0 | – | -2,650,000 | -100.0% | -0.04% | – | |
| Exit | STEEL DYNAMICS INCcorp | $0 | – | -2,500,000 | -100.0% | -0.04% | – | |
| Exit | CCOH SAFARI LLCcorp | $0 | – | -2,500,000 | -100.0% | -0.04% | – | |
| Exit | QEP RESOURCES INCcorp | $0 | – | -2,425,000 | -100.0% | -0.04% | – | |
| Exit | DISH DBS CORPcorp | $0 | – | -2,500,000 | -100.0% | -0.04% | – | |
| Exit | GAIN CAPITAL HOLDINGS INconv | $0 | – | -2,613,000 | -100.0% | -0.04% | – | |
| Exit | BIOMET INCcorp | $0 | – | -3,000,000 | -100.0% | -0.05% | – | |
| WYNN | Exit | Wynn Resorts Ltd | $0 | – | -29,050 | -100.0% | -0.05% | – |
| Exit | CSG SYSTEMS INTL INCconv | $0 | – | -2,771,000 | -100.0% | -0.05% | – | |
| Exit | ALERE INCconv | $0 | – | -3,180,000 | -100.0% | -0.06% | – | |
| Exit | WORKDAY INCconv | $0 | – | -3,243,000 | -100.0% | -0.06% | – | |
| Exit | HCA HOLDINGS INCcorp | $0 | – | -4,000,000 | -100.0% | -0.06% | – | |
| Exit | SUNPOWER CORPconv | $0 | – | -4,510,000 | -100.0% | -0.06% | – | |
| Exit | CHS/COMMUNITY HEALTH SYScorp | $0 | – | -4,500,000 | -100.0% | -0.07% | – | |
| Exit | UNITED RENTALS NORTH AMcorp | $0 | – | -4,400,000 | -100.0% | -0.07% | – | |
| Exit | FCA US LLC/CG CO-ISSUERcorp | $0 | – | -4,500,000 | -100.0% | -0.07% | – | |
| AAL | Exit | American Airlines Group Inc | $0 | – | -90,000 | -100.0% | -0.07% | – |
| Exit | CALUMET SPECIALTY PRODcorp | $0 | – | -5,000,000 | -100.0% | -0.07% | – | |
| Exit | SUNEDISON INCconv | $0 | – | -4,623,000 | -100.0% | -0.08% | – | |
| Exit | WHITING PETROLEUM CORPcorp | $0 | – | -6,500,000 | -100.0% | -0.09% | – | |
| Exit | ALLY FINANCIAL INCcorp | $0 | – | -5,740,000 | -100.0% | -0.10% | – | |
| Exit | SHIP FINANCE INTL LTDconv | $0 | – | -7,247,000 | -100.0% | -0.10% | – | |
| Exit | UPCB FINANCE III LTDcorp | $0 | – | -7,250,000 | -100.0% | -0.11% | – | |
| Exit | CHESAPEAKE ENERGY CORPcnv pfd | $0 | – | -11,000 | -100.0% | -0.14% | – | |
| Exit | EMULEX CORPORATIONconv | $0 | – | -10,622,000 | -100.0% | -0.16% | – | |
| Exit | CEPHEID INCconv | $0 | – | -10,027,000 | -100.0% | -0.16% | – | |
| Exit | EXTRA SPACE STORAGE LPconv | $0 | – | -9,752,000 | -100.0% | -0.17% | – | |
| Exit | SCIENTIFIC GAMES INTERNAcorp | $0 | – | -13,850,000 | -100.0% | -0.19% | – | |
| Exit | ANNALY CAPITAL MGMTconv | $0 | – | -14,044,000 | -100.0% | -0.20% | – | |
| Exit | RYLAND GROUPconv | $0 | – | -9,083,000 | -100.0% | -0.21% | – | |
| Exit | GOGO INCconv | $0 | – | -16,625,000 | -100.0% | -0.24% | – | |
| Exit | TRINITY INDUSTRIES INCconv | $0 | – | -10,929,000 | -100.0% | -0.25% | – | |
| Exit | LIBERTY INTERACTIVE LLCconv | $0 | – | -19,833,000 | -100.0% | -0.40% | – | |
| Exit | MGM RESORTS INTLconv | $0 | – | -27,682,000 | -100.0% | -0.45% | – | |
| Exit | ILLUMINA INCconv | $0 | – | -30,901,000 | -100.0% | -0.52% | – | |
| Exit | LIVE NATION ENTERTAINMENconv | $0 | – | -38,913,000 | -100.0% | -0.59% | – | |
| Exit | OMNICARE INCconv | $0 | – | -36,208,000 | -100.0% | -0.64% | – | |
| Exit | ILLUMINA INCconv | $0 | – | -51,949,000 | -100.0% | -0.83% | – | |
| CNPZP | Exit | CENTERPOINT ENERGY INCconv | $0 | – | -1,293,772,000 | -100.0% | -1.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-07-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.