$6.7 Billion is the total value of ADVENT CAPITAL MANAGEMENT /DE/'s 463 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 78.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | CITRIX SYSTEMS INCconv | $117,168,000 | – | 107,452,000 | +100.0% | 1.75% | – | |
| Buy | MICRON TECHNOLOGY INCconv | $108,033,000 | +32.0% | 86,648,000 | +16.1% | 1.61% | +26.1% | |
| Buy | PRICELINE GROUP INC/THEconv | $97,083,000 | +15.3% | 70,693,000 | +18.6% | 1.45% | +10.0% | |
| Sell | YAHOO INCconv | $80,536,000 | -29.8% | 77,762,000 | -31.0% | 1.20% | -32.9% | |
| Sell | CLEARWIRE COMM/FINANCEconv | $69,301,000 | -21.0% | 60,790,000 | -19.6% | 1.03% | -24.5% | |
| Buy | BIOMARIN PHARMACEUTICALconv | $68,092,000 | +67.2% | 64,416,000 | +73.4% | 1.02% | +59.7% | |
| Buy | JARDEN CORPconv | $67,221,000 | +104.8% | 65,337,000 | +98.0% | 1.00% | +95.5% | |
| Buy | MGM RESORTS INTLconv | $66,202,000 | +73.1% | 51,384,000 | +95.9% | 0.99% | +65.3% | |
| Sell | GILEAD SCIENCES INCconv | $66,003,000 | -7.9% | 14,192,000 | -38.4% | 0.98% | -12.1% | |
| Buy | JEFFERIES GROUP LLCconv | $64,192,000 | +59.9% | 60,141,000 | +59.3% | 0.96% | +52.6% | |
| Sell | PROLOGIS LPconv | $60,410,000 | -17.7% | 56,896,000 | -9.2% | 0.90% | -21.4% | |
| New | CHESAPEAKE ENERGY CORPcnv pfd | $60,415,000 | – | 52,007 | +100.0% | 0.90% | – | |
| Sell | FOREST CITY ENTERPRISESconv | $60,135,000 | -11.2% | 53,505,000 | -11.4% | 0.90% | -15.2% | |
| Sell | WELLPOINT INCconv | $59,327,000 | -2.7% | 35,070,000 | -15.9% | 0.88% | -7.0% | |
| Buy | CTRIP.COM INTER LTD.conv | $58,623,000 | +75.4% | 54,273,000 | +62.3% | 0.87% | +67.4% | |
| Buy | LIBERTY MEDIA CORPconv | $56,890,000 | +14.6% | 56,728,000 | +8.2% | 0.85% | +9.5% | |
| Buy | ON SEMICONDUCTOR CORPconv | $56,883,000 | +17.4% | 48,586,000 | +22.7% | 0.85% | +12.0% | |
| Buy | ROYAL GOLD INCconv | $55,165,000 | +12.6% | 52,783,000 | +10.4% | 0.82% | +7.6% | |
| New | CUBIST PHARMACEUTICALSconv | $54,936,000 | – | 50,656,000 | +100.0% | 0.82% | – | |
| UTXPRA | Buy | UNITED TECHNOLOGIES CORPcnv pfd | $54,934,000 | -1.5% | 914,352 | +9.4% | 0.82% | -6.0% |
| Sell | CIENA CORPconv | $54,334,000 | -19.8% | 54,724,000 | -17.6% | 0.81% | -23.5% | |
| Sell | NOVELLUS SYSTEMS INCconv | $54,241,000 | -10.3% | 24,341,000 | -31.4% | 0.81% | -14.3% | |
| Buy | WEBMD HEALTH CORPconv | $54,131,000 | +11.9% | 52,364,000 | +9.2% | 0.81% | +6.7% | |
| Sell | LIBERTY INTERACTIVE LLCconv | $53,769,000 | -9.4% | 52,160,000 | -7.4% | 0.80% | -13.5% | |
| Sell | NEWMONT MINING CORPconv | $52,958,000 | -14.1% | 51,198,000 | -11.7% | 0.79% | -18.0% | |
| CNPZP | New | CENTERPOINT ENERGY INCconv | $52,836,000 | – | 846,723,000 | +100.0% | 0.79% | – |
| Buy | AKAMAI TECHNOLOGIES INCconv | $52,774,000 | +255.4% | 51,576,000 | +243.8% | 0.79% | +239.2% | |
| New | PRICELINE GROUP INC/THEconv | $51,688,000 | – | 45,543,000 | +100.0% | 0.77% | – | |
| Sell | ANNALY CAPITAL MGMTconv | $51,404,000 | -19.9% | 50,705,000 | -19.0% | 0.77% | -23.5% | |
| Sell | SALIX PHARMACEUTICALS LTconv | $51,245,000 | +9.2% | 20,230,000 | -27.3% | 0.76% | +4.2% | |
| BACPRL | New | Bank of America Corpcnv pfd | $51,075,000 | – | 43,652 | +100.0% | 0.76% | – |
| Sell | DDR CORPconv | $49,970,000 | -23.5% | 43,737,000 | -22.5% | 0.74% | -27.0% | |
| WFCPRL | New | WELLS FARGO & COMPANYcnv pfd | $49,860,000 | – | 41,378 | +100.0% | 0.74% | – |
| Buy | COLONY FINANCIAL INCconv | $49,358,000 | +79.8% | 49,574,000 | +85.4% | 0.74% | +71.6% | |
| New | LIVE NATION ENTERTAINMENconv | $49,225,000 | – | 46,988,000 | +100.0% | 0.73% | – | |
| Sell | TOLL BROS FINANCE CORPconv | $48,001,000 | -7.7% | 46,678,000 | -4.8% | 0.72% | -11.8% | |
| Buy | FIDELITY NATL FINANCIALconv | $46,892,000 | +153.1% | 28,650,000 | +144.5% | 0.70% | +141.9% | |
| Sell | INTEL CORPconv | $46,190,000 | +13.8% | 27,529,000 | -5.2% | 0.69% | +8.7% | |
| New | CORNERSTONE ONDEMAND INCconv | $45,445,000 | – | 44,091,000 | +100.0% | 0.68% | – | |
| AREPRD | Buy | ALEXANDRIA REAL ESTATE Ecnv pfd | $45,391,000 | +5.6% | 1,667,888 | +4.3% | 0.68% | +0.9% |
| New | JDS UNIPHASE CORPconv | $43,795,000 | – | 42,741,000 | +100.0% | 0.65% | – | |
| New | ARES CAPITAL CORPconv | $43,231,000 | – | 41,897,000 | +100.0% | 0.64% | – | |
| New | ILLUMINA INCconv | $42,312,000 | – | 40,203,000 | +100.0% | 0.63% | – | |
| KEYPRG | Sell | KEYCORPcnv pfd | $42,175,000 | -1.0% | 320,332 | -2.3% | 0.63% | -5.4% |
| Buy | STARWOOD PROPERTY TRUSTconv | $41,829,000 | +1.0% | 38,440,000 | +6.4% | 0.62% | -3.6% | |
| Buy | OMNICARE INCconv | $40,655,000 | +20.4% | 36,516,000 | +10.0% | 0.61% | +15.0% | |
| Buy | SINA CORPconv | $40,262,000 | +8.8% | 43,443,000 | +12.0% | 0.60% | +4.0% | |
| Sell | BIOMARIN PHARMACEUTICALconv | $38,870,000 | -9.2% | 35,763,000 | -6.9% | 0.58% | -13.2% | |
| New | TWITTER INCconv | $38,850,000 | – | 39,000,000 | +100.0% | 0.58% | – | |
| Buy | TTM TECHNOLOGIES INCconv | $38,688,000 | +2.8% | 38,318,000 | +12.8% | 0.58% | -1.9% | |
| Buy | RYLAND GROUPconv | $38,597,000 | +6.0% | 41,354,000 | +7.8% | 0.58% | +1.2% | |
| Buy | NATIONAL HEALTH INVESTORconv | $38,509,000 | -0.8% | 38,967,000 | +0.0% | 0.57% | -5.3% | |
| Buy | OMNICARE INCconv | $38,408,000 | +42.2% | 36,681,000 | +45.0% | 0.57% | +35.8% | |
| Buy | STONE ENERGY CORPconv | $38,174,000 | +14.0% | 35,882,000 | +31.0% | 0.57% | +8.8% | |
| Buy | FINISAR CORPconv | $37,686,000 | +146.7% | 39,491,000 | +198.6% | 0.56% | +135.1% | |
| Buy | HOLOGIC INCconv | $37,697,000 | +27.1% | 35,629,000 | +23.1% | 0.56% | +21.4% | |
| New | FOREST CITY ENTERPRISESconv | $37,258,000 | – | 35,467,000 | +100.0% | 0.56% | – | |
| TYFDL | New | TYSON FOODS INCcnv pfd | $36,796,000 | – | 741,259 | +100.0% | 0.55% | – |
| Sell | INTEL CORPconv | $36,671,000 | -7.1% | 28,734,000 | -14.0% | 0.55% | -11.2% | |
| New | JAZZ INVESTMENTS I LTDconv | $36,555,000 | – | 32,500,000 | +100.0% | 0.54% | – | |
| Buy | LIBERTY INTERACTIVE LLCconv | $36,423,000 | +68.2% | 26,161,000 | +51.6% | 0.54% | +60.7% | |
| Buy | HORNBECK OFFSHORE SERVconv | $36,427,000 | +18.9% | 34,293,000 | +27.7% | 0.54% | +13.4% | |
| New | SUNEDISON INCconv | $36,356,000 | – | 35,886,000 | +100.0% | 0.54% | – | |
| Buy | RADIAN GROUP INCconv | $36,112,000 | +40.5% | 24,581,000 | +46.8% | 0.54% | +34.4% | |
| Buy | TIBCO SOFTWARE INCconv | $35,591,000 | +35.5% | 35,554,000 | +36.8% | 0.53% | +29.5% | |
| Buy | HEALTHSOUTH CORPconv | $35,534,000 | +18.9% | 31,698,000 | +17.0% | 0.53% | +13.5% | |
| Sell | SANDISK CORPconv | $34,912,000 | -16.9% | 28,513,000 | -25.0% | 0.52% | -20.6% | |
| New | NETSUITE INCconv | $34,938,000 | – | 33,526,000 | +100.0% | 0.52% | – | |
| Buy | STARWOOD PROPERTY TRUSTconv | $34,568,000 | +84.0% | 31,337,000 | +90.9% | 0.52% | +76.1% | |
| Buy | SALESFORCE.COM INCconv | $34,370,000 | +104.5% | 30,451,000 | +106.2% | 0.51% | +95.8% | |
| Buy | AIR LEASE CORPconv | $34,208,000 | +10.6% | 24,179,000 | +18.6% | 0.51% | +5.6% | |
| Buy | OWENS-BROCKWAYconv | $34,179,000 | +15.4% | 33,790,000 | +17.5% | 0.51% | +10.4% | |
| AATRL | Sell | AMG CAPITAL TRUST IIcnv pfd | $34,017,000 | -16.3% | 526,850 | -16.7% | 0.51% | -20.2% |
| Buy | XILINX INCconv | $33,933,000 | +34.5% | 22,080,000 | +64.3% | 0.51% | +28.4% | |
| New | MOLINA HEALTHCARE INCconv | $33,538,000 | – | 32,500,000 | +100.0% | 0.50% | – | |
| Sell | VOLCANO CORPconv | $32,886,000 | -20.5% | 37,279,000 | -10.8% | 0.49% | -24.0% | |
| New | ILLUMINA INCconv | $32,914,000 | – | 30,510,000 | +100.0% | 0.49% | – | |
| Sell | NVIDIA CORPconv | $32,371,000 | -51.7% | 29,004,000 | -52.5% | 0.48% | -53.8% | |
| Sell | CHESAPEAKE ENERGY CORPconv | $32,013,000 | -13.2% | 33,470,000 | -14.3% | 0.48% | -17.0% | |
| Sell | LIBERTY INTERACTIVE LLCconv | $31,982,000 | +3.2% | 58,061,000 | -0.1% | 0.48% | -1.4% | |
| New | JARDEN CORPconv | $31,373,000 | – | 26,114,000 | +100.0% | 0.47% | – | |
| New | B2GOLD CORPconv | $30,605,000 | – | 31,420,000 | +100.0% | 0.46% | – | |
| Sell | HOST HOTELS & RESORTS LPconv | $30,518,000 | -0.4% | 18,219,000 | -7.6% | 0.46% | -5.0% | |
| Sell | COBALT INTL ENERGY INCconv | $30,327,000 | -36.2% | 35,520,000 | -29.7% | 0.45% | -39.2% | |
| New | PRICELINE GROUP INC/THEconv | $30,107,000 | – | 31,565,000 | +100.0% | 0.45% | – | |
| Buy | HOLOGIC INCconv | $30,067,000 | +35.6% | 27,620,000 | +32.2% | 0.45% | +29.5% | |
| Sell | MEDIVATION INCconv | $29,629,000 | -32.3% | 14,669,000 | -52.2% | 0.44% | -35.3% | |
| New | CHESAPEAKE ENERGY CORPcnv pfd | $29,414,000 | – | 25,699 | +100.0% | 0.44% | – | |
| New | MACQUARIE INFRASTRUCTUREconv | $28,695,000 | – | 25,700,000 | +100.0% | 0.43% | – | |
| Buy | RTI INTERNATIONAL METALSconv | $28,009,000 | +129.1% | 28,351,000 | +127.8% | 0.42% | +118.8% | |
| Buy | CIENA CORPconv | $27,812,000 | -3.3% | 21,936,000 | +8.1% | 0.42% | -7.6% | |
| Sell | TAKE-TWO INTERACTIVE SOFconv | $27,262,000 | -12.5% | 21,664,000 | -14.6% | 0.41% | -16.3% | |
| Sell | PDL BIOPHARMA INCconv | $26,506,000 | -19.6% | 26,325,000 | -15.5% | 0.40% | -23.3% | |
| Sell | GOODRICH PETROLEUM CORPconv | $26,445,000 | -14.0% | 24,394,000 | -18.7% | 0.39% | -17.9% | |
| Buy | PROOFPOINT INCconv | $26,211,000 | +30.6% | 21,571,000 | +26.9% | 0.39% | +24.5% | |
| MLU | Sell | METLIFE INCcnv pfd | $26,181,000 | -48.9% | 816,370 | -51.1% | 0.39% | -51.1% |
| New | CUBIST PHARMACEUTICALSconv | $25,914,000 | – | 23,218,000 | +100.0% | 0.39% | – | |
| Sell | NAVISTAR INTL CORPconv | $25,382,000 | -23.2% | 24,194,000 | -27.2% | 0.38% | -26.6% | |
| Buy | MYLAN INCconv | $25,400,000 | +69.2% | 7,134,000 | +74.7% | 0.38% | +62.0% | |
| DCUC | New | DOMINION RESOURCES INCcnv pfd | $25,395,000 | – | 500,500 | +100.0% | 0.38% | – |
| NEEPRO | Buy | NEXTERA ENERGY INCcnv pfd | $24,343,000 | +93.3% | 401,633 | +95.9% | 0.36% | +84.3% |
| Sell | FORD MOTOR COMPANYconv | $24,281,000 | +2.6% | 12,547,000 | -3.8% | 0.36% | -1.9% | |
| Sell | NORTHSTAR REALTY FINconv | $24,228,000 | -0.9% | 12,358,000 | -16.7% | 0.36% | -5.5% | |
| AMTPRA | New | AMERICAN TOWER CORPcnv pfd | $23,713,000 | – | 219,300 | +100.0% | 0.35% | – |
| Buy | SERVICENOW INCconv | $23,691,000 | +11.7% | 21,645,000 | +10.3% | 0.35% | +6.6% | |
| Sell | ASHLAND INCcorp | $23,473,000 | -25.7% | 23,591,000 | -26.7% | 0.35% | -29.0% | |
| SWH | Buy | STANLEY BLACK & DECKER Icnv pfd | $23,224,000 | +8.3% | 199,636 | +0.0% | 0.35% | +3.3% |
| Buy | SEACOR HOLDINGS INCconv | $22,982,000 | +91.3% | 24,682,000 | +102.7% | 0.34% | +82.4% | |
| Buy | PORTFOLIO RECOVERY ASSOCconv | $22,810,000 | +3.0% | 20,256,000 | +9.1% | 0.34% | -1.7% | |
| Sell | RYLAND GROUPconv | $22,796,000 | -17.1% | 17,435,000 | -9.6% | 0.34% | -20.7% | |
| New | MEDIDATA SOLUTIONS INCconv | $22,623,000 | – | 20,544,000 | +100.0% | 0.34% | – | |
| Buy | MICROCHIP TECHNOLOGY INCconv | $22,606,000 | +6.9% | 11,920,000 | +4.6% | 0.34% | +2.1% | |
| Sell | BROADSOFT INCconv | $22,389,000 | -16.6% | 22,444,000 | -12.2% | 0.33% | -20.3% | |
| New | TWITTER INCconv | $22,056,000 | – | 22,000,000 | +100.0% | 0.33% | – | |
| Buy | ICONIX BRAND GROUP INCconv | $22,061,000 | +32.6% | 16,570,000 | +36.2% | 0.33% | +26.5% | |
| Sell | THERAVANCE INCconv | $21,925,000 | -36.1% | 22,267,000 | -15.7% | 0.33% | -39.0% | |
| Buy | ENERGY XXI BERMUDA LTDconv | $21,686,000 | -6.9% | 25,765,000 | +8.4% | 0.32% | -11.3% | |
| Buy | REDWOOD TRUST INCconv | $21,359,000 | +11.4% | 21,171,000 | +18.5% | 0.32% | +6.7% | |
| Buy | FLUIDIGM CORPconv | $21,289,000 | -4.9% | 23,058,000 | +17.7% | 0.32% | -8.9% | |
| Buy | OLD REPUBLIC INTL CORPconv | $20,978,000 | +14.8% | 17,849,000 | +21.1% | 0.31% | +9.8% | |
| Buy | LAM RESEARCH CORPconv | $20,910,000 | +387.8% | 16,227,000 | +339.0% | 0.31% | +365.7% | |
| Sell | ARES CAPITAL CORPconv | $20,223,000 | -29.8% | 19,519,000 | -26.8% | 0.30% | -32.9% | |
| Sell | MOLINA HEALTHCARE INCconv | $19,959,000 | -21.8% | 16,219,000 | -28.3% | 0.30% | -25.3% | |
| Sell | BROOKDALE SENIOR LIVINGconv | $19,943,000 | -7.9% | 15,208,000 | -4.4% | 0.30% | -12.1% | |
| New | SPANSION LLCconv | $19,650,000 | – | 11,015,000 | +100.0% | 0.29% | – | |
| Buy | OREXIGEN THERAPEUTICS INconv | $19,328,000 | +20.6% | 20,622,000 | +42.9% | 0.29% | +15.2% | |
| Buy | CHIQUITA BRANDS INTLconv | $18,588,000 | +62.8% | 18,542,000 | +64.4% | 0.28% | +55.6% | |
| CIRFP | New | CONTINENTAL FIN TRUST IIcnv pfd | $18,354,000 | – | 370,178 | +100.0% | 0.27% | – |
| SWU | Buy | STANLEY BLACK & DECKER Icnv pfd | $18,092,000 | +25.3% | 131,935 | +15.8% | 0.27% | +20.0% |
| Buy | TESLA MOTORS INCconv | $17,760,000 | +290.6% | 17,938,000 | +258.7% | 0.26% | +273.2% | |
| Sell | AUXILIUM PHARMACEUTICALSconv | $17,511,000 | -56.0% | 12,877,000 | -57.4% | 0.26% | -58.0% | |
| Buy | STARZ LLC/STARZ FIN CORPcorp | $17,348,000 | +48.7% | 16,987,000 | +50.3% | 0.26% | +42.3% | |
| Buy | SEACOR HOLDINGS INCconv | $17,364,000 | +110.4% | 15,858,000 | +129.5% | 0.26% | +100.8% | |
| New | QIHOO 360 TECH CO LTDconv | $17,376,000 | – | 18,700,000 | +100.0% | 0.26% | – | |
| Buy | IHEARTCOMMUNICATIONS INCcorp | $16,913,000 | +46.4% | 16,500,000 | +50.0% | 0.25% | +40.0% | |
| Sell | WRIGHT MEDICAL GROUP INCconv | $16,671,000 | -11.4% | 12,097,000 | -12.8% | 0.25% | -15.3% | |
| Buy | INCYTE CORP LTDconv | $16,675,000 | +3.8% | 13,740,000 | +9.4% | 0.25% | -0.8% | |
| Sell | ARRAY BIO INCconv | $16,618,000 | -18.2% | 18,374,000 | -6.6% | 0.25% | -21.8% | |
| New | PENN VIRGINIA CORPcnv pfd | $16,537,000 | – | 164,300 | +100.0% | 0.25% | – | |
| Sell | EXTRA SPACE STORAGE LPconv | $16,515,000 | -47.1% | 15,808,000 | -46.8% | 0.25% | -49.6% | |
| Buy | HELIX ENERGY SOLUTIONSconv | $16,514,000 | +23.5% | 13,191,000 | +22.1% | 0.25% | +17.7% | |
| Buy | VISHAY INTERTECHNOLOGYconv | $16,299,000 | +1.6% | 13,702,000 | +0.4% | 0.24% | -2.8% | |
| Sell | MERITOR INCconv | $15,904,000 | -36.6% | 15,021,000 | -37.6% | 0.24% | -39.5% | |
| Buy | MERITOR INCconv | $15,788,000 | +76.8% | 9,980,000 | +69.5% | 0.24% | +69.1% | |
| New | SPIRIT REALTY CAPITAL INconv | $15,736,000 | – | 15,864,000 | +100.0% | 0.24% | – | |
| Sell | CHART INDUSTRIES INCconv | $15,475,000 | -25.9% | 13,211,000 | -14.8% | 0.23% | -29.1% | |
| New | QIHOO 360 TECH CO LTDconv | $15,411,000 | – | 16,500,000 | +100.0% | 0.23% | – | |
| Buy | NEWPARK RESOURCES INCconv | $15,404,000 | +12.6% | 11,396,000 | +7.5% | 0.23% | +7.5% | |
| New | PENN VIRGINIA CORPcorp | $15,369,000 | – | 14,100,000 | +100.0% | 0.23% | – | |
| New | DEPOMED INCconv | $15,167,000 | – | 14,500,000 | +100.0% | 0.23% | – | |
| AAPRB | New | ALCOA INCcnv pfd | $15,030,000 | – | 300,000 | +100.0% | 0.22% | – |
| New | ELEMENT FINANCIAL CORPconv | $14,998,000 | – | 14,494,000 | +100.0% | 0.22% | – | |
| New | FIRST DATA CORPORATIONcorp | $15,043,000 | – | 12,762,050 | +100.0% | 0.22% | – | |
| DCUA | DOMINION RESOURCES INCcnv pfd | $14,663,000 | -0.2% | 255,542 | 0.0% | 0.22% | -4.8% | |
| New | VERINT SYSTEMS INCconv | $14,691,000 | – | 13,500,000 | +100.0% | 0.22% | – | |
| New | J2 GLOBAL COMMUNICATIONSconv | $14,370,000 | – | 14,100,000 | +100.0% | 0.21% | – | |
| Sell | EMULEX CORPORATIONconv | $13,995,000 | -31.2% | 15,600,000 | -23.0% | 0.21% | -34.3% | |
| Sell | HOLOGIC INCconv | $13,988,000 | -57.6% | 11,763,000 | -59.2% | 0.21% | -59.4% | |
| New | SOTHEBY'Scorp | $13,993,000 | – | 14,500,000 | +100.0% | 0.21% | – | |
| Sell | WEBMD HEALTH CORPconv | $14,000,000 | -57.0% | 13,180,000 | -58.8% | 0.21% | -58.9% | |
| Buy | HALCON RESOURCES CORPcorp | $13,838,000 | +40.2% | 13,500,000 | +41.9% | 0.21% | +33.8% | |
| Sell | TRINITY INDUSTRIES INCconv | $13,702,000 | -4.4% | 6,613,000 | -26.7% | 0.20% | -8.9% | |
| Buy | UNITED STATES STEEL CORPconv | $13,486,000 | +81.6% | 7,304,000 | +28.8% | 0.20% | +73.3% | |
| Buy | ENCORE CAPITAL GROUP INCconv | $13,260,000 | +41.2% | 13,401,000 | +41.1% | 0.20% | +34.7% | |
| Buy | TELEFLEX INCconv | $13,238,000 | +21.3% | 7,411,000 | +20.9% | 0.20% | +15.9% | |
| Sell | SOLAZYME INCconv | $12,790,000 | -25.8% | 13,608,000 | -15.0% | 0.19% | -29.0% | |
| Sell | COLONY FINANCIAL INCconv | $12,639,000 | -3.0% | 12,169,000 | -0.8% | 0.19% | -7.4% | |
| Sell | SYNOVUS FINANCIAL CORPcorp | $12,402,000 | -16.3% | 12,012,000 | -15.1% | 0.18% | -19.9% | |
| Buy | PENNYMAC CORPconv | $12,424,000 | +5.1% | 12,551,000 | +4.1% | 0.18% | 0.0% | |
| LENNAR CORPconv | $12,182,000 | +2.1% | 6,530,000 | 0.0% | 0.18% | -2.2% | ||
| GM | Sell | General Motors Co | $12,132,000 | -30.7% | 357,440 | -29.7% | 0.18% | -33.7% |
| New | SPIRIT REALTY CAPITAL INconv | $11,924,000 | – | 12,104,000 | +100.0% | 0.18% | – | |
| Buy | UTI WORLDWIDE INCconv | $11,863,000 | +5.8% | 10,800,000 | +0.9% | 0.18% | +1.1% | |
| Sell | VIPSHOP HOLDING LTDconv | $11,564,000 | -24.3% | 9,156,000 | -39.0% | 0.17% | -28.0% | |
| Sell | UNITED AIRLINES INCconv | $11,477,000 | -28.5% | 4,392,000 | -34.8% | 0.17% | -31.9% | |
| Buy | JARDEN CORPconv | $11,324,000 | +729.0% | 8,077,000 | +722.5% | 0.17% | +704.8% | |
| New | MERCADOLIBRE INCconv | $11,125,000 | – | 10,000,000 | +100.0% | 0.17% | – | |
| New | ALTICE SAcorp | $11,065,000 | – | 10,500,000 | +100.0% | 0.16% | – | |
| Sell | SL GREEN OPERATING PARTNconv | $11,019,000 | -25.0% | 8,247,000 | -26.7% | 0.16% | -28.4% | |
| Buy | GENERAL CABLE CORPconv | $10,962,000 | +46.8% | 13,032,000 | +75.6% | 0.16% | +40.2% | |
| New | ALLSCRIPTS HEALTHCARE SOconv | $10,833,000 | – | 10,246,000 | +100.0% | 0.16% | – | |
| New | PROSPECT CAPITAL CORPconv | $10,853,000 | – | 11,147,000 | +100.0% | 0.16% | – | |
| Buy | REYNOLDS GRP ISS/REYNOLDcorp | $10,475,000 | +226.3% | 10,000,000 | +233.3% | 0.16% | +212.0% | |
| New | CLEAR CHANNEL WORLDWIDEcorp | $10,463,000 | – | 10,000,000 | +100.0% | 0.16% | – | |
| Sell | WALTER INVESTMENT MGMTconv | $10,474,000 | -75.7% | 11,948,000 | -73.8% | 0.16% | -76.8% | |
| New | CEMEX SAB DE CVcorp | $10,342,000 | – | 9,826,000 | +100.0% | 0.15% | – | |
| New | GRIFFON CORPORATIONconv | $10,215,000 | – | 8,973,000 | +100.0% | 0.15% | – | |
| Buy | TENET HEALTHCARE CORPcorp | $10,215,000 | +263.7% | 9,625,000 | +266.7% | 0.15% | +245.5% | |
| New | PALO ALTO NETWORKSconv | $10,127,000 | – | 9,000,000 | +100.0% | 0.15% | – | |
| Buy | CEMEX SAB DE CVconv | $10,093,000 | +6.7% | 8,250,000 | +7.3% | 0.15% | +2.0% | |
| Buy | KB HOMEconv | $10,036,000 | +92.9% | 10,005,000 | +97.9% | 0.15% | +85.2% | |
| New | SYNCHRONOSS TECHNOLOGIESconv | $9,987,000 | – | 9,156,000 | +100.0% | 0.15% | – | |
| New | ACORDA THERAPEUTICS INCconv | $10,019,000 | – | 10,200,000 | +100.0% | 0.15% | – | |
| C | New | Citigroup Inc | $9,958,000 | – | 186,200 | +100.0% | 0.15% | – |
| New | CEPHEID INCconv | $9,917,000 | – | 10,000,000 | +100.0% | 0.15% | – | |
| New | INTEGRA LIFESCIENCES HLDconv | $9,845,000 | – | 9,175,000 | +100.0% | 0.15% | – | |
| New | BOTTOMLINE TECHNOLOGIESconv | $9,868,000 | – | 9,000,000 | +100.0% | 0.15% | – | |
| New | CELANESE US HOLDINGS LLCcorp | $9,709,000 | – | 9,000,000 | +100.0% | 0.14% | – | |
| Sell | MEDICINES COMPANYconv | $9,703,000 | -29.4% | 8,714,000 | -22.3% | 0.14% | -32.6% | |
| New | ACCURAY INCconv | $9,563,000 | – | 8,779,000 | +100.0% | 0.14% | – | |
| Buy | ENDOLOGIX INCconv | $9,526,000 | +82.4% | 9,917,000 | +81.7% | 0.14% | +73.2% | |
| Sell | SUNEDISON INCconv | $9,472,000 | -52.6% | 6,137,000 | -55.3% | 0.14% | -54.8% | |
| New | INSULET CORPORATIONconv | $9,167,000 | – | 8,545,000 | +100.0% | 0.14% | – | |
| Buy | CALLAWAY GOLF COconv | $9,109,000 | +29.2% | 7,920,000 | +59.1% | 0.14% | +23.6% | |
| Buy | EMERGENT BIOSOLUTIONSconv | $9,090,000 | +31.1% | 8,898,000 | +39.1% | 0.14% | +25.9% | |
| EXCU | New | EXELON CORPcnv pfd | $8,968,000 | – | 172,850 | +100.0% | 0.13% | – |
| New | AOL INCconv | $8,876,000 | – | 8,750,000 | +100.0% | 0.13% | – | |
| Buy | VERTELLUS SPECIALTIEScorp | $8,810,000 | +74.5% | 8,821,000 | +76.1% | 0.13% | +65.8% | |
| New | SPRINT CORPcorp | $8,650,000 | – | 8,000,000 | +100.0% | 0.13% | – | |
| Buy | APOLLO CMMRL REAL EST FIconv | $8,581,000 | +1286.3% | 8,510,000 | +1297.4% | 0.13% | +1180.0% | |
| New | COBALT INTL ENERGY INCconv | $8,490,000 | – | 8,989,000 | +100.0% | 0.13% | – | |
| New | SUNPOWER CORPconv | $8,484,000 | – | 7,500,000 | +100.0% | 0.13% | – | |
| WYNN | New | Wynn Resorts Ltd | $8,440,000 | – | 45,550 | +100.0% | 0.13% | – |
| EXIXQ | New | ENERGY XXI BERMUDA LTDcnv pfd | $8,428,000 | – | 37,931 | +100.0% | 0.13% | – |
| Sell | PROSPECT MEDICAL HOLDINGcorp | $8,081,000 | -25.6% | 7,500,000 | -24.3% | 0.12% | -28.8% | |
| Buy | LIGHTSTREAM RESOURCEScorp | $7,924,000 | +56.4% | 7,750,000 | +53.0% | 0.12% | +49.4% | |
| New | SPECTRANETICS CORPconv | $7,618,000 | – | 6,549,000 | +100.0% | 0.11% | – | |
| Buy | ICONIX BRAND GROUP INCconv | $7,537,000 | +1.6% | 5,735,000 | +5.2% | 0.11% | -3.4% | |
| Sell | AMERICAN REALTY CAP PROPconv | $7,525,000 | -71.5% | 7,493,000 | -69.8% | 0.11% | -72.8% | |
| HCNPRI | Buy | HEALTH CARE REIT INCcnv pfd | $7,400,000 | +14.8% | 125,810 | +8.4% | 0.11% | +8.9% |
| Buy | PROSPECT CAPITAL CORPconv | $7,279,000 | +15.5% | 7,063,000 | +18.5% | 0.11% | +11.2% | |
| LGPRU | New | LACLEDE GROUP INCcnv pfd | $7,175,000 | – | 131,650 | +100.0% | 0.11% | – |
| Buy | WINDSTREAM CORPcorp | $6,981,000 | +301.0% | 6,570,000 | +298.2% | 0.10% | +285.2% | |
| Sell | YANDEX NVconv | $6,908,000 | -59.7% | 7,587,000 | -59.0% | 0.10% | -61.6% | |
| New | MCDERMOTT INTERNATIONALcorp | $6,851,000 | – | 6,742,000 | +100.0% | 0.10% | – | |
| STILLWATER MINING COMPANconv | $6,868,000 | +6.0% | 5,000,000 | 0.0% | 0.10% | +1.0% | ||
| New | LIGAND PHARMACEUTICALS Iconv | $6,724,000 | – | 7,000,000 | +100.0% | 0.10% | – | |
| New | ENERGY XXI GULF COAST INcorp | $6,689,000 | – | 6,843,000 | +100.0% | 0.10% | – | |
| New | CIENA CORPconv | $6,636,000 | – | 6,185,000 | +100.0% | 0.10% | – | |
| VOD | Buy | Vodafone Group PLC | $6,380,000 | -0.5% | 192,575 | +10.6% | 0.10% | -5.0% |
| Sell | RPM INTERNATIONAL INCconv | $6,362,000 | -20.4% | 5,538,000 | -19.9% | 0.10% | -24.0% | |
| Sell | SIMMONS FOODS INCcorp | $6,397,000 | -9.9% | 6,035,000 | -7.9% | 0.10% | -14.4% | |
| Sell | EMERALD OIL INCconv | $6,203,000 | -46.7% | 6,248,000 | -44.5% | 0.09% | -48.9% | |
| Sell | GAIN CAPITAL HOLDINGS INconv | $5,945,000 | -22.9% | 6,300,000 | -7.4% | 0.09% | -25.8% | |
| Sell | HEARTWARE INTERNATIONALconv | $5,810,000 | -53.7% | 5,236,000 | -49.4% | 0.09% | -55.6% | |
| New | AMC NETWORKS INCcorp | $5,698,000 | – | 5,698,000 | +100.0% | 0.08% | – | |
| New | SYNOVUS FINANCIAL CORPcorp | $5,584,000 | – | 4,936,000 | +100.0% | 0.08% | – | |
| VZ | Buy | Verizon Communications Inc | $5,433,000 | +61.7% | 107,900 | +52.8% | 0.08% | +55.8% |
| New | GENTIVA HEALTH SERVICEScorp | $5,331,000 | – | 5,000,000 | +100.0% | 0.08% | – | |
| Sell | TITAN MACHINERY INCconv | $5,300,000 | -34.3% | 6,891,000 | -27.2% | 0.08% | -37.3% | |
| New | CREDIT AGRICOLE SAcorp | $5,288,000 | – | 5,000,000 | +100.0% | 0.08% | – | |
| DFS | New | Discover Financial Services | $5,224,000 | – | 80,000 | +100.0% | 0.08% | – |
| Sell | BLACKROCK KELSO CAPITALconv | $5,217,000 | -6.4% | 5,066,000 | -4.9% | 0.08% | -10.3% | |
| BA | New | Boeing Co/The | $5,174,000 | – | 40,000 | +100.0% | 0.08% | – |
| POSTU | New | POST HOLDINGS INCcnv pfd | $5,151,000 | – | 65,000 | +100.0% | 0.08% | – |
| New | MOLINA HEALTHCARE INCconv | $5,131,000 | – | 4,986,000 | +100.0% | 0.08% | – | |
| Buy | APPVION INCcorp | $5,073,000 | +148.7% | 5,700,000 | +185.0% | 0.08% | +137.5% | |
| DANAHER CORPconv | $5,100,000 | +5.9% | 2,209,000 | 0.0% | 0.08% | +1.3% | ||
| SDRPQ | New | SANDRIDGE ENERGY INCcnv pfd | $4,871,000 | – | 50,008 | +100.0% | 0.07% | – |
| New | HURON CONSULTING GROUP Iconv | $4,909,000 | – | 5,000,000 | +100.0% | 0.07% | – | |
| Buy | CHRYSLER GP/CG CO-ISSUERcorp | $4,823,000 | +10.1% | 4,500,000 | +12.5% | 0.07% | +5.9% | |
| Buy | CASELLA WASTE SYSTEMS INcorp | $4,812,000 | +131.9% | 4,723,000 | +136.2% | 0.07% | +125.0% | |
| Buy | ALTA MESA HLDGS/FINANC Scorp | $4,789,000 | +7.4% | 4,561,000 | +9.9% | 0.07% | +1.4% | |
| Sell | ELECTRONIC ARTS INCconv | $4,747,000 | -82.2% | 3,765,000 | -83.6% | 0.07% | -83.0% | |
| New | UPCB FINANCE V LTDcorp | $4,731,000 | – | 4,340,000 | +100.0% | 0.07% | – | |
| HPQ | New | Hewlett-Packard Co | $4,783,000 | – | 130,000 | +100.0% | 0.07% | – |
| PFE | New | Pfizer Inc | $4,560,000 | – | 150,000 | +100.0% | 0.07% | – |
| TMUS | Buy | T-Mobile US Inc | $4,530,000 | +60.6% | 150,643 | +76.4% | 0.07% | +54.5% |
| Buy | CLEAN HARBORS INCcorp | $4,407,000 | +44.0% | 4,385,000 | +46.2% | 0.07% | +37.5% | |
| Sell | EXELIXIS INCconv | $4,403,000 | -81.4% | 7,654,000 | -71.1% | 0.07% | -82.1% | |
| Buy | TEVA PHARM FIN CO LLCconv | $4,407,000 | +127.6% | 3,500,000 | +133.3% | 0.07% | +120.0% | |
| Sell | BRISTOL-MYERS SQUIBB COconv | $4,415,000 | -3.9% | 3,407,000 | -2.7% | 0.07% | -8.3% | |
| F | New | Ford Motor Co | $4,344,000 | – | 260,925 | +100.0% | 0.06% | – |
| HCA HOLDINGS INCcorp | $4,330,000 | -1.8% | 4,000,000 | 0.0% | 0.06% | -5.8% | ||
| New | LSB INDUSTRIEScorp | $4,345,000 | – | 4,000,000 | +100.0% | 0.06% | – | |
| Sell | REGENCY ENERGY PARTNERScorp | $4,280,000 | -71.5% | 4,000,000 | -72.3% | 0.06% | -72.8% | |
| Buy | PBF HOLDING CO LLCcorp | $4,290,000 | +97.7% | 4,000,000 | +100.0% | 0.06% | +88.2% | |
| Buy | INCYTE CORP LTDconv | $4,262,000 | +11.3% | 3,560,000 | +18.7% | 0.06% | +6.7% | |
| NEEPRP | New | NEXTERA ENERGY INCcnv pfd | $4,299,000 | – | 79,565 | +100.0% | 0.06% | – |
| Sell | NAVISTAR INTL CORPconv | $4,093,000 | -77.6% | 4,000,000 | -78.4% | 0.06% | -78.6% | |
| New | KRATOS DEFENSE & SECcorp | $4,070,000 | – | 4,000,000 | +100.0% | 0.06% | – | |
| Sell | RESOURCE CAPITAL CORPconv | $4,010,000 | -1.7% | 4,023,000 | -1.8% | 0.06% | -6.2% | |
| New | SIMMONS FOODS INCcorp | $4,000,000 | – | 4,000,000 | +100.0% | 0.06% | – | |
| Sell | RAYONIER TRS HOLDINGS INconv | $3,953,000 | -8.0% | 2,864,000 | -2.8% | 0.06% | -11.9% | |
| CVX | New | Chevron Corp | $3,744,000 | – | 30,000 | +100.0% | 0.06% | – |
| DCUB | New | DOMINION RESOURCES INCcnv pfd | $3,716,000 | – | 65,500 | +100.0% | 0.06% | – |
| New | ARIAD PHARMACEUTICALS INconv | $3,560,000 | – | 3,750,000 | +100.0% | 0.05% | – | |
| Buy | CSG SYSTEMS INTL INCconv | $3,525,000 | +20.3% | 2,771,000 | +16.9% | 0.05% | +15.2% | |
| CBST | New | Cubist Pharmaceuticals Inc | $3,567,000 | – | 53,601 | +100.0% | 0.05% | – |
| Sell | SPRINT COMMUNICATIONScorp | $3,544,000 | -42.0% | 3,000,000 | -40.0% | 0.05% | -44.2% | |
| New | CENVEO CORPcorp | $3,518,000 | – | 3,646,000 | +100.0% | 0.05% | – | |
| Sell | CATALYST PAPER CORPcorp | $3,392,000 | -11.0% | 3,944,590 | -7.3% | 0.05% | -15.0% | |
| New | OASIS PETROLEUM INCcorp | $3,255,000 | – | 3,000,000 | +100.0% | 0.05% | – | |
| HEALTH NET INCcorp | $3,289,000 | +0.8% | 3,000,000 | 0.0% | 0.05% | -3.9% | ||
| Buy | BIOMET INCcorp | $3,199,000 | -0.2% | 3,000,000 | +0.7% | 0.05% | -4.0% | |
| IASIS HEALTHCARE/CAP CRPcorp | $3,191,000 | -0.4% | 3,000,000 | 0.0% | 0.05% | -4.0% | ||
| VALEANT PHARMACEUTICALScorp | $3,165,000 | -2.1% | 3,000,000 | 0.0% | 0.05% | -6.0% | ||
| New | SAMSON INVESTMENT COcorp | $3,048,000 | – | 3,150,000 | +100.0% | 0.04% | – | |
| Sell | HEALTH CARE REIT INCconv | $2,929,000 | -47.7% | 2,387,000 | -49.4% | 0.04% | -50.0% | |
| Buy | ELETSON HOLDINGScorp | $2,888,000 | +265.1% | 2,790,000 | +272.0% | 0.04% | +258.3% | |
| New | ADVANCED MICRO DEVICEScorp | $2,789,000 | – | 2,810,000 | +100.0% | 0.04% | – | |
| Buy | EARTHLINK HOLDINGS CORPcorp | $2,795,000 | +23.6% | 2,675,000 | +23.0% | 0.04% | +20.0% | |
| Buy | TOYS R US DELAWARE INCcorp | $2,820,000 | +205.5% | 3,000,000 | +200.0% | 0.04% | +200.0% | |
| AMTD | New | TD Ameritrade Holding Corp | $2,722,000 | – | 80,000 | +100.0% | 0.04% | – |
| Sell | LAM RESEARCH CORPconv | $2,730,000 | -77.1% | 2,000,000 | -79.2% | 0.04% | -78.1% | |
| LRCX | Buy | LAM RESEARCH CORP | $2,721,000 | +64.1% | 35,820 | +18.8% | 0.04% | +57.7% |
| New | SPRINT CORPcorp | $2,650,000 | – | 2,500,000 | +100.0% | 0.04% | – | |
| INTC | Sell | INTEL CORP | $2,618,000 | -55.6% | 75,200 | -67.1% | 0.04% | -57.6% |
| New | FMG RESOURCES AUG 2006corp | $2,644,000 | – | 2,500,000 | +100.0% | 0.04% | – | |
| ALLY FINANCIAL INCcorp | $2,637,000 | -1.4% | 2,250,000 | 0.0% | 0.04% | -7.1% | ||
| LAND O LAKES CAP TRST Icorp | $2,625,000 | +7.7% | 2,500,000 | 0.0% | 0.04% | +2.6% | ||
| New | CIT GROUP INCcorp | $2,639,000 | – | 2,500,000 | +100.0% | 0.04% | – | |
| Sell | LAB CORP OF AMER HLDGSconv | $2,553,000 | +6.5% | 1,795,000 | -1.3% | 0.04% | +2.7% | |
| Sell | JANUS CAPITAL GROUP INCconv | $2,460,000 | -87.2% | 2,000,000 | -87.4% | 0.04% | -87.7% | |
| APC | New | Anadarko Petroleum Corp | $2,503,000 | – | 23,810 | +100.0% | 0.04% | – |
| Buy | GENESIS ENERGY LP/GENESIcorp | $2,506,000 | +383.8% | 2,500,000 | +400.0% | 0.04% | +362.5% | |
| CTXS | New | CITRIX SYSTEMS INC | $2,479,000 | – | 34,600 | +100.0% | 0.04% | – |
| NRF | New | NorthStar Realty Finance Corp | $2,497,000 | – | 142,025 | +100.0% | 0.04% | – |
| CLAYTON WILLIAMS ENERGYcorp | $2,508,000 | -1.6% | 2,400,000 | 0.0% | 0.04% | -7.5% | ||
| RANGE RESOURCES CORPcorp | $2,401,000 | +1.5% | 2,320,000 | 0.0% | 0.04% | -2.7% | ||
| XLNX | New | XILINX INC | $2,425,000 | – | 55,000 | +100.0% | 0.04% | – |
| ALZA CORPconv | $2,348,000 | +10.5% | 1,568,000 | 0.0% | 0.04% | +6.1% | ||
| TOL | Buy | Toll Brothers Inc | $2,282,000 | +86.9% | 68,200 | +100.6% | 0.03% | +78.9% |
| CBIZ INCconv | $2,257,000 | -6.2% | 1,795,000 | 0.0% | 0.03% | -10.5% | ||
| QEP RESOURCES INCcorp | $2,210,000 | +0.5% | 2,000,000 | 0.0% | 0.03% | -2.9% | ||
| New | NATIONSTAR MORT/CAP CORPcorp | $2,202,000 | – | 2,300,000 | +100.0% | 0.03% | – | |
| STT | New | State Street Corp | $2,245,000 | – | 30,000 | +100.0% | 0.03% | – |
| CALPINE CORPcorp | $2,215,000 | -1.1% | 2,000,000 | 0.0% | 0.03% | -5.7% | ||
| FRESENIUS MED CARE UScorp | $2,145,000 | +0.8% | 2,000,000 | 0.0% | 0.03% | -3.0% | ||
| CORNERSTONE CHEMICAL COcorp | $2,120,000 | 0.0% | 2,000,000 | 0.0% | 0.03% | -3.0% | ||
| COP | New | ConocoPhillips | $2,162,000 | – | 26,840 | +100.0% | 0.03% | – |
| W & T OFFSHORE INCcorp | $2,120,000 | -1.9% | 2,000,000 | 0.0% | 0.03% | -5.9% | ||
| New | FIRST DATA CORPORATIONcorp | $2,155,000 | – | 1,862,000 | +100.0% | 0.03% | – | |
| New | AMERICAN ENERGY/AEPBcorp | $2,154,000 | – | 2,250,000 | +100.0% | 0.03% | – | |
| New | HALCON RESOURCES CORPcorp | $2,110,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| NAVIOS MARITIME HLDS/FINcorp | $2,050,000 | +0.2% | 2,000,000 | 0.0% | 0.03% | -3.1% | ||
| WATERJET HOLDINGS INCcorp | $2,095,000 | -1.2% | 2,000,000 | 0.0% | 0.03% | -6.1% | ||
| TESORO CORPcorp | $2,050,000 | -0.4% | 2,000,000 | 0.0% | 0.03% | -3.1% | ||
| CARLSON WAGONLIT BVcorp | $2,110,000 | -1.2% | 2,000,000 | 0.0% | 0.03% | -6.1% | ||
| ALLIED SPECIALTY VEHICLEcorp | $2,105,000 | -1.2% | 2,000,000 | 0.0% | 0.03% | -6.1% | ||
| SAPPI PAPIER HOLDNG GMBHcorp | $2,095,000 | +1.0% | 2,000,000 | 0.0% | 0.03% | -3.1% | ||
| SPRINT INDUSTRIAL LLCterm | $2,020,000 | +0.2% | 2,000,000 | 0.0% | 0.03% | -3.2% | ||
| New | COVENANT SURGICAL PARTNEcorp | $2,000,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| Buy | CHURCHILL DOWNS INCcorp | $2,035,000 | +33.0% | 2,000,000 | +33.3% | 0.03% | +25.0% | |
| New | NORSKE SKOGINDUSTRIERcorp | $1,985,000 | – | 2,134,000 | +100.0% | 0.03% | – | |
| EQUINIX INCcorp | $2,013,000 | -1.3% | 2,000,000 | 0.0% | 0.03% | -6.2% | ||
| CELANESE US HOLDINGS LLCcorp | $2,005,000 | +1.8% | 2,000,000 | 0.0% | 0.03% | -3.2% | ||
| EAGLE ROCK ENER PART/FINcorp | $2,012,000 | -3.7% | 1,925,000 | 0.0% | 0.03% | -9.1% | ||
| New | ENERGY & EXPLORATION PARTNEterm | $1,975,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| New | TPG SPECIALTY LENDING INconv | $1,971,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| DANA HOLDING CORPcorp | $1,870,000 | -1.7% | 1,750,000 | 0.0% | 0.03% | -6.7% | ||
| WYPRA | Sell | WEYERHAEUSER COcnv pfd | $1,891,000 | -68.0% | 34,518 | -68.2% | 0.03% | -69.6% |
| BOISE CASCADE COMPANYcorp | $1,802,000 | -1.2% | 1,700,000 | 0.0% | 0.03% | -3.6% | ||
| SANDRIDGE ENERGY INCcorp | $1,791,000 | -5.8% | 1,745,000 | 0.0% | 0.03% | -10.0% | ||
| DISH | Buy | DISH Network Corp | $1,730,000 | +58.9% | 26,628 | +52.2% | 0.03% | +52.9% |
| LAMR | New | Lamar Advertising Co | $1,760,000 | – | 35,000 | +100.0% | 0.03% | – |
| New | CHESAPEAKE ENERGY CORPcorp | $1,697,000 | – | 1,500,000 | +100.0% | 0.02% | – | |
| GOODYEAR TIRE & RUBBERcorp | $1,692,000 | -3.3% | 1,570,000 | 0.0% | 0.02% | -7.4% | ||
| MASTEC INCcorp | $1,652,000 | -2.3% | 1,725,000 | 0.0% | 0.02% | -3.8% | ||
| ST BARBARA LTDcorp | $1,660,000 | +1.2% | 2,000,000 | 0.0% | 0.02% | -3.8% | ||
| BMRN | New | BioMarin Pharmaceutical Inc | $1,656,000 | – | 23,701 | +100.0% | 0.02% | – |
| DISPENSING DYNAMICS INTLcorp | $1,620,000 | -0.5% | 1,500,000 | 0.0% | 0.02% | -4.0% | ||
| SESI LLCcorp | $1,571,000 | -1.7% | 1,500,000 | 0.0% | 0.02% | -8.0% | ||
| TWX | New | Time Warner Inc | $1,537,000 | – | 19,760 | +100.0% | 0.02% | – |
| Sell | CARAUSTAR INDUSTRIES INCterm | $1,456,000 | -1.4% | 1,444,750 | -0.3% | 0.02% | -4.3% | |
| NEE | New | NEXTERA ENERGY INC | $1,453,000 | – | 15,271 | +100.0% | 0.02% | – |
| New | CHESAPEAKE ENERGY CORPcnv pfd | $1,385,000 | – | 1,200 | +100.0% | 0.02% | – | |
| STEEL DYNAMICS INCcorp | $1,438,000 | -1.0% | 1,335,000 | 0.0% | 0.02% | -8.7% | ||
| New | NOKIA OYJcorp | $1,424,000 | – | 1,330,000 | +100.0% | 0.02% | – | |
| NVDA | New | NVIDIA CORP | $1,402,000 | – | 73,500 | +100.0% | 0.02% | – |
| KENNEDY-WILSON INCcorp | $1,338,000 | -2.0% | 1,250,000 | 0.0% | 0.02% | -4.8% | ||
| BREITBURN ENER/BREIT FINcorp | $1,372,000 | -2.5% | 1,300,000 | 0.0% | 0.02% | -9.1% | ||
| PERMIAN HOLDINGS INCcorp | $1,288,000 | +1.3% | 1,250,000 | 0.0% | 0.02% | -5.0% | ||
| OXY | New | Occidental Petroleum Corp | $1,270,000 | – | 13,000 | +100.0% | 0.02% | – |
| FORBES ENERGY SERVICEScorp | $1,179,000 | +2.3% | 1,150,000 | 0.0% | 0.02% | 0.0% | ||
| New | NRG YIELD INCconv | $1,177,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| NAVIOS MARITIME ACQ CORPcorp | $1,179,000 | -1.7% | 1,150,000 | 0.0% | 0.02% | -5.3% | ||
| New | CHESAPEAKE ENERGY CORPcorp | $1,148,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| HEALTHSOUTH CORPcorp | $1,058,000 | -2.3% | 1,000,000 | 0.0% | 0.02% | -5.9% | ||
| New | PHOTRONICS INCconv | $1,065,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| AXL | New | American Axle & Manufacturing | $1,068,000 | – | 60,100 | +100.0% | 0.02% | – |
| New | VECTOR GROUP LTDcorp | $1,073,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| FIRST QUANTUM MINERALS Lcorp | $1,040,000 | +2.2% | 1,005,000 | 0.0% | 0.02% | 0.0% | ||
| FIRST QUANTUM MINERALS Lcorp | $1,040,000 | +1.7% | 1,005,000 | 0.0% | 0.02% | 0.0% | ||
| New | FIRST CASH FINANCIAL SERcorp | $1,053,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| New | POLYMER GROUP INCcorp | $1,008,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| New | MICRON TECHNOLOGY INCcorp | $993,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| NAVIOS MARITIME HLDS/FINcorp | $1,025,000 | +1.5% | 1,000,000 | 0.0% | 0.02% | -6.2% | ||
| OMEGA HLTHCARE INVESTORScorp | $977,000 | 0.0% | 930,000 | 0.0% | 0.02% | 0.0% | ||
| New | KISSNER MILLING CO LTDcorp | $1,034,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| JEFFERIES FIN LLC / JFINcorp | $995,000 | -1.3% | 1,000,000 | 0.0% | 0.02% | -6.2% | ||
| Sell | JLL/DELTA DUTCH NEWCO BVcorp | $1,030,000 | -69.2% | 1,000,000 | -69.2% | 0.02% | -71.2% | |
| HIG BBC INTERMED/HOLDINGcorp | $1,038,000 | +1.0% | 1,000,000 | 0.0% | 0.02% | -6.2% | ||
| New | ENERGY FUTURE INTERMEDIATterm | $1,006,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| SIX FLAGS ENTERTAINMENTcorp | $985,000 | -2.3% | 1,000,000 | 0.0% | 0.02% | -6.2% | ||
| DISH DBS CORPcorp | $1,018,000 | -2.4% | 1,000,000 | 0.0% | 0.02% | -6.2% | ||
| New | COMPASS MINERALS INTERNAcorp | $988,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| TELESAT CANADA/TELESAT Lcorp | $1,032,000 | -0.3% | 1,000,000 | 0.0% | 0.02% | -6.2% | ||
| TRCO | Buy | Tribune Media Co | $979,000 | +206.9% | 13,032 | +225.8% | 0.02% | +200.0% |
| New | WHITEWAVE FOODS COcorp | $1,020,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| Sell | TEXAS COMP ELEC HOLD LLCterm | $958,000 | -53.8% | 1,260,000 | -55.9% | 0.01% | -56.2% | |
| HPT | New | Hospitality Properties Trust | $858,000 | – | 30,300 | +100.0% | 0.01% | – |
| FCX | New | Freeport-McMoRan Inc | $852,000 | – | 25,000 | +100.0% | 0.01% | – |
| Buy | BARMINCO FINANCE PTY LTDcorp | $898,000 | +95.2% | 1,000,000 | +100.0% | 0.01% | +85.7% | |
| DUPONT FABROS TECH LPcorp | $784,000 | -1.1% | 750,000 | 0.0% | 0.01% | 0.0% | ||
| New | CONSOL ENERGY INCcorp | $756,000 | – | 750,000 | +100.0% | 0.01% | – | |
| New | NAVIOS SA LOGIST/FIN UScorp | $767,000 | – | 750,000 | +100.0% | 0.01% | – | |
| PBYI | New | Puma Biotechnology Inc | $676,000 | – | 2,500 | +100.0% | 0.01% | – |
| CSCO | New | Cisco Systems Inc | $630,000 | – | 25,000 | +100.0% | 0.01% | – |
| New | GLOBAL PART/GLP FINANCEcorp | $504,000 | – | 500,000 | +100.0% | 0.01% | – | |
| IHEARTCOMMUNICATIONS INCcorp | $545,000 | -2.0% | 500,000 | 0.0% | 0.01% | -11.1% | ||
| New | ALCOA INCcorp | $508,000 | – | 500,000 | +100.0% | 0.01% | – | |
| WINDSTREAM CORPcorp | $540,000 | +0.4% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| TEMBEC INDUSTRIES INCcorp | $538,000 | -1.5% | 500,000 | 0.0% | 0.01% | -11.1% | ||
| Sell | TESORO LOGISTICS LP/CORPcorp | $531,000 | -21.8% | 506,000 | -22.2% | 0.01% | -27.3% | |
| New | LIVE NATION ENTERTAINMENcorp | $506,000 | – | 500,000 | +100.0% | 0.01% | – | |
| New | AMERICAN AIRLINES GROUPcorp | $500,000 | – | 500,000 | +100.0% | 0.01% | – | |
| MCD | New | McDonald's Corp | $472,000 | – | 5,000 | +100.0% | 0.01% | – |
| New | AMERICAN ENERGY/AEPBcorp | $479,000 | – | 500,000 | +100.0% | 0.01% | – | |
| Sell | SUNCOKE ENERGY INCcorp | $482,000 | -64.0% | 454,000 | -63.7% | 0.01% | -66.7% | |
| COMMERCIAL METALS COcorp | $489,000 | +1.9% | 500,000 | 0.0% | 0.01% | 0.0% | ||
| Sell | VECTOR GROUP LTDconv | $476,000 | -90.9% | 424,000 | -91.5% | 0.01% | -91.4% | |
| Sell | VISHAY INTERTECHNOLOGYconv | $491,000 | -14.6% | 511,000 | -15.8% | 0.01% | -22.2% | |
| New | MGM Holdings Inc | $386,000 | – | 5,000 | +100.0% | 0.01% | – | |
| New | CALIFORNIA RESOURCES CRPcorp | $415,000 | – | 400,000 | +100.0% | 0.01% | – | |
| NEXWU | New | NEXTERA ENERGY INCcnv pfd | $396,000 | – | 6,387 | +100.0% | 0.01% | – |
| FNMAS | Sell | FANNIE MAEpfd | $407,000 | -58.7% | 39,302 | -58.2% | 0.01% | -60.0% |
| SWIFT SERVICES HLDGS INCcorp | $424,000 | -3.6% | 400,000 | 0.0% | 0.01% | -14.3% | ||
| GMWSC | Sell | General Motors Co | $307,000 | -66.3% | 250,000 | -22.7% | 0.01% | -64.3% |
| GULFMARK OFFSHORE INCcorp | $308,000 | -4.0% | 310,000 | 0.0% | 0.01% | 0.0% | ||
| HUGHES SATELITE SYSTEMScorp | $327,000 | -0.6% | 300,000 | 0.0% | 0.01% | 0.0% | ||
| ISTAR FINANCIAL INCconv | $367,000 | -8.0% | 283,000 | 0.0% | 0.01% | -16.7% | ||
| Sell | M/I HOMES INCconv | $318,000 | -94.9% | 314,000 | -94.6% | 0.01% | -94.8% | |
| UNIT CORPcorp | $259,000 | -2.3% | 250,000 | 0.0% | 0.00% | 0.0% | ||
| New | PRECISION DRILLING CORPcorp | $246,000 | – | 250,000 | +100.0% | 0.00% | – | |
| LLL | New | L-3 Communications Holdings In | $264,000 | – | 2,310 | +100.0% | 0.00% | – |
| NYCBPRU | New | NY COMMUNITY CAP TRUST Vcnv pfd | $296,000 | – | 5,946 | +100.0% | 0.00% | – |
| FLDM | New | FLUIDIGM CORP | $261,000 | – | 9,900 | +100.0% | 0.00% | – |
| MERITAGE HOMES CORPconv | $257,000 | -4.5% | 252,000 | 0.0% | 0.00% | 0.0% | ||
| Sell | ARES CAPITAL CORPconv | $294,000 | -88.1% | 280,000 | -87.7% | 0.00% | -89.5% | |
| CCIPRA | New | CROWN CASTLE INTL CORPcnv pfd | $298,000 | – | 2,860 | +100.0% | 0.00% | – |
| Sell | NORTHERN BLIZZARD RESOURcorp | $271,000 | -29.8% | 261,000 | -30.4% | 0.00% | -33.3% | |
| CNDO | Sell | Coronado Biosciences Inc | $187,000 | -60.8% | 96,000 | -60.2% | 0.00% | -57.1% |
| IWM | New | iShares Russell 2000 ETFput | $217,000 | – | 1,500 | +100.0% | 0.00% | – |
| LEACW | LEAR CORP | $142,000 | +17.4% | 742 | 0.0% | 0.00% | 0.0% | |
| New | SEVENTY SEVEN ENERGY INCcorp | $101,000 | – | 100,000 | +100.0% | 0.00% | – | |
| TPUB | New | Tribune Publishing Co | $104,000 | – | 5,006 | +100.0% | 0.00% | – |
| UNG | New | United States Natural Gas Fundput | $105,000 | – | 615 | +100.0% | 0.00% | – |
| TRBNW | TRIBUNE MEDIA CO - A | $148,000 | -8.1% | 2,000 | 0.0% | 0.00% | -33.3% | |
| SNV | New | SYNOVUS FINANCIAL CORP | $149,000 | – | 6,000 | +100.0% | 0.00% | – |
| New | CALIFORNIA RESOURCES CRPcorp | $103,000 | – | 100,000 | +100.0% | 0.00% | – | |
| BTU | New | Peabody Energy Corpput | $110,000 | – | 4,400 | +100.0% | 0.00% | – |
| THRX | New | THERAVANCE INCput | $162,000 | – | 900 | +100.0% | 0.00% | – |
| SYMC | New | Symantec Corpcall | $62,000 | – | 2,400 | +100.0% | 0.00% | – |
| CLF | New | Cliffs Natural Resources Incput | $88,000 | – | 1,200 | +100.0% | 0.00% | – |
| New | ENERGY FUTURE/EFIH FINANcorp | $45,000 | – | 500,000 | +100.0% | 0.00% | – | |
| WLTGQ | New | Walter Energy Incput | $37,000 | – | 3,187 | +100.0% | 0.00% | – |
| SHENGDATECH INCconv | $43,000 | 0.0% | 2,975,000 | 0.0% | 0.00% | 0.0% | ||
| CMLSW | Sell | CUMULUS MEDIA INC-CL A | $36,000 | -86.2% | 8,144 | -78.7% | 0.00% | -75.0% |
| CIEN | New | CIENA CORP | $94,000 | – | 5,000 | +100.0% | 0.00% | – |
| C | New | Citigroup Inccall | $53,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | GAMESTOP CORPcorp | $100,000 | – | 1,000,000 | +100.0% | 0.00% | – | |
| CIE | New | Cobalt International Energy Incall | $19,000 | – | 500 | +100.0% | 0.00% | – |
| BAC | New | Bank of America Corpcall | $26,000 | – | 700 | +100.0% | 0.00% | – |
| Sell | EQUINIX INCconv | $8,000 | -100.0% | 4,000 | -100.0% | 0.00% | -100.0% | |
| TAL | New | TAL Education Groupput | $3,000 | – | 250 | +100.0% | 0.00% | – |
| New | Toll Brothers Incput | $29,000 | – | 600 | +100.0% | 0.00% | – | |
| LRCX | New | LAM RESEARCH CORPput | $17,000 | – | 300 | +100.0% | 0.00% | – |
| BMRN | New | BioMarin Pharmaceutical Incput | $11,000 | – | 200 | +100.0% | 0.00% | – |
| New | MIDAS INT HOLDCO II/FINcorp | $25,000 | – | 250,000 | +100.0% | 0.00% | – | |
| New | MTR GAMING GROUP INCcorp | $0 | – | 30 | +100.0% | 0.00% | – | |
| ARWR | Exit | Arrowhead Research Corp | $0 | – | -7,500 | -100.0% | -0.00% | – |
| Exit | REGIS CORPconv | $0 | – | -176,000 | -100.0% | -0.00% | – | |
| RAD | Exit | Rite Aid Corp | $0 | – | -29,000 | -100.0% | -0.00% | – |
| AMRN | Exit | Amarin Corp PLC | $0 | – | -100,000 | -100.0% | -0.00% | – |
| COSHW | Exit | COOPER-STANDARD HOLDING | $0 | – | -4,332 | -100.0% | -0.00% | – |
| A | Exit | Agilent Technologies Inc | $0 | – | -5,000 | -100.0% | -0.00% | – |
| OREX | Exit | Orexigen Therapeutics Inc | $0 | – | -40,000 | -100.0% | -0.00% | – |
| CACQ | Exit | Caesars Acquisition Co | $0 | – | -20,285 | -100.0% | -0.00% | – |
| Exit | GILEAD SCIENCES INCconv | $0 | – | -99,000 | -100.0% | -0.01% | – | |
| CCIPRA | Exit | CROWN CASTLE INTL CORPconv | $0 | – | -2,860,000 | -100.0% | -0.01% | – |
| Exit | PRICELINE GROUP INC/THEconv | $0 | – | -84,000 | -100.0% | -0.01% | – | |
| SRC | Exit | Spirit Realty Capital Inc | $0 | – | -27,541 | -100.0% | -0.01% | – |
| AROPQ | Exit | Aeropostale Inc | $0 | – | -70,000 | -100.0% | -0.01% | – |
| Exit | CACI INTERNATIONAL INCconv | $0 | – | -216,000 | -100.0% | -0.01% | – | |
| GILD | Exit | Gilead Sciences Inc | $0 | – | -5,000 | -100.0% | -0.01% | – |
| NEXWU | Exit | NEXTERA ENERGY INCconv | $0 | – | -6,387,000 | -100.0% | -0.01% | – |
| CHTR | Exit | Charter Communications Inc | $0 | – | -3,000 | -100.0% | -0.01% | – |
| Exit | CATAMARAN CORPcorp | $0 | – | -360,000 | -100.0% | -0.01% | – | |
| LXU | Exit | LSB Industries Inc | $0 | – | -11,670 | -100.0% | -0.01% | – |
| CIT | Exit | CIT Group Inc | $0 | – | -8,716 | -100.0% | -0.01% | – |
| VRNGW | Exit | VRINGO INC | $0 | – | -450,000 | -100.0% | -0.01% | – |
| Exit | AES CORP/VAcorp | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| Exit | CROSSTEX ENERGY LP/CROSScorp | $0 | – | -500,000 | -100.0% | -0.01% | – | |
| INCY | Exit | Incyte Corp Ltd | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | DFC GLOBAL CORPconv | $0 | – | -623,000 | -100.0% | -0.01% | – | |
| PENN | Exit | Penn National Gaming Inc | $0 | – | -58,872 | -100.0% | -0.01% | – |
| Exit | FIRST DATA CORPORATIONterm | $0 | – | -700,000 | -100.0% | -0.01% | – | |
| AGEN | Exit | Agenus Inc | $0 | – | -220,000 | -100.0% | -0.01% | – |
| Exit | SABRE GLBL INCterm | $0 | – | -716,400 | -100.0% | -0.01% | – | |
| Exit | NETFLIX INCcorp | $0 | – | -750,000 | -100.0% | -0.01% | – | |
| AAL | Exit | American Airlines Group Inc | $0 | – | -25,000 | -100.0% | -0.01% | – |
| HALO | Exit | Halozyme Therapeutics Inc | $0 | – | -75,000 | -100.0% | -0.02% | – |
| Exit | ALPHA NATURAL RESOURCEScorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| Exit | SEAGATE HDD CAYMANcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| MNKDW | Exit | MANNKIND CORP | $0 | – | -674,000 | -100.0% | -0.02% | – |
| Exit | BIOSCRIP INCcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| Exit | KENNEDY-WILSON INCcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| Exit | FIRST CASH FINANCIAL SERcorp | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| VRTX | Exit | Vertex Pharmaceuticals Inc | $0 | – | -15,000 | -100.0% | -0.02% | – |
| Exit | ALBANY MOLECULAR RESEARCconv | $0 | – | -836,000 | -100.0% | -0.02% | – | |
| UAL | Exit | United Continental Holdings In | $0 | – | -26,000 | -100.0% | -0.02% | – |
| TER | Exit | Teradyne Inc | $0 | – | -60,000 | -100.0% | -0.02% | – |
| PCYC | Exit | Pharmacyclics Inc | $0 | – | -12,000 | -100.0% | -0.02% | – |
| Exit | CHESAPEAKE ENERGY CORPconv | $0 | – | -1,200,000 | -100.0% | -0.02% | – | |
| MSFT | Exit | Microsoft Corp | $0 | – | -33,008 | -100.0% | -0.02% | – |
| Exit | CAESARS ENTERTAINMENT OPcorp | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| Exit | ACCESS MIDSTREAM PARTNERcorp | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| Exit | NAVIOS SA LOGIST/FIN UScorp | $0 | – | -1,450,000 | -100.0% | -0.02% | – | |
| PLD | Exit | Prologis Inc | $0 | – | -38,100 | -100.0% | -0.02% | – |
| Exit | CABLEVISION SYSTEMS CORPcorp | $0 | – | -1,300,000 | -100.0% | -0.02% | – | |
| Exit | CIT GROUP INCcorp | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| CIRFP | Exit | CONTINENTAL FIN TRUST IIconv | $0 | – | -30,000,000 | -100.0% | -0.02% | – |
| Exit | ADT CORPcorp | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| Exit | CORRECTIONS CORP OF AMERcorp | $0 | – | -1,663,000 | -100.0% | -0.02% | – | |
| Exit | DRILL RIGS HLDS INCcorp | $0 | – | -1,600,000 | -100.0% | -0.03% | – | |
| Exit | ASCENT CAPITAL GROUP INCconv | $0 | – | -1,638,000 | -100.0% | -0.03% | – | |
| Exit | ACTIVISION BLIZZARDcorp | $0 | – | -1,625,000 | -100.0% | -0.03% | – | |
| Exit | BILL BARRETT CORPcorp | $0 | – | -1,750,000 | -100.0% | -0.03% | – | |
| Exit | LEVEL 3 COMMUNICATIONScorp | $0 | – | -1,750,000 | -100.0% | -0.03% | – | |
| Exit | TRW AUTOMOTIVE INCcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| LVS | Exit | Las Vegas Sands Corp | $0 | – | -25,000 | -100.0% | -0.03% | – |
| Exit | KRATOS DEFENSE & SECcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | GUITAR CENTER INCcorp | $0 | – | -2,100,000 | -100.0% | -0.03% | – | |
| GLPI | Exit | Gaming and Leisure Properties | $0 | – | -58,513 | -100.0% | -0.03% | – |
| Exit | ENERGY XXI GULF COAST INcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | HALCON RESOURCES CORPcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | T-MOBILE USA INCcorp | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| Exit | NATIONSTAR MORT/CAP CORPcorp | $0 | – | -2,300,000 | -100.0% | -0.03% | – | |
| Exit | CHRYSLER GP/CG CO-ISSUERcorp | $0 | – | -2,000,000 | -100.0% | -0.04% | – | |
| CELG | Exit | Celgene Corp | $0 | – | -16,462 | -100.0% | -0.04% | – |
| Exit | FMG RESOURCES AUG 2006corp | $0 | – | -2,100,000 | -100.0% | -0.04% | – | |
| Exit | SAMSON INVESTMENT COcorp | $0 | – | -2,250,000 | -100.0% | -0.04% | – | |
| Exit | FOREST OIL CORPORATIONcorp | $0 | – | -3,000,000 | -100.0% | -0.04% | – | |
| NYCBPRU | Exit | NY COMMUNITY CAP TRUST Vconv | $0 | – | -53,446,000 | -100.0% | -0.04% | – |
| Exit | OASIS PETROLEUM INCcorp | $0 | – | -2,500,000 | -100.0% | -0.04% | – | |
| EXIXQ | Exit | ENERGY XXI BERMUDA LTDconv | $0 | – | -10,000,000 | -100.0% | -0.04% | – |
| Exit | OVERSEAS SHIPHLDG GROUPcorp | $0 | – | -2,426,000 | -100.0% | -0.04% | – | |
| PARR | Exit | Par Petroleum Corp | $0 | – | -150,000 | -100.0% | -0.05% | – |
| AIG | Exit | American International Group I | $0 | – | -60,000 | -100.0% | -0.05% | – |
| Exit | PLAINS EXPLORATION & PROcorp | $0 | – | -3,000,000 | -100.0% | -0.05% | – | |
| Exit | PROSPECT CAPITAL CORPconv | $0 | – | -3,213,000 | -100.0% | -0.05% | – | |
| Exit | TRIBUNE COterm | $0 | – | -3,551,100 | -100.0% | -0.06% | – | |
| Exit | PROSPECT CAPITAL CORPconv | $0 | – | -3,450,000 | -100.0% | -0.06% | – | |
| Exit | VIVUS INCconv | $0 | – | -5,000,000 | -100.0% | -0.06% | – | |
| DCUB | Exit | DOMINION RESOURCES INCconv | $0 | – | -65,500,000 | -100.0% | -0.06% | – |
| Exit | CIT GROUP INCcorp | $0 | – | -3,500,000 | -100.0% | -0.06% | – | |
| XXIA | Exit | Ixia | $0 | – | -301,000 | -100.0% | -0.06% | – |
| Exit | DENDREON CORPconv | $0 | – | -5,595,000 | -100.0% | -0.06% | – | |
| Exit | HCI GROUP INCconv | $0 | – | -5,000,000 | -100.0% | -0.07% | – | |
| Exit | CENVEO CORPcorp | $0 | – | -4,404,000 | -100.0% | -0.07% | – | |
| Exit | MERRIMACK PHARMACEUTIconv | $0 | – | -4,534,000 | -100.0% | -0.07% | – | |
| TIF | Exit | Tiffany & Co | $0 | – | -55,500 | -100.0% | -0.08% | – |
| Exit | ARCELORMITTALpfd | $0 | – | -207,276 | -100.0% | -0.08% | – | |
| NEEPRP | Exit | NEXTERA ENERGY INCconv | $0 | – | -94,365,000 | -100.0% | -0.08% | – |
| Exit | RADIO ONE INCcorp | $0 | – | -5,000,000 | -100.0% | -0.08% | – | |
| Exit | CAESARS ENT RESORT PROPcorp | $0 | – | -5,500,000 | -100.0% | -0.09% | – | |
| Exit | CONCUR TECHNOLOGIES INCconv | $0 | – | -5,272,000 | -100.0% | -0.10% | – | |
| CRM | Exit | Salesforce.com Inc | $0 | – | -108,200 | -100.0% | -0.10% | – |
| Exit | GT ADV TECHNOLOGIES INCconv | $0 | – | -4,000,000 | -100.0% | -0.10% | – | |
| Exit | FXCM INCconv | $0 | – | -6,292,000 | -100.0% | -0.10% | – | |
| PCLN | Exit | Priceline Group Inc/The | $0 | – | -5,651 | -100.0% | -0.10% | – |
| Exit | INVENSENSE INCconv | $0 | – | -5,500,000 | -100.0% | -0.11% | – | |
| Exit | LSB INDUSTRIEScorp | $0 | – | -7,000,000 | -100.0% | -0.12% | – | |
| Exit | INTL GAME TECHNOLOGYconv | $0 | – | -7,480,000 | -100.0% | -0.12% | – | |
| Exit | SHIP FINANCE INTL LTDconv | $0 | – | -6,850,000 | -100.0% | -0.12% | – | |
| Exit | INTERMUNE INCconv | $0 | – | -3,000,000 | -100.0% | -0.12% | – | |
| SDRPQ | Exit | SANDRIDGE ENERGY INCconv | $0 | – | -75,008,000 | -100.0% | -0.13% | – |
| Exit | PDL BIO PHARMA INCconv | $0 | – | -6,000,000 | -100.0% | -0.13% | – | |
| Exit | ALLY FINANCIAL INCcorp | $0 | – | -8,000,000 | -100.0% | -0.13% | – | |
| LULU | Exit | Lululemon Athletica Inc | $0 | – | -160,000 | -100.0% | -0.13% | – |
| Exit | ILLUMINA INCconv | $0 | – | -4,942,000 | -100.0% | -0.14% | – | |
| JPM | Exit | JPMorgan Chase & Co | $0 | – | -149,231 | -100.0% | -0.14% | – |
| Exit | MICRON TECHNOLOGY INCconv | $0 | – | -4,151,000 | -100.0% | -0.14% | – | |
| Exit | TESLA MOTORS INCconv | $0 | – | -10,000,000 | -100.0% | -0.14% | – | |
| Exit | CARDTRONICS INCconv | $0 | – | -9,646,000 | -100.0% | -0.15% | – | |
| HOSSQ | Exit | Hornbeck Offshore Services Inc | $0 | – | -268,900 | -100.0% | -0.18% | – |
| YHOO | Exit | Yahoo! Inc | $0 | – | -318,435 | -100.0% | -0.18% | – |
| Exit | DFC GLOBAL CORPconv | $0 | – | -13,464,000 | -100.0% | -0.18% | – | |
| Exit | SPANSION LLCconv | $0 | – | -8,230,000 | -100.0% | -0.18% | – | |
| Exit | LEAP WIRELESS INTL INCconv | $0 | – | -12,000,000 | -100.0% | -0.19% | – | |
| Exit | ISIS PHARMACEUTICALS INCconv | $0 | – | -4,857,000 | -100.0% | -0.20% | – | |
| Exit | BIOMED REALTY LPconv | $0 | – | -10,894,000 | -100.0% | -0.21% | – | |
| Exit | LENNAR CORPconv | $0 | – | -7,500,000 | -100.0% | -0.21% | – | |
| Exit | OMNICOM GROUP INCconv | $0 | – | -10,420,000 | -100.0% | -0.22% | – | |
| Exit | LENNAR CORPcorp | $0 | – | -13,750,000 | -100.0% | -0.22% | – | |
| Exit | ARCELORMITTALconv | $0 | – | -14,055,000 | -100.0% | -0.22% | – | |
| Exit | HOMEAWAY INCconv | $0 | – | -14,335,000 | -100.0% | -0.23% | – | |
| Exit | RADIAN GROUP INCconv | $0 | – | -10,150,000 | -100.0% | -0.24% | – | |
| Exit | SANDISK CORPconv | $0 | – | -9,167,000 | -100.0% | -0.24% | – | |
| Exit | ALLSCRIPTS HEALTHCARE SOconv | $0 | – | -12,509,000 | -100.0% | -0.24% | – | |
| Exit | WORKDAY INCconv | $0 | – | -12,282,000 | -100.0% | -0.25% | – | |
| Exit | SLM CORPcorp | $0 | – | -15,000,000 | -100.0% | -0.26% | – | |
| Exit | L-3 COMMS HLDGS INCconv | $0 | – | -12,650,000 | -100.0% | -0.26% | – | |
| Exit | CEMEX SAB DE CVconv | $0 | – | -12,521,000 | -100.0% | -0.27% | – | |
| Exit | ARES CAPITAL CORPconv | $0 | – | -16,042,000 | -100.0% | -0.27% | – | |
| Exit | CUBIST PHARMACEUTICALSconv | $0 | – | -14,835,000 | -100.0% | -0.28% | – | |
| Exit | ROCKWOOD SPECIALTIES GROcorp | $0 | – | -18,009,000 | -100.0% | -0.29% | – | |
| Exit | B2GOLD CORPconv | $0 | – | -17,869,000 | -100.0% | -0.29% | – | |
| Exit | FIRST DATA CORPORATIONcorp | $0 | – | -16,888,000 | -100.0% | -0.31% | – | |
| Exit | LINEAR TECHNOLOGY CORPconv | $0 | – | -17,129,000 | -100.0% | -0.32% | – | |
| Exit | BEV PACK HLDS LU/ISSUERcorp | $0 | – | -22,000,000 | -100.0% | -0.35% | – | |
| Exit | INTERMUNE INCconv | $0 | – | -18,951,000 | -100.0% | -0.38% | – | |
| Exit | JDS UNIPHASE CORPconv | $0 | – | -24,135,000 | -100.0% | -0.40% | – | |
| Exit | ALLEGHENY TECHNOLOGIESconv | $0 | – | -25,106,000 | -100.0% | -0.40% | – | |
| Exit | LIFEPOINT HOSPITALS INCconv | $0 | – | -24,493,000 | -100.0% | -0.40% | – | |
| Exit | CORNERSTONE ONDEMAND INCconv | $0 | – | -22,435,000 | -100.0% | -0.40% | – | |
| Exit | PRICELINE GROUP INC/THEconv | $0 | – | -22,614,000 | -100.0% | -0.42% | – | |
| CNPZP | Exit | CENTERPOINT ENERGY INCpfd | $0 | – | -524,094 | -100.0% | -0.43% | – |
| Exit | CHESAPEAKE ENERGY CORPconv | $0 | – | -25,208,000 | -100.0% | -0.44% | – | |
| Exit | STEEL DYNAMICS INCconv | $0 | – | -27,243,000 | -100.0% | -0.46% | – | |
| Exit | NEWMONT MINING CORPconv | $0 | – | -30,579,000 | -100.0% | -0.48% | – | |
| Exit | CUBIST PHARMACEUTICALSconv | $0 | – | -26,123,000 | -100.0% | -0.48% | – | |
| Exit | ARES CAPITAL CORPconv | $0 | – | -30,356,000 | -100.0% | -0.50% | – | |
| Exit | GROUP 1 AUTOMOTIVE INCconv | $0 | – | -27,186,000 | -100.0% | -0.51% | – | |
| Exit | FOREST CITY ENTERPRISESconv | $0 | – | -31,653,000 | -100.0% | -0.52% | – | |
| Exit | NUANCE COMMUNICATIONSconv | $0 | – | -32,036,000 | -100.0% | -0.54% | – | |
| Exit | IXIAconv | $0 | – | -39,406,000 | -100.0% | -0.65% | – | |
| Exit | JARDEN CORPconv | $0 | – | -35,439,000 | -100.0% | -0.67% | – | |
| Exit | NUANCE COMMUNICATIONSconv | $0 | – | -43,247,000 | -100.0% | -0.68% | – | |
| WFCPRL | Exit | WELLS FARGO & COMPANYconv | $0 | – | -37,525,000 | -100.0% | -0.69% | – |
| BACPRL | Exit | BANK OF AMERICA CORPconv | $0 | – | -38,668,000 | -100.0% | -0.69% | – |
| Exit | ENDO HEALTH SOLUTIONSconv | $0 | – | -19,338,000 | -100.0% | -0.71% | – | |
| Exit | GOLDCORP INCconv | $0 | – | -51,344,000 | -100.0% | -0.81% | – | |
| Exit | HERBALIFE LTDconv | $0 | – | -60,783,000 | -100.0% | -0.82% | – | |
| Exit | UNITED STATES STEEL CORPconv | $0 | – | -52,465,000 | -100.0% | -0.83% | – | |
| Exit | CHESAPEAKE ENERGY CORPconv | $0 | – | -54,979,000 | -100.0% | -0.96% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-09-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 37 | Q4 2022 | 1.5% |
| #N/A Field Not Applicable | 35 | Q2 2023 | 1.5% |
| THRX US | 35 | Q4 2021 | 0.9% |
| BRISTOL-MYERS SQUIBB CO | 33 | Q1 2022 | 0.1% |
| WFC US | 32 | Q3 2023 | 4.7% |
| BANK OF AMERICA CORP | 31 | Q3 2023 | 4.7% |
| NOVELLUS SYSTEMS INC | 31 | Q4 2020 | 1.0% |
| DHR US | 31 | Q4 2020 | 0.2% |
| Johnson & Johnson | 29 | Q2 2020 | 0.2% |
| VERINT SYSTEMS INC | 27 | Q4 2020 | 1.7% |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ShengdaTech, Inc. | October 04, 2011 | ? | ? |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 4 | 2023-07-18 |
| 144 | 2023-07-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR/A | 2022-11-15 |
| 13F-HR | 2022-11-14 |
View ADVENT CAPITAL MANAGEMENT /DE/'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.