$1.94 Billion is the total value of FIRST FOUNDATION ADVISORS's 389 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 18.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | Microsoft Corp | $260,160,000 | +28.6% | 1,278,363 | -0.3% | 13.41% | +8.2% |
| FB | Sell | Facebook Inccl a | $196,633,000 | +35.8% | 865,956 | -0.3% | 10.14% | +14.2% |
| IAU | Buy | iShares Gold Trustishares | $96,770,000 | +14.6% | 5,695,691 | +1.7% | 4.99% | -3.6% |
| GOOG | Sell | Alphabet Inc Class Ccap stk cl c | $93,139,000 | +20.5% | 65,887 | -0.9% | 4.80% | +1.4% |
| AMZN | Sell | Amazon.com Inc | $68,791,000 | +39.6% | 24,935 | -1.3% | 3.55% | +17.5% |
| VER | Sell | Vereit Inc | $54,513,000 | +24.4% | 8,477,899 | -5.4% | 2.81% | +4.7% |
| MA | Buy | Mastercard Inccl a | $47,424,000 | +24.1% | 160,380 | +1.4% | 2.44% | +4.4% |
| DIS | Sell | Walt Disney Co | $42,080,000 | +7.5% | 377,365 | -6.9% | 2.17% | -9.6% |
| BRKB | Sell | Berkshire Hathaway Inc Cl Bcl b new | $41,338,000 | -5.2% | 231,570 | -2.9% | 2.13% | -20.2% |
| AAPL | Sell | Apple Inc | $37,633,000 | +41.3% | 103,160 | -1.5% | 1.94% | +18.9% |
| LOW | Sell | Lowe's Companies Inc | $36,769,000 | +54.8% | 272,119 | -1.4% | 1.90% | +30.3% |
| GLPI | Sell | Gaming & Leisure Properties | $33,925,000 | +24.9% | 980,494 | -0.0% | 1.75% | +5.0% |
| JPST | Buy | JPMorgan Ultra-Short Income ETultra shrt inc | $25,565,000 | +2332.4% | 503,945 | +2282.7% | 1.32% | +1959.4% |
| MDT | Sell | Medtronic PLC | $25,251,000 | +0.1% | 275,361 | -1.5% | 1.30% | -15.7% |
| PM | Sell | Philip Morris International In | $22,999,000 | -6.2% | 328,280 | -2.3% | 1.19% | -21.0% |
| IQV | Buy | IQVIA Holdings Inc | $22,118,000 | +32.2% | 155,894 | +0.5% | 1.14% | +11.2% |
| PFE | Sell | Pfizer Inc | $21,217,000 | -2.5% | 648,826 | -2.7% | 1.09% | -18.0% |
| V | Buy | Visa Inc | $20,795,000 | +20.4% | 107,652 | +0.5% | 1.07% | +1.3% |
| JPM | Sell | JPMorgan Chase & Co | $19,179,000 | +3.6% | 203,899 | -0.9% | 0.99% | -12.9% |
| BLK | Sell | BlackRock Inc | $19,009,000 | +21.9% | 34,937 | -1.5% | 0.98% | +2.5% |
| CRM | Sell | salesforce.com Inc | $18,970,000 | -25.2% | 101,265 | -42.5% | 0.98% | -37.1% |
| BAM | Buy | Brookfield Asset Management Incl a ltd vt sh | $18,936,000 | +13.9% | 575,582 | +53.2% | 0.98% | -4.2% |
| UPS | Sell | United Parcel Service Inccl b | $18,773,000 | +14.2% | 168,855 | -4.1% | 0.97% | -4.0% |
| QCOM | Sell | QUALCOMM Inc | $15,737,000 | +26.7% | 172,533 | -6.0% | 0.81% | +6.6% |
| MLM | Sell | Martin Marietta Materials Inc | $15,423,000 | +6.6% | 74,662 | -2.3% | 0.80% | -10.3% |
| SPY | Buy | SPDR S&P 500 ETF Unit Trusttr unit | $15,325,000 | +27.6% | 49,698 | +6.6% | 0.79% | +7.3% |
| ABC | Buy | AmerisourceBergen Corp | $15,217,000 | +16.3% | 151,012 | +2.1% | 0.78% | -2.2% |
| LBRDK | Sell | Liberty Broadband Corp Com Cl | $15,139,000 | +7.3% | 122,125 | -4.1% | 0.78% | -9.7% |
| IVV | Sell | iShares S&P 500 Index Fundcore s&p500 etf | $14,543,000 | +16.5% | 46,960 | -2.8% | 0.75% | -2.0% |
| ENB | Sell | Enbridge Inc | $14,553,000 | +3.0% | 478,402 | -1.5% | 0.75% | -13.4% |
| BKNG | Sell | Booking Holdings Inc | $14,470,000 | +17.6% | 9,087 | -0.6% | 0.75% | -1.1% |
| BLL | Sell | Ball Corp | $14,269,000 | +3.6% | 205,333 | -3.6% | 0.74% | -12.8% |
| CMCSA | Buy | Comcast Corpcl a | $14,142,000 | +102.8% | 362,790 | +78.9% | 0.73% | +70.7% |
| AON | New | Aon PLC | $13,422,000 | – | 69,687 | +100.0% | 0.69% | – |
| UNH | Buy | UnitedHealth Group Inc | $13,273,000 | +21.2% | 45,002 | +2.5% | 0.68% | +1.9% |
| TJX | Buy | TJX Companies Inc | $13,125,000 | +55.8% | 259,593 | +47.3% | 0.68% | +31.2% |
| TXN | Sell | Texas Instruments Inc | $12,403,000 | +26.5% | 97,685 | -0.4% | 0.64% | +6.3% |
| REXR | Sell | Rexford Industrial Realty Inc | $11,281,000 | -6.8% | 272,291 | -7.8% | 0.58% | -21.6% |
| ANTM | Buy | Anthem Inc | $11,023,000 | +17.9% | 41,918 | +1.8% | 0.57% | -0.9% |
| LENB | Sell | Lennar Corp Cl Bcl b | $10,539,000 | +50.5% | 228,659 | -5.6% | 0.54% | +26.6% |
| SBUX | Buy | Starbucks Corp | $10,347,000 | +17.2% | 140,598 | +4.7% | 0.53% | -1.5% |
| GS | Sell | Goldman Sachs Group Inc | $9,738,000 | -33.3% | 49,276 | -47.8% | 0.50% | -43.8% |
| SONY | Sell | Sony Corp ADRsponsored adr | $9,414,000 | +5.7% | 136,174 | -9.5% | 0.48% | -11.2% |
| KMX | Buy | CarMax Inc | $8,707,000 | +66.6% | 97,228 | +0.2% | 0.45% | +40.3% |
| CMF | Buy | iShares S&P California Municipcalif mun bd etf | $8,169,000 | +9.0% | 131,425 | +6.1% | 0.42% | -8.3% |
| PICO | Sell | PICO Holdings Inc | $8,138,000 | +5.7% | 965,356 | -2.5% | 0.42% | -11.0% |
| AGG | Buy | iShares Core U.S. Aggregate Bocore us aggbd et | $7,635,000 | +169.8% | 64,587 | +163.3% | 0.39% | +127.7% |
| LUMN | Sell | CenturyLink Inc | $7,435,000 | -4.9% | 741,208 | -10.3% | 0.38% | -20.0% |
| NCA | Buy | Nuveen CA Muni Value Fund | $7,281,000 | +3.5% | 712,395 | +1.2% | 0.38% | -13.0% |
| UBER | Buy | Uber Technologies Inc | $7,208,000 | +13.4% | 231,902 | +1.9% | 0.37% | -4.4% |
| ARE | Buy | Alexandria Real Estate Equitie | $6,205,000 | +26.2% | 38,242 | +6.7% | 0.32% | +6.3% |
| VOO | Buy | Vanguard S&P 500 ETF | $6,076,000 | +24.2% | 21,438 | +3.7% | 0.31% | +4.3% |
| NAC | Buy | Nuveen California Quality Muni | $5,767,000 | +5.4% | 404,155 | +1.1% | 0.30% | -11.3% |
| TSI | Sell | TCW Strategic Income Fund Inc | $5,762,000 | +3.4% | 1,055,324 | -2.1% | 0.30% | -13.2% |
| BHK | Buy | BlackRock Core Bond Trust | $5,500,000 | +24.2% | 357,857 | +6.9% | 0.28% | +4.8% |
| TOTL | Buy | DoubleLine Total Return Tacticspdr tr tactic | $5,347,000 | +63.7% | 107,908 | +58.5% | 0.28% | +38.0% |
| GOOGL | Sell | Alphabet Inc Class Acap stk cl a | $5,311,000 | +16.2% | 3,745 | -4.8% | 0.27% | -2.1% |
| JNJ | Buy | Johnson & Johnson | $5,185,000 | +8.3% | 36,869 | +1.0% | 0.27% | -8.9% |
| BBN | Sell | BlackRock Taxable Municipal Bo | $5,013,000 | +9.7% | 201,183 | -4.0% | 0.26% | -7.9% |
| PCI | Buy | PIMCO Dynamic Credit and Mortg | $4,943,000 | +75.2% | 268,189 | +59.8% | 0.26% | +47.4% |
| LYFT | Sell | Lyft Inc | $4,955,000 | +19.5% | 150,106 | -2.8% | 0.26% | +0.4% |
| NRGX | Buy | PIMCO Energy & Tactical Credit | $4,929,000 | +38.6% | 698,097 | +5.4% | 0.25% | +16.5% |
| GSLC | Buy | Goldman Sachs ActiveBeta U.S.activebeta us lg | $4,824,000 | +37.6% | 77,059 | +14.7% | 0.25% | +15.8% |
| GILD | Sell | Gilead Sciences Inc | $4,811,000 | +0.9% | 62,528 | -2.0% | 0.25% | -15.1% |
| BRKA | Berkshire Hathaway CL Acl a | $4,544,000 | -1.7% | 17 | 0.0% | 0.23% | -17.3% | |
| MUC | Sell | BlackRock MuniHoldings Califor | $4,422,000 | +2.5% | 312,975 | -3.3% | 0.23% | -13.6% |
| REET | Sell | iShares Global REIT ETFglobal reit etf | $4,395,000 | -73.8% | 210,478 | -75.9% | 0.23% | -77.9% |
| CVX | Sell | Chevron Corp | $4,304,000 | +12.1% | 48,232 | -8.9% | 0.22% | -5.5% |
| WFCPRL | Buy | Wells Fargo & Co New Perp Pfdperp pfd cnv a | $4,131,000 | +5.8% | 3,185 | +3.9% | 0.21% | -10.9% |
| NBB | Sell | Nuveen Build America Bond Fund | $3,842,000 | -6.9% | 178,946 | -16.9% | 0.20% | -21.7% |
| OPP | Buy | RiverNorth/DoubleLine Strategi | $3,809,000 | +34.0% | 273,803 | +23.3% | 0.20% | +12.6% |
| DBL | Buy | Doubleline Opportunistic Credi | $3,705,000 | +12.4% | 195,528 | +1.4% | 0.19% | -5.4% |
| FWONA | Buy | Liberty Media Corp-Liberty For | $3,523,000 | +20.8% | 120,733 | +6.9% | 0.18% | +1.7% |
| HD | Buy | Home Depot Inc | $3,501,000 | +44.3% | 13,975 | +7.5% | 0.18% | +20.8% |
| KYN | Sell | Kayne Anderson MLP/Midstream I | $3,437,000 | +0.8% | 650,886 | -30.7% | 0.18% | -15.3% |
| HON | Sell | Honeywell International Inc | $3,291,000 | -2.2% | 22,761 | -9.5% | 0.17% | -17.5% |
| VO | Sell | Vanguard Mid Cap ETFmid cap etf | $3,194,000 | +24.2% | 19,485 | -0.3% | 0.16% | +4.4% |
| BFZ | Buy | BlackRock California Municipalsh ben int | $3,192,000 | +6.2% | 242,366 | +2.3% | 0.16% | -10.3% |
| CEV | Sell | Eaton Vance California Municipsh ben int | $3,165,000 | -1.6% | 240,154 | -0.7% | 0.16% | -17.3% |
| COST | Buy | Costco Wholesale Corp | $3,145,000 | +7.7% | 10,373 | +1.3% | 0.16% | -9.5% |
| DD | Sell | DuPont de Nemours Inc | $3,018,000 | +30.6% | 56,811 | -16.1% | 0.16% | +9.9% |
| GLD | Buy | SPDR Gold Trust | $3,002,000 | +20.2% | 17,938 | +6.3% | 0.16% | +1.3% |
| BTT | Sell | BlackRock Municipal 2030 Targe | $2,995,000 | +4.3% | 126,042 | -0.4% | 0.15% | -12.5% |
| PG | Sell | Procter & Gamble Co | $2,939,000 | -0.5% | 24,576 | -8.5% | 0.15% | -16.0% |
| BTZ | Buy | BlackRock Credit Allocation In | $2,929,000 | +13.6% | 221,929 | +0.3% | 0.15% | -4.4% |
| NKX | Buy | Nuveen California AMT-Free Qua | $2,890,000 | +7.7% | 193,554 | +2.1% | 0.15% | -9.1% |
| EVV | Sell | Eaton Vance Limited Duration I | $2,869,000 | +1.2% | 254,578 | -5.1% | 0.15% | -14.9% |
| MCA | Buy | BlackRock MuniYield California | $2,852,000 | +3.0% | 205,604 | +0.5% | 0.15% | -13.5% |
| MINT | Buy | PIMCO Enhanced Short Maturityenhan shrt ma ac | $2,836,000 | +8.3% | 27,889 | +5.4% | 0.15% | -8.8% |
| VNQ | Sell | Vanguard REIT ETFreal estate etf | $2,829,000 | +2.6% | 36,027 | -8.7% | 0.15% | -13.6% |
| DSL | Buy | Doubleline Income Solutions Cl | $2,710,000 | +111.1% | 176,313 | +83.2% | 0.14% | +77.2% |
| EIM | Buy | Eaton Vance Municipal Bond Fun | $2,713,000 | +3.0% | 213,301 | +1.0% | 0.14% | -13.0% |
| MCD | Sell | McDonald's Corp | $2,680,000 | +6.0% | 14,525 | -5.0% | 0.14% | -11.0% |
| MYC | Buy | BlackRock MuniYield California | $2,664,000 | +6.4% | 191,226 | +1.1% | 0.14% | -10.5% |
| TPL | Sell | Texas Pacific Land Trustsub ctf prop i t | $2,624,000 | +37.1% | 4,413 | -12.4% | 0.14% | +15.4% |
| GLIBA | Buy | GCI Liberty Inc | $2,619,000 | +371.9% | 36,831 | +278.5% | 0.14% | +297.1% |
| MMT | Sell | MFS Multi-Marketsh ben int | $2,599,000 | +7.8% | 465,768 | -2.8% | 0.13% | -9.5% |
| IEFA | Sell | iShares Core MSCI EAFE ETFcore msci eafe | $2,525,000 | -49.6% | 44,181 | -56.0% | 0.13% | -57.7% |
| LRGF | Sell | iShares Edge MSCI Multifactormultifactor usa | $2,501,000 | -10.1% | 80,480 | -23.5% | 0.13% | -24.1% |
| VCV | Buy | Invesco Van Kampen CA Value Mu | $2,474,000 | +4.1% | 211,785 | +1.0% | 0.13% | -12.3% |
| SNAP | Sell | Snap Inccl a | $2,441,000 | +65.6% | 103,934 | -16.1% | 0.13% | +40.0% |
| XOM | Sell | Exxon Mobil Corp | $2,412,000 | +0.3% | 53,928 | -14.8% | 0.12% | -15.6% |
| GII | Buy | SPDR S&P Global Infrastructures&p gblinf etf | $2,377,000 | +25.4% | 54,329 | +11.9% | 0.12% | +6.0% |
| BLW | Sell | BlackRock Limited Duration Inc | $2,262,000 | +6.3% | 162,416 | -3.7% | 0.12% | -10.0% |
| DEO | Buy | Diageo PLC ADRspon adr new | $2,274,000 | +5.8% | 16,918 | +0.0% | 0.12% | -11.4% |
| ITOT | Sell | iShares Core S&P Total US Stoccore s&p ttl stk | $2,276,000 | +13.8% | 32,779 | -6.2% | 0.12% | -4.9% |
| NBW | Buy | Neuberger Berman CA Interm Mu | $2,243,000 | +0.6% | 174,353 | +2.9% | 0.12% | -15.3% |
| STL | Buy | Sterling Bancorp | $2,173,000 | +26.2% | 185,371 | +12.5% | 0.11% | +5.7% |
| DOW | Buy | Dow Inc | $2,129,000 | +40.3% | 52,225 | +0.6% | 0.11% | +18.3% |
| AVGO | Sell | Broadcom Inc | $2,097,000 | +28.0% | 6,645 | -3.8% | 0.11% | +8.0% |
| QQQ | Buy | Invesco QQQ Trust Series 1unit ser 1 | $2,103,000 | +134.4% | 8,492 | +80.2% | 0.11% | +96.4% |
| HYB | Buy | New America High Income Fund | $2,094,000 | +13.2% | 268,813 | +0.8% | 0.11% | -4.4% |
| BACPRL | Buy | Bank of America NonCumulative7.25%cnv pfd l | $2,068,000 | +22.6% | 1,541 | +15.6% | 0.11% | +3.9% |
| FISV | Sell | Fiserv Inc | $2,057,000 | -6.3% | 21,074 | -8.8% | 0.11% | -21.5% |
| SPGI | Sell | S&P Global Inc | $1,990,000 | +13.7% | 6,041 | -15.4% | 0.10% | -3.7% |
| FRA | Sell | BlackRock Floating Rate Income | $1,923,000 | -10.7% | 171,996 | -20.0% | 0.10% | -25.0% |
| T | Sell | AT&T Inc | $1,892,000 | -5.8% | 62,593 | -9.1% | 0.10% | -20.3% |
| BFB | Sell | Brown Forman Corp Class B Withcl b | $1,900,000 | +10.0% | 29,848 | -4.1% | 0.10% | -7.5% |
| IEMG | Sell | iShares Core MSCI Emerging Marcore msci emkt | $1,854,000 | -25.7% | 38,953 | -36.8% | 0.10% | -37.3% |
| MAGA | Point Bridge Gop Stock Trackerpoint bridge gop | $1,846,000 | +22.9% | 77,000 | 0.0% | 0.10% | +3.3% | |
| CSCO | Buy | Cisco Systems Inc | $1,836,000 | +30.4% | 39,361 | +9.9% | 0.10% | +10.5% |
| NXC | Buy | Nuveen CA Sel Tax Free Incomesh ben int | $1,827,000 | +13.8% | 111,381 | +0.6% | 0.09% | -4.1% |
| VMBS | Buy | Vanguard Mortgage-Backed Securmortg-back sec | $1,782,000 | +9.6% | 32,784 | +9.9% | 0.09% | -8.0% |
| JQC | Sell | Nuveen Credit Strategies Incom | $1,727,000 | -28.1% | 295,707 | -30.2% | 0.09% | -39.5% |
| CNI | Buy | Canadian National Railway Co | $1,718,000 | +14.5% | 19,393 | +0.3% | 0.09% | -3.3% |
| AMGN | Buy | Amgen Inc | $1,714,000 | +19.6% | 7,268 | +2.8% | 0.09% | 0.0% |
| ADI | Sell | Analog Devices Inc | $1,703,000 | +22.1% | 13,885 | -10.8% | 0.09% | +3.5% |
| GAL | New | SPDR SSgA Global Allocation ETglobl allo etf | $1,698,000 | – | 46,063 | +100.0% | 0.09% | – |
| VIOO | Vanguard S&P Small-Cap 600 ETFsmllcp 600 idx | $1,698,000 | +22.2% | 13,566 | 0.0% | 0.09% | +3.5% | |
| BOND | Sell | PIMCO Active Bond ETFactive bd etf | $1,630,000 | -0.6% | 14,603 | -5.4% | 0.08% | -16.0% |
| ICE | Sell | IntercontinentalExchange Inc | $1,597,000 | +2.3% | 17,431 | -9.8% | 0.08% | -14.6% |
| EVM | Buy | Eaton Vance Insured CA Municip | $1,578,000 | +9.3% | 141,736 | +3.6% | 0.08% | -8.0% |
| INTC | Buy | Intel Corp | $1,564,000 | +32.1% | 26,144 | +19.5% | 0.08% | +11.0% |
| CVS | Buy | CVS Health Corp | $1,523,000 | +20.6% | 23,453 | +10.2% | 0.08% | +2.6% |
| PEP | Buy | PepsiCo Inc | $1,525,000 | +13.7% | 11,533 | +3.3% | 0.08% | -3.7% |
| ROIC | Sell | Retail Opportunity Investments | $1,484,000 | -9.9% | 130,992 | -34.1% | 0.08% | -23.8% |
| CCI | Buy | Crown Castle International Cor | $1,493,000 | +18.2% | 8,923 | +2.0% | 0.08% | 0.0% |
| SCHW | Sell | Charles Schwab Corp | $1,494,000 | -8.7% | 44,284 | -9.0% | 0.08% | -23.0% |
| BAX | Sell | Baxter International Inc | $1,485,000 | -5.7% | 17,250 | -11.0% | 0.08% | -19.8% |
| PSA | Buy | Public Storage | $1,466,000 | +12.5% | 7,638 | +16.4% | 0.08% | -5.0% |
| VZ | Buy | Verizon Communications Inc | $1,467,000 | +22.0% | 26,614 | +19.0% | 0.08% | +2.7% |
| BE | Bloom Energy Corp | $1,458,000 | +108.0% | 134,015 | 0.0% | 0.08% | +74.4% | |
| CTVA | Buy | Corteva Inc | $1,463,000 | +14.7% | 54,623 | +0.7% | 0.08% | -3.8% |
| LDP | Sell | Cohen & Steers Limited Duratio | $1,444,000 | +3.2% | 64,161 | -5.8% | 0.07% | -14.0% |
| MOAT | New | VanEck Vectors Morningstar Widmorningstar wide | $1,433,000 | – | 27,434 | +100.0% | 0.07% | – |
| KMF | Sell | Kayne Anderson Midstream/Energ | $1,421,000 | -11.7% | 313,622 | -35.1% | 0.07% | -26.3% |
| VRIG | Sell | Invesco Variable Rate Investmevar rate invt | $1,420,000 | -25.8% | 57,714 | -31.5% | 0.07% | -37.6% |
| GEM | Buy | Goldman Sachs ActiveBeta Emergactivebeta eme | $1,415,000 | +17.3% | 46,701 | +1.4% | 0.07% | -1.4% |
| LVS | Sell | Las Vegas Sands Corp | $1,395,000 | +4.7% | 30,631 | -2.3% | 0.07% | -12.2% |
| WMT | Buy | Wal-Mart Stores Inc | $1,336,000 | +7.0% | 11,155 | +1.4% | 0.07% | -10.4% |
| MRK | Sell | Merck & Co Inc | $1,276,000 | -4.6% | 16,499 | -5.1% | 0.07% | -19.5% |
| TSLA | Buy | Tesla Motors Inc | $1,266,000 | +106.2% | 1,172 | +0.1% | 0.06% | +71.1% |
| SWKS | Sell | Skyworks Solutions Inc | $1,252,000 | +4.2% | 9,793 | -27.1% | 0.06% | -12.2% |
| GSIE | Buy | Goldman Sachs ActiveBeta Interactivebeta int | $1,248,000 | +34.6% | 46,944 | +16.8% | 0.06% | +12.3% |
| Sell | Flaherty and Crumrine Dynamic | $1,234,000 | -6.9% | 50,704 | -22.6% | 0.06% | -21.0% | |
| BA | Sell | Boeing Co | $1,232,000 | +19.3% | 6,721 | -2.9% | 0.06% | +1.6% |
| VMC | Sell | Vulcan Materials Co | $1,224,000 | -5.6% | 10,564 | -12.0% | 0.06% | -20.3% |
| BAC | Sell | Bank of America Corp | $1,216,000 | +6.5% | 51,208 | -4.8% | 0.06% | -10.0% |
| BIT | Sell | BlackRock Multi-Sector Income | $1,220,000 | +14.3% | 84,652 | -4.3% | 0.06% | -3.1% |
| PYPL | Sell | PayPal Holdings Inc | $1,201,000 | +72.3% | 6,891 | -5.4% | 0.06% | +44.2% |
| KO | Buy | Coca-Cola Co | $1,182,000 | +7.9% | 26,450 | +6.9% | 0.06% | -9.0% |
| AMJ | Sell | JPMorgan Alerian MLP Index ETNalerian ml etn | $1,172,000 | +30.9% | 88,756 | -10.5% | 0.06% | +9.1% |
| ISD | New | PGIM High Yield Bond Fund Inc | $1,165,000 | – | 88,114 | +100.0% | 0.06% | – |
| BTI | Buy | British American Tobacco PLC Asponsored adr | $1,116,000 | +17.2% | 28,732 | +3.1% | 0.06% | 0.0% |
| AWI | Sell | Armstrong World Industries Inc | $1,129,000 | -12.6% | 14,480 | -11.0% | 0.06% | -26.6% |
| NKE | Buy | NIKE Inccl b | $1,095,000 | +25.1% | 11,165 | +5.6% | 0.06% | +3.7% |
| AGGY | New | WisdomTree Yield Enhanced US Ayield enhancd us | $1,093,000 | – | 20,312 | +100.0% | 0.06% | – |
| ABBV | Buy | AbbVie Inc | $1,035,000 | +76.3% | 10,541 | +36.8% | 0.05% | +47.2% |
| PCM | Sell | PCM Fund Inc | $1,021,000 | +17.6% | 108,338 | -0.9% | 0.05% | 0.0% |
| LQD | New | iShares Iboxx $ Invest Grade Ciboxx inv cp etf | $1,027,000 | – | 7,633 | +100.0% | 0.05% | – |
| BIP | Buy | Brookfield Infrastructure Partlp int unit | $1,013,000 | +25.2% | 24,635 | +9.5% | 0.05% | +4.0% |
| LMT | Sell | Lockheed Martin Corp | $974,000 | -14.1% | 2,670 | -20.2% | 0.05% | -27.5% |
| MSI | Sell | Motorola Solutions Inc | $969,000 | -11.8% | 6,915 | -16.4% | 0.05% | -25.4% |
| STWD | Sell | Starwood Property Trust Inc | $945,000 | -23.4% | 63,176 | -47.5% | 0.05% | -35.5% |
| NFLX | Buy | Netflix Inc | $953,000 | +29.1% | 2,094 | +6.5% | 0.05% | +8.9% |
| ETX | Buy | Eaton Vance Municipal Incm 202 | $936,000 | +2.6% | 45,875 | +0.0% | 0.05% | -14.3% |
| ABT | Buy | Abbott Laboratories | $923,000 | +43.3% | 10,091 | +23.6% | 0.05% | +23.1% |
| AXR | Buy | AMREP Corp | $922,000 | +7.3% | 204,347 | +14.2% | 0.05% | -9.4% |
| NVS | Sell | Novartis AGsponsored adr | $927,000 | -0.9% | 10,613 | -6.4% | 0.05% | -15.8% |
| BABA | Sell | Alibaba Group Holding Incsponsored ads | $907,000 | -5.9% | 4,203 | -15.2% | 0.05% | -20.3% |
| WM | Buy | Waste Management Inc | $878,000 | +76.0% | 8,294 | +53.7% | 0.04% | +45.2% |
| ZBH | Sell | Zimmer Biomet Holdings Inc | $859,000 | +14.4% | 7,195 | -3.2% | 0.04% | -4.3% |
| EW | Buy | Edwards Lifesciences Corp | $847,000 | +28.7% | 12,259 | +251.5% | 0.04% | +10.0% |
| ROK | Sell | Rockwell Automation Inc | $838,000 | +33.2% | 3,935 | -5.6% | 0.04% | +10.3% |
| VCIT | Buy | Vanguard Intermediate-Term Corint-term corp | $842,000 | +147.6% | 8,855 | +126.6% | 0.04% | +104.8% |
| YUM | Sell | Yum! Brands Inc | $811,000 | +23.1% | 9,328 | -2.9% | 0.04% | +5.0% |
| GBAB | Sell | Guggenheim Build America Bonds | $815,000 | -35.8% | 35,022 | -39.3% | 0.04% | -46.2% |
| KMI | Sell | Kinder Morgan Inc | $799,000 | +3.9% | 52,664 | -4.7% | 0.04% | -12.8% |
| RTX | New | Raytheon Technologies Corp | $793,000 | – | 12,874 | +100.0% | 0.04% | – |
| IBM | Sell | International Business Machine | $777,000 | -36.3% | 6,436 | -41.5% | 0.04% | -46.7% |
| CMBS | Buy | iShares Barclays CMBS Bondcmbs etf | $775,000 | +93.3% | 14,115 | +89.2% | 0.04% | +60.0% |
| MNA | Sell | IQ Merger Arbitrage ETFiq mrgr arb etf | $782,000 | -40.8% | 24,792 | -43.5% | 0.04% | -50.6% |
| IWF | Buy | iShares Russell 1000 Growth Inrus 1000 grw etf | $775,000 | +29.8% | 4,035 | +1.8% | 0.04% | +8.1% |
| NEE | Sell | NextEra Energy Inc | $760,000 | -6.4% | 3,163 | -6.2% | 0.04% | -22.0% |
| NSC | Sell | Norfolk Southern Corp | $747,000 | -31.7% | 4,253 | -43.2% | 0.04% | -41.8% |
| TMO | Sell | Thermo Fisher Scientific Inc | $739,000 | +0.1% | 2,039 | -21.7% | 0.04% | -15.6% |
| VTA | Sell | Invesco Dynamic Credit Opportu | $718,000 | -24.0% | 80,712 | -31.9% | 0.04% | -36.2% |
| ACN | Buy | Accenture PLC | $718,000 | +41.6% | 3,346 | +7.8% | 0.04% | +19.4% |
| NVDA | Sell | NVIDIA Corp | $725,000 | +37.1% | 1,907 | -4.9% | 0.04% | +15.6% |
| FCT | Sell | First Trust Senior Floating Ra | $700,000 | -23.4% | 64,299 | -33.1% | 0.04% | -35.7% |
| KKR | KKR & Co Inc | $694,000 | +31.4% | 22,500 | 0.0% | 0.04% | +12.5% | |
| VTI | Buy | Vanguard Total Stock Market ETtotal stk mkt | $693,000 | +30.0% | 4,428 | +7.1% | 0.04% | +9.1% |
| ORCL | Sell | Oracle Corp | $673,000 | +12.2% | 12,172 | -1.9% | 0.04% | -5.4% |
| MDLZ | Sell | Mondelez International Inccl a | $667,000 | -4.0% | 13,040 | -6.0% | 0.03% | -20.9% |
| RNP | New | Cohen & Steers REIT and Prefer | $658,000 | – | 34,434 | +100.0% | 0.03% | – |
| RA | Sell | Brookfield Real Assets Income | $640,000 | +8.5% | 38,410 | -4.4% | 0.03% | -8.3% |
| VUG | Buy | Vanguard Growth ETFgrowth etf | $625,000 | +148.0% | 3,095 | +92.4% | 0.03% | +113.3% |
| BK | Buy | Bank of New York Mellon Co | $614,000 | +15.8% | 15,889 | +1.0% | 0.03% | 0.0% |
| XLF | Buy | Financial Select Sector SPDR Fsbi int-finl | $606,000 | +18.1% | 26,169 | +6.2% | 0.03% | 0.0% |
| VWO | Sell | Vanguard FTSE Emerging Marketsftse emr mkt etf | $593,000 | +15.1% | 14,977 | -2.5% | 0.03% | -3.1% |
| RMT | Sell | Royce Micro Capital Trust Inc | $594,000 | +22.0% | 82,471 | -5.9% | 0.03% | +3.3% |
| IQI | Buy | Invesco Quality Municipal Inco | $595,000 | +3.3% | 49,885 | +1.4% | 0.03% | -11.4% |
| DOCU | Sell | DocuSign Inc | $599,000 | +50.9% | 3,479 | -19.1% | 0.03% | +29.2% |
| GSK | Buy | GlaxoSmithKline PLCsponsored adr | $604,000 | +57.3% | 14,802 | +46.1% | 0.03% | +29.2% |
| VVR | Sell | Invesco Senior Income Trust | $603,000 | -25.0% | 174,286 | -30.2% | 0.03% | -36.7% |
| LRCX | Sell | Lam Research Corp | $578,000 | +33.5% | 1,788 | -0.8% | 0.03% | +11.1% |
| LUV | Sell | Southwest Airlines Co | $586,000 | -94.9% | 17,139 | -94.7% | 0.03% | -95.7% |
| MMM | Buy | 3M Co Com | $567,000 | +36.0% | 3,635 | +18.9% | 0.03% | +11.5% |
| IJR | Sell | iShares Core S&P Small-Cap ETFcore s&p scp etf | $562,000 | -42.5% | 8,236 | -52.7% | 0.03% | -51.7% |
| UNP | Buy | Union Pacific Corp | $557,000 | +37.2% | 3,293 | +14.4% | 0.03% | +16.0% |
| MO | Sell | Altria Group Inc | $568,000 | -6.7% | 14,468 | -8.2% | 0.03% | -21.6% |
| NXRT | Nextpoint Residential Trust | $570,000 | +40.4% | 16,111 | 0.0% | 0.03% | +16.0% | |
| EFA | Sell | iShares MSCI EAFE ETFmsci eafe etf | $543,000 | -8.6% | 8,919 | -19.7% | 0.03% | -22.2% |
| D | Sell | Dominion Energy Inc | $540,000 | +6.3% | 6,648 | -5.5% | 0.03% | -9.7% |
| IIM | Buy | Invesco Value Municipal Income | $543,000 | +4.4% | 37,552 | +2.2% | 0.03% | -12.5% |
| BC | Sell | Brunswick Corp/DE | $551,000 | +40.2% | 8,614 | -22.4% | 0.03% | +16.7% |
| RLJPRA | Sell | RLJ Lodging Trust Pfd 1.95 Srcum conv pfd a | $545,000 | +23.9% | 24,889 | -1.0% | 0.03% | +3.7% |
| AX | Axos Financial Inc | $530,000 | +21.8% | 24,000 | 0.0% | 0.03% | 0.0% | |
| TGT | Buy | Target Corp | $532,000 | +39.3% | 4,438 | +7.9% | 0.03% | +17.4% |
| UTF | New | Cohen & Steers Select Utility | $503,000 | – | 22,797 | +100.0% | 0.03% | – |
| ZBRA | Sell | Zebra Technologies Corpcl a | $499,000 | +24.1% | 1,951 | -10.9% | 0.03% | +4.0% |
| BMY | Sell | Bristol Myers Squibb Co | $504,000 | -47.6% | 8,574 | -50.2% | 0.03% | -55.9% |
| RQI | New | Cohen & Steers Quality Income | $501,000 | – | 45,858 | +100.0% | 0.03% | – |
| WFC | Sell | Wells Fargo & Co | $503,000 | -11.8% | 19,633 | -1.2% | 0.03% | -25.7% |
| ADBE | Buy | Adobe Systems Inc | $498,000 | +104.1% | 1,145 | +49.3% | 0.03% | +73.3% |
| NEA | Nuveen Amt-Free Municipal Inco | $483,000 | +2.8% | 34,719 | 0.0% | 0.02% | -13.8% | |
| EPD | Sell | Enterprise Products Partners L | $492,000 | +10.6% | 27,103 | -12.9% | 0.02% | -7.4% |
| PFN | Sell | PIMCO Income Strategy Fund II | $484,000 | +9.3% | 55,607 | -4.9% | 0.02% | -7.4% |
| XLY | Sell | Consumer Discretionary Selectsbi cons discr | $471,000 | +24.3% | 3,688 | -4.7% | 0.02% | +4.3% |
| VCSH | Sell | Vanguard Short Term Corporateshrt trm corp bd | $470,000 | -30.7% | 5,691 | -33.6% | 0.02% | -42.9% |
| PPR | Sell | Voya Prime Rate Trustsh ben int | $471,000 | -35.1% | 115,674 | -40.9% | 0.02% | -45.5% |
| WWD | Sell | Woodward Inc | $465,000 | +30.3% | 6,001 | -0.2% | 0.02% | +9.1% |
| EMR | Sell | Emerson Electric Co | $451,000 | +17.1% | 7,270 | -10.0% | 0.02% | -4.2% |
| IWR | Sell | iShares Russell Mid Cap Indexrus mid cap etf | $424,000 | +20.8% | 7,919 | -2.7% | 0.02% | 0.0% |
| UTG | Reaves Utility Income Fund | $435,000 | +5.1% | 14,404 | 0.0% | 0.02% | -12.0% | |
| IJH | New | Ishares Core S&P Mcp Etfcore s&p mcp etf | $401,000 | – | 2,256 | +100.0% | 0.02% | – |
| HYG | New | iShares Iboxx High Yield Corpoiboxx hi yd etf | $398,000 | – | 4,880 | +100.0% | 0.02% | – |
| UL | Sell | Unilever PLCspon adr new | $398,000 | -39.7% | 7,258 | -44.4% | 0.02% | -47.5% |
| PML | PIMCO Municipal Income Fund II | $411,000 | +6.2% | 30,591 | 0.0% | 0.02% | -12.5% | |
| EFAV | Buy | iShares Edge MSCI Min Vol EAFEmin vol eafe etf | $400,000 | +8.1% | 6,056 | +1.6% | 0.02% | -8.7% |
| MFL | Sell | BlackRock MuniHoldings Investm | $410,000 | -56.1% | 31,704 | -55.6% | 0.02% | -63.2% |
| ISRG | Buy | Intuitive Surgical Inc | $405,000 | +20.2% | 710 | +4.1% | 0.02% | 0.0% |
| XLK | New | Technology Select Sector SPDRtechnology | $383,000 | – | 3,661 | +100.0% | 0.02% | – |
| TPYP | Tortoise North American Pipelitortoise nram pi | $381,000 | +21.7% | 23,060 | 0.0% | 0.02% | +5.3% | |
| OCSI | Buy | Oaktree Strategic Income Corp | $372,000 | +15.9% | 58,720 | +1.3% | 0.02% | -5.0% |
| PDI | Buy | PIMCO Dynamic Income Fund | $378,000 | +50.6% | 15,301 | +34.7% | 0.02% | +26.7% |
| EFT | Sell | Eaton Vance Floating-Rate Inco | $352,000 | -47.1% | 30,874 | -52.5% | 0.02% | -56.1% |
| AWK | Sell | American Water Works Co Inc | $348,000 | +5.8% | 2,702 | -1.9% | 0.02% | -10.0% |
| CI | Sell | Cigna Corp | $358,000 | -2.7% | 1,908 | -8.2% | 0.02% | -21.7% |
| SNLN | Sell | Highland/iBoxx Senior Loan ETFhi ld iboxx srln | $340,000 | -42.0% | 21,600 | -43.0% | 0.02% | -50.0% |
| NVG | Buy | Nuveen Enhanced AMT-Free Muni | $340,000 | +11.1% | 22,273 | +6.8% | 0.02% | -5.3% |
| O | Buy | Realty Income Corp | $342,000 | +35.2% | 5,750 | +13.4% | 0.02% | +12.5% |
| SPDW | SPDR Portfolio World ex US ETFportfolio devlpd | $342,000 | +15.5% | 12,382 | 0.0% | 0.02% | 0.0% | |
| VEA | New | Vanguard FTSE Developed Marketftse dev mkt etf | $347,000 | – | 8,946 | +100.0% | 0.02% | – |
| KEYS | Buy | Keysight Technologies Inc | $336,000 | +24.0% | 3,335 | +2.8% | 0.02% | 0.0% |
| PCAR | Sell | PACCAR Inc | $324,000 | +17.0% | 4,325 | -4.4% | 0.02% | 0.0% |
| IWD | Sell | iShares Russell 1000 Value Indrus 1000 val etf | $331,000 | -6.0% | 2,942 | -17.0% | 0.02% | -22.7% |
| SUB | Sell | iShares S&P S/T Nationall AMT-shrt nat mun etf | $335,000 | -21.0% | 3,110 | -22.0% | 0.02% | -34.6% |
| SYY | Sell | Sysco Corp | $328,000 | +18.4% | 5,992 | -1.4% | 0.02% | 0.0% |
| EA | Sell | Electronic Arts Inc | $312,000 | +8.3% | 2,364 | -17.8% | 0.02% | -11.1% |
| JPC | Buy | Nuveen Preferred Income Opport | $318,000 | +12.4% | 38,623 | +0.1% | 0.02% | -5.9% |
| DLTR | New | Dollar Tree Inc | $314,000 | – | 3,389 | +100.0% | 0.02% | – |
| NAD | Sell | Nuveen Quality Municipal Incom | $318,000 | -3.0% | 22,650 | -5.0% | 0.02% | -20.0% |
| FLOT | Sell | iShares Floating Rate Bond Funfltg rate nt etf | $304,000 | -0.3% | 6,013 | -4.0% | 0.02% | -15.8% |
| EEM | Buy | iShares MSCI Emerging Marketsmsci emg mkt etf | $311,000 | +51.0% | 7,773 | +29.0% | 0.02% | +23.1% |
| ALGN | Sell | Align Technology Inc | $316,000 | -94.8% | 1,152 | -96.7% | 0.02% | -95.7% |
| USFR | New | WisdomTree Floating Rate Treasfloatng rat trea | $306,000 | – | 12,163 | +100.0% | 0.02% | – |
| SCHX | Sell | Schwab Large Cap Blend - ETFus lrg cap etf | $307,000 | -76.9% | 4,139 | -80.9% | 0.02% | -80.2% |
| WMB | Sell | Williams Companies Inc | $303,000 | -36.9% | 15,927 | -53.1% | 0.02% | -44.8% |
| RSG | Sell | Republic Services Inc | $304,000 | +1.7% | 3,707 | -6.9% | 0.02% | -11.1% |
| SCHV | Sell | Schwab U.S. Large-Cap Value ETus lcap va etf | $284,000 | +8.4% | 5,671 | -4.3% | 0.02% | -6.2% |
| CDW | New | CDW Corp/DE | $285,000 | – | 2,450 | +100.0% | 0.02% | – |
| GIS | Buy | General Mills Inc | $291,000 | +26.0% | 4,728 | +8.1% | 0.02% | +7.1% |
| AGGP | Sell | IQ Enhanced Core Plus Bond USiq ench cor pl | $284,000 | -64.4% | 14,253 | -64.3% | 0.02% | -69.4% |
| BX | Sell | Blackstone Group LP | $283,000 | -10.7% | 5,000 | -28.1% | 0.02% | -21.1% |
| MMC | Sell | Marsh & McLennan Cos Inc | $295,000 | -52.6% | 2,748 | -61.8% | 0.02% | -60.5% |
| SDY | Buy | SPDR S&P Dividend ETFs&p divid etf | $273,000 | +24.7% | 2,995 | +9.2% | 0.01% | +7.7% |
| RSP | New | Invesco S&P 500 Equal Weight Es&p500 eql wgt | $270,000 | – | 2,649 | +100.0% | 0.01% | – |
| DHR | Sell | Danaher Corp | $273,000 | +25.8% | 1,543 | -1.5% | 0.01% | +7.7% |
| VTV | New | Vanguard Value ETFvalue etf | $275,000 | – | 2,758 | +100.0% | 0.01% | – |
| GSSC | New | Goldman Sachs ActiveBeta US Smactivebeta us | $274,000 | – | 6,826 | +100.0% | 0.01% | – |
| DGRW | New | WisdomTree U.S. Quality Divideus qtly div grt | $267,000 | – | 5,868 | +100.0% | 0.01% | – |
| SRE | Sell | Sempra Energy | $275,000 | -30.4% | 2,345 | -32.9% | 0.01% | -41.7% |
| MCK | Sell | McKesson Corp | $266,000 | -32.5% | 1,734 | -40.5% | 0.01% | -41.7% |
| LLY | New | Eli Lilly & Co | $266,000 | – | 1,619 | +100.0% | 0.01% | – |
| DSI | Buy | iShares MSCI KLD 400 Social Idmsci kld400 soc | $274,000 | +35.6% | 2,323 | +12.2% | 0.01% | +16.7% |
| C | Sell | Citigroup Inc | $274,000 | +15.1% | 5,363 | -4.9% | 0.01% | -6.7% |
| CAT | Sell | Caterpillar Inc | $269,000 | -10.9% | 2,129 | -18.3% | 0.01% | -26.3% |
| CHTR | Sell | Charter Communications Inccl a | $266,000 | +12.7% | 522 | -3.5% | 0.01% | 0.0% |
| ICF | New | iShares Cohen & Steers Realtycohen steer reit | $248,000 | – | 2,461 | +100.0% | 0.01% | – |
| ZTS | New | Zoetis Inc.cl a | $250,000 | – | 1,825 | +100.0% | 0.01% | – |
| ATVI | Sell | Activision Blizzard Inc | $261,000 | -4.4% | 3,439 | -25.2% | 0.01% | -23.5% |
| RHI | Sell | Robert Half International Inc | $259,000 | -21.8% | 4,900 | -44.1% | 0.01% | -35.0% |
| ERC | Sell | Wells Fargo Multi-Sector Incom | $247,000 | -8.5% | 22,457 | -20.0% | 0.01% | -23.5% |
| RLI | RLI Corp | $261,000 | -6.8% | 3,183 | 0.0% | 0.01% | -23.5% | |
| ALL | Sell | Allstate Corp | $224,000 | -55.2% | 2,311 | -57.6% | 0.01% | -61.3% |
| PTY | PIMCO Corporate & Income Oppor | $231,000 | +20.3% | 14,896 | 0.0% | 0.01% | 0.0% | |
| PAYX | New | Paychex Inc | $234,000 | – | 3,087 | +100.0% | 0.01% | – |
| OCSL | Oaktree Specialty Lending Corp | $241,000 | +37.7% | 53,880 | 0.0% | 0.01% | +9.1% | |
| SCHD | New | Schwab US Dividend Equity ETFus dividend eq | $230,000 | – | 4,443 | +100.0% | 0.01% | – |
| NID | Nuveen Intermediate Duration M | $231,000 | +1.8% | 17,504 | 0.0% | 0.01% | -14.3% | |
| SHW | New | Sherwin-Williams Co/The | $232,000 | – | 402 | +100.0% | 0.01% | – |
| KMB | Sell | Kimberly-Clark Corp | $230,000 | -0.4% | 1,625 | -10.0% | 0.01% | -14.3% |
| SNPS | New | Synopsys Inc | $224,000 | – | 1,147 | +100.0% | 0.01% | – |
| TLFA | Sell | Tandy Leather Factory Inc | $234,000 | -35.2% | 70,103 | -30.1% | 0.01% | -45.5% |
| DVY | Sell | iShares DJ Select Dividend Indselect divid etf | $231,000 | -0.4% | 2,864 | -9.3% | 0.01% | -14.3% |
| BIV | Vanguard Intermediate-Term Bonintermed term | $224,000 | +4.2% | 2,405 | 0.0% | 0.01% | -7.7% | |
| GBCI | Sell | Glacier Bancorp Inc | $237,000 | -28.4% | 6,724 | -30.9% | 0.01% | -40.0% |
| FIS | Sell | Fidelity National Information | $237,000 | -4.4% | 1,766 | -13.3% | 0.01% | -20.0% |
| ECL | New | Ecolab Inc | $232,000 | – | 1,168 | +100.0% | 0.01% | – |
| AMAT | Sell | Applied Materials Inc | $240,000 | +7.6% | 3,964 | -18.4% | 0.01% | -14.3% |
| AFIN | Sell | American Finance Trust Inc ClA | $239,000 | -4.8% | 30,103 | -25.0% | 0.01% | -20.0% |
| LIN | Sell | Linde PLC | $238,000 | -53.4% | 1,123 | -62.0% | 0.01% | -61.3% |
| NLY | Sell | Annaly Capital Management Inc | $206,000 | +28.0% | 31,472 | -0.8% | 0.01% | +10.0% |
| NZF | Sell | Nuveen Enhanced Municipal Cred | $211,000 | -15.9% | 14,303 | -19.7% | 0.01% | -26.7% |
| GE | Sell | General Electric Co | $207,000 | -53.7% | 30,355 | -46.0% | 0.01% | -59.3% |
| VMO | Sell | Invesco Municipal Opportunity | $222,000 | -11.2% | 18,753 | -14.1% | 0.01% | -26.7% |
| DIAL | New | Columbia Diversified Fixed Incdiversifid fxd | $205,000 | – | 9,702 | +100.0% | 0.01% | – |
| CL | New | Colgate-Palmolive Co | $221,000 | – | 3,014 | +100.0% | 0.01% | – |
| CSII | Cardiovascular Systems Inc | $207,000 | -10.4% | 6,550 | 0.0% | 0.01% | -21.4% | |
| ORLY | Sell | O'Reilly Automotive Inc | $216,000 | -55.3% | 512 | -68.1% | 0.01% | -63.3% |
| SNY | New | Sanofisponsored adr | $211,000 | – | 4,134 | +100.0% | 0.01% | – |
| IWM | Sell | iShares Russell 2000 Index Funrussell 2000 etf | $209,000 | -44.9% | 1,457 | -56.0% | 0.01% | -52.2% |
| PNC | New | PNC Financial Services Group I | $207,000 | – | 1,971 | +100.0% | 0.01% | – |
| IVW | New | iShares S&P 500 Barra Growth Is&p 500 grwt etf | $203,000 | – | 977 | +100.0% | 0.01% | – |
| SYK | New | Stryker Corp | $200,000 | – | 1,111 | +100.0% | 0.01% | – |
| JRI | Sell | Nuveen Real Asset Income and G | $193,000 | -20.2% | 16,529 | -32.6% | 0.01% | -33.3% |
| NIQ | Nuveen Intermediate Duration Q | $181,000 | +6.5% | 12,771 | 0.0% | 0.01% | -10.0% | |
| IAG | New | IAMGOLD Corp | $176,000 | – | 44,665 | +100.0% | 0.01% | – |
| ARCC | New | Ares Capital Corp | $170,000 | – | 11,771 | +100.0% | 0.01% | – |
| JPS | Sell | Nuveen Quality Preferred Incom | $151,000 | +4.1% | 17,843 | -10.8% | 0.01% | -11.1% |
| WIW | Western Asset/Claymore US Trea | $149,000 | +14.6% | 13,553 | 0.0% | 0.01% | 0.0% | |
| NOV | Buy | National Oilwell Varco Inc | $145,000 | +31.8% | 11,838 | +6.2% | 0.01% | 0.0% |
| TRX | Tanzanian Gold Corp | $104,000 | +73.3% | 117,371 | 0.0% | 0.01% | +25.0% | |
| BKT | Sell | Blackrock Income Trust | $100,000 | -62.3% | 16,229 | -64.8% | 0.01% | -68.8% |
| HPE | New | Hewlett Packard Enterprise Com | $100,000 | – | 10,305 | +100.0% | 0.01% | – |
| GGN | GAMCO Global Gold Natural Reso | $74,000 | +25.4% | 21,545 | 0.0% | 0.00% | 0.0% | |
| CHW | Calamos Global Dynamic Income | $73,000 | +28.1% | 10,000 | 0.0% | 0.00% | +33.3% | |
| F | Sell | Ford Motor Co | $62,000 | +12.7% | 10,182 | -10.2% | 0.00% | 0.0% |
| ESGC | Sell | Eros International PLC | $57,000 | +62.9% | 17,945 | -16.3% | 0.00% | +50.0% |
| PSEC | Prospect Capital Corp | $66,000 | +20.0% | 12,947 | 0.0% | 0.00% | 0.0% | |
| OXSQ | Oxford Square Capital Corp | $28,000 | +7.7% | 10,126 | 0.0% | 0.00% | -50.0% | |
| GSAT | Exit | Globalstar Inc | $0 | – | -10,000 | -100.0% | 0.00% | – |
| FAX | Exit | Aberdeen Asia Pacific Income F | $0 | – | -10,095 | -100.0% | -0.00% | – |
| BPR | Exit | Brookfield Property REIT Inccl a | $0 | – | -10,812 | -100.0% | -0.01% | – |
| SLB | Exit | Schlumberger Ltd | $0 | – | -10,183 | -100.0% | -0.01% | – |
| ET | Exit | Energy Transfer LP | $0 | – | -30,613 | -100.0% | -0.01% | – |
| OXY | Exit | Occidental Petroleum Corp | $0 | – | -14,490 | -100.0% | -0.01% | – |
| AMLP | Exit | Alerian MLP ETFalerian mlp | $0 | – | -58,509 | -100.0% | -0.01% | – |
| VGLT | Exit | Vanguard Long-Term Govt Bd Idxlong term treas | $0 | – | -2,000 | -100.0% | -0.01% | – |
| IWN | Exit | iShares Russell 2000 Value Indrus 2000 val etf | $0 | – | -2,641 | -100.0% | -0.01% | – |
| SHYG | Exit | iShares 0-5 Year High Yield Co0-5yr hi yl cp | $0 | – | -5,710 | -100.0% | -0.01% | – |
| SCHF | Exit | Schwab Int'l Large Cap Equity - ETFintl eqty etf | $0 | – | -10,404 | -100.0% | -0.02% | – |
| POPE | Exit | Pope Resources A Delaware LPdepositry rcpt | $0 | – | -3,366 | -100.0% | -0.02% | – |
| UTX | Exit | United Technologies Corp | $0 | – | -3,454 | -100.0% | -0.02% | – |
| HAIN | Exit | Hain Celestial Group Inc/The | $0 | – | -12,511 | -100.0% | -0.02% | – |
| BUD | Exit | Anheuser-Busch InBev NV ADRsponsored adr | $0 | – | -7,301 | -100.0% | -0.02% | – |
| TEI | Exit | Templeton Emerging Markets Inc | $0 | – | -55,600 | -100.0% | -0.02% | – |
| PCEF | Exit | Invesco CEF Income Composite E | $0 | – | -24,976 | -100.0% | -0.03% | – |
| LBTYK | Exit | Liberty Global PLC | $0 | – | -28,802 | -100.0% | -0.03% | – |
| RTN | Exit | Raytheon Co | $0 | – | -4,087 | -100.0% | -0.03% | – |
| TYG | Exit | Tortoise Energy Infrastructure | $0 | – | -264,586 | -100.0% | -0.04% | – |
| LBTYA | Exit | Liberty Global PLC | $0 | – | -42,784 | -100.0% | -0.04% | – |
| AGN | Exit | Allergan PLC | $0 | – | -4,450 | -100.0% | -0.05% | – |
| CTO | Exit | Consolidated Tomoka Land Co | $0 | – | -20,523 | -100.0% | -0.06% | – |
| BIDU | Exit | Baidu Incspon adr rep a | $0 | – | -28,356 | -100.0% | -0.18% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 17.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.9% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 3.9% |
| PHILIP MORRIS INTL INC | 42 | Q3 2023 | 3.8% |
| Walt Disney Co/The | 42 | Q3 2023 | 3.0% |
| Johnson & Johnson Com | 42 | Q3 2023 | 4.6% |
| PFIZER INC | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| BlackRock Inc Co | 42 | Q3 2023 | 2.5% |
| QUALCOMM INC | 42 | Q3 2023 | 3.7% |
View FIRST FOUNDATION ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TANDY LEATHER FACTORY INC | August 04, 2023 | 826,712 | 10.0% |
| VIDLER WATER RESOURCES, INC. | August 16, 2021 | 914,315 | 5.0% |
| PICO HOLDINGS INC /NEW | November 12, 2020 | 933,765 | 5.0% |
| PCM FUND, INC. | February 14, 2018 | 571,013 | 4.9% |
| Rexford Industrial Realty, Inc. | June 13, 2016 | 2,588,423 | 4.7% |
View FIRST FOUNDATION ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| SC 13D | 2023-08-04 |
| SC 13D | 2023-05-25 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
View FIRST FOUNDATION ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.