$1.63 Billion is the total value of FIRST FOUNDATION ADVISORS's 382 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 20.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Buy | Microsoft Corp | $202,291,000 | +1.4% | 1,282,677 | +1.4% | 12.40% | +25.6% |
| FB | Buy | Facebook Inccl a | $144,819,000 | -18.0% | 868,217 | +0.9% | 8.87% | +1.5% |
| IAU | Buy | iShares Gold Trustishares | $84,419,000 | +19.6% | 5,601,799 | +15.1% | 5.17% | +48.1% |
| GOOG | Buy | Alphabet Inc Class Ccap stk cl c | $77,291,000 | -11.8% | 66,469 | +1.4% | 4.74% | +9.2% |
| AMZN | Buy | Amazon.com Inc | $49,264,000 | +9.9% | 25,267 | +4.2% | 3.02% | +36.1% |
| VER | Buy | Vereit Inc | $43,820,000 | -39.6% | 8,961,186 | +14.2% | 2.68% | -25.2% |
| BRKB | Sell | Berkshire Hathaway Inc Cl Bcl b new | $43,597,000 | -32.8% | 238,461 | -16.7% | 2.67% | -16.7% |
| DIS | Buy | Walt Disney Co | $39,154,000 | -31.7% | 405,320 | +2.3% | 2.40% | -15.4% |
| MA | Buy | Mastercard Inccl a | $38,204,000 | +0.9% | 158,155 | +24.7% | 2.34% | +25.0% |
| GLPI | Gaming & Leisure Properties | $27,170,000 | -35.6% | 980,525 | 0.0% | 1.66% | -20.3% | |
| AAPL | Buy | Apple Inc | $26,627,000 | +33.9% | 104,712 | +54.7% | 1.63% | +65.9% |
| CRM | Buy | salesforce.com Inc | $25,370,000 | +12.1% | 176,207 | +26.7% | 1.56% | +38.8% |
| MDT | Sell | Medtronic PLC | $25,216,000 | -23.5% | 279,621 | -3.8% | 1.54% | -5.3% |
| PM | Buy | Philip Morris International In | $24,511,000 | +10.7% | 335,949 | +29.2% | 1.50% | +37.2% |
| LOW | Buy | Lowe's Companies Inc | $23,746,000 | -27.1% | 275,960 | +1.4% | 1.46% | -9.7% |
| PFE | Sell | Pfizer Inc | $21,766,000 | -17.7% | 666,854 | -1.2% | 1.33% | +2.0% |
| JPM | Buy | JPMorgan Chase & Co | $18,519,000 | -34.3% | 205,694 | +1.7% | 1.14% | -18.7% |
| V | Buy | Visa Inc | $17,266,000 | -12.0% | 107,160 | +2.7% | 1.06% | +9.0% |
| REET | New | iShares Global REIT ETFglobal reit etf | $16,747,000 | – | 874,519 | +100.0% | 1.03% | – |
| IQV | Buy | IQVIA Holdings Inc | $16,726,000 | -26.5% | 155,076 | +5.2% | 1.02% | -9.1% |
| BAM | Buy | Brookfield Asset Management Incl a ltd vt sh | $16,622,000 | +1.6% | 375,637 | +32.7% | 1.02% | +25.8% |
| UPS | Sell | United Parcel Service Inccl b | $16,444,000 | -55.0% | 176,019 | -43.6% | 1.01% | -44.3% |
| BLK | Sell | BlackRock Inc | $15,598,000 | -15.7% | 35,452 | -3.6% | 0.96% | +4.5% |
| GS | Sell | Goldman Sachs Group Inc | $14,597,000 | -33.2% | 94,421 | -0.7% | 0.89% | -17.4% |
| MLM | Buy | Martin Marietta Materials Inc | $14,467,000 | -32.1% | 76,451 | +0.4% | 0.89% | -15.9% |
| ENB | Buy | Enbridge Inc | $14,126,000 | +10.1% | 485,591 | +50.6% | 0.87% | +36.4% |
| LBRDK | Sell | Liberty Broadband Corp Com Cl | $14,107,000 | -29.6% | 127,410 | -20.0% | 0.86% | -12.8% |
| BLL | Sell | Ball Corp | $13,777,000 | -2.7% | 213,074 | -2.7% | 0.84% | +20.4% |
| ABC | Buy | AmerisourceBergen Corp | $13,086,000 | +6.6% | 147,862 | +2.4% | 0.80% | +32.1% |
| IVV | Sell | iShares S&P 500 Index Fundcore s&p500 etf | $12,478,000 | -46.6% | 48,291 | -33.2% | 0.76% | -33.8% |
| QCOM | Buy | QUALCOMM Inc | $12,418,000 | -15.8% | 183,563 | +9.8% | 0.76% | +4.2% |
| BKNG | Buy | Booking Holdings Inc | $12,300,000 | -34.4% | 9,143 | +0.1% | 0.75% | -18.8% |
| REXR | Sell | Rexford Industrial Realty Inc | $12,108,000 | -18.4% | 295,240 | -9.2% | 0.74% | +1.1% |
| SPY | Sell | SPDR S&P 500 ETF Unit Trusttr unit | $12,014,000 | -30.6% | 46,611 | -13.3% | 0.74% | -14.0% |
| LUV | Buy | Southwest Airlines Co | $11,479,000 | -7.6% | 322,356 | +40.0% | 0.70% | +14.3% |
| UNH | Sell | UnitedHealth Group Inc | $10,950,000 | -16.1% | 43,910 | -1.1% | 0.67% | +3.9% |
| TXN | Buy | Texas Instruments Inc | $9,806,000 | -16.5% | 98,125 | +7.2% | 0.60% | +3.4% |
| ANTM | Buy | Anthem Inc | $9,350,000 | -23.0% | 41,184 | +2.5% | 0.57% | -4.7% |
| SONY | Sell | Sony Corp ADRsponsored adr | $8,909,000 | -44.0% | 150,550 | -35.7% | 0.55% | -30.7% |
| SBUX | Buy | Starbucks Corp | $8,829,000 | +262.3% | 134,303 | +384.6% | 0.54% | +347.1% |
| TJX | Buy | TJX Companies Inc | $8,426,000 | +1514.2% | 176,233 | +1962.4% | 0.52% | +1884.6% |
| LUMN | Buy | CenturyLink Inc | $7,819,000 | -27.0% | 826,515 | +2.0% | 0.48% | -9.6% |
| PICO | Sell | PICO Holdings Inc | $7,701,000 | -30.3% | 989,826 | -0.3% | 0.47% | -13.6% |
| CMF | Buy | iShares S&P California Municipcalif mun bd etf | $7,496,000 | +0.2% | 123,856 | +1.3% | 0.46% | +24.1% |
| NCA | Buy | Nuveen CA Muni Value Fund | $7,036,000 | -5.2% | 703,603 | +0.9% | 0.43% | +17.4% |
| LENB | Sell | Lennar Corp Cl Bcl b | $7,003,000 | -36.9% | 242,152 | -2.5% | 0.43% | -21.9% |
| CMCSA | Buy | Comcast Corpcl a | $6,973,000 | +982.8% | 202,813 | +1315.6% | 0.43% | +1234.4% |
| UBER | Buy | Uber Technologies Inc | $6,354,000 | +6.5% | 227,562 | +13.5% | 0.39% | +31.9% |
| ALGN | Buy | Align Technology Inc | $6,091,000 | -32.8% | 35,018 | +7.8% | 0.37% | -16.7% |
| TSI | Buy | TCW Strategic Income Fund Inc | $5,574,000 | -9.8% | 1,078,271 | +0.7% | 0.34% | +11.8% |
| NAC | Buy | Nuveen California Quality Muni | $5,471,000 | -6.7% | 399,617 | +1.5% | 0.34% | +15.5% |
| KMX | Buy | CarMax Inc | $5,226,000 | -12.9% | 97,080 | +41.8% | 0.32% | +7.7% |
| IEFA | Sell | iShares Core MSCI EAFE ETFcore msci eafe | $5,014,000 | -28.2% | 100,501 | -6.1% | 0.31% | -11.0% |
| ARE | Buy | Alexandria Real Estate Equitie | $4,915,000 | -13.5% | 35,857 | +1.9% | 0.30% | +7.1% |
| VOO | Buy | Vanguard S&P 500 ETF | $4,894,000 | -18.7% | 20,667 | +1.5% | 0.30% | +0.7% |
| JNJ | Sell | Johnson & Johnson | $4,786,000 | -15.6% | 36,495 | -6.1% | 0.29% | +4.3% |
| GILD | Buy | Gilead Sciences Inc | $4,769,000 | +19.2% | 63,790 | +3.6% | 0.29% | +47.5% |
| BRKA | Buy | Berkshire Hathaway CL Acl a | $4,624,000 | -2.7% | 17 | +21.4% | 0.28% | +20.4% |
| GOOGL | Buy | Alphabet Inc Class Acap stk cl a | $4,572,000 | -11.2% | 3,935 | +2.3% | 0.28% | +9.8% |
| BBN | Sell | BlackRock Taxable Municipal Bo | $4,568,000 | -30.8% | 209,537 | -22.7% | 0.28% | -14.4% |
| BHK | Buy | BlackRock Core Bond Trust | $4,429,000 | +5.9% | 334,781 | +16.7% | 0.27% | +30.9% |
| MUC | Buy | BlackRock MuniHoldings Califor | $4,316,000 | -3.5% | 323,746 | +1.3% | 0.26% | +19.5% |
| LYFT | Buy | Lyft Inc | $4,146,000 | -30.0% | 154,428 | +12.1% | 0.25% | -13.3% |
| NBB | Buy | Nuveen Build America Bond Fund | $4,125,000 | -5.3% | 215,406 | +8.0% | 0.25% | +17.1% |
| WFCPRL | Sell | Wells Fargo & Co New Perp Pfdperp pfd cnv a | $3,906,000 | -12.6% | 3,066 | -0.6% | 0.24% | +8.1% |
| CVX | Buy | Chevron Corp | $3,838,000 | -34.8% | 52,972 | +8.5% | 0.24% | -19.2% |
| NRGX | Buy | PIMCO Energy & Tactical Credit | $3,556,000 | -67.1% | 662,219 | +1.0% | 0.22% | -59.3% |
| GSLC | Buy | Goldman Sachs ActiveBeta U.S.activebeta us lg | $3,505,000 | +7.4% | 67,157 | +33.1% | 0.22% | +33.5% |
| KYN | Buy | Kayne Anderson MLP/Midstream I | $3,409,000 | -72.8% | 939,154 | +4.4% | 0.21% | -66.3% |
| HON | Sell | Honeywell International Inc | $3,364,000 | -27.0% | 25,147 | -3.4% | 0.21% | -9.6% |
| DBL | Buy | Doubleline Opportunistic Credi | $3,297,000 | -1.7% | 192,821 | +18.7% | 0.20% | +21.7% |
| TOTL | Sell | DoubleLine Total Return Tacticspdr tr tactic | $3,266,000 | -2.3% | 68,101 | -0.2% | 0.20% | +21.2% |
| CEV | Buy | Eaton Vance California Municipsh ben int | $3,217,000 | +1.5% | 241,726 | +2.8% | 0.20% | +25.5% |
| BFZ | Buy | BlackRock California Municipalsh ben int | $3,005,000 | -3.2% | 236,804 | +3.5% | 0.18% | +19.5% |
| PG | Buy | Procter & Gamble Co | $2,954,000 | +29.2% | 26,850 | +46.7% | 0.18% | +60.2% |
| COST | Buy | Costco Wholesale Corp | $2,919,000 | +24.6% | 10,237 | +28.4% | 0.18% | +54.3% |
| FWONA | Buy | Liberty Media Corp-Liberty For | $2,916,000 | -40.6% | 112,938 | +0.7% | 0.18% | -26.3% |
| BTT | Buy | BlackRock Municipal 2030 Targe | $2,872,000 | -4.1% | 126,611 | +2.3% | 0.18% | +18.9% |
| BIDU | Buy | Baidu Incspon adr rep a | $2,858,000 | -2.8% | 28,356 | +21.9% | 0.18% | +20.7% |
| OPP | Buy | RiverNorth/DoubleLine Strategi | $2,843,000 | +28.2% | 222,118 | +64.5% | 0.17% | +58.2% |
| EVV | Buy | Eaton Vance Limited Duration I | $2,836,000 | -16.6% | 268,297 | +4.5% | 0.17% | +3.6% |
| PCI | Sell | PIMCO Dynamic Credit and Mortg | $2,822,000 | -40.9% | 167,793 | -11.5% | 0.17% | -26.7% |
| AGG | Sell | iShares Core U.S. Aggregate Bocore us aggbd et | $2,830,000 | -59.2% | 24,528 | -60.3% | 0.17% | -49.6% |
| MCA | Buy | BlackRock MuniYield California | $2,768,000 | -1.9% | 204,613 | +3.0% | 0.17% | +21.4% |
| LRGF | Sell | iShares Edge MSCI Multifactormultifactor usa | $2,781,000 | -40.4% | 105,153 | -22.4% | 0.17% | -26.4% |
| VNQ | Sell | Vanguard REIT ETFreal estate etf | $2,758,000 | -42.6% | 39,479 | -23.8% | 0.17% | -29.0% |
| NKX | Buy | Nuveen California AMT-Free Qua | $2,684,000 | -2.1% | 189,572 | +5.2% | 0.16% | +20.6% |
| EIM | Buy | Eaton Vance Municipal Bond Fun | $2,635,000 | -0.6% | 211,157 | +2.6% | 0.16% | +22.9% |
| MINT | Sell | PIMCO Enhanced Short Maturityenhan shrt ma ac | $2,618,000 | -5.2% | 26,450 | -2.7% | 0.16% | +16.8% |
| BTZ | Sell | BlackRock Credit Allocation In | $2,579,000 | -34.3% | 221,184 | -21.2% | 0.16% | -18.6% |
| VO | Buy | Vanguard Mid Cap ETFmid cap etf | $2,572,000 | -24.7% | 19,536 | +1.9% | 0.16% | -6.5% |
| MCD | Sell | McDonald's Corp | $2,529,000 | -26.3% | 15,292 | -11.9% | 0.16% | -8.8% |
| GLD | Sell | SPDR Gold Trust | $2,497,000 | -74.2% | 16,867 | -75.1% | 0.15% | -68.1% |
| IEMG | Sell | iShares Core MSCI Emerging Markets ETFcore msci emkt | $2,496,000 | -47.2% | 61,668 | -29.9% | 0.15% | -34.6% |
| MYC | Buy | BlackRock MuniYield California | $2,503,000 | -2.2% | 189,190 | +4.4% | 0.15% | +20.5% |
| HD | Sell | Home Depot Inc | $2,426,000 | -15.7% | 12,994 | -1.4% | 0.15% | +4.9% |
| MMT | Buy | MFS Multi-Marketsh ben int | $2,411,000 | -16.5% | 479,248 | +1.6% | 0.15% | +3.5% |
| JQC | Sell | Nuveen Credit Strategies Incom | $2,402,000 | -44.1% | 423,571 | -24.3% | 0.15% | -30.7% |
| XOM | Buy | Exxon Mobil Corp | $2,404,000 | -20.9% | 63,311 | +45.3% | 0.15% | -2.0% |
| VCV | Buy | Invesco Van Kampen CA Value Mu | $2,376,000 | -9.7% | 209,690 | +2.2% | 0.15% | +12.3% |
| DD | Sell | DuPont de Nemours Inc | $2,310,000 | -87.0% | 67,742 | -75.6% | 0.14% | -83.9% |
| NBW | Buy | Neuberger Berman CA Interm Mu | $2,229,000 | -0.0% | 169,502 | +6.0% | 0.14% | +24.5% |
| FISV | Buy | Fiserv Inc | $2,195,000 | +65.4% | 23,112 | +101.4% | 0.14% | +104.5% |
| DEO | Buy | Diageo PLC ADRspon adr new | $2,150,000 | -16.9% | 16,912 | +10.0% | 0.13% | +3.1% |
| FRA | Buy | BlackRock Floating Rate Income | $2,153,000 | -23.0% | 215,063 | +3.4% | 0.13% | -4.3% |
| BLW | Buy | BlackRock Limited Duration Inc | $2,128,000 | -15.4% | 168,632 | +9.9% | 0.13% | +4.8% |
| T | Buy | AT&T Inc | $2,008,000 | -1.6% | 68,884 | +32.0% | 0.12% | +21.8% |
| ITOT | Sell | iShares Core S&P Total US Stoccore s&p ttl stk | $2,000,000 | -30.7% | 34,963 | -11.9% | 0.12% | -14.0% |
| TPL | New | Texas Pacific Land Trustsub ctf prop i t | $1,914,000 | – | 5,036 | +100.0% | 0.12% | – |
| VRIG | Sell | Invesco Variable Rate Investmevar rate invt | $1,915,000 | -11.6% | 84,204 | -3.0% | 0.12% | +9.3% |
| GII | Sell | SPDR S&P Global Infrastructures&p gblinf etf | $1,895,000 | -31.9% | 48,545 | -3.9% | 0.12% | -15.9% |
| HYB | Buy | New America High Income Fund | $1,850,000 | -20.4% | 266,616 | +4.8% | 0.11% | -1.7% |
| SPGI | Buy | S&P Global Inc | $1,750,000 | -7.5% | 7,140 | +3.0% | 0.11% | +13.8% |
| BFB | Sell | Brown Forman Corp Class B Withcl b | $1,728,000 | -22.7% | 31,137 | -5.8% | 0.11% | -4.5% |
| STL | Buy | Sterling Bancorp | $1,722,000 | -43.4% | 164,816 | +14.2% | 0.11% | -29.3% |
| BACPRL | Buy | Bank of America Non-Cumulative7.25%cnv pfd l | $1,687,000 | +20.1% | 1,333 | +37.6% | 0.10% | +47.1% |
| ROIC | Sell | Retail Opportunity Investments | $1,647,000 | -90.0% | 198,681 | -78.6% | 0.10% | -87.6% |
| AVGO | Buy | Broadcom Inc | $1,638,000 | -21.9% | 6,910 | +4.2% | 0.10% | -3.8% |
| VMBS | Sell | Vanguard Mortgage-Backed Securmortg-back sec | $1,626,000 | -0.4% | 29,834 | -2.9% | 0.10% | +23.5% |
| SCHW | Buy | Charles Schwab Corp | $1,636,000 | -23.3% | 48,660 | +8.5% | 0.10% | -5.7% |
| BOND | Sell | PIMCO Active Bond ETFactive bd etf | $1,640,000 | -3.0% | 15,443 | -1.5% | 0.10% | +19.0% |
| KMF | Sell | Kayne Anderson Midstream/Energ | $1,610,000 | -80.2% | 483,582 | -37.5% | 0.10% | -75.4% |
| NXC | Buy | Nuveen CA Sel Tax Free Incomesh ben int | $1,605,000 | -3.5% | 110,685 | +10.6% | 0.10% | +19.5% |
| ICE | Buy | IntercontinentalExchange Inc | $1,561,000 | +8.0% | 19,328 | +23.8% | 0.10% | +35.2% |
| BAX | Sell | Baxter International Inc | $1,574,000 | -36.5% | 19,388 | -34.5% | 0.10% | -22.0% |
| DOW | Sell | Dow Inc | $1,518,000 | -46.8% | 51,927 | -0.4% | 0.09% | -34.0% |
| MAGA | Sell | Point Bridge Gop Stock Trackerpoint bridge gop | $1,502,000 | -78.8% | 77,000 | -68.8% | 0.09% | -73.8% |
| CNI | Sell | Canadian National Railway Co | $1,501,000 | -23.6% | 19,331 | -11.0% | 0.09% | -5.2% |
| SNAP | Snap Inccl a | $1,474,000 | -27.2% | 123,934 | 0.0% | 0.09% | -10.0% | |
| EVM | Buy | Eaton Vance Insured CA Municip | $1,444,000 | +0.2% | 136,843 | +6.8% | 0.09% | +23.9% |
| AMGN | Buy | Amgen Inc | $1,433,000 | -12.4% | 7,068 | +4.1% | 0.09% | +8.6% |
| LDP | Buy | Cohen & Steers Limited Duratio | $1,399,000 | -18.2% | 68,093 | +4.4% | 0.09% | +1.2% |
| CSCO | Sell | Cisco Systems Inc | $1,408,000 | -54.2% | 35,814 | -44.2% | 0.09% | -43.4% |
| VIOO | Buy | Vanguard S&P Small-Cap 600 ETFsmllcp 600 idx | $1,390,000 | -30.3% | 13,566 | +3.5% | 0.08% | -14.1% |
| ADI | Buy | Analog Devices Inc | $1,395,000 | -11.9% | 15,565 | +16.8% | 0.08% | +9.0% |
| LVS | Sell | Las Vegas Sands Corp | $1,332,000 | -53.9% | 31,368 | -25.0% | 0.08% | -42.7% |
| MRK | Buy | Merck & Co Inc | $1,338,000 | -3.7% | 17,387 | +13.8% | 0.08% | +18.8% |
| PEP | Sell | PepsiCo Inc | $1,341,000 | -14.9% | 11,168 | -3.1% | 0.08% | +5.1% |
| SCHX | Buy | Schwab Large Cap Blend - ETFus lrg cap etf | $1,328,000 | +328.4% | 21,682 | +437.3% | 0.08% | +440.0% |
| MNA | Sell | IQ Merger Arbitrage ETFiq mrgr arb etf | $1,322,000 | -65.8% | 43,867 | -62.3% | 0.08% | -57.6% |
| Buy | Flaherty and Crumrine Dynamic | $1,325,000 | -9.2% | 65,479 | +20.0% | 0.08% | +12.5% | |
| PSA | New | Public Storage | $1,303,000 | – | 6,561 | +100.0% | 0.08% | – |
| VMC | Sell | Vulcan Materials Co | $1,297,000 | -25.2% | 12,005 | -0.3% | 0.08% | -8.1% |
| DSL | Buy | Doubleline Income Solutions Cl | $1,284,000 | +16.5% | 96,250 | +72.5% | 0.08% | +43.6% |
| AWI | Sell | Armstrong World Industries Inc | $1,292,000 | -15.6% | 16,273 | -0.1% | 0.08% | +3.9% |
| GBAB | New | Guggenheim Build America Bonds | $1,270,000 | – | 57,655 | +100.0% | 0.08% | – |
| CTVA | Buy | Corteva Inc | $1,275,000 | -19.4% | 54,235 | +1.4% | 0.08% | 0.0% |
| CCI | Buy | Crown Castle International Cor | $1,263,000 | +289.8% | 8,748 | +283.7% | 0.08% | +381.2% |
| WMT | Buy | Wal-Mart Stores Inc | $1,249,000 | +71.1% | 10,997 | +79.0% | 0.08% | +113.9% |
| CVS | Buy | CVS Health Corp | $1,263,000 | +58.3% | 21,281 | +98.0% | 0.08% | +97.4% |
| STWD | Sell | Starwood Property Trust Inc | $1,234,000 | -92.2% | 120,408 | -81.2% | 0.08% | -90.3% |
| IBM | Buy | International Business Machine | $1,220,000 | +69.7% | 10,998 | +105.1% | 0.08% | +108.3% |
| VZ | Buy | Verizon Communications Inc | $1,202,000 | -10.0% | 22,362 | +2.8% | 0.07% | +12.1% |
| SWKS | Sell | Skyworks Solutions Inc | $1,201,000 | -41.1% | 13,438 | -20.4% | 0.07% | -26.7% |
| GEM | Buy | Goldman Sachs ActiveBeta Emerging Markets Equity ETFactivebeta eme | $1,206,000 | -21.7% | 46,071 | +2.7% | 0.07% | -2.6% |
| INTC | Sell | Intel Corp | $1,184,000 | -22.3% | 21,876 | -14.0% | 0.07% | -2.7% |
| BAC | Buy | Bank of America Corp | $1,142,000 | -28.2% | 53,812 | +19.1% | 0.07% | -11.4% |
| LMT | Buy | Lockheed Martin Corp | $1,134,000 | +21.8% | 3,347 | +39.9% | 0.07% | +50.0% |
| KO | Sell | Coca-Cola Co | $1,095,000 | -66.8% | 24,739 | -58.5% | 0.07% | -58.9% |
| NSC | Buy | Norfolk Southern Corp | $1,093,000 | +279.5% | 7,484 | +405.0% | 0.07% | +378.6% |
| MSI | Buy | Motorola Solutions Inc | $1,099,000 | +7.3% | 8,269 | +30.1% | 0.07% | +31.4% |
| BIT | Buy | BlackRock Multi-Sector Income | $1,067,000 | -21.0% | 88,425 | +5.9% | 0.06% | -3.0% |
| JPST | New | JPMorgan Ultra-Short Income ETultra shrt inc | $1,051,000 | – | 21,150 | +100.0% | 0.06% | – |
| BA | Buy | Boeing Co | $1,033,000 | -53.9% | 6,924 | +0.7% | 0.06% | -43.2% |
| IJR | Buy | iShares Core S&P Small-Cap ETFcore s&p scp etf | $977,000 | +166.2% | 17,417 | +298.3% | 0.06% | +233.3% |
| BMY | Buy | Bristol Myers Squibb Co | $961,000 | +160.4% | 17,234 | +199.6% | 0.06% | +227.8% |
| BABA | Sell | Alibaba Group Holding Incsponsored ads | $964,000 | -33.1% | 4,955 | -27.0% | 0.06% | -16.9% |
| VTA | Buy | Invesco Dynamic Credit Opportu | $945,000 | -17.7% | 118,457 | +17.1% | 0.06% | +1.8% |
| BTI | Buy | British American Tobacco PLC Asponsored adr | $952,000 | +42.3% | 27,857 | +76.7% | 0.06% | +75.8% |
| GSIE | Sell | Goldman Sachs ActiveBeta International Equity ETFactivebeta int | $927,000 | -39.1% | 40,194 | -20.2% | 0.06% | -24.0% |
| MFL | Buy | BlackRock MuniHoldings Investm | $933,000 | +67.5% | 71,343 | +70.2% | 0.06% | +103.6% |
| NVS | New | Novartis AGsponsored adr | $935,000 | – | 11,337 | +100.0% | 0.06% | – |
| CTO | Consolidated Tomoka Land Co | $930,000 | -24.9% | 20,523 | 0.0% | 0.06% | -6.6% | |
| FCT | Buy | First Trust Senior Floating Ra | $914,000 | +23.0% | 96,131 | +62.5% | 0.06% | +51.4% |
| ETX | Sell | Eaton Vance Municipal Incm 202 | $912,000 | -13.9% | 45,865 | -5.1% | 0.06% | +7.7% |
| QQQ | Sell | Invesco QQQ Trust Series 1unit ser 1 | $897,000 | -21.8% | 4,713 | -12.6% | 0.06% | -3.5% |
| AMJ | Sell | JPMorgan Alerian MLP Index ETNalerian ml etn | $895,000 | -92.1% | 99,155 | -80.9% | 0.06% | -90.2% |
| NKE | Buy | NIKE Inccl b | $875,000 | -10.7% | 10,575 | +9.3% | 0.05% | +12.5% |
| AXR | Sell | AMREP Corp | $859,000 | -23.6% | 178,918 | -4.9% | 0.05% | -5.4% |
| PCM | Sell | PCM Fund Inc | $868,000 | -61.7% | 109,293 | -44.7% | 0.05% | -52.7% |
| BIP | Brookfield Infrastructure Partlp int unit | $809,000 | -28.1% | 22,500 | 0.0% | 0.05% | -10.7% | |
| NEE | Buy | NextEra Energy Inc | $812,000 | +3.2% | 3,373 | +3.8% | 0.05% | +28.2% |
| VVR | Buy | Invesco Senior Income Trust | $804,000 | -6.3% | 249,789 | +24.9% | 0.05% | +16.7% |
| AGGP | Sell | IQ Enhanced Core Plus Bond USiq ench cor pl | $798,000 | -8.7% | 39,959 | -9.8% | 0.05% | +14.0% |
| AGN | Buy | Allergan PLC | $788,000 | -5.9% | 4,450 | +1.6% | 0.05% | +17.1% |
| KMI | Sell | Kinder Morgan Inc | $769,000 | -43.6% | 55,276 | -14.2% | 0.05% | -29.9% |
| ZBH | New | Zimmer Biomet Holdings Inc | $751,000 | – | 7,430 | +100.0% | 0.05% | – |
| NFLX | Buy | Netflix Inc | $738,000 | +131.3% | 1,966 | +99.2% | 0.04% | +181.2% |
| TMO | Buy | Thermo Fisher Scientific Inc | $738,000 | +127.8% | 2,604 | +160.9% | 0.04% | +181.2% |
| PPR | Buy | Voya Prime Rate Trustsh ben int | $726,000 | +10.3% | 195,693 | +48.9% | 0.04% | +33.3% |
| PYPL | Buy | PayPal Holdings Inc | $697,000 | -8.7% | 7,281 | +3.3% | 0.04% | +13.2% |
| LBTYA | Buy | Liberty Global PLC | $706,000 | +53.5% | 42,784 | +111.4% | 0.04% | +87.0% |
| MDLZ | Buy | Mondelez International Inccl a | $695,000 | +34.2% | 13,879 | +47.4% | 0.04% | +65.4% |
| BE | Buy | Bloom Energy Corp | $701,000 | +5.9% | 134,015 | +51.1% | 0.04% | +30.3% |
| VCSH | Buy | Vanguard Short Term Corporateshrt trm corp bd | $678,000 | +31.4% | 8,567 | +34.5% | 0.04% | +61.5% |
| TYG | Buy | Tortoise Energy Infrastructure | $677,000 | -83.2% | 264,586 | +17.6% | 0.04% | -79.5% |
| EFT | Buy | Eaton Vance Floating-Rate Inco | $666,000 | +9.0% | 65,017 | +46.1% | 0.04% | +36.7% |
| EW | Sell | Edwards Lifesciences Corp | $658,000 | -40.2% | 3,488 | -26.1% | 0.04% | -25.9% |
| UL | Sell | Unilever PLCspon adr new | $660,000 | -95.7% | 13,052 | -95.1% | 0.04% | -94.7% |
| YUM | New | Yum! Brands Inc | $659,000 | – | 9,611 | +100.0% | 0.04% | – |
| ABT | Buy | Abbott Laboratories | $644,000 | -6.7% | 8,165 | +2.7% | 0.04% | +14.7% |
| ROK | Buy | Rockwell Automation Inc | $629,000 | -14.5% | 4,167 | +14.8% | 0.04% | +8.3% |
| TSLA | Sell | Tesla Motors Inc | $614,000 | -21.7% | 1,171 | -37.5% | 0.04% | -2.6% |
| MMC | New | Marsh & McLennan Cos Inc | $623,000 | – | 7,202 | +100.0% | 0.04% | – |
| ORCL | Buy | Oracle Corp | $600,000 | +6.0% | 12,404 | +16.2% | 0.04% | +32.1% |
| IWF | Sell | iShares Russell 1000 Growth Inrus 1000 grw etf | $597,000 | -43.3% | 3,962 | -33.8% | 0.04% | -28.8% |
| MO | Buy | Altria Group Inc | $609,000 | +25.3% | 15,758 | +61.9% | 0.04% | +54.2% |
| SNLN | Sell | Highland/iBoxx Senior Loan ETFhi ld iboxx srln | $586,000 | -47.7% | 37,877 | -40.7% | 0.04% | -34.5% |
| RA | Buy | Brookfield Real Assets Income | $590,000 | -31.1% | 40,182 | +0.2% | 0.04% | -14.3% |
| ABBV | Buy | AbbVie Inc | $587,000 | +7.5% | 7,703 | +25.0% | 0.04% | +33.3% |
| EFA | Sell | iShares MSCI EAFE ETFmsci eafe etf | $594,000 | -25.8% | 11,113 | -3.5% | 0.04% | -10.0% |
| WFC | Buy | Wells Fargo & Co | $570,000 | -44.4% | 19,864 | +4.1% | 0.04% | -31.4% |
| IQI | Buy | Invesco Quality Municipal Inco | $576,000 | -2.4% | 49,186 | +4.8% | 0.04% | +20.7% |
| GLIBA | Sell | GCI Liberty Inc | $555,000 | -29.3% | 9,731 | -12.2% | 0.03% | -12.8% |
| VTI | Buy | Vanguard Total Stock Market ETtotal stk mkt | $533,000 | +99.6% | 4,133 | +153.1% | 0.03% | +153.8% |
| RTN | Sell | Raytheon Co | $536,000 | -42.8% | 4,087 | -4.2% | 0.03% | -28.3% |
| NVDA | Sell | NVIDIA Corp | $529,000 | -43.1% | 2,005 | -49.2% | 0.03% | -30.4% |
| KKR | New | KKR & Co Inccl a | $528,000 | – | 22,500 | +100.0% | 0.03% | – |
| IIM | Buy | Invesco Value Municipal Income | $520,000 | -2.6% | 36,752 | +5.4% | 0.03% | +23.1% |
| VWO | Sell | Vanguard FTSE Emerging Markets ETFftse emr mkt etf | $515,000 | -35.1% | 15,355 | -13.9% | 0.03% | -17.9% |
| BK | Sell | Bank of New York Mellon Co | $530,000 | -37.7% | 15,727 | -7.0% | 0.03% | -23.8% |
| LIN | Sell | Linde PLC | $511,000 | -68.4% | 2,956 | -61.0% | 0.03% | -61.2% |
| ALL | New | Allstate Corp | $500,000 | – | 5,450 | +100.0% | 0.03% | – |
| WM | New | Waste Management Inc | $499,000 | – | 5,396 | +100.0% | 0.03% | – |
| D | Buy | Dominion Energy Inc | $508,000 | -10.2% | 7,035 | +3.0% | 0.03% | +10.7% |
| XLF | Buy | Financial Select Sector SPDR Fsbi int-finl | $513,000 | +31.9% | 24,640 | +95.1% | 0.03% | +63.2% |
| ACN | Buy | Accenture PLC | $507,000 | -11.4% | 3,103 | +14.3% | 0.03% | +10.7% |
| RMT | Sell | Royce Micro Capital Trust Inc | $487,000 | -36.0% | 87,679 | -1.7% | 0.03% | -21.1% |
| ORLY | Sell | O'Reilly Automotive Inc | $483,000 | -66.5% | 1,606 | -51.1% | 0.03% | -57.7% |
| NEA | Buy | Nuveen Amt-Free Municipal Inco | $470,000 | -5.1% | 34,719 | +0.8% | 0.03% | +20.8% |
| WMB | Buy | Williams Companies Inc | $480,000 | +69.0% | 33,964 | +183.1% | 0.03% | +107.1% |
| LBTYK | Liberty Global PLC | $452,000 | -28.0% | 28,802 | 0.0% | 0.03% | -9.7% | |
| AX | Sell | Axos Financial Inc | $435,000 | -66.6% | 24,000 | -44.2% | 0.03% | -57.8% |
| LRCX | Buy | Lam Research Corp | $433,000 | -16.9% | 1,803 | +1.1% | 0.03% | +3.8% |
| GE | Buy | General Electric Co | $447,000 | 0.0% | 56,244 | +40.4% | 0.03% | +22.7% |
| EPD | Buy | Enterprise Products Partners L | $445,000 | -13.3% | 31,103 | +70.8% | 0.03% | +8.0% |
| PCEF | Buy | Invesco CEF Income Composite E | $437,000 | -10.3% | 24,976 | +19.5% | 0.03% | +12.5% |
| PFN | Sell | PIMCO Income Strategy Fund II | $443,000 | -48.8% | 58,488 | -28.4% | 0.03% | -37.2% |
| RLJPRA | Sell | RLJ Lodging Trust Pfd 1.95 Cocum conv pfd a | $440,000 | -40.7% | 25,128 | -2.7% | 0.03% | -27.0% |
| SUB | Sell | iShares S&P S/T Nationall AMT-shrt nat mun etf | $424,000 | -1.2% | 3,989 | -0.7% | 0.03% | +23.8% |
| MMM | Sell | 3M Co Com | $417,000 | -29.1% | 3,057 | -8.3% | 0.03% | -10.3% |
| UTG | Sell | Reaves Utility Income Fund | $414,000 | -31.1% | 14,404 | -11.2% | 0.02% | -16.7% |
| CMBS | Sell | iShares Barclays CMBS Bondcmbs etf | $401,000 | -7.0% | 7,461 | -8.5% | 0.02% | +19.0% |
| TEI | New | Templeton Emerging Markets Inc | $416,000 | – | 55,600 | +100.0% | 0.02% | – |
| UNP | Buy | Union Pacific Corp | $406,000 | -21.0% | 2,878 | +1.2% | 0.02% | 0.0% |
| ZBRA | New | Zebra Technologies Corpcl a | $402,000 | – | 2,189 | +100.0% | 0.02% | – |
| NXRT | Buy | Nextpoint Residential Trust | $406,000 | -31.1% | 16,111 | +23.0% | 0.02% | -13.8% |
| MCK | New | McKesson Corp | $394,000 | – | 2,913 | +100.0% | 0.02% | – |
| DOCU | Buy | DocuSign Inc | $397,000 | +42.8% | 4,301 | +14.8% | 0.02% | +71.4% |
| EMR | Sell | Emerson Electric Co | $385,000 | -44.4% | 8,080 | -11.0% | 0.02% | -29.4% |
| GSK | Buy | GlaxoSmithKline PLCsponsored adr | $384,000 | -5.9% | 10,132 | +16.7% | 0.02% | +20.0% |
| PML | PIMCO Municipal Income Fund II | $387,000 | -20.2% | 30,591 | 0.0% | 0.02% | 0.0% | |
| SRE | Sell | Sempra Energy | $395,000 | -49.3% | 3,497 | -32.0% | 0.02% | -38.5% |
| BC | Buy | Brunswick Corp/DE | $393,000 | -28.5% | 11,100 | +21.1% | 0.02% | -11.1% |
| TGT | Target Corp | $382,000 | -27.5% | 4,113 | 0.0% | 0.02% | -11.5% | |
| XLY | New | Consumer Discretionary Selectsbi cons discr | $379,000 | – | 3,869 | +100.0% | 0.02% | – |
| IWM | New | iShares Russell 2000 Index Funrussell 2000 etf | $379,000 | – | 3,310 | +100.0% | 0.02% | – |
| EFAV | iShares Edge MSCI Min Vol EAFE ETFmin vol eafe etf | $370,000 | -16.7% | 5,963 | 0.0% | 0.02% | +4.5% | |
| CI | Sell | Cigna Corp | $368,000 | -15.4% | 2,079 | -2.3% | 0.02% | +4.5% |
| TLFA | Buy | Tandy Leather Factory Inc | $361,000 | -18.9% | 100,251 | +28.7% | 0.02% | 0.0% |
| IWR | New | iShares Russell Mid Cap Indexrus mid cap etf | $351,000 | – | 8,135 | +100.0% | 0.02% | – |
| IWD | Sell | iShares Russell 1000 Value Indrus 1000 val etf | $352,000 | -60.6% | 3,545 | -45.9% | 0.02% | -50.0% |
| WWD | Sell | Woodward Inc | $357,000 | -49.9% | 6,012 | -0.2% | 0.02% | -37.1% |
| VCIT | New | Vanguard Intermediate-Term Corint-term corp | $340,000 | – | 3,907 | +100.0% | 0.02% | – |
| ISRG | New | Intuitive Surgical Inc | $337,000 | – | 682 | +100.0% | 0.02% | – |
| HAIN | Hain Celestial Group Inc/The | $325,000 | 0.0% | 12,511 | 0.0% | 0.02% | +25.0% | |
| RHI | Sell | Robert Half International Inc | $331,000 | -52.3% | 8,766 | -20.3% | 0.02% | -41.2% |
| BUD | Sell | Anheuser-Busch InBev NV ADRsponsored adr | $322,000 | -97.3% | 7,301 | -95.0% | 0.02% | -96.6% |
| OCSI | Sell | Oaktree Strategic Income Corp | $321,000 | -58.3% | 57,940 | -38.4% | 0.02% | -47.4% |
| NAD | Buy | Nuveen Quality Municipal Incom | $328,000 | -0.3% | 23,850 | +5.8% | 0.02% | +25.0% |
| UTX | Sell | United Technologies Corp | $326,000 | -41.0% | 3,454 | -6.4% | 0.02% | -25.9% |
| AWK | Sell | American Water Works Co Inc | $329,000 | -4.9% | 2,755 | -2.1% | 0.02% | +17.6% |
| GBCI | Glacier Bancorp Inc | $331,000 | -26.0% | 9,724 | 0.0% | 0.02% | -9.1% | |
| BX | New | Blackstone Group LP | $317,000 | – | 6,950 | +100.0% | 0.02% | – |
| TPYP | Buy | Tortoise North American Pipelitortoise nram pi | $313,000 | -17.6% | 23,060 | +42.7% | 0.02% | 0.0% |
| CAT | Buy | Caterpillar Inc | $302,000 | +16.6% | 2,605 | +48.6% | 0.02% | +46.2% |
| NVG | Buy | Nuveen Enhanced AMT-Free Muni | $306,000 | -11.8% | 20,850 | +0.3% | 0.02% | +11.8% |
| FLOT | Buy | iShares Floating Rate Bond Funfltg rate nt etf | $305,000 | -0.3% | 6,263 | +4.2% | 0.02% | +26.7% |
| EA | Sell | Electronic Arts Inc | $288,000 | -64.7% | 2,877 | -62.1% | 0.02% | -55.0% |
| SPDW | SPDR Portfolio World ex- US ETFportfolio devlpd | $296,000 | -23.7% | 12,382 | 0.0% | 0.02% | -5.3% | |
| RSG | Sell | Republic Services Inc | $299,000 | -27.1% | 3,981 | -12.9% | 0.02% | -10.0% |
| ATVI | Sell | Activision Blizzard Inc | $273,000 | -34.5% | 4,595 | -34.5% | 0.02% | -19.0% |
| RLI | RLI Corp | $280,000 | -2.4% | 3,183 | 0.0% | 0.02% | +21.4% | |
| POPE | New | Pope Resources A Delaware LPdepositry rcpt | $283,000 | – | 3,366 | +100.0% | 0.02% | – |
| PCAR | Sell | PACCAR Inc | $277,000 | -24.5% | 4,525 | -2.6% | 0.02% | -5.6% |
| SYY | Sell | Sysco Corp | $277,000 | -50.3% | 6,079 | -6.6% | 0.02% | -39.3% |
| JPC | Sell | Nuveen Preferred Income Opport | $283,000 | -46.4% | 38,593 | -23.6% | 0.02% | -34.6% |
| ERC | Sell | Wells Fargo Multi-Sector Incom | $270,000 | -36.3% | 28,070 | -14.8% | 0.02% | -19.0% |
| KEYS | New | Keysight Technologies Inc | $271,000 | – | 3,244 | +100.0% | 0.02% | – |
| SCHV | Sell | Schwab U.S. Large-Cap Value ETus lcap va etf | $262,000 | -29.6% | 5,928 | -4.3% | 0.02% | -11.1% |
| O | Realty Income Corp | $253,000 | -32.2% | 5,071 | 0.0% | 0.02% | -11.1% | |
| SCHF | Sell | Schwab Int'l Large Cap Equity - ETFintl eqty etf | $269,000 | -48.2% | 10,404 | -32.5% | 0.02% | -38.5% |
| BKT | Buy | Blackrock Income Trust | $265,000 | +170.4% | 46,067 | +183.9% | 0.02% | +220.0% |
| VUG | Sell | Vanguard Growth ETFgrowth etf | $252,000 | -31.9% | 1,609 | -20.8% | 0.02% | -16.7% |
| PDI | Sell | PIMCO Dynamic Income Fund | $251,000 | -47.8% | 11,363 | -23.4% | 0.02% | -37.5% |
| NZF | Sell | Nuveen Enhanced Municipal Cred | $251,000 | -14.9% | 17,804 | -1.2% | 0.02% | 0.0% |
| VMO | Buy | Invesco Municipal Opportunity | $250,000 | +0.8% | 21,826 | +9.0% | 0.02% | +25.0% |
| AFIN | Sell | American Finance Trust Inc - Cl A | $251,000 | -60.3% | 40,152 | -15.9% | 0.02% | -51.6% |
| FIS | Buy | Fidelity National Information | $248,000 | -12.1% | 2,037 | +0.4% | 0.02% | +7.1% |
| ADBE | Buy | Adobe Systems Inc | $244,000 | +21.4% | 767 | +25.7% | 0.02% | +50.0% |
| C | Sell | Citigroup Inc | $238,000 | -56.2% | 5,639 | -17.1% | 0.02% | -44.4% |
| JRI | Sell | Nuveen Real Asset Income and G | $242,000 | -47.3% | 24,527 | -1.9% | 0.02% | -34.8% |
| NID | Buy | Nuveen Intermediate Duration M | $227,000 | +1.3% | 17,504 | +8.5% | 0.01% | +27.3% |
| AMAT | Buy | Applied Materials Inc | $223,000 | +4.7% | 4,857 | +39.3% | 0.01% | +27.3% |
| GIS | Sell | General Mills Inc | $231,000 | -12.8% | 4,374 | -11.5% | 0.01% | +7.7% |
| CHTR | New | Charter Communications Inccl a | $236,000 | – | 541 | +100.0% | 0.01% | – |
| KMB | New | Kimberly-Clark Corp | $231,000 | – | 1,805 | +100.0% | 0.01% | – |
| SHYG | Sell | iShares 0-5 Year High Yield Co0-5yr hi yl cp | $233,000 | -19.7% | 5,710 | -8.5% | 0.01% | 0.0% |
| DVY | Sell | iShares DJ Select Dividend Indselect divid etf | $232,000 | -46.4% | 3,158 | -23.0% | 0.01% | -33.3% |
| CSII | Cardiovascular Systems Inc | $231,000 | -27.4% | 6,550 | 0.0% | 0.01% | -12.5% | |
| EEM | New | iShares MSCI Emerging Markets ETFmsci emg mkt etf | $206,000 | – | 6,027 | +100.0% | 0.01% | – |
| BIV | New | Vanguard Intermediate-Term Bonintermed term | $215,000 | – | 2,405 | +100.0% | 0.01% | – |
| DHR | Sell | Danaher Corp | $217,000 | -15.6% | 1,566 | -6.4% | 0.01% | 0.0% |
| SDY | Buy | SPDR S&P Dividend ETFs&p divid etf | $219,000 | -15.8% | 2,743 | +13.3% | 0.01% | 0.0% |
| IWN | Sell | iShares Russell 2000 Value Indrus 2000 val etf | $217,000 | -70.8% | 2,641 | -54.2% | 0.01% | -64.9% |
| VGLT | New | Vanguard Long-Term Govt Bd Idxlong term treas | $202,000 | – | 2,000 | +100.0% | 0.01% | – |
| PTY | Sell | PIMCO Corporate & Income Oppor | $192,000 | -33.3% | 14,896 | -1.7% | 0.01% | -14.3% |
| AMLP | Sell | Alerian MLP ETFalerian mlp | $201,000 | -91.5% | 58,509 | -78.9% | 0.01% | -89.7% |
| DSI | iShares MSCI KLD 400 Social Idmsci kld400 soc | $202,000 | -18.9% | 2,071 | 0.0% | 0.01% | 0.0% | |
| OCSL | Buy | Oaktree Specialty Lending Corp | $175,000 | +6.1% | 53,880 | +78.0% | 0.01% | +37.5% |
| NIQ | Sell | Nuveen Intermediate Duration Q | $170,000 | -11.0% | 12,771 | -7.3% | 0.01% | +11.1% |
| OXY | Sell | Occidental Petroleum Corp | $168,000 | -86.3% | 14,490 | -51.3% | 0.01% | -83.6% |
| NLY | Buy | Annaly Capital Management Inc | $161,000 | -44.5% | 31,723 | +3.1% | 0.01% | -28.6% |
| ET | Buy | Energy Transfer LP | $140,000 | -42.6% | 30,613 | +60.8% | 0.01% | -25.0% |
| JPS | Nuveen Quality Preferred Incom | $145,000 | -27.9% | 20,001 | 0.0% | 0.01% | -10.0% | |
| WIW | Western Asset/Claymore US Trea | $130,000 | -16.7% | 13,553 | 0.0% | 0.01% | 0.0% | |
| SLB | New | Schlumberger Ltd | $137,000 | – | 10,183 | +100.0% | 0.01% | – |
| NOV | Buy | National Oilwell Varco Inc | $110,000 | -59.7% | 11,144 | +2.3% | 0.01% | -50.0% |
| BPR | Sell | Brookfield Property REIT Inccl a | $92,000 | -94.2% | 10,812 | -87.5% | 0.01% | -92.4% |
| GGN | GAMCO Global Gold Natural Reso | $59,000 | -37.9% | 21,545 | 0.0% | 0.00% | -20.0% | |
| TRX | Tanzanian Gold Corp | $60,000 | -16.7% | 117,371 | 0.0% | 0.00% | 0.0% | |
| CHW | Calamos Global Dynamic Income | $57,000 | -34.5% | 10,000 | 0.0% | 0.00% | -25.0% | |
| F | New | Ford Motor Co | $55,000 | – | 11,333 | +100.0% | 0.00% | – |
| PSEC | Prospect Capital Corp | $55,000 | -33.7% | 12,947 | 0.0% | 0.00% | -25.0% | |
| OXSQ | Oxford Square Capital Corp | $26,000 | -52.7% | 10,126 | 0.0% | 0.00% | -33.3% | |
| FAX | Sell | Aberdeen Asia Pacific Income F | $34,000 | -67.0% | 10,095 | -58.3% | 0.00% | -60.0% |
| ESGC | Eros International PLC | $35,000 | -52.1% | 21,445 | 0.0% | 0.00% | -50.0% | |
| GSAT | New | Globalstar Inc | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
| AKS | Exit | AK Steel Holding Corp | $0 | – | -13,000 | -100.0% | -0.00% | – |
| CCJ | Exit | Cameco Corp | $0 | – | -17,596 | -100.0% | -0.01% | – |
| CMCL | Exit | Caledonia Mining Corp PLC | $0 | – | -19,200 | -100.0% | -0.01% | – |
| WMC | Exit | Western Asset Mortgage Capital | $0 | – | -15,000 | -100.0% | -0.01% | – |
| BKK | Exit | BlackRock Municipal 2020 Term | $0 | – | -12,800 | -100.0% | -0.01% | – |
| XLK | Exit | Technology Select Sector SPDRtechnology | $0 | – | -2,234 | -100.0% | -0.01% | – |
| IFF | Exit | International Flavors & Fragra | $0 | – | -1,620 | -100.0% | -0.01% | – |
| TDW | Exit | Tidewater Inc | $0 | – | -10,930 | -100.0% | -0.01% | – |
| ILMN | Exit | Illumina Inc | $0 | – | -651 | -100.0% | -0.01% | – |
| CME | Exit | CME Group Inc/IL | $0 | – | -1,157 | -100.0% | -0.01% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -5,994 | -100.0% | -0.01% | – |
| ECL | Exit | Ecolab Inc | $0 | – | -1,181 | -100.0% | -0.01% | – |
| MMP | Exit | Magellan Midstream Partners LP | $0 | – | -3,918 | -100.0% | -0.01% | – |
| SHW | Exit | Sherwin-Williams Co/The | $0 | – | -406 | -100.0% | -0.01% | – |
| MAC | Exit | Macerich Co | $0 | – | -9,222 | -100.0% | -0.01% | – |
| GD | Exit | General Dynamics Corp | $0 | – | -1,387 | -100.0% | -0.01% | – |
| GM | Exit | General Motors Co | $0 | – | -6,871 | -100.0% | -0.01% | – |
| ICF | Exit | iShares Cohen & Steers Realtycohen steer reit | $0 | – | -2,010 | -100.0% | -0.01% | – |
| PAYX | Exit | Paychex Inc | $0 | – | -2,923 | -100.0% | -0.01% | – |
| RDSB | Exit | Royal Dutch Shell PLCspon adr b | $0 | – | -4,300 | -100.0% | -0.01% | – |
| CXSE | Exit | WisdomTree China ex-State-Owned Enterprises Fundchinadiv ex fi | $0 | – | -3,055 | -100.0% | -0.01% | – |
| FFC | Exit | Flaherty & Crumrine Preferred | $0 | – | -12,397 | -100.0% | -0.01% | – |
| IJH | Exit | Ishares Core S&P Mcp Etfcore s&p mcp etf | $0 | – | -1,317 | -100.0% | -0.01% | – |
| RSP | Exit | Invesco S&P 500 Equal Weight Es&p500 eql wgt | $0 | – | -2,257 | -100.0% | -0.01% | – |
| USB | Exit | US Bancorp | $0 | – | -5,057 | -100.0% | -0.02% | – |
| XLP | Exit | Consumer Staples Select Sectorsbi cons stpls | $0 | – | -4,672 | -100.0% | -0.02% | – |
| PNC | Exit | PNC Financial Services Group I | $0 | – | -1,844 | -100.0% | -0.02% | – |
| RDI | Exit | Reading International Inccl a | $0 | – | -29,000 | -100.0% | -0.02% | – |
| AXP | Exit | American Express Co | $0 | – | -2,832 | -100.0% | -0.02% | – |
| EIX | Exit | Edison International | $0 | – | -4,797 | -100.0% | -0.02% | – |
| BFA | Exit | Brown-Forman Corp Class A Sharcl a | $0 | – | -6,034 | -100.0% | -0.02% | – |
| SABR | Exit | Sabre Corp | $0 | – | -19,840 | -100.0% | -0.02% | – |
| FWONK | Exit | Liberty Media Corp Series C | $0 | – | -12,915 | -100.0% | -0.03% | – |
| SHYD | Exit | VanEck Vectors Short High-Yielshort high yield | $0 | – | -23,282 | -100.0% | -0.03% | – |
| PSX | Exit | Phillips 66 | $0 | – | -5,663 | -100.0% | -0.03% | – |
| ELAN | Exit | Elanco Animal Health Inc | $0 | – | -21,034 | -100.0% | -0.03% | – |
| APTV | Exit | Aptiv PLC | $0 | – | -6,873 | -100.0% | -0.03% | – |
| CMCT | Exit | CIM Commercial Trust Corp | $0 | – | -44,877 | -100.0% | -0.03% | – |
| MPC | Exit | Marathon Petroleum Corp | $0 | – | -11,487 | -100.0% | -0.03% | – |
| CNQ | Exit | Canadian Natural Resources Ltd | $0 | – | -25,096 | -100.0% | -0.04% | – |
| SPMD | Exit | SPDR Portfolio Mid Cap ETFportfolio md etf | $0 | – | -33,052 | -100.0% | -0.06% | – |
| GMZ | Exit | Goldman Sachs MLP Income Oppor | $0 | – | -356,084 | -100.0% | -0.11% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 17.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.9% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 3.9% |
| PHILIP MORRIS INTL INC | 42 | Q3 2023 | 3.8% |
| Walt Disney Co/The | 42 | Q3 2023 | 3.0% |
| Johnson & Johnson Com | 42 | Q3 2023 | 4.6% |
| PFIZER INC | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| BlackRock Inc Co | 42 | Q3 2023 | 2.5% |
| QUALCOMM INC | 42 | Q3 2023 | 3.7% |
View FIRST FOUNDATION ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TANDY LEATHER FACTORY INC | August 04, 2023 | 826,712 | 10.0% |
| VIDLER WATER RESOURCES, INC. | August 16, 2021 | 914,315 | 5.0% |
| PICO HOLDINGS INC /NEW | November 12, 2020 | 933,765 | 5.0% |
| PCM FUND, INC. | February 14, 2018 | 571,013 | 4.9% |
| Rexford Industrial Realty, Inc. | June 13, 2016 | 2,588,423 | 4.7% |
View FIRST FOUNDATION ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| SC 13D | 2023-08-04 |
| SC 13D | 2023-05-25 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| SC 13G/A | 2022-08-19 |
View FIRST FOUNDATION ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.