$487 Million is the total value of SANDERS MORRIS HARRIS LLC's 256 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 62.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $25,276,601 | +1.9% | 146,557 | +14.2% | 5.19% | -5.4% |
| NVDA | Buy | NVIDIA CORPORATION | $11,845,548 | +40.3% | 26,555 | +33.4% | 2.43% | +30.2% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $8,673,691 | +1957.5% | 20,372 | +2042.2% | 1.78% | +1816.1% |
| Buy | RESERVOIR MEDIA INC | $7,196,475 | +24.5% | 1,179,750 | +22.8% | 1.48% | +15.5% | |
| TGT | Buy | TARGET CORP | $4,874,787 | +906.6% | 45,681 | +1166.8% | 1.00% | +835.5% |
| NOW | Buy | SERVICENOW INC | $4,370,009 | +921.6% | 7,927 | +943.0% | 0.90% | +845.3% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $4,038,583 | +69.7% | 70,114 | +88.9% | 0.83% | +57.5% |
| DOCU | New | DOCUSIGN INC | $3,853,010 | – | 92,440 | +100.0% | 0.79% | – |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $3,325,583 | -6.9% | 32,318 | +4.5% | 0.68% | -13.7% |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $3,301,262 | – | 15,618 | +100.0% | 0.68% | – |
| ALK | New | ALASKA AIR GROUP INC | $3,278,841 | – | 89,056 | +100.0% | 0.67% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $3,033,064 | +2.2% | 21,005 | +3.2% | 0.62% | -5.2% |
| SNOW | New | SNOWFLAKE INCcl a | $2,854,424 | – | 18,959 | +100.0% | 0.59% | – |
| LRCX | Buy | LAM RESEARCH CORP | $2,695,465 | -2.4% | 4,257 | +0.4% | 0.55% | -9.3% |
| PFE | Buy | PFIZER INC | $2,645,231 | +390.3% | 78,770 | +435.3% | 0.54% | +356.3% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $2,513,721 | +6.1% | 112,998 | +36.6% | 0.52% | -1.7% |
| QURE | Buy | UNIQURE NV | $2,313,592 | +187.3% | 368,095 | +440.8% | 0.48% | +166.9% |
| CRK | Buy | COMSTOCK RES INC | $2,079,155 | +61.5% | 188,500 | +69.8% | 0.43% | +49.8% |
| ADBE | Buy | ADOBE INC | $1,872,640 | +12.2% | 3,620 | +5.2% | 0.38% | +4.1% |
| DIS | Buy | DISNEY WALT CO | $1,837,598 | +11.6% | 22,633 | +24.1% | 0.38% | +3.6% |
| WYNN | New | WYNN RESORTS LTD | $1,339,945 | – | 14,500 | +100.0% | 0.28% | – |
| HA | New | HAWAIIAN HOLDINGS INC | $1,309,473 | – | 225,771 | +100.0% | 0.27% | – |
| OKE | Buy | ONEOK INC NEW | $952,362 | +8.7% | 15,080 | +6.2% | 0.20% | +1.0% |
| DKS | New | DICKS SPORTING GOODS INC | $922,930 | – | 8,500 | +100.0% | 0.19% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $865,996 | +21.9% | 2,022 | +26.9% | 0.18% | +13.4% |
| PYPL | Buy | PAYPAL HLDGS INC | $860,776 | +49.6% | 14,775 | +74.3% | 0.18% | +39.4% |
| HPK | New | HIGHPEAK ENERGY INC | $849,908 | – | 50,350 | +100.0% | 0.18% | – |
| PCT | Buy | PURECYCLE TECHNOLOGIES INC | $832,945 | -45.4% | 152,694 | +12.5% | 0.17% | -49.4% |
| Buy | SERA PROGNOSTICS INC | $827,895 | -30.8% | 445,105 | +22.6% | 0.17% | -35.8% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $818,301 | +34.4% | 2,336 | +30.8% | 0.17% | +24.4% |
| New | ERASCA INC | $816,569 | – | 425,297 | +100.0% | 0.17% | – | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $803,164 | -8.1% | 24,964 | +6.4% | 0.16% | -14.5% |
| WMT | Buy | WALMART INC | $778,474 | +5.2% | 4,869 | +3.4% | 0.16% | -2.4% |
| CSV | New | CARRIAGE SVCS INC | $756,818 | – | 26,790 | +100.0% | 0.16% | – |
| CUE | Buy | CUE BIOPHARMA INC | $713,426 | +259.0% | 346,212 | +513.6% | 0.15% | +234.1% |
| LVOX | New | LIVEVOX HOLDING INC | $678,550 | – | 205,000 | +100.0% | 0.14% | – |
| TSLA | Buy | TESLA INC | $661,435 | +11.3% | 2,644 | +16.5% | 0.14% | +3.0% |
| New | VERDE CLEAN FUELS INC | $641,914 | – | 170,269 | +100.0% | 0.13% | – | |
| PGEN | Buy | PRECIGEN INC | $582,200 | +55.8% | 410,000 | +26.2% | 0.12% | +44.6% |
| AXP | Buy | AMERICAN EXPRESS CO | $579,952 | +0.3% | 3,892 | +18.0% | 0.12% | -7.0% |
| New | ATLANTA BRAVES HLDGS INC | $564,669 | – | 15,650 | +100.0% | 0.12% | – | |
| BTI | Buy | BRITISH AMERN TOB PLCsponsored adr | $353,047 | +2.1% | 11,349 | +9.7% | 0.07% | -5.2% |
| Buy | DIREXION SHS ETF TRdl ftse bull 3x | $341,256 | +58.1% | 11,800 | +87.3% | 0.07% | +45.8% | |
| NET | Buy | CLOUDFLARE INC | $340,416 | +4.2% | 5,400 | +8.0% | 0.07% | -2.8% |
| NEE | Buy | NEXTERA ENERGY INC | $298,940 | -12.8% | 5,218 | +13.0% | 0.06% | -19.7% |
| SGOV | New | ISHARES TR0-3 mnth treasry | $283,386 | – | 2,815 | +100.0% | 0.06% | – |
| CIEN | New | CIENA CORP | $283,740 | – | 6,000 | +100.0% | 0.06% | – |
| KRE | New | SPDR SER TRs&p regl bkg | $270,461 | – | 6,606 | +100.0% | 0.06% | – |
| VRT | New | VERTIV HOLDINGS CO | $266,035 | – | 7,000 | +100.0% | 0.06% | – |
| Buy | OLAPLEX HLDGS INC | $265,598 | -43.4% | 136,204 | +7.9% | 0.06% | -47.1% | |
| ETWO | Buy | E2OPEN PARENT HOLDINGS INC | $258,780 | -11.1% | 57,000 | +9.6% | 0.05% | -17.2% |
| HRL | Buy | HORMEL FOODS CORP | $252,900 | +0.6% | 6,650 | +6.4% | 0.05% | -7.1% |
| PFF | Buy | ISHARES TRpfd and incm sec | $211,563 | -2.3% | 7,017 | +0.2% | 0.04% | -10.4% |
| DEO | Buy | DIAGEO PLCspon adr new | $206,614 | -10.1% | 1,385 | +4.5% | 0.04% | -17.6% |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $202,435 | – | 2,900 | +100.0% | 0.04% | – |
| NVS | New | NOVARTIS AGsponsored adr | $202,640 | – | 2,000 | +100.0% | 0.04% | – |
| OUT | New | OUTFRONT MEDIA INC | $106,276 | – | 10,784 | +100.0% | 0.02% | – |
| New | EMPIRE PETE CORP | $96,300 | – | 10,000 | +100.0% | 0.02% | – | |
| New | BETTER HOME & FINANCE HOLDIN | $23,950 | – | 50,000 | +100.0% | 0.01% | – | |
| New | LIVEONE INC | $10,518 | – | 11,425 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2023-10-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.