$408 Million is the total value of SANDERS MORRIS HARRIS LLC's 298 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 44.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | ROTH CH ACQUISITION IV COunit 07/01/2026 | $8,062,000 | -1.0% | 804,518 | -0.5% | 1.97% | +10.8% | |
| MAIN | Sell | MAIN STR CAP CORP | $7,463,000 | -23.3% | 221,867 | -12.1% | 1.83% | -14.1% |
| MSFT | Sell | MICROSOFT CORP | $3,569,000 | -8.2% | 15,035 | -0.0% | 0.87% | +2.8% |
| SUMO | Sell | SUMO LOGIC INC | $3,545,000 | -5.9% | 478,179 | -2.6% | 0.87% | +5.3% |
| LLY | Sell | LILLY ELI & CO | $3,227,000 | -0.5% | 9,996 | -0.0% | 0.79% | +11.3% |
| ABBV | Sell | ABBVIE INC | $3,180,000 | -10.6% | 23,096 | -0.3% | 0.78% | 0.0% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,792,000 | -8.2% | 39,364 | -0.3% | 0.68% | +2.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,077,000 | -65.3% | 19,662 | -62.7% | 0.51% | -61.1% |
| INTU | Sell | INTUIT | $1,731,000 | +1.4% | 4,346 | -1.1% | 0.42% | +13.7% |
| LTRN | Sell | LANTERN PHARMA INC | $1,721,000 | -16.3% | 365,930 | -0.0% | 0.42% | -6.4% |
| LRCX | Sell | LAM RESEARCH CORP | $1,656,000 | -61.0% | 4,242 | -60.6% | 0.41% | -56.3% |
| FIGS | Sell | FIGS INCcl a | $1,565,000 | -73.8% | 189,600 | -70.5% | 0.38% | -70.7% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,431,000 | -17.7% | 16,863 | -3.4% | 0.35% | -7.9% |
| T | Sell | AT&T INC | $1,082,000 | -26.0% | 68,943 | -0.2% | 0.26% | -17.2% |
| CYTK | Sell | CYTOKINETICS INC | $1,062,000 | +19.3% | 20,755 | -4.6% | 0.26% | +33.3% |
| INCY | Sell | INCYTE CORP | $877,000 | -18.2% | 13,000 | -7.1% | 0.22% | -8.5% |
| XENE | Sell | XENON PHARMACEUTICALS INC | $778,000 | +3.2% | 21,500 | -12.2% | 0.19% | +15.8% |
| DDOG | Sell | DATADOG INC | $766,000 | -18.9% | 8,411 | -9.9% | 0.19% | -9.2% |
| BLK | Sell | BLACKROCK INC | $686,000 | -17.1% | 1,246 | -8.3% | 0.17% | -7.2% |
| TEAM | Sell | ATLASSIAN CORP PLCcl a | $559,000 | +4.9% | 0 | -100.0% | 0.14% | +17.1% |
| SBUX | Sell | STARBUCKS CORP | $460,000 | +6.0% | 5,363 | -2.5% | 0.11% | +18.9% |
| Sell | APTOSE BIOSCIENCES INC | $395,000 | -51.4% | 657,364 | -35.8% | 0.10% | -45.5% | |
| BAC | Sell | BK OF AMERICA CORP | $295,000 | -4.5% | 9,761 | -1.6% | 0.07% | +5.9% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $287,000 | -85.3% | 800 | -84.3% | 0.07% | -83.6% |
| Sell | RESERVOIR MEDIA INC*w exp 08/26/202 | $248,000 | -16.8% | 258,150 | -1.4% | 0.06% | -6.2% | |
| Sell | FIRSTCASH HOLDINGS INC | $220,000 | -49.8% | 3,000 | -52.4% | 0.05% | -43.8% | |
| PRU | Sell | PRUDENTIAL FINL INC | $211,000 | -13.5% | 2,465 | -3.3% | 0.05% | -1.9% |
| C | Sell | CITIGROUP INC | $208,000 | -9.6% | 4,989 | -0.1% | 0.05% | +2.0% |
| DISH | Sell | DISH NETWORK CORPORATIONcl a | $151,000 | -19.3% | 10,200 | -0.0% | 0.04% | -9.8% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $133,000 | -51.6% | 11,230 | -37.7% | 0.03% | -45.0% |
| Sell | QUALTEK SERVICES INC | $101,000 | +13.5% | 50,000 | -16.7% | 0.02% | +31.6% | |
| Sell | QUALTEK SERVICES INC*w exp 02/14/202 | $56,000 | +64.7% | 208,800 | -0.6% | 0.01% | +100.0% | |
| YELL | Exit | YELLOW CORP | $0 | – | -15,000 | -100.0% | -0.01% | – |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -10,000 | -100.0% | -0.02% | – |
| SLCR | Exit | SILVER CREST ACQUISITION COR | $0 | – | -20,000 | -100.0% | -0.04% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -4,797 | -100.0% | -0.04% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -2,600 | -100.0% | -0.05% | – |
| Exit | EROS MEDIA WORLD PLC | $0 | – | -121,178 | -100.0% | -0.06% | – | |
| XPOA | Exit | DPCM CAP INC | $0 | – | -29,995 | -100.0% | -0.06% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshort term treas | $0 | – | -5,567 | -100.0% | -0.07% | – |
| CXE | Exit | MFS HIGH INCOME MUN TRsh ben int | $0 | – | -116,251 | -100.0% | -0.10% | – |
| VTN | Exit | INVESCO TR INVT GRADE NEW YO | $0 | – | -42,502 | -100.0% | -0.10% | – |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC | $0 | – | -41,801 | -100.0% | -0.11% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -43,601 | -100.0% | -0.11% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -46,000 | -100.0% | -0.11% | – |
| ISLE | Exit | ISLEWORTH HEALTHCARE ACQU CO | $0 | – | -52,500 | -100.0% | -0.11% | – |
| SMED | Exit | SHARPS COMPLIANCE CORP | $0 | – | -338,053 | -100.0% | -0.22% | – |
| NET | Exit | CLOUDFLARE INC | $0 | – | -42,746 | -100.0% | -0.43% | – |
| ECOZ | Exit | LISTED FD TR | $0 | – | -75,960 | -100.0% | -0.52% | – |
| CFG | Exit | CITIZENS FINL GROUP INC | $0 | – | -67,001 | -100.0% | -0.53% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -147,959 | -100.0% | -1.04% | – |
| GT | Exit | GOODYEAR TIRE & RUBR CO | $0 | – | -471,000 | -100.0% | -1.10% | – |
| IWR | Exit | ISHARES TRrus mid cap etf | $0 | – | -94,632 | -100.0% | -1.36% | – |
| PAVE | Exit | GLOBAL X FDSus infr dev etf | $0 | – | -322,445 | -100.0% | -1.62% | – |
| Exit | ROTH CH ACQUISITION V COunit 12/10/2026 | $0 | – | -1,000,910 | -100.0% | -2.16% | – | |
| CIBR | Exit | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $0 | – | -255,400 | -100.0% | -2.30% | – |
| IGV | Exit | ISHARES TRexpanded tech | $0 | – | -38,643 | -100.0% | -2.32% | – |
| VYGG | Exit | VY GLOBAL GROWTH | $0 | – | -2,303,696 | -100.0% | -4.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-10-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.