$408 Million is the total value of SANDERS MORRIS HARRIS LLC's 298 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 19.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $68,190,000 | +24.2% | 255,146 | +30.2% | 16.70% | +39.0% |
| BX | Buy | BLACKSTONE INC | $44,613,000 | +16.6% | 532,419 | +27.0% | 10.93% | +30.5% |
| AAPL | Buy | APPLE INC | $18,375,000 | +8.8% | 130,813 | +6.8% | 4.50% | +21.8% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $13,902,000 | -2.4% | 584,390 | +0.0% | 3.40% | +9.3% |
| CSWC | Buy | CAPITAL SOUTHWEST CORP | $12,131,000 | -7.9% | 716,139 | +0.1% | 2.97% | +3.1% |
| ARKK | Buy | ARK ETF TRinnovation etf | $9,469,000 | +15.6% | 250,957 | +22.2% | 2.32% | +29.4% |
| NVDA | Buy | NVIDIA CORPORATION | $8,979,000 | +221.9% | 71,692 | +276.3% | 2.20% | +260.5% |
| Sell | ROTH CH ACQUISITION IV COunit 07/01/2026 | $8,062,000 | -1.0% | 804,518 | -0.5% | 1.97% | +10.8% | |
| F | New | FORD MTR CO DEL | $7,811,000 | – | 697,400 | +100.0% | 1.91% | – |
| MAIN | Sell | MAIN STR CAP CORP | $7,463,000 | -23.3% | 221,867 | -12.1% | 1.83% | -14.1% |
| ELAN | Buy | ELANCO ANIMAL HEALTH INC | $7,418,000 | -14.2% | 597,800 | +35.7% | 1.82% | -4.0% |
| CTAS | CINTAS CORP | $4,953,000 | +6.4% | 12,357 | 0.0% | 1.21% | +19.2% | |
| Buy | RESERVOIR MEDIA INC | $4,924,000 | -21.9% | 1,009,038 | +4.3% | 1.21% | -12.6% | |
| New | PERMIAN RESOURCES CORP | $4,557,000 | – | 606,656 | +100.0% | 1.12% | – | |
| ZTS | New | ZOETIS INCcl a | $4,144,000 | – | 27,322 | +100.0% | 1.02% | – |
| XOM | Buy | EXXON MOBIL CORP | $4,004,000 | +172.0% | 45,857 | +166.8% | 0.98% | +204.7% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,711,000 | -0.9% | 9 | 0.0% | 0.91% | +11.0% | |
| MSFT | Sell | MICROSOFT CORP | $3,569,000 | -8.2% | 15,035 | -0.0% | 0.87% | +2.8% |
| SUMO | Sell | SUMO LOGIC INC | $3,545,000 | -5.9% | 478,179 | -2.6% | 0.87% | +5.3% |
| NXPI | New | NXP SEMICONDUCTORS N V | $3,411,000 | – | 22,454 | +100.0% | 0.84% | – |
| NOW | Buy | SERVICENOW INC | $3,407,000 | +905.0% | 8,700 | +1142.9% | 0.83% | +1027.0% |
| LLY | Sell | LILLY ELI & CO | $3,227,000 | -0.5% | 9,996 | -0.0% | 0.79% | +11.3% |
| ABBV | Sell | ABBVIE INC | $3,180,000 | -10.6% | 23,096 | -0.3% | 0.78% | 0.0% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $2,859,000 | +28.6% | 90,248 | +54.9% | 0.70% | +43.7% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,792,000 | -8.2% | 39,364 | -0.3% | 0.68% | +2.9% |
| CRK | New | COMSTOCK RES INC | $2,559,000 | – | 148,000 | +100.0% | 0.63% | – |
| Buy | SERA PROGNOSTICS INC | $2,223,000 | +11.8% | 1,389,573 | +14.6% | 0.54% | +25.1% | |
| AMZN | AMAZON COM INC | $2,179,000 | +6.3% | 18,895 | 0.0% | 0.53% | +19.2% | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,174,000 | -9.1% | 21,920 | +1900.0% | 0.53% | +1.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,077,000 | -65.3% | 19,662 | -62.7% | 0.51% | -61.1% |
| CUE | Buy | CUE BIOPHARMA INC | $2,020,000 | +12.0% | 848,048 | +15.2% | 0.50% | +25.6% |
| FYBR | FRONTIER COMMUNICATIONS PARE | $2,003,000 | -3.9% | 83,177 | 0.0% | 0.49% | +7.7% | |
| PTOC | New | PINE TECHNOLOGY ACQUISITN CO | $1,967,000 | – | 199,970 | +100.0% | 0.48% | – |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $1,968,000 | -9.6% | 29,901 | +1.7% | 0.48% | +1.3% |
| ESTE | EARTHSTONE ENERGY INCcl a | $1,876,000 | -9.8% | 152,300 | 0.0% | 0.46% | +0.9% | |
| DIS | DISNEY WALT CO | $1,791,000 | +0.9% | 18,538 | 0.0% | 0.44% | +13.1% | |
| GS | GOLDMAN SACHS GROUP INC | $1,770,000 | +0.1% | 5,908 | 0.0% | 0.43% | +11.9% | |
| INTU | Sell | INTUIT | $1,731,000 | +1.4% | 4,346 | -1.1% | 0.42% | +13.7% |
| LTRN | Sell | LANTERN PHARMA INC | $1,721,000 | -16.3% | 365,930 | -0.0% | 0.42% | -6.4% |
| LRCX | Sell | LAM RESEARCH CORP | $1,656,000 | -61.0% | 4,242 | -60.6% | 0.41% | -56.3% |
| V | Buy | VISA INC | $1,640,000 | -9.0% | 9,093 | +0.0% | 0.40% | +2.0% |
| FIGS | Sell | FIGS INCcl a | $1,565,000 | -73.8% | 189,600 | -70.5% | 0.38% | -70.7% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,431,000 | -17.7% | 16,863 | -3.4% | 0.35% | -7.9% |
| HD | HOME DEPOT INC | $1,424,000 | +0.6% | 5,160 | 0.0% | 0.35% | +12.6% | |
| JNJ | JOHNSON & JOHNSON | $1,400,000 | -8.4% | 8,570 | 0.0% | 0.34% | +2.4% | |
| MDLZ | MONDELEZ INTL INCcl a | $1,400,000 | -11.1% | 24,926 | 0.0% | 0.34% | -0.3% | |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $1,355,000 | -7.8% | 4,696 | +1.6% | 0.33% | +3.4% |
| QURE | UNIQURE NV | $1,340,000 | +2.6% | 68,070 | 0.0% | 0.33% | +14.7% | |
| PCT | PURECYCLE TECHNOLOGIES INC | $1,335,000 | +24.8% | 152,694 | 0.0% | 0.33% | +39.7% | |
| CI | CIGNA CORP NEW | $1,291,000 | +7.2% | 4,493 | 0.0% | 0.32% | +20.2% | |
| ORCL | ORACLE CORP | $1,225,000 | -11.1% | 19,460 | 0.0% | 0.30% | -0.3% | |
| PG | PROCTER AND GAMBLE CO | $1,170,000 | -12.1% | 9,170 | 0.0% | 0.29% | -1.4% | |
| MCK | MCKESSON CORP | $1,168,000 | +5.1% | 3,370 | 0.0% | 0.29% | +17.7% | |
| LOW | LOWES COS INC | $1,109,000 | +9.6% | 5,706 | 0.0% | 0.27% | +23.1% | |
| RIG | TRANSOCEAN LTD | $1,099,000 | -25.8% | 445,000 | 0.0% | 0.27% | -17.0% | |
| CP | CANADIAN PAC RY LTD | $1,088,000 | -1.7% | 15,479 | 0.0% | 0.27% | +9.9% | |
| MSI | MOTOROLA SOLUTIONS INC | $1,086,000 | +9.3% | 4,735 | 0.0% | 0.27% | +22.6% | |
| T | Sell | AT&T INC | $1,082,000 | -26.0% | 68,943 | -0.2% | 0.26% | -17.2% |
| CYTK | Sell | CYTOKINETICS INC | $1,062,000 | +19.3% | 20,755 | -4.6% | 0.26% | +33.3% |
| KMI | KINDER MORGAN INC DEL | $1,059,000 | +0.2% | 62,620 | 0.0% | 0.26% | +12.1% | |
| RMD | RESMED INC | $1,031,000 | +3.9% | 4,600 | 0.0% | 0.25% | +16.1% | |
| AMGN | AMGEN INC | $991,000 | -6.0% | 4,292 | 0.0% | 0.24% | +5.2% | |
| VZ | VERIZON COMMUNICATIONS INC | $988,000 | -24.6% | 25,644 | 0.0% | 0.24% | -15.7% | |
| GXII | New | GX ACQUISITION CORP II | $983,000 | – | 100,000 | +100.0% | 0.24% | – |
| TXN | TEXAS INSTRS INC | $982,000 | +6.7% | 6,167 | 0.0% | 0.24% | +19.4% | |
| ADBE | ADOBE SYSTEMS INCORPORATED | $980,000 | -22.7% | 3,440 | 0.0% | 0.24% | -13.4% | |
| WM | WASTE MGMT INC DEL | $968,000 | +4.8% | 6,042 | 0.0% | 0.24% | +17.3% | |
| GLP | GLOBAL PARTNERS LP | $915,000 | +5.4% | 36,950 | 0.0% | 0.22% | +17.9% | |
| AVGO | BROADCOM INC | $899,000 | -4.2% | 1,964 | 0.0% | 0.22% | +7.3% | |
| CRM | Buy | SALESFORCE INC | $895,000 | -7.5% | 6,061 | +5.2% | 0.22% | +3.3% |
| ANTM | ELEVANCE HEALTH INC | $893,000 | -3.3% | 1,900 | 0.0% | 0.22% | +8.4% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $890,000 | -4.5% | 1,700 | 0.0% | 0.22% | +6.9% | |
| LULU | LULULEMON ATHLETICA INC | $879,000 | +11.3% | 3,000 | 0.0% | 0.22% | +24.3% | |
| INCY | Sell | INCYTE CORP | $877,000 | -18.2% | 13,000 | -7.1% | 0.22% | -8.5% |
| ECL | ECOLAB INC | $860,000 | -5.2% | 5,752 | 0.0% | 0.21% | +6.6% | |
| SEB | SEABOARD CORP DEL | $851,000 | -12.4% | 250 | 0.0% | 0.21% | -1.9% | |
| TWTR | TWITTER INC | $842,000 | +11.8% | 19,700 | 0.0% | 0.21% | +24.8% | |
| SWN | Buy | SOUTHWESTERN ENERGY CO | $833,000 | +32.0% | 136,008 | +34.7% | 0.20% | +47.8% |
| TELA | TELA BIO INC | $819,000 | +21.5% | 96,168 | 0.0% | 0.20% | +36.7% | |
| MO | ALTRIA GROUP INC | $811,000 | -2.5% | 19,785 | 0.0% | 0.20% | +9.3% | |
| WDAY | WORKDAY INCcl a | $811,000 | +8.6% | 5,250 | 0.0% | 0.20% | +22.1% | |
| CADENCE BANK | $810,000 | +8.3% | 31,864 | 0.0% | 0.20% | +20.7% | ||
| MOH | MOLINA HEALTHCARE INC | $802,000 | +19.7% | 2,370 | 0.0% | 0.20% | +33.3% | |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $797,000 | -13.8% | 9,620 | +0.8% | 0.20% | -3.5% |
| XENE | Sell | XENON PHARMACEUTICALS INC | $778,000 | +3.2% | 21,500 | -12.2% | 0.19% | +15.8% |
| ABT | ABBOTT LABS | $773,000 | -9.8% | 7,785 | 0.0% | 0.19% | +1.1% | |
| DDOG | Sell | DATADOG INC | $766,000 | -18.9% | 8,411 | -9.9% | 0.19% | -9.2% |
| ET | ENERGY TRANSFER L P | $767,000 | +11.8% | 68,525 | 0.0% | 0.19% | +25.3% | |
| LMT | LOCKHEED MARTIN CORP | $757,000 | -8.9% | 1,924 | 0.0% | 0.18% | +1.6% | |
| KNSL | KINSALE CAP GROUP INC | $745,000 | +10.7% | 2,850 | 0.0% | 0.18% | +23.8% | |
| PYPL | Buy | PAYPAL HLDGS INC | $741,000 | +28.9% | 8,487 | +5.2% | 0.18% | +43.7% |
| GD | GENERAL DYNAMICS CORP | $739,000 | -2.1% | 3,375 | 0.0% | 0.18% | +9.7% | |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATIcl a | $729,000 | -9.0% | 2,677 | 0.0% | 0.18% | +2.3% | |
| FB | META PLATFORMS INCcl a | $729,000 | -13.6% | 5,268 | 0.0% | 0.18% | -3.2% | |
| OKE | ONEOK INC NEW | $728,000 | -7.6% | 14,199 | 0.0% | 0.18% | +3.5% | |
| UNH | UNITEDHEALTH GROUP INC | $721,000 | -0.4% | 1,400 | 0.0% | 0.18% | +12.0% | |
| HCA | HCA HEALTHCARE INC | $703,000 | +10.5% | 3,631 | 0.0% | 0.17% | +23.7% | |
| LIN | LINDE PLC | $701,000 | -6.3% | 2,600 | 0.0% | 0.17% | +4.9% | |
| ATVI | ACTIVISION BLIZZARD INC | $690,000 | -5.1% | 9,255 | 0.0% | 0.17% | +6.3% | |
| NUE | NUCOR CORP | $687,000 | +8.4% | 6,000 | 0.0% | 0.17% | +20.9% | |
| BLK | Sell | BLACKROCK INC | $686,000 | -17.1% | 1,246 | -8.3% | 0.17% | -7.2% |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $688,000 | +32.6% | 3,500 | 0.0% | 0.17% | +47.4% | |
| WMT | WALMART INC | $676,000 | +6.8% | 5,208 | 0.0% | 0.17% | +20.3% | |
| COP | CONOCOPHILLIPS | $661,000 | +14.0% | 6,458 | 0.0% | 0.16% | +27.6% | |
| KR | KROGER CO | $655,000 | -9.3% | 15,000 | 0.0% | 0.16% | +1.3% | |
| ARGX | New | ARGENX SEsponsored adr | $644,000 | – | 1,830 | +100.0% | 0.16% | – |
| EA | ELECTRONIC ARTS INC | $641,000 | -2.4% | 5,350 | 0.0% | 0.16% | +9.0% | |
| PFE | PFIZER INC | $635,000 | -16.2% | 14,471 | 0.0% | 0.16% | -6.0% | |
| PEP | PEPSICO INC | $629,000 | -2.5% | 3,815 | 0.0% | 0.15% | +9.2% | |
| CSX | CSX CORP | $618,000 | -6.4% | 22,500 | 0.0% | 0.15% | +4.9% | |
| PLTR | Buy | PALANTIR TECHNOLOGIES INCcl a | $610,000 | +1.5% | 75,000 | +13.3% | 0.15% | +13.7% |
| P3 HEALTH PARTNERS INC | $599,000 | +28.8% | 122,998 | 0.0% | 0.15% | +44.1% | ||
| AR | Buy | ANTERO RESOURCES CORP | $596,000 | -0.3% | 19,527 | +0.1% | 0.15% | +11.5% |
| TRGP | TARGA RES CORP | $594,000 | +1.2% | 9,840 | 0.0% | 0.14% | +13.3% | |
| CVS | CVS HEALTH CORP | $584,000 | +4.3% | 5,974 | 0.0% | 0.14% | +16.3% | |
| MCD | MCDONALDS CORP | $577,000 | -6.5% | 2,500 | 0.0% | 0.14% | +4.4% | |
| MINT | PIMCO ETF TRenhan shrt ma ac | $572,000 | -0.2% | 5,780 | 0.0% | 0.14% | +12.0% | |
| ADP | AUTOMATIC DATA PROCESSING IN | $569,000 | +9.0% | 2,450 | 0.0% | 0.14% | +21.9% | |
| MUSA | MURPHY USA INC | $568,000 | +19.8% | 2,000 | 0.0% | 0.14% | +33.7% | |
| PNC | PNC FINL SVCS GROUP INC | $565,000 | -4.7% | 3,676 | 0.0% | 0.14% | +6.2% | |
| TEAM | Sell | ATLASSIAN CORP PLCcl a | $559,000 | +4.9% | 0 | -100.0% | 0.14% | +17.1% |
| KLAC | KLA CORP | $555,000 | +7.1% | 1,750 | 0.0% | 0.14% | +20.4% | |
| QSR | RESTAURANT BRANDS INTL INC | $556,000 | +5.1% | 10,250 | 0.0% | 0.14% | +17.2% | |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $551,000 | -9.2% | 4,860 | 0.0% | 0.14% | +1.5% | |
| TGT | TARGET CORP | $545,000 | +6.2% | 3,606 | 0.0% | 0.13% | +18.8% | |
| APD | AIR PRODS & CHEMS INC | $533,000 | -3.1% | 2,290 | 0.0% | 0.13% | +9.2% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $531,000 | -5.9% | 148,490 | 0.0% | 0.13% | +5.7% | |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $522,000 | -2.8% | 1,300 | 0.0% | 0.13% | +9.4% | |
| AN | AUTONATION INC | $509,000 | -8.9% | 5,000 | 0.0% | 0.12% | +2.5% | |
| IBM | INTERNATIONAL BUSINESS MACHS | $499,000 | -15.9% | 4,200 | 0.0% | 0.12% | -6.2% | |
| MRUS | MERUS N V | $495,000 | -10.8% | 24,870 | 0.0% | 0.12% | 0.0% | |
| IPVA | New | INTERPRIVATE II ACQUISITION | $493,000 | – | 50,000 | +100.0% | 0.12% | – |
| KYN | KAYNE ANDERSON ENERGY INFRST | $496,000 | -3.3% | 61,200 | 0.0% | 0.12% | +8.0% | |
| PMVC | PMV CONSUMER ACQUISITION COR | $492,000 | -0.8% | 50,000 | 0.0% | 0.12% | +10.1% | |
| IPVF | INTERPRIVATE III FINANCIAL P | $490,000 | 0.0% | 50,000 | 0.0% | 0.12% | +12.1% | |
| FMIV | New | FORUM MERGER IV CORP | $492,000 | – | 50,000 | +100.0% | 0.12% | – |
| AAQC | New | ACCELERATE ACQUISITION CORP | $492,000 | – | 50,000 | +100.0% | 0.12% | – |
| JAZZ | New | JAZZ PHARMACEUTICALS PLC | $487,000 | – | 3,600 | +100.0% | 0.12% | – |
| FDX | FEDEX CORP | $486,000 | -32.1% | 3,200 | 0.0% | 0.12% | -24.2% | |
| MRK | MERCK & CO INC | $482,000 | -5.5% | 5,544 | 0.0% | 0.12% | +5.4% | |
| SYK | STRYKER CORPORATION | $476,000 | +3.0% | 2,266 | 0.0% | 0.12% | +15.8% | |
| CE | CELANESE CORP DEL | $474,000 | -18.1% | 5,000 | 0.0% | 0.12% | -8.7% | |
| GENERAL ELECTRIC CO | $475,000 | 0.0% | 7,473 | 0.0% | 0.12% | +11.5% | ||
| MQ | Buy | MARQETA INC | $463,000 | -10.1% | 65,000 | +2.4% | 0.11% | 0.0% |
| SCI | SERVICE CORP INTL | $461,000 | -16.6% | 8,000 | 0.0% | 0.11% | -6.6% | |
| SBUX | Sell | STARBUCKS CORP | $460,000 | +6.0% | 5,363 | -2.5% | 0.11% | +18.9% |
| NSC | NORFOLK SOUTHN CORP | $456,000 | -7.7% | 2,175 | 0.0% | 0.11% | +3.7% | |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $457,000 | -12.3% | 4,780 | +1900.0% | 0.11% | -1.8% |
| GBT | GLOBAL BLOOD THERAPEUTICS IN | $444,000 | +108.5% | 6,500 | 0.0% | 0.11% | +131.9% | |
| DOX | AMDOCS LTD | $446,000 | -3.9% | 5,500 | 0.0% | 0.11% | +6.9% | |
| PSAG | New | PROPERTY SOLUTIONS ACQUISITI | $442,000 | – | 45,000 | +100.0% | 0.11% | – |
| PRAA | PRA GROUP INC | $442,000 | -11.6% | 13,421 | 0.0% | 0.11% | -0.9% | |
| UNP | Buy | UNION PAC CORP | $440,000 | -2.7% | 2,200 | +4.8% | 0.11% | +9.1% |
| BIL | New | SPDR SER TRbloomberg 1-3 mo | $436,000 | – | 4,756 | +100.0% | 0.11% | – |
| BA | BOEING CO | $432,000 | -10.6% | 3,475 | 0.0% | 0.11% | 0.0% | |
| KO | COCA COLA CO | $430,000 | -11.0% | 7,681 | 0.0% | 0.10% | -0.9% | |
| RCKT | ROCKET PHARMACEUTICALS INC | $430,000 | +7.5% | 27,709 | 0.0% | 0.10% | +19.3% | |
| INTC | INTEL CORP | $423,000 | -25.9% | 15,695 | 0.0% | 0.10% | -16.8% | |
| AXP | AMERICAN EXPRESS CO | $426,000 | -0.2% | 3,042 | 0.0% | 0.10% | +11.8% | |
| LFUS | LITTELFUSE INC | $415,000 | -16.5% | 2,000 | 0.0% | 0.10% | -6.4% | |
| GVI | ISHARES TRintrm gov cr etf | $407,000 | -3.6% | 4,000 | 0.0% | 0.10% | +8.7% | |
| BHK | BLACKROCK CORE BD TR | $401,000 | -11.9% | 40,155 | 0.0% | 0.10% | -2.0% | |
| Sell | APTOSE BIOSCIENCES INC | $395,000 | -51.4% | 657,364 | -35.8% | 0.10% | -45.5% | |
| EW | EDWARDS LIFESCIENCES CORP | $395,000 | -12.0% | 4,620 | 0.0% | 0.10% | -1.0% | |
| MDT | MEDTRONIC PLC | $392,000 | -9.7% | 4,744 | 0.0% | 0.10% | +1.1% | |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $389,000 | -33.5% | 1,217 | 0.0% | 0.10% | -25.8% | |
| HPQ | HP INC | $389,000 | -18.6% | 15,000 | 0.0% | 0.10% | -9.5% | |
| CNQ | CANADIAN NAT RES LTD | $382,000 | -13.2% | 8,200 | 0.0% | 0.09% | -2.1% | |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $379,000 | -10.8% | 4,740 | +26.7% | 0.09% | 0.0% |
| NEE | NEXTERA ENERGY INC | $362,000 | +1.1% | 4,618 | 0.0% | 0.09% | +14.1% | |
| EFX | EQUIFAX INC | $360,000 | -6.2% | 2,100 | 0.0% | 0.09% | +4.8% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $355,000 | -13.0% | 6,000 | 0.0% | 0.09% | -2.2% | |
| VRM | Buy | VROOM INC | $351,000 | +1.4% | 302,000 | +9.0% | 0.09% | +13.2% |
| CL | COLGATE PALMOLIVE CO | $350,000 | -13.2% | 4,920 | 0.0% | 0.09% | -2.3% | |
| CRNX | CRINETICS PHARMACEUTICALS IN | $353,000 | +0.6% | 18,600 | 0.0% | 0.09% | +11.7% | |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $347,000 | +2.1% | 4,000 | 0.0% | 0.08% | +14.9% | |
| TYL | TYLER TECHNOLOGIES INC | $348,000 | +4.8% | 1,000 | 0.0% | 0.08% | +16.4% | |
| AVT | AVNET INC | $346,000 | -15.6% | 9,570 | 0.0% | 0.08% | -5.6% | |
| AAC | ARES ACQUISITION CORPORATION | $348,000 | +1.2% | 35,000 | 0.0% | 0.08% | +13.3% | |
| NKE | NIKE INCcl b | $346,000 | -15.2% | 4,030 | 0.0% | 0.08% | -4.5% | |
| OSTR | OYSTER ENTERPRISES ACQ CORP | $345,000 | +0.6% | 35,000 | 0.0% | 0.08% | +12.0% | |
| DXCM | DEXCOM INC | $340,000 | +9.3% | 4,000 | 0.0% | 0.08% | +22.1% | |
| Buy | WARNER BROS DISCOVERY INC | $335,000 | +44.4% | 28,886 | +73.2% | 0.08% | +60.8% | |
| CMCSA | COMCAST CORP NEWcl a | $333,000 | -24.0% | 10,877 | 0.0% | 0.08% | -14.6% | |
| FTAI | FORTRESS TRANS INFRST INVS L | $330,000 | -22.4% | 22,000 | 0.0% | 0.08% | -12.9% | |
| USB | US BANCORP DEL | $322,000 | -10.8% | 7,760 | 0.0% | 0.08% | 0.0% | |
| HPE | HEWLETT PACKARD ENTERPRISE C | $322,000 | -4.5% | 26,000 | 0.0% | 0.08% | +6.8% | |
| ETN | EATON CORP PLC | $320,000 | +6.0% | 2,400 | 0.0% | 0.08% | +18.2% | |
| GEL | GENESIS ENERGY L Punit ltd partn | $318,000 | +15.2% | 34,300 | 0.0% | 0.08% | +30.0% | |
| VGT | VANGUARD WORLD FDSinf tech etf | $318,000 | -5.9% | 1,035 | 0.0% | 0.08% | +5.4% | |
| TDOC | TELADOC HEALTH INC | $315,000 | -24.1% | 12,315 | 0.0% | 0.08% | -15.4% | |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $314,000 | – | 6,550 | +100.0% | 0.08% | – |
| PGRW | PROGRESS ACQUISITION CORP | $314,000 | +1.0% | 31,500 | 0.0% | 0.08% | +13.2% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $306,000 | -2.2% | 1,146 | 0.0% | 0.08% | +10.3% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $305,000 | +12.1% | 856 | +18.9% | 0.08% | +25.0% |
| INSI | INSIGHT SELECT INCOME FD | $303,000 | -4.7% | 19,734 | 0.0% | 0.07% | +5.7% | |
| SWTX | SPRINGWORKS THERAPEUTICS INC | $303,000 | +2.0% | 11,200 | 0.0% | 0.07% | +13.8% | |
| CEQP | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $294,000 | +15.7% | 10,570 | 0.0% | 0.07% | +28.6% | |
| CAT | CATERPILLAR INC | $292,000 | -8.2% | 1,775 | 0.0% | 0.07% | +2.9% | |
| BAC | Sell | BK OF AMERICA CORP | $295,000 | -4.5% | 9,761 | -1.6% | 0.07% | +5.9% |
| SCHW | SCHWAB CHARLES CORP | $293,000 | +14.5% | 4,000 | 0.0% | 0.07% | +28.6% | |
| DVN | New | DEVON ENERGY CORP NEW | $289,000 | – | 4,800 | +100.0% | 0.07% | – |
| ADEX | ADIT EDTECH ACQUISITION CORP | $288,000 | +1.1% | 29,000 | 0.0% | 0.07% | +14.5% | |
| IVV | Sell | ISHARES TRcore s&p500 etf | $287,000 | -85.3% | 800 | -84.3% | 0.07% | -83.6% |
| HRL | HORMEL FOODS CORP | $284,000 | -4.1% | 6,250 | 0.0% | 0.07% | +7.7% | |
| L | LOEWS CORP | $281,000 | -15.1% | 5,494 | 0.0% | 0.07% | -4.2% | |
| CSCO | CISCO SYS INC | $280,000 | -3.1% | 6,775 | 0.0% | 0.07% | +9.5% | |
| CLX | CLOROX CO DEL | $283,000 | -9.9% | 2,183 | 0.0% | 0.07% | 0.0% | |
| BAX | BAXTER INTL INC | $281,000 | -15.6% | 5,100 | 0.0% | 0.07% | -5.5% | |
| DBX | DROPBOX INCcl a | $277,000 | -2.5% | 12,970 | 0.0% | 0.07% | +9.7% | |
| PUCK | GOAL ACQUISITIONS CORP | $277,000 | +1.1% | 28,000 | 0.0% | 0.07% | +13.3% | |
| SQ | Buy | BLOCK INCcl a | $272,000 | -6.8% | 4,870 | +6.3% | 0.07% | +4.7% |
| VST | VISTRA CORP | $274,000 | -8.1% | 13,040 | 0.0% | 0.07% | +3.1% | |
| New | THERAPEUTICSMD INC | $268,000 | – | 40,393 | +100.0% | 0.07% | – | |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $270,000 | -11.8% | 2,890 | 0.0% | 0.07% | -1.5% | |
| CCI | CROWN CASTLE INC | $264,000 | -14.6% | 1,830 | 0.0% | 0.06% | -4.4% | |
| STX | SEAGATE TECHNOLOGY HLDNGS PL | $266,000 | -25.5% | 5,000 | 0.0% | 0.06% | -16.7% | |
| CFR | CULLEN FROST BANKERS INC | $264,000 | +13.3% | 2,000 | 0.0% | 0.06% | +27.5% | |
| LADR | LADDER CAP CORPcl a | $261,000 | -15.0% | 29,100 | 0.0% | 0.06% | -4.5% | |
| TSCO | TRACTOR SUPPLY CO | $256,000 | -4.1% | 1,375 | 0.0% | 0.06% | +8.6% | |
| Buy | ARDAGH METAL PACKAGING S A | $255,000 | +20.9% | 52,500 | +52.2% | 0.06% | +34.8% | |
| NMFC | NEW MTN FIN CORP | $252,000 | -3.4% | 21,875 | 0.0% | 0.06% | +8.8% | |
| XOP | SPDR SER TRs&p oilgas exp | $249,000 | +4.2% | 2,000 | 0.0% | 0.06% | +17.3% | |
| Sell | RESERVOIR MEDIA INC*w exp 08/26/202 | $248,000 | -16.8% | 258,150 | -1.4% | 0.06% | -6.2% | |
| NBST | NEWBURY STREET ACQUISITN COR | $245,000 | +0.4% | 25,000 | 0.0% | 0.06% | +13.2% | |
| DUK | DUKE ENERGY CORP NEW | $247,000 | -13.0% | 2,650 | 0.0% | 0.06% | -3.2% | |
| BHC | BAUSCH HEALTH COS INC | $247,000 | -17.1% | 35,013 | 0.0% | 0.06% | -7.7% | |
| XLC | SELECT SECTOR SPDR TR | $239,000 | -11.8% | 5,000 | 0.0% | 0.06% | 0.0% | |
| RDFI | COLLABORATIVE INVESTMNT SERrareview dynamic | $242,000 | -6.9% | 11,025 | 0.0% | 0.06% | +3.5% | |
| MPLX | MPLX LP | $236,000 | +2.6% | 7,823 | 0.0% | 0.06% | +16.0% | |
| CMI | CUMMINS INC | $236,000 | +4.9% | 1,161 | 0.0% | 0.06% | +18.4% | |
| SHV | ISHARES TRshort treas bd | $235,000 | 0.0% | 2,132 | 0.0% | 0.06% | +13.7% | |
| UPS | UNITED PARCEL SERVICE INCcl b | $238,000 | -11.2% | 1,470 | 0.0% | 0.06% | -1.7% | |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $231,000 | +11.6% | 27,180 | +19.8% | 0.06% | +26.7% |
| AMERICA FIRST MULTIFAMILY INben unit ctf | $228,000 | -5.4% | 13,167 | 0.0% | 0.06% | +5.7% | ||
| WASH | WASHINGTON TR BANCORP INC | $227,000 | -3.8% | 4,885 | 0.0% | 0.06% | +7.7% | |
| DEO | DIAGEO PLCspon adr new | $225,000 | -2.6% | 1,325 | 0.0% | 0.06% | +7.8% | |
| PFF | ISHARES TRpfd and incm sec | $222,000 | -3.5% | 7,000 | 0.0% | 0.05% | +8.0% | |
| Sell | FIRSTCASH HOLDINGS INC | $220,000 | -49.8% | 3,000 | -52.4% | 0.05% | -43.8% | |
| ZM | ZOOM VIDEO COMMUNICATIONS INcl a | $216,000 | -32.9% | 2,900 | 0.0% | 0.05% | -24.3% | |
| PRU | Sell | PRUDENTIAL FINL INC | $211,000 | -13.5% | 2,465 | -3.3% | 0.05% | -1.9% |
| ASO | New | ACADEMY SPORTS & OUTDOORS IN | $211,000 | – | 5,000 | +100.0% | 0.05% | – |
| NTR | New | NUTRIEN LTD | $210,000 | – | 2,500 | +100.0% | 0.05% | – |
| C | Sell | CITIGROUP INC | $208,000 | -9.6% | 4,989 | -0.1% | 0.05% | +2.0% |
| ASAX | ASTREA ACQUISITION CORP | $207,000 | +0.5% | 21,000 | 0.0% | 0.05% | +13.3% | |
| IJR | ISHARES TRcore s&p scp etf | $201,000 | -5.6% | 2,306 | 0.0% | 0.05% | +4.3% | |
| BITE | BITE ACQUISITION CORP | $196,000 | 0.0% | 19,998 | 0.0% | 0.05% | +11.6% | |
| KURA | KURA ONCOLOGY INC | $194,000 | -29.7% | 14,900 | 0.0% | 0.05% | -20.0% | |
| PGEN | PRECIGEN INC | $191,000 | +57.9% | 90,000 | 0.0% | 0.05% | +80.8% | |
| DRAFTKINGS INC NEW | $185,000 | +30.3% | 12,191 | 0.0% | 0.04% | +45.2% | ||
| ACII | ATLAS CREST INVESTMENT CORP | $172,000 | 0.0% | 17,492 | 0.0% | 0.04% | +10.5% | |
| TWNI | New | TAILWIND INTERNATNAL ACQ COR | $173,000 | – | 17,500 | +100.0% | 0.04% | – |
| ETWO | Buy | E2OPEN PARENT HOLDINGS INC | $165,000 | +23.1% | 27,200 | +58.1% | 0.04% | +37.9% |
| GTE | GRAN TIERRA ENERGY INC | $150,000 | +5.6% | 123,667 | 0.0% | 0.04% | +19.4% | |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $152,000 | -18.3% | 16,200 | 0.0% | 0.04% | -9.8% | |
| DISH | Sell | DISH NETWORK CORPORATIONcl a | $151,000 | -19.3% | 10,200 | -0.0% | 0.04% | -9.8% |
| PDOT | New | PERIDOT ACQUISITION CORP II | $149,000 | – | 15,000 | +100.0% | 0.04% | – |
| AVO | MISSION PRODUCE INC | $145,000 | +1.4% | 10,000 | 0.0% | 0.04% | +16.1% | |
| LUMN | LUMEN TECHNOLOGIES INC | $143,000 | -33.5% | 19,720 | 0.0% | 0.04% | -25.5% | |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $133,000 | -51.6% | 11,230 | -37.7% | 0.03% | -45.0% |
| Buy | ROCKET LAB USA INC | $129,000 | +44.9% | 31,500 | +34.0% | 0.03% | +68.4% | |
| FINM | MARLIN TECHNOLOGY CORP | $125,000 | +1.6% | 12,495 | 0.0% | 0.03% | +14.8% | |
| ASTS | AST SPACEMOBILE INC | $127,000 | +13.4% | 17,687 | 0.0% | 0.03% | +24.0% | |
| BOQII HLDG LTDsponsored ads | $106,000 | -38.7% | 89,780 | 0.0% | 0.03% | -31.6% | ||
| MACA | New | MORINGA ACQUISITION CORP | $104,000 | – | 10,500 | +100.0% | 0.02% | – |
| New | CORNER GROWTH ACQUISITN CORP | $101,000 | – | 10,000 | +100.0% | 0.02% | – | |
| Sell | QUALTEK SERVICES INC | $101,000 | +13.5% | 50,000 | -16.7% | 0.02% | +31.6% | |
| VII | 7GC & CO HOLDINGS INC | $99,000 | +1.0% | 10,000 | 0.0% | 0.02% | +14.3% | |
| LOKM | New | LIVE OAK MOBILITY ACQUISI CO | $99,000 | – | 10,000 | +100.0% | 0.02% | – |
| ADER | 26 CAPITAL ACQUISITION CORP | $99,000 | +1.0% | 10,000 | 0.0% | 0.02% | +14.3% | |
| LGV | LONGVIEW ACQUISITION CORP II | $98,000 | 0.0% | 10,000 | 0.0% | 0.02% | +14.3% | |
| FZT | New | FAST ACQUISITION CORP IIcl a | $98,000 | – | 10,000 | +100.0% | 0.02% | – |
| GLBL | New | CARTESIAN GROWTH CORP | $99,000 | – | 10,000 | +100.0% | 0.02% | – |
| FTAA | FTAC ATHENA ACQUISITION CORP | $99,000 | +1.0% | 10,000 | 0.0% | 0.02% | +14.3% | |
| JCIC | New | JACK CREEK INVESTMENT CORP | $100,000 | – | 10,000 | +100.0% | 0.02% | – |
| TFFP | TFF PHARMACEUTICALS INC | $83,000 | -30.8% | 20,826 | 0.0% | 0.02% | -23.1% | |
| ESPR | ESPERION THERAPEUTICS INC NE | $80,000 | +1.3% | 12,200 | 0.0% | 0.02% | +17.6% | |
| HNRG | HALLADOR ENERGY COMPANY | $74,000 | +4.2% | 13,165 | 0.0% | 0.02% | +12.5% | |
| MGNX | MACROGENICS INC | $64,000 | +14.3% | 18,345 | 0.0% | 0.02% | +33.3% | |
| BRMK | BROADMARK RLTY CAP INC | $66,000 | -24.1% | 13,000 | 0.0% | 0.02% | -15.8% | |
| WTI | New | W & T OFFSHORE INC | $59,000 | – | 10,000 | +100.0% | 0.01% | – |
| Sell | QUALTEK SERVICES INC*w exp 02/14/202 | $56,000 | +64.7% | 208,800 | -0.6% | 0.01% | +100.0% | |
| New | FTAI INFRASTRUCTURE INC | $52,000 | – | 22,000 | +100.0% | 0.01% | – | |
| MATTERPORT INC | $39,000 | +5.4% | 10,200 | 0.0% | 0.01% | +25.0% | ||
| RXT | New | RACKSPACE TECHNOLOGY INC | $41,000 | – | 10,000 | +100.0% | 0.01% | – |
| PAGAYA TECHNOLOGIES LTD | $35,000 | -56.8% | 20,001 | 0.0% | 0.01% | -50.0% | ||
| NVTA | INVITAE CORP | $37,000 | 0.0% | 14,560 | 0.0% | 0.01% | +12.5% | |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDGS | $24,000 | – | 15,840 | +100.0% | 0.01% | – |
| MARK | REMARK HLDGS INC | $17,000 | -41.4% | 65,000 | 0.0% | 0.00% | -33.3% | |
| CRKN | CROWN ELECTROKINETICS CORP | $7,000 | -74.1% | 29,124 | 0.0% | 0.00% | -66.7% | |
| OUST | OUSTER INC | $10,000 | -37.5% | 10,000 | 0.0% | 0.00% | -50.0% | |
| WTRH | WAITR HLDGS INC | $6,000 | 0.0% | 40,000 | 0.0% | 0.00% | 0.0% | |
| LOGC | LOGICBIO THERAPEUTICS INC | $4,000 | -20.0% | 15,000 | 0.0% | 0.00% | 0.0% | |
| YELL | Exit | YELLOW CORP | $0 | – | -15,000 | -100.0% | -0.01% | – |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -10,000 | -100.0% | -0.02% | – |
| SLCR | Exit | SILVER CREST ACQUISITION COR | $0 | – | -20,000 | -100.0% | -0.04% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -4,797 | -100.0% | -0.04% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -2,600 | -100.0% | -0.05% | – |
| Exit | EROS MEDIA WORLD PLC | $0 | – | -121,178 | -100.0% | -0.06% | – | |
| XPOA | Exit | DPCM CAP INC | $0 | – | -29,995 | -100.0% | -0.06% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshort term treas | $0 | – | -5,567 | -100.0% | -0.07% | – |
| CXE | Exit | MFS HIGH INCOME MUN TRsh ben int | $0 | – | -116,251 | -100.0% | -0.10% | – |
| VTN | Exit | INVESCO TR INVT GRADE NEW YO | $0 | – | -42,502 | -100.0% | -0.10% | – |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC | $0 | – | -41,801 | -100.0% | -0.11% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -43,601 | -100.0% | -0.11% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -46,000 | -100.0% | -0.11% | – |
| ISLE | Exit | ISLEWORTH HEALTHCARE ACQU CO | $0 | – | -52,500 | -100.0% | -0.11% | – |
| SMED | Exit | SHARPS COMPLIANCE CORP | $0 | – | -338,053 | -100.0% | -0.22% | – |
| NET | Exit | CLOUDFLARE INC | $0 | – | -42,746 | -100.0% | -0.43% | – |
| ECOZ | Exit | LISTED FD TR | $0 | – | -75,960 | -100.0% | -0.52% | – |
| CFG | Exit | CITIZENS FINL GROUP INC | $0 | – | -67,001 | -100.0% | -0.53% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -147,959 | -100.0% | -1.04% | – |
| GT | Exit | GOODYEAR TIRE & RUBR CO | $0 | – | -471,000 | -100.0% | -1.10% | – |
| IWR | Exit | ISHARES TRrus mid cap etf | $0 | – | -94,632 | -100.0% | -1.36% | – |
| PAVE | Exit | GLOBAL X FDSus infr dev etf | $0 | – | -322,445 | -100.0% | -1.62% | – |
| Exit | ROTH CH ACQUISITION V COunit 12/10/2026 | $0 | – | -1,000,910 | -100.0% | -2.16% | – | |
| CIBR | Exit | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $0 | – | -255,400 | -100.0% | -2.30% | – |
| IGV | Exit | ISHARES TRexpanded tech | $0 | – | -38,643 | -100.0% | -2.32% | – |
| VYGG | Exit | VY GLOBAL GROWTH | $0 | – | -2,303,696 | -100.0% | -4.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-10-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.