$513 Million is the total value of SANDERS MORRIS HARRIS LLC's 304 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 68.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $60,790,000 | -10.7% | 167,677 | -2.1% | 11.84% | +0.5% |
| BX | Sell | BLACKSTONE INC | $46,911,000 | -2.0% | 369,555 | -0.2% | 9.14% | +10.4% |
| AAPL | Sell | APPLE INC | $21,292,000 | -3.1% | 121,938 | -0.1% | 4.15% | +9.2% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $17,505,000 | -6.6% | 737,659 | -0.5% | 3.41% | +5.2% |
| Sell | ROTH CH ACQUISITION IV COunit 07/01/2026 | $11,977,000 | -13.7% | 1,194,100 | -12.5% | 2.33% | -2.8% | |
| ELAN | Sell | ELANCO ANIMAL HEALTH INC | $11,714,000 | -9.9% | 449,000 | -2.0% | 2.28% | +1.5% |
| Sell | ROTH CH ACQUISITION V COunit 12/10/2026 | $11,331,000 | -12.3% | 1,137,610 | -10.9% | 2.21% | -1.2% | |
| MAIN | Sell | MAIN STR CAP CORP | $11,190,000 | -23.8% | 262,442 | -19.8% | 2.18% | -14.1% |
| Sell | RESERVOIR MEDIA INC | $10,399,000 | +14.6% | 1,057,870 | -7.8% | 2.03% | +29.0% | |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $6,372,000 | -37.6% | 17,831 | -35.2% | 1.24% | -29.8% |
| VYGG | Sell | VY GLOBAL GROWTH | $4,092,000 | -81.6% | 413,300 | -81.8% | 0.80% | -79.3% |
| LLY | Sell | LILLY ELI & CO | $2,867,000 | +4.3% | 10,012 | -0.2% | 0.56% | +17.4% |
| DIS | Sell | DISNEY WALT CO | $2,666,000 | -79.0% | 19,442 | -76.0% | 0.52% | -76.4% |
| ORCL | Sell | ORACLE CORP | $1,610,000 | -6.0% | 19,460 | -0.4% | 0.31% | +6.1% |
| TELA | Sell | TELA BIO INC | $1,223,000 | -10.8% | 105,168 | -1.9% | 0.24% | +0.4% |
| FB | Sell | FACEBOOK INCcl a | $1,172,000 | -38.8% | 5,268 | -7.0% | 0.23% | -31.1% |
| MO | Sell | ALTRIA GROUP INC | $1,034,000 | +9.3% | 19,785 | -0.4% | 0.20% | +22.6% |
| SQ | Sell | SQUARE INCcl a | $622,000 | -20.3% | 4,583 | -4.2% | 0.12% | -10.4% |
| FTAI | Sell | FORTRESS TRANS INFRST INVS L | $618,000 | -20.9% | 24,000 | -11.1% | 0.12% | -11.1% |
| MCD | Sell | MCDONALDS CORP | $618,000 | -9.1% | 2,500 | -1.5% | 0.12% | +1.7% |
| CVS | Sell | CVS HEALTH CORP | $604,000 | -34.9% | 5,974 | -33.4% | 0.12% | -26.7% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $579,000 | -44.5% | 5,780 | -43.8% | 0.11% | -37.6% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $326,000 | -20.9% | 720 | -17.0% | 0.06% | -9.9% |
| DOCU | Sell | DOCUSIGN INC | $306,000 | -92.3% | 2,864 | -88.8% | 0.06% | -91.3% |
| GOLD | Sell | BARRICK GOLD CORP | $233,000 | -83.1% | 9,500 | -86.9% | 0.04% | -81.1% |
| C | Sell | CITIGROUP INC | $214,000 | -94.2% | 3,994 | -93.2% | 0.04% | -93.5% |
| Sell | CENAQ ENERGY CORPunit 02/04/2026 | $202,000 | -13.7% | 20,000 | -13.0% | 0.04% | -2.5% | |
| TXMD | Sell | THERAPEUTICSMD INC | $194,000 | +6.0% | 512,633 | -0.3% | 0.04% | +18.8% |
| Sell | ROCKET LAB USA INC | $189,000 | -50.1% | 23,500 | -23.9% | 0.04% | -43.9% | |
| WTRH | Sell | WAITR HLDGS INC | $15,000 | -65.9% | 40,000 | -32.4% | 0.00% | -62.5% |
| BEDU | Exit | BRIGHT SCHOLAR ED HLDGS LTDsponsored ads | $0 | – | -10,500 | -100.0% | -0.00% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -14,100 | -100.0% | -0.00% | – |
| Exit | TOP SHIPS INC | $0 | – | -17,100 | -100.0% | -0.00% | – | |
| ITP | Exit | IT TECH PACKAGING INC | $0 | – | -66,200 | -100.0% | -0.00% | – |
| FORD | Exit | FORWARD INDS INC N Y | $0 | – | -10,100 | -100.0% | -0.00% | – |
| MDRR | Exit | MEDALIST DIVERSIFIED REIT IN | $0 | – | -16,200 | -100.0% | -0.00% | – |
| NINE | Exit | NINE ENERGY SERVICE INC | $0 | – | -16,400 | -100.0% | -0.00% | – |
| REPH | Exit | RECRO PHARMA INC | $0 | – | -10,900 | -100.0% | -0.00% | – |
| SGRP | Exit | SPAR GROUP INC | $0 | – | -13,500 | -100.0% | -0.00% | – |
| OBLG | Exit | OBLONG INC | $0 | – | -15,450 | -100.0% | -0.00% | – |
| IFBD | Exit | INFOBIRD CO LTD | $0 | – | -14,000 | -100.0% | -0.00% | – |
| CELP | Exit | CYPRESS ENVIRONMENTL PARTNRltd partner int | $0 | – | -15,400 | -100.0% | -0.00% | – |
| QD | Exit | QUDIAN INCadr | $0 | – | -15,900 | -100.0% | -0.00% | – |
| JOB | Exit | GEE GROUP INC | $0 | – | -34,100 | -100.0% | -0.00% | – |
| REDU | Exit | RISE ED CAYMAN LTDsponsored adr | $0 | – | -29,800 | -100.0% | -0.00% | – |
| DS | Exit | DRIVE SHACK INC | $0 | – | -11,700 | -100.0% | -0.00% | – |
| GSMG | Exit | GLRY STR NW MDIA GRUP HLDG L | $0 | – | -13,450 | -100.0% | -0.00% | – |
| FAMI | Exit | FARMMI INC | $0 | – | -71,500 | -100.0% | -0.00% | – |
| STAF | Exit | STAFFING 360 SOLUTIONS INC | $0 | – | -17,000 | -100.0% | -0.00% | – |
| EDTK | Exit | SKILLFUL CRAFTSMAN ED TECH L | $0 | – | -16,900 | -100.0% | -0.00% | – |
| SNMP | Exit | EVOLVE TRANSITION INFRASTRU | $0 | – | -25,400 | -100.0% | -0.00% | – |
| AIRI | Exit | AIR INDS GROUP | $0 | – | -18,250 | -100.0% | -0.00% | – |
| SHIP | Exit | SEANERGY MARITIME HLDGS CORP | $0 | – | -18,250 | -100.0% | -0.00% | – |
| METX | Exit | METEN HOLDING GROUP LTD | $0 | – | -63,750 | -100.0% | -0.00% | – |
| PEI | Exit | PENNSYLVANIA REAL ESTATE INVsh ben int | $0 | – | -17,600 | -100.0% | -0.00% | – |
| SDPI | Exit | SUPERIOR DRILLING PRODS INC | $0 | – | -22,000 | -100.0% | -0.00% | – |
| BHAT | Exit | BLUE HAT INTERACTIVE ENTMT T | $0 | – | -40,650 | -100.0% | -0.00% | – |
| HGBL | Exit | HERITAGE GLOBAL INC | $0 | – | -11,600 | -100.0% | -0.00% | – |
| Exit | ADTHEORENT HOLDING COMPANY | $0 | – | -10,002 | -100.0% | -0.01% | – | |
| KINZ | Exit | KINS TECHNOLOGY GROUP INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| HCCC | Exit | HEALTHCARE CAPITAL CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| JCIC | Exit | JACK CREEK INVESTMENT CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| MACA | Exit | MORINGA ACQUISITION CORP | $0 | – | -10,500 | -100.0% | -0.02% | – |
| EJFA | Exit | EJF ACQUISITION CORP | $0 | – | -12,000 | -100.0% | -0.02% | – |
| SLCR | Exit | SILVER CREST ACQUISITION COR | $0 | – | -20,000 | -100.0% | -0.03% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -1,300 | -100.0% | -0.04% | – |
| ZGNX | Exit | ZOGENIX INC | $0 | – | -12,420 | -100.0% | -0.04% | – |
| PTBD | Exit | PACER FDS TRtrendpilot us bd | $0 | – | -8,005 | -100.0% | -0.04% | – |
| ROCRW | Exit | ROTH CH ACQUISITION III CO*w exp 02/26/202 | $0 | – | -212,400 | -100.0% | -0.04% | – |
| MOTV | Exit | MOTIVE CAPITAL CORP | $0 | – | -24,000 | -100.0% | -0.04% | – |
| CPSR | Exit | CAPSTAR SPL PURP ACQUISITION | $0 | – | -23,962 | -100.0% | -0.04% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -1,700 | -100.0% | -0.04% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -5,550 | -100.0% | -0.04% | – |
| Exit | GLOBALFOUNDRIES INCordinary shares | $0 | – | -4,000 | -100.0% | -0.04% | – | |
| AAC | Exit | ARES ACQUISITION CORPORATION | $0 | – | -35,000 | -100.0% | -0.06% | – |
| ESGC | Exit | EROS STX GLOBAL CORPORATION | $0 | – | -1,423,578 | -100.0% | -0.06% | – |
| UNG | Exit | UNITED STS NAT GAS FD LPunit par | $0 | – | -32,000 | -100.0% | -0.07% | – |
| FALN | Exit | ISHARES TRfaln angls usd | $0 | – | -14,362 | -100.0% | -0.07% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -2,356 | -100.0% | -0.08% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -2,108 | -100.0% | -0.08% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLC | $0 | – | -3,600 | -100.0% | -0.08% | – |
| MUDS | Exit | MUDRICK CAPITAL ACQU CORP II | $0 | – | -72,100 | -100.0% | -0.12% | – |
| MRUS | Exit | MERUS N V | $0 | – | -24,870 | -100.0% | -0.13% | – |
| XENE | Exit | XENON PHARMACEUTICALS INC | $0 | – | -24,500 | -100.0% | -0.13% | – |
| CME | Exit | CME GROUP INC | $0 | – | -3,500 | -100.0% | -0.14% | – |
| TEAM | Exit | ATLASSIAN CORP PLCcl a | $0 | – | -2,700 | -100.0% | -0.17% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -42,000 | -100.0% | -0.20% | – |
| XLNX | Exit | XILINX INC | $0 | – | -5,775 | -100.0% | -0.22% | – |
| LCAP | Exit | LIONHEART ACQUISITION CORP I | $0 | – | -270,958 | -100.0% | -0.47% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -25,897 | -100.0% | -0.57% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -28,969 | -100.0% | -0.58% | – |
| ASAN | Exit | ASANA INCcl a | $0 | – | -49,775 | -100.0% | -0.61% | – |
| GPN | Exit | GLOBAL PMTS INC | $0 | – | -33,120 | -100.0% | -0.81% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -105,988 | -100.0% | -0.99% | – |
| ROCR | Exit | ROTH CH ACQUISITION III CO | $0 | – | -643,010 | -100.0% | -1.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-04-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.