$102 Million is the total value of SANDERS MORRIS HARRIS LLC's 191 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 50.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VZ | Buy | VERIZON COMMUNICATIONS INC | $5,661,000 | +7.4% | 107,716 | +24.4% | 5.53% | +362.2% |
| PG | Buy | PROCTER & GAMBLE CO | $4,848,000 | +6.7% | 44,271 | +17.5% | 4.74% | +359.5% |
| TXN | Buy | TEXAS INSTRS INC | $4,765,000 | +1.7% | 37,425 | +3.4% | 4.66% | +337.6% |
| QURE | Buy | UNIQURE NV | $4,296,000 | +34.7% | 71,000 | +56.4% | 4.20% | +479.8% |
| PM | Buy | PHILIP MORRIS INTL INC | $3,413,000 | -6.5% | 77,756 | +82.0% | 3.34% | +302.3% |
| WFC | Sell | WELLS FARGO CO NEW | $3,253,000 | -3.0% | 62,259 | -0.5% | 3.18% | +317.7% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $3,175,000 | +21.6% | 10,000 | +25.0% | 3.10% | +423.3% |
| RMD | Buy | RESMED INC | $2,926,000 | +4.1% | 18,758 | +4.2% | 2.86% | +348.1% |
| NTRS | NORTHERN TR CORP | $2,690,000 | 0.0% | 25,000 | 0.0% | 2.63% | +330.3% | |
| PEP | Buy | PEPSICO INC | $2,473,000 | +21.1% | 18,540 | +23.3% | 2.42% | +420.9% |
| STT | Sell | STATE STR CORP | $2,457,000 | -0.4% | 30,418 | -0.5% | 2.40% | +328.8% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $2,412,000 | -21.7% | 9 | 0.0% | 2.36% | +237.2% | |
| ZBRA | Buy | ZEBRA TECHNOLOGIES CORPcl a | $2,395,000 | +2.7% | 9,352 | +3.9% | 2.34% | +341.5% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $2,345,000 | -1.7% | 47,745 | +7.8% | 2.29% | +322.9% |
| MSFT | Buy | MICROSOFT CORP | $2,170,000 | -12.7% | 18,949 | +15.3% | 2.12% | +276.1% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $1,892,000 | +2.3% | 12,062 | +4.5% | 1.85% | +340.2% |
| VRSN | Sell | VERISIGN INC | $1,877,000 | -2.5% | 9,671 | -1.4% | 1.83% | +319.7% |
| TWTR | TWITTER INC | $1,841,000 | 0.0% | 57,000 | 0.0% | 1.80% | +330.4% | |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $1,587,000 | +1.5% | 10,030 | +3.6% | 1.55% | +336.9% |
| NOW | Buy | SERVICENOW INC | $1,573,000 | 0.0% | 5,500 | +1.9% | 1.54% | +330.5% |
| TFC | TRUIST FINL CORP | $1,489,000 | 0.0% | 26,269 | 0.0% | 1.46% | +330.5% | |
| MPC | MARATHON PETE CORP | $1,299,000 | 0.0% | 20,984 | 0.0% | 1.27% | +330.2% | |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $1,183,000 | -1.8% | 20,020 | -1.7% | 1.16% | +321.9% |
| INTU | Sell | INTUIT | $1,092,000 | -85.1% | 5,000 | -81.9% | 1.07% | -36.0% |
| SCHW | SCHWAB CHARLES CORP | $1,056,000 | 0.0% | 21,900 | 0.0% | 1.03% | +330.0% | |
| NVDA | Buy | NVIDIA CORP | $1,045,000 | -6.9% | 5,151 | +5.0% | 1.02% | +300.4% |
| USB | US BANCORP DEL | $1,040,000 | 0.0% | 17,560 | 0.0% | 1.02% | +330.5% | |
| MDT | Buy | MEDTRONIC PLC | $1,031,000 | +0.1% | 9,495 | +5.6% | 1.01% | +330.3% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $962,000 | -33.7% | 3,717 | -20.7% | 0.94% | +185.7% |
| ZIOP | ZIOPHARM ONCOLOGY INC | $930,000 | 0.0% | 201,200 | 0.0% | 0.91% | +330.8% | |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $919,000 | -7.7% | 6,675 | +1.1% | 0.90% | +297.3% |
| SBUX | Buy | STARBUCKS CORP | $894,000 | -2.5% | 10,644 | +3.3% | 0.87% | +320.2% |
| PSX | Buy | PHILLIPS 66 | $844,000 | -9.4% | 8,478 | +0.4% | 0.82% | +289.2% |
| WDC | Buy | WESTERN DIGITAL CORP. | $835,000 | +2.7% | 12,965 | +4.6% | 0.82% | +341.1% |
| AAPL | Sell | APPLE INC | $801,000 | -93.5% | 17,680 | -61.7% | 0.78% | -72.0% |
| T | Buy | AT&T INC | $783,000 | -90.5% | 289,682 | +32.1% | 0.76% | -59.0% |
| LRCX | Sell | LAM RESEARCH CORP | $777,000 | -86.4% | 3,562 | -81.4% | 0.76% | -41.3% |
| WM | Sell | WASTE MGMT INC DEL | $743,000 | -70.3% | 11,542 | -50.8% | 0.73% | +27.8% |
| UNP | Buy | UNION PAC CORP | $729,000 | 0.0% | 4,100 | +2.5% | 0.71% | +328.9% |
| PRAA | Buy | PRA GROUP INC | $728,000 | +3.4% | 20,208 | +6.4% | 0.71% | +344.4% |
| TEL | Buy | TE CONNECTIVITY LTD | $693,000 | +34.6% | 8,366 | +56.9% | 0.68% | +478.6% |
| SYK | Buy | STRYKER CORP | $676,000 | +7.1% | 3,300 | +10.0% | 0.66% | +362.2% |
| STLD | STEEL DYNAMICS INC | $642,000 | 0.0% | 19,000 | 0.0% | 0.63% | +329.5% | |
| UN | UNILEVER N V | $615,000 | 0.0% | 10,713 | 0.0% | 0.60% | +329.3% | |
| NUE | Buy | NUCOR CORP | $583,000 | +5.8% | 11,100 | +11.0% | 0.57% | +356.0% |
| PFE | Buy | PFIZER INC | $580,000 | -42.8% | 31,823 | +27.0% | 0.57% | +146.5% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $556,000 | -30.8% | 2,050 | -29.3% | 0.54% | +198.4% |
| MRK | Sell | MERCK & CO. INC | $551,000 | -19.0% | 7,043 | -6.5% | 0.54% | +249.4% |
| ORCL | Buy | ORACLE CORP | $521,000 | +16.6% | 9,784 | +18.1% | 0.51% | +399.0% |
| MAR | MARRIOTT INTL INC NEWcl a | $485,000 | 0.0% | 3,200 | 0.0% | 0.47% | +330.9% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $472,000 | -73.6% | 23,928 | -22.2% | 0.46% | +13.5% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $444,000 | -10.8% | 38,655 | +10.6% | 0.43% | +284.1% |
| MCK | MCKESSON CORP | $435,000 | 0.0% | 3,140 | 0.0% | 0.42% | +329.3% | |
| WEC | WEC ENERGY GROUP INC | $428,000 | 0.0% | 4,722 | 0.0% | 0.42% | +330.9% | |
| CSX | Sell | CSX CORP | $426,000 | -80.6% | 7,500 | -75.0% | 0.42% | -16.6% |
| WH | Sell | WYNDHAM HOTELS & RESORTS INC | $425,000 | -1.2% | 6,800 | -1.4% | 0.42% | +323.5% |
| AMGN | Sell | AMGEN INC | $416,000 | -88.8% | 2,025 | -86.9% | 0.41% | -51.8% |
| SAP | SAP SEspon adr | $410,000 | 0.0% | 3,000 | 0.0% | 0.40% | +331.2% | |
| PYPL | Buy | PAYPAL HLDGS INC | $406,000 | +22.3% | 3,800 | +26.7% | 0.40% | +429.3% |
| ECL | Sell | ECOLAB INC | $405,000 | -76.1% | 2,750 | -69.1% | 0.40% | +2.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $404,000 | -25.7% | 15,579 | +549.1% | 0.40% | +218.5% |
| MUSA | MURPHY USA INC | $403,000 | 0.0% | 3,500 | 0.0% | 0.39% | +328.3% | |
| AMZN | Sell | AMAZON COM INC | $391,000 | -80.7% | 487 | -54.8% | 0.38% | -17.0% |
| MKL | Buy | MARKEL CORP | $390,000 | +12.4% | 350 | +16.7% | 0.38% | +382.3% |
| MUB | New | ISHARES TRnational mun etf | $385,000 | – | 3,500 | +100.0% | 0.38% | – |
| UL | Buy | UNILEVER PLCspon adr new | $367,000 | -7.1% | 7,197 | +3.8% | 0.36% | +298.9% |
| WYND | WYNDHAM DESTINATIONS INC | $355,000 | 0.0% | 6,800 | 0.0% | 0.35% | +328.4% | |
| GOOG | New | ALPHABET INCcap stk cl c | $351,000 | – | 373 | +100.0% | 0.34% | – |
| NBL | NOBLE ENERGY INC | $351,000 | 0.0% | 14,540 | 0.0% | 0.34% | +328.8% | |
| KSU | Sell | KANSAS CITY SOUTHERN | $347,000 | -73.7% | 2,824 | -66.8% | 0.34% | +13.0% |
| POST | Buy | POST HLDGS INC | $340,000 | +27.3% | 3,295 | +34.2% | 0.33% | +444.3% |
| URI | UNITED RENTALS INC | $337,000 | 0.0% | 2,000 | 0.0% | 0.33% | +327.3% | |
| CE | CELANESE CORP DEL | $336,000 | -44.6% | 5,000 | 0.0% | 0.33% | +137.7% | |
| SONY | SONY CORPsponsored adr | $334,000 | 0.0% | 4,840 | 0.0% | 0.33% | +328.9% | |
| ABBV | Sell | ABBVIE INC | $328,000 | -86.3% | 7,402 | -72.4% | 0.32% | -41.0% |
| VNOM | VIPER ENERGY PARTNERS LP | $327,000 | 0.0% | 12,678 | 0.0% | 0.32% | +332.4% | |
| MCD | MCDONALDS CORP | $325,000 | -55.0% | 3,716 | 0.0% | 0.32% | +93.9% | |
| FB | Buy | FACEBOOK INCcl a | $324,000 | +6.2% | 3,573 | +110.2% | 0.32% | +359.4% |
| QCOM | Buy | QUALCOMM INC | $319,000 | -1.8% | 4,700 | +27.0% | 0.31% | +321.6% |
| CRM | Buy | SALESFORCE COM INC | $303,000 | +17.9% | 2,012 | +29.8% | 0.30% | +410.3% |
| RGNX | REGENXBIO INC | $300,000 | 0.0% | 7,700 | 0.0% | 0.29% | +330.9% | |
| WHR | WHIRLPOOL CORP | $297,000 | 0.0% | 2,000 | 0.0% | 0.29% | +332.8% | |
| MCMJ | MERIDA MERGER CORP I | $292,000 | 0.0% | 30,000 | 0.0% | 0.28% | +331.8% | |
| RDHL | Buy | REDHILL BIOPHARMA LTDsponsored ads | $289,000 | 0.0% | 64,167 | +34.6% | 0.28% | +327.3% |
| NMT | Sell | NUVEEN MASSACHUSETS QLT MUN | $271,000 | -4.6% | 19,000 | -5.0% | 0.26% | +314.1% |
| EA | New | ELECTRONIC ARTS INC | $265,000 | – | 2,580 | +100.0% | 0.26% | – |
| CTAS | Sell | CINTAS CORP | $265,000 | -94.6% | 1,712 | -90.6% | 0.26% | -76.9% |
| OXY | Buy | OCCIDENTAL PETE CORP | $262,000 | 0.0% | 6,652 | +8.1% | 0.26% | +333.9% |
| DXCM | Sell | DEXCOM INC | $261,000 | -76.2% | 1,000 | -80.0% | 0.26% | +2.4% |
| ATVI | New | ACTIVISION BLIZZARD INC | $261,000 | – | 4,355 | +100.0% | 0.26% | – |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $260,000 | -62.5% | 9,000 | -25.0% | 0.25% | +60.8% |
| CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIOcl a | $260,000 | -47.5% | 6,000 | -25.0% | 0.25% | +126.8% |
| LFUS | Sell | LITTELFUSE INC | $259,000 | -55.3% | 2,000 | -33.3% | 0.25% | +91.7% |
| S | SPRINT CORPORATION | $255,000 | 0.0% | 48,915 | 0.0% | 0.25% | +329.3% | |
| PAYX | PAYCHEX INC | $255,000 | 0.0% | 3,000 | 0.0% | 0.25% | +329.3% | |
| AMD | New | ADVANCED MICRO DEVICES INC | $243,000 | – | 5,695 | +100.0% | 0.24% | – |
| KR | Sell | KROGER CO | $242,000 | -75.3% | 10,500 | -69.6% | 0.24% | +6.3% |
| RDSA | ROYAL DUTCH SHELL PLCspons adr a | $240,000 | -8.4% | 4,370 | 0.0% | 0.24% | +298.3% | |
| WTRH | Buy | WAITR HLDGS INC | $240,000 | 0.0% | 710,000 | +1.4% | 0.24% | +327.3% |
| NLOK | NORTONLIFELOCK INC | $234,000 | 0.0% | 8,993 | 0.0% | 0.23% | +332.1% | |
| RSG | REPUBLIC SVCS INC | $229,000 | 0.0% | 2,550 | 0.0% | 0.22% | +330.8% | |
| KLAC | Sell | KLA CORPORATION | $224,000 | -84.7% | 1,750 | -78.1% | 0.22% | -34.0% |
| EW | EDWARDS LIFESCIENCES CORP | $216,000 | -28.7% | 1,340 | 0.0% | 0.21% | +205.8% | |
| TDY | TELEDYNE TECHNOLOGIES INC | $214,000 | 0.0% | 600 | 0.0% | 0.21% | +326.5% | |
| CACI | CACI INTL INCcl a | $201,000 | -20.2% | 1,000 | 0.0% | 0.20% | +243.9% | |
| BX | Buy | BLACKSTONE GROUP INC | $183,000 | -89.6% | 364,900 | +1058.4% | 0.18% | -55.1% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $161,000 | -29.4% | 16,994 | +6.0% | 0.16% | +201.9% |
| NRK | Sell | NUVEEN NEW YORK AMT QLT MUNI | $157,000 | -36.4% | 17,670 | -5.4% | 0.15% | +173.2% |
| BHC | Sell | BAUSCH HEALTH COS INC | $147,000 | -95.7% | 13,513 | -88.3% | 0.14% | -81.3% |
| CYTK | New | CYTOKINETICS INC | $145,000 | – | 12,155 | +100.0% | 0.14% | – |
| MGNX | New | MACROGENICS INC | $125,000 | – | 23,845 | +100.0% | 0.12% | – |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $111,000 | -31.1% | 10,600 | -8.6% | 0.11% | +191.9% |
| TFFP | TFF PHARMACEUTICALS INC | $101,000 | 0.0% | 18,900 | 0.0% | 0.10% | +330.4% | |
| ET | Sell | ENERGY TRANSFER LP | $88,000 | -97.8% | 202,603 | -32.5% | 0.09% | -90.7% |
| QRTEA | QURATE RETAIL INC | $81,000 | 0.0% | 10,000 | 0.0% | 0.08% | +338.9% | |
| Sell | APTOSE BIOSCIENCES INC | $42,000 | -96.7% | 11,240 | -95.1% | 0.04% | -85.8% | |
| PIRS | New | PIERIS PHARMACEUTICALS INC | $41,000 | – | 19,450 | +100.0% | 0.04% | – |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $36,000 | -99.8% | 191,063 | +50.2% | 0.04% | -99.3% |
| MO | Buy | ALTRIA GROUP INC | $31,000 | -99.2% | 82,156 | +5.1% | 0.03% | -96.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $24,000 | -99.8% | 15,087 | -85.6% | 0.02% | -99.3% |
| KMI | Sell | KINDER MORGAN INC DEL | $24,000 | -98.5% | 55,989 | -28.9% | 0.02% | -93.7% |
| AR | Sell | ANTERO RESOURCES CORP | $12,000 | -98.1% | 55,000 | -32.9% | 0.01% | -91.5% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $11,000 | -99.9% | 740,757 | +33.8% | 0.01% | -99.7% |
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $9,000 | -100.0% | 821,952 | -10.1% | 0.01% | -99.8% |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $7,000 | 0.0% | 15,000 | 0.0% | 0.01% | +250.0% | |
| MAIN | Sell | MAIN STR CAP CORP | $7,000 | -100.0% | 348,410 | -12.4% | 0.01% | -99.8% |
| AIMT | New | AIMMUNE THERAPEUTICS INC | $5,000 | – | 341,250 | +100.0% | 0.01% | – |
| ELAN | Buy | ELANCO ANIMAL HEALTH INC | $5,000 | -99.7% | 216,801 | +344.4% | 0.01% | -98.6% |
| TXMD | Buy | THERAPEUTICSMD INC | $4,000 | -99.8% | 3,752,610 | +911.5% | 0.00% | -99.0% |
| XOM | Buy | EXXON MOBIL CORP | $3,000 | -99.9% | 90,208 | +199.8% | 0.00% | -99.5% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,000 | -99.7% | 13,525 | +178.0% | 0.00% | -98.7% |
| LGFA | Buy | LIONS GATE ENTMNT CORPcl a vtg | $2,000 | -100.0% | 372,576 | +13.4% | 0.00% | -99.8% |
| CNP | Sell | CENTERPOINT ENERGY INC | $2,000 | -100.0% | 117,000 | -33.4% | 0.00% | -99.8% |
| SPKE | Sell | SPARK ENERGY INC | $2,000 | -99.9% | 271,265 | -16.4% | 0.00% | -99.7% |
| IGT | Sell | INTERNATIONAL GAME TECHNOLOG | $2,000 | -100.0% | 298,350 | -29.9% | 0.00% | -99.8% |
| GM | Buy | GENERAL MTRS CO | $2,000 | -99.5% | 73,390 | +568.6% | 0.00% | -97.8% |
| KO | Buy | COCA COLA CO | $1,000 | -99.8% | 18,251 | +111.0% | 0.00% | -98.9% |
| UBER | New | UBER TECHNOLOGIES INC | $1,000 | – | 43,400 | +100.0% | 0.00% | – |
| DELL | Buy | DELL TECHNOLOGIES INCcl c | $1,000 | -99.8% | 17,300 | +41.3% | 0.00% | -99.3% |
| JEF | Sell | JEFFERIES FINL GROUP INC | $1,000 | -99.9% | 83,100 | -19.6% | 0.00% | -99.8% |
| TLGT | Buy | TELIGENT INC NEW | $1,000 | -100.0% | 4,980,742 | +137.3% | 0.00% | -99.8% |
| PFNX | Sell | PFENEX INC | $1,000 | -100.0% | 77,581 | -81.2% | 0.00% | -99.8% |
| ENDP | New | ENDO INTL PLC | $1,000 | – | 148,723 | +100.0% | 0.00% | – |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $1,000 | -99.8% | 130,490 | +45.0% | 0.00% | -99.0% |
| GOLF | ACUSHNET HOLDINGS CORP | $1,000 | -99.9% | 55,000 | 0.0% | 0.00% | -99.7% | |
| BHK | BLACKROCK CORE BD TR | $1,000 | -99.8% | 38,955 | 0.0% | 0.00% | -99.2% | |
| NKE | NIKE INCcl b | $1,000 | -99.9% | 13,230 | 0.0% | 0.00% | -99.6% | |
| CVX | Sell | CHEVRON CORP NEW | $1,000 | -99.9% | 11,175 | -10.8% | 0.00% | -99.7% |
| INSI | INSIGHT SELECT INCOME FD | $0 | -100.0% | 19,734 | 0.0% | 0.00% | -100.0% | |
| NMFC | Sell | NEW MTN FIN CORP | $0 | -100.0% | 21,575 | -62.8% | 0.00% | -100.0% |
| NYCB | NEW YORK CMNTY BANCORP INC | $0 | -100.0% | 15,500 | 0.0% | 0.00% | -100.0% | |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $0 | -100.0% | 17,800 | +48.3% | 0.00% | -100.0% |
| MRO | Buy | MARATHON OIL CORP | $0 | -100.0% | 34,000 | +17.2% | 0.00% | -100.0% |
| MNKD | MANNKIND CORP | $0 | -100.0% | 10,000 | 0.0% | 0.00% | -100.0% | |
| OKE | ONEOK INC NEW | $0 | -100.0% | 14,199 | 0.0% | 0.00% | -100.0% | |
| LMRK | Sell | LANDMARK INFRASTRUCTURE LP | $0 | -100.0% | 15,960 | -21.2% | 0.00% | -100.0% |
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | -100.0% | 13,000 | -48.0% | 0.00% | -100.0% | |
| LADR | New | LADDER CAP CORPcl a | $0 | – | 31,600 | +100.0% | 0.00% | – |
| KYN | Buy | KAYNE ANDERSN MLP MIDS INVT | $0 | -100.0% | 46,200 | +207.7% | 0.00% | -100.0% |
| PGEN | New | PRECIGEN INC | $0 | – | 110,809 | +100.0% | 0.00% | – |
| PUMP | New | PROPETRO HLDG CORP | $0 | – | 30,000 | +100.0% | 0.00% | – |
| UCO | New | PROSHARES TR IIulta blmbg 2017 | $0 | – | 49,000 | +100.0% | 0.00% | – |
| HNRG | Buy | HALLADOR ENERGY COMPANY | $0 | -100.0% | 26,330 | +0.1% | 0.00% | -100.0% |
| GTE | Sell | GRAN TIERRA ENERGY INC | $0 | -100.0% | 131,587 | -9.0% | 0.00% | -100.0% |
| GLP | GLOBAL PARTNERS LP | $0 | -100.0% | 36,950 | 0.0% | 0.00% | -100.0% | |
| GEL | Sell | GENESIS ENERGY L Punit ltd partn | $0 | -100.0% | 46,200 | -23.1% | 0.00% | -100.0% |
| F | Buy | FORD MTR CO DEL | $0 | -100.0% | 34,500 | +13.9% | 0.00% | -100.0% |
| FL | FOOT LOCKER INC | $0 | -100.0% | 12,000 | 0.0% | 0.00% | -100.0% | |
| SGMA | Buy | SIGMATRON INTL INC | $0 | -100.0% | 60,000 | +71.9% | 0.00% | -100.0% |
| EZPW | Sell | EZCORP INCcl a non vtg | $0 | -100.0% | 102,500 | -56.4% | 0.00% | -100.0% |
| SCM | Buy | STELLUS CAP INVT CORP | $0 | -100.0% | 20,599 | +10.5% | 0.00% | -100.0% |
| SNSS | New | SUNESIS PHARMACEUTICALS INC | $0 | – | 20,000 | +100.0% | 0.00% | – |
| TELA | New | TELA BIO INC | $0 | – | 18,400 | +100.0% | 0.00% | – |
| TALO | New | TALOS ENERGY INC | $0 | – | 15,000 | +100.0% | 0.00% | – |
| TRGP | Buy | TARGA RES CORP | $0 | -100.0% | 14,757 | +54.4% | 0.00% | -100.0% |
| ESTE | Sell | EARTHSTONE ENERGY INCcl a | $0 | -100.0% | 171,900 | -33.5% | 0.00% | -100.0% |
| DGLY | DIGITAL ALLY INC | $0 | -100.0% | 20,000 | 0.0% | 0.00% | -100.0% | |
| CRTO | Sell | CRITEO S Aspons ads | $0 | -100.0% | 54,500 | -49.3% | 0.00% | -100.0% |
| LUMN | Buy | CENTURYLINK INC | $0 | -100.0% | 20,020 | +9.7% | 0.00% | -100.0% |
| CTT | New | CATCHMARK TIMBER TR INCcl a | $0 | – | 13,200 | +100.0% | 0.00% | – |
| CADE | CADENCE BANCORPORATIONcl a | $0 | -100.0% | 10,000 | 0.0% | 0.00% | -100.0% | |
| BKK | New | BLACKROCK MUN 2020 TERM TR | $0 | – | 20,000 | +100.0% | 0.00% | – |
| BATL | New | BATTALION OIL CORP | $0 | – | 11,684 | +100.0% | 0.00% | – |
| YUMAQ | New | YUMA ENERGY INC NEW | $0 | – | 21,667 | +100.0% | 0.00% | – |
| ATAX | New | AMERICA FIRST MULTIFAMILY INben unit ctf | $0 | – | 28,000 | +100.0% | 0.00% | – |
| ZUO | New | ZUORA INC | $0 | – | 33,800 | +100.0% | 0.00% | – |
| ESGC | New | EROS INTL PLC | $0 | – | 248,133 | +100.0% | 0.00% | – |
| FLEX | Sell | FLEX LTDord | $0 | -100.0% | 13,900 | -96.5% | 0.00% | -100.0% |
| TGP | Buy | TEEKAY LNG PARTNERS L Pprtnrsp units | $0 | -100.0% | 14,150 | +25.2% | 0.00% | -100.0% |
| MR | Sell | MONTAGE RES CORP | $0 | -100.0% | 73,562 | -80.4% | 0.00% | -100.0% |
| MCEP | MID CON ENERGY PARTNERS LP | $0 | -100.0% | 14,720 | 0.0% | 0.00% | -100.0% | |
| Exit | FLUIDIGM CORP DELnote 2.750% 2/0 | $0 | – | -18,000 | -100.0% | -0.00% | – | |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -12,400 | -100.0% | -0.01% | – |
| NIO | Exit | NIO INCspon ads | $0 | – | -24,000 | -100.0% | -0.03% | – |
| SIRI | Exit | SIRIUS XM HLDGS INC | $0 | – | -26,000 | -100.0% | -0.03% | – |
| BYM | Exit | BLACKROCK MUNICIPL INC QLTY | $0 | – | -11,000 | -100.0% | -0.04% | – |
| TSLA | Exit | TESLA INC | $0 | – | -716 | -100.0% | -0.04% | – |
| TYL | Exit | TYLER TECHNOLOGIES INC | $0 | – | -1,000 | -100.0% | -0.05% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -3,232 | -100.0% | -0.05% | – |
| LBRDK | Exit | LIBERTY BROADBAND CORP | $0 | – | -1,623 | -100.0% | -0.05% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -1,055 | -100.0% | -0.05% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -1,125 | -100.0% | -0.05% | – |
| MET | Exit | METLIFE INC | $0 | – | -4,250 | -100.0% | -0.05% | – |
| JCI | Exit | JOHNSON CTLS INTL PLC | $0 | – | -5,093 | -100.0% | -0.05% | – |
| OHI | Exit | OMEGA HEALTHCARE INVS INC | $0 | – | -6,064 | -100.0% | -0.05% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -5,000 | -100.0% | -0.05% | – |
| IBB | Exit | ISHARES TRnasdaq biotech | $0 | – | -2,100 | -100.0% | -0.05% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -1,263 | -100.0% | -0.05% | – |
| SHV | Exit | ISHARES TRshort treas bd | $0 | – | -2,282 | -100.0% | -0.06% | – |
| CP | Exit | CANADIAN PAC RY LTD | $0 | – | -1,000 | -100.0% | -0.06% | – |
| GPS | Exit | GAP INC | $0 | – | -10,650 | -100.0% | -0.06% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -2,473 | -100.0% | -0.06% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -5,500 | -100.0% | -0.06% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -1,500 | -100.0% | -0.06% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -17,884 | -100.0% | -0.07% | – |
| KKR | Exit | KKR & CO INCcl a | $0 | – | -10,100 | -100.0% | -0.07% | – |
| CDMO | Exit | AVID BIOSERVICES INC | $0 | – | -40,000 | -100.0% | -0.07% | – |
| DLR | Exit | DIGITAL RLTY TR INC | $0 | – | -2,544 | -100.0% | -0.07% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -1,055 | -100.0% | -0.07% | – |
| MUC | Exit | BLACKROCK MUNIHLDNGS CALI QL | $0 | – | -22,600 | -100.0% | -0.07% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -13,245 | -100.0% | -0.07% | – |
| A | Exit | AGILENT TECHNOLOGIES INC | $0 | – | -3,777 | -100.0% | -0.07% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -2,086 | -100.0% | -0.07% | – |
| WMT | Exit | WALMART INC | $0 | – | -3,400 | -100.0% | -0.08% | – |
| APD | Exit | AIR PRODS & CHEMS INC | $0 | – | -1,722 | -100.0% | -0.08% | – |
| V | Exit | VISA INC | $0 | – | -2,157 | -100.0% | -0.08% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -5,600 | -100.0% | -0.08% | – |
| ALL | Exit | ALLSTATE CORP | $0 | – | -3,120 | -100.0% | -0.08% | – |
| FRC | Exit | FIRST REP BK SAN FRANCISCO C | $0 | – | -3,000 | -100.0% | -0.08% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -1,500 | -100.0% | -0.08% | – |
| DNP | Exit | DNP SELECT INCOME FD | $0 | – | -29,319 | -100.0% | -0.08% | – |
| UYG | Exit | PROSHARES TRultra fncls new | $0 | – | -9,000 | -100.0% | -0.08% | – |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -2,060 | -100.0% | -0.08% | – |
| AGO | Exit | ASSURED GUARANTY LTD | $0 | – | -8,000 | -100.0% | -0.09% | – |
| HEP | Exit | HOLLY ENERGY PARTNERS L P | $0 | – | -14,612 | -100.0% | -0.09% | – |
| EFX | Exit | EQUIFAX INC | $0 | – | -3,100 | -100.0% | -0.09% | – |
| JHG | Exit | JANUS HENDERSON GROUP PLC | $0 | – | -16,515 | -100.0% | -0.09% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -3,000 | -100.0% | -0.09% | – |
| KNSL | Exit | KINSALE CAP GROUP INC | $0 | – | -4,000 | -100.0% | -0.09% | – |
| BAX | Exit | BAXTER INTL INC | $0 | – | -4,900 | -100.0% | -0.09% | – |
| HPQ | Exit | HP INC | $0 | – | -19,884 | -100.0% | -0.09% | – |
| HP | Exit | HELMERICH & PAYNE INC | $0 | – | -9,125 | -100.0% | -0.09% | – |
| AVT | Exit | AVNET INC | $0 | – | -9,570 | -100.0% | -0.09% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -29,230 | -100.0% | -0.10% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -31,500 | -100.0% | -0.10% | – |
| NTX | Exit | NUVEEN TEXAS QLTY MUN INCME | $0 | – | -30,150 | -100.0% | -0.10% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | -12,386 | -100.0% | -0.10% | – |
| MMM | Exit | 3M CO | $0 | – | -2,490 | -100.0% | -0.10% | – |
| XOP | Exit | SPDR SERIES TRUSTs&p oilgas exp | $0 | – | -15,000 | -100.0% | -0.10% | – |
| AZN | Exit | ASTRAZENECA PLCsponsored adr | $0 | – | -11,200 | -100.0% | -0.11% | – |
| LIN | Exit | LINDE PLC | $0 | – | -2,700 | -100.0% | -0.11% | – |
| PFF | Exit | ISHARES TRpfd and incm sec | $0 | – | -12,875 | -100.0% | -0.11% | – |
| GLW | Exit | CORNING INC | $0 | – | -16,100 | -100.0% | -0.11% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -10,812 | -100.0% | -0.11% | – |
| DFS | Exit | DISCOVER FINL SVCS | $0 | – | -6,750 | -100.0% | -0.13% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -15,242 | -100.0% | -0.14% | – |
| ANTM | Exit | ANTHEM INC | $0 | – | -2,000 | -100.0% | -0.14% | – |
| FIS | Exit | FIDELITY NATL INFORMATION SV | $0 | – | -4,470 | -100.0% | -0.14% | – |
| C | Exit | CITIGROUP INC | $0 | – | -8,254 | -100.0% | -0.15% | – |
| EIGR | Exit | EIGER BIOPHARMACEUTICALS INC | $0 | – | -47,500 | -100.0% | -0.16% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -5,000 | -100.0% | -0.16% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -10,792 | -100.0% | -0.16% | – |
| CXO | Exit | CONCHO RES INC | $0 | – | -6,656 | -100.0% | -0.17% | – |
| AEM | Exit | AGNICO EAGLE MINES LTD | $0 | – | -17,200 | -100.0% | -0.17% | – |
| GPORQ | Exit | GULFPORT ENERGY CORP | $0 | – | -100,000 | -100.0% | -0.18% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -10,590 | -100.0% | -0.19% | – |
| MGA | Exit | MAGNA INTL INC | $0 | – | -16,000 | -100.0% | -0.20% | – |
| CDNA | Exit | CAREDX INC | $0 | – | -42,300 | -100.0% | -0.20% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -4,819 | -100.0% | -0.21% | – |
| HAS | Exit | HASBRO INC | $0 | – | -11,000 | -100.0% | -0.21% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -14,165 | -100.0% | -0.22% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -5,870 | -100.0% | -0.22% | – |
| ROST | Exit | ROSS STORES INC | $0 | – | -10,900 | -100.0% | -0.23% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -33,467 | -100.0% | -0.24% | – |
| SEB | Exit | SEABOARD CORP | $0 | – | -250 | -100.0% | -0.24% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -7,000 | -100.0% | -0.24% | – |
| DOX | Exit | AMDOCS LTD | $0 | – | -15,000 | -100.0% | -0.25% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -8,013 | -100.0% | -0.26% | – |
| CUE | Exit | CUE BIOPHARMA INC | $0 | – | -69,750 | -100.0% | -0.26% | – |
| EQT | Exit | EQT CORP | $0 | – | -55,000 | -100.0% | -0.26% | – |
| XON | Exit | INTREXON CORP | $0 | – | -222,809 | -100.0% | -0.27% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -26,400 | -100.0% | -0.29% | – |
| DDOG | Exit | DATADOG INC | $0 | – | -35,200 | -100.0% | -0.29% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -24,500 | -100.0% | -0.32% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -8,200 | -100.0% | -0.32% | – |
| DBX | Exit | DROPBOX INCcl a | $0 | – | -82,600 | -100.0% | -0.34% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Ncl a | $0 | – | -3,275 | -100.0% | -0.36% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -136,989 | -100.0% | -0.37% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -12,736 | -100.0% | -0.38% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -14,000 | -100.0% | -0.38% | – |
| PWR | Exit | QUANTA SVCS INC | $0 | – | -45,458 | -100.0% | -0.39% | – |
| CRWD | Exit | CROWDSTRIKE HLDGS INCcl a | $0 | – | -35,140 | -100.0% | -0.39% | – |
| HXL | Exit | HEXCEL CORP NEW | $0 | – | -24,000 | -100.0% | -0.41% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORP | $0 | – | -17,100 | -100.0% | -0.44% | – |
| BA | Exit | BOEING CO | $0 | – | -6,336 | -100.0% | -0.49% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -25,381 | -100.0% | -0.50% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -15,667 | -100.0% | -0.51% | – |
| DOCU | Exit | DOCUSIGN INC | $0 | – | -30,090 | -100.0% | -0.52% | – |
| NERD | Exit | LISTED FD TRroundhill bitk | $0 | – | -140,450 | -100.0% | -0.52% | – |
| INTC | Exit | INTEL CORP | $0 | – | -40,107 | -100.0% | -0.55% | – |
| ADBE | Exit | ADOBE INC | $0 | – | -7,500 | -100.0% | -0.57% | – |
| GOLD | Exit | BARRICK GOLD CORPORATION | $0 | – | -188,500 | -100.0% | -0.59% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -67,068 | -100.0% | -0.69% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -28,270 | -100.0% | -0.80% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -84,513 | -100.0% | -1.13% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -5,078 | -100.0% | -1.58% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -229,823 | -100.0% | -1.84% | – |
| JYNT | Exit | JOINT CORP | $0 | – | -645,940 | -100.0% | -2.31% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2020-04-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.