$206 Million is the total value of SANDERS MORRIS HARRIS LLC's 127 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 23.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $22,839,000 | +23.9% | 127,120 | +6.4% | 11.11% | +9.8% |
| CSWC | Buy | CAPITAL SOUTHWEST CORP | $19,193,000 | +21.7% | 912,237 | +11.2% | 9.34% | +7.8% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $14,864,000 | +1.8% | 510,771 | -14.0% | 7.23% | -9.9% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $14,616,000 | +8.4% | 392,911 | -1.5% | 7.11% | -4.0% |
| JYNT | Sell | JOINT CORP | $10,174,000 | -10.4% | 645,940 | -52.7% | 4.95% | -20.6% |
| BX | Buy | BLACKSTONE GROUP L P | $9,337,000 | +19.0% | 267,025 | +1.5% | 4.54% | +5.4% |
| MR | New | MONTAGE RES CORP | $5,641,000 | – | 375,068 | +100.0% | 2.74% | – |
| IGT | Buy | INTERNATIONAL GAME TECHNOLOG | $5,502,000 | +70.3% | 423,600 | +91.8% | 2.68% | +50.9% |
| CNP | Sell | CENTERPOINT ENERGY INC | $5,397,000 | -2.5% | 175,800 | -10.3% | 2.63% | -13.6% |
| GG | Sell | GOLDCORP INC NEW | $5,336,000 | +8.8% | 466,375 | -6.8% | 2.60% | -3.6% |
| LGFA | Buy | LIONS GATE ENTMNT CORPcl a vtg | $5,108,000 | +67.4% | 326,626 | +72.4% | 2.48% | +48.3% |
| FLEX | Buy | FLEX LTDord | $3,936,000 | +78.0% | 393,600 | +35.4% | 1.92% | +57.7% |
| CVS | New | CVS HEALTH CORP | $3,470,000 | – | 64,338 | +100.0% | 1.69% | – |
| SPKE | Sell | SPARK ENERGY INC | $2,874,000 | +17.1% | 322,557 | -2.4% | 1.40% | +3.6% |
| AAPL | Buy | APPLE INC | $2,714,000 | +22.5% | 14,287 | +1.7% | 1.32% | +8.5% |
| GOLD | Sell | BARRICK GOLD CORPORATION | $2,570,000 | +0.2% | 187,500 | -1.1% | 1.25% | -11.3% |
| PFNX | Sell | PFENEX INC | $2,555,000 | +2.5% | 413,374 | -47.1% | 1.24% | -9.2% |
| DOVA | New | DOVA PHARMACEUTICALS INC | $2,507,000 | – | 281,915 | +100.0% | 1.22% | – |
| XOM | Buy | EXXON MOBIL CORP | $2,435,000 | +64.3% | 30,138 | +38.7% | 1.18% | +45.6% |
| TLGT | Buy | TELIGENT INC NEW | $2,435,000 | +15.0% | 2,098,773 | +35.8% | 1.18% | +1.9% |
| EZPW | Sell | EZCORP INCcl a non vtg | $2,190,000 | +19.5% | 235,000 | -0.8% | 1.06% | +5.9% |
| CRTO | Buy | CRITEO S Aspons ads | $2,153,000 | +19.9% | 107,500 | +36.1% | 1.05% | +6.2% |
| JEF | Sell | JEFFERIES FINL GROUP INC | $1,942,000 | +3.5% | 103,350 | -4.4% | 0.94% | -8.3% |
| ESTE | Sell | EARTHSTONE ENERGY INCcl a | $1,829,000 | +48.1% | 258,353 | -5.5% | 0.89% | +31.3% |
| TXMD | Sell | THERAPEUTICSMD INC | $1,807,000 | +8.1% | 371,010 | -15.4% | 0.88% | -4.2% |
| MO | Sell | ALTRIA GROUP INC | $1,789,000 | +14.5% | 31,150 | -1.6% | 0.87% | +1.3% |
| WM | WASTE MGMT INC DEL | $1,761,000 | +16.7% | 16,952 | 0.0% | 0.86% | +3.4% | |
| PWR | Sell | QUANTA SVCS INC | $1,715,000 | -70.1% | 45,458 | -76.2% | 0.83% | -73.6% |
| HKRSQ | Buy | HALCON RES CORP | $1,592,000 | +52.6% | 1,178,797 | +92.1% | 0.78% | +35.3% |
| ELAN | New | ELANCO ANIMAL HEALTH INC | $1,532,000 | – | 47,788 | +100.0% | 0.74% | – |
| LITE | Buy | LUMENTUM HLDGS INC | $1,386,000 | +560.0% | 24,500 | +390.0% | 0.67% | +486.1% |
| GEL | Sell | GENESIS ENERGY L Punit ltd partn | $1,331,000 | +24.2% | 57,100 | -1.6% | 0.65% | +10.0% |
| GOLF | ACUSHNET HOLDINGS CORP | $1,273,000 | +9.8% | 55,000 | 0.0% | 0.62% | -2.8% | |
| JPM | JPMORGAN CHASE & CO | $1,258,000 | +3.7% | 12,430 | 0.0% | 0.61% | -8.1% | |
| XON | Buy | INTREXON CORP | $1,172,000 | -1.7% | 222,809 | +22.3% | 0.57% | -13.0% |
| EQT | Sell | EQT CORP | $1,140,000 | -44.1% | 55,000 | -49.1% | 0.56% | -50.5% |
| NKE | NIKE INCcl b | $1,114,000 | +13.6% | 13,230 | 0.0% | 0.54% | +0.6% | |
| SEB | SEABOARD CORP | $1,071,000 | +21.0% | 250 | 0.0% | 0.52% | +7.2% | |
| T | Sell | AT&T INC | $1,051,000 | +6.7% | 33,535 | -2.9% | 0.51% | -5.5% |
| ROST | ROSS STORES INC | $1,015,000 | +11.9% | 10,900 | 0.0% | 0.49% | -0.8% | |
| LLY | Sell | LILLY ELI & CO | $1,004,000 | +6.5% | 7,736 | -5.1% | 0.49% | -5.8% |
| OKE | ONEOK INC NEW | $992,000 | +29.5% | 14,199 | 0.0% | 0.48% | +14.7% | |
| HAS | Buy | HASBRO INC | $935,000 | +53.5% | 11,000 | +46.7% | 0.46% | +35.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $932,000 | +3.3% | 6,667 | -4.6% | 0.45% | -8.5% |
| HD | HOME DEPOT INC | $925,000 | +11.7% | 4,819 | 0.0% | 0.45% | -1.1% | |
| KMI | Sell | KINDER MORGAN INC DEL | $864,000 | +13.4% | 43,199 | -12.9% | 0.42% | +0.2% |
| GPORQ | New | GULFPORT ENERGY CORP | $802,000 | – | 100,000 | +100.0% | 0.39% | – |
| NMFC | Sell | NEW MTN FIN CORP | $761,000 | +3.3% | 56,075 | -4.3% | 0.37% | -8.6% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $748,000 | -73.5% | 17,200 | -75.4% | 0.36% | -76.5% |
| CXO | CONCHO RES INC | $739,000 | +8.0% | 6,656 | 0.0% | 0.36% | -4.3% | |
| FL | FOOT LOCKER INC | $727,000 | +13.9% | 12,000 | 0.0% | 0.35% | +1.1% | |
| GLP | GLOBAL PARTNERS LP | $707,000 | +20.6% | 35,950 | 0.0% | 0.34% | +6.8% | |
| ET | Sell | ENERGY TRANSFER LP | $651,000 | +13.6% | 42,368 | -2.4% | 0.32% | +0.6% |
| AR | Buy | ANTERO RES CORP | $582,000 | -1.9% | 66,000 | +4.5% | 0.28% | -13.2% |
| PG | Buy | PROCTER AND GAMBLE CO | $578,000 | +13.8% | 5,563 | +0.6% | 0.28% | +0.7% |
| IBM | INTERNATIONAL BUSINESS MACHS | $503,000 | +24.2% | 3,565 | 0.0% | 0.24% | +10.4% | |
| BA | New | BOEING CO | $500,000 | – | 1,310 | +100.0% | 0.24% | – |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $493,000 | -28.4% | 10,327 | -22.2% | 0.24% | -36.5% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $488,000 | +11.4% | 1,726 | -1.4% | 0.24% | -1.7% |
| MRO | Buy | MARATHON OIL CORP | $485,000 | +25.3% | 29,000 | +7.4% | 0.24% | +10.8% |
| LIN | LINDE PLC | $475,000 | +12.8% | 2,700 | 0.0% | 0.23% | 0.0% | |
| PPT | Buy | PUTNAM PREMIER INCOME TRsh ben int | $464,000 | +14.0% | 89,990 | +3.6% | 0.23% | +0.9% |
| XOP | SPDR SERIES TRUSTs&p oilgas exp | $461,000 | +15.8% | 15,000 | 0.0% | 0.22% | +2.3% | |
| VZ | VERIZON COMMUNICATIONS INC | $452,000 | +4.9% | 7,655 | 0.0% | 0.22% | -7.2% | |
| BHK | BLACKROCK CORE BD TR | $430,000 | +10.3% | 31,955 | 0.0% | 0.21% | -2.3% | |
| MSFT | Buy | MICROSOFT CORP | $424,000 | +31.3% | 3,596 | +13.2% | 0.21% | +16.4% |
| AVT | AVNET INC | $415,000 | +20.3% | 9,570 | 0.0% | 0.20% | +6.3% | |
| CAT | CATERPILLAR INC DEL | $406,000 | +6.6% | 3,000 | 0.0% | 0.20% | -5.3% | |
| KO | COCA COLA CO | $406,000 | -1.0% | 8,651 | 0.0% | 0.20% | -12.0% | |
| MCD | MCDONALDS CORP | $399,000 | +7.0% | 2,100 | 0.0% | 0.19% | -5.4% | |
| HEP | HOLLY ENERGY PARTNERS L P | $394,000 | -5.5% | 14,612 | 0.0% | 0.19% | -16.2% | |
| AMRQQ | Buy | ALTA MESA RES INCcl a | $388,000 | -63.5% | 1,459,800 | +37.2% | 0.19% | -67.6% |
| DWDP | DOWDUPONT INC | $382,000 | -0.3% | 7,166 | 0.0% | 0.19% | -11.4% | |
| INSI | INSIGHT SELECT INCOME FD | $379,000 | +10.2% | 19,734 | 0.0% | 0.18% | -2.6% | |
| AZN | ASTRAZENECA PLCsponsored adr | $364,000 | +6.4% | 9,000 | 0.0% | 0.18% | -5.9% | |
| UYG | PROSHARES TRultra fncls new | $360,000 | +22.4% | 9,000 | 0.0% | 0.18% | +8.7% | |
| PFE | Sell | PFIZER INC | $359,000 | -3.5% | 8,443 | -1.0% | 0.18% | -14.2% |
| TRGP | TARGA RES CORP | $343,000 | +15.5% | 8,257 | 0.0% | 0.17% | +2.5% | |
| V | VISA INC | $337,000 | +18.2% | 2,157 | 0.0% | 0.16% | +4.5% | |
| GM | Sell | GENERAL MTRS CO | $333,000 | 0.0% | 8,977 | -10.0% | 0.16% | -11.5% |
| WMT | WALMART INC | $332,000 | +4.7% | 3,400 | 0.0% | 0.16% | -6.9% | |
| BAC | BANK AMER CORP | $331,000 | +11.8% | 12,003 | 0.0% | 0.16% | -1.2% | |
| AXP | AMERICAN EXPRESS CO | $328,000 | +14.7% | 3,000 | 0.0% | 0.16% | +1.9% | |
| APD | Buy | AIR PRODS & CHEMS INC | $329,000 | +50.9% | 1,722 | +26.4% | 0.16% | +33.3% |
| GTE | GRAN TIERRA ENERGY INC | $329,000 | +4.8% | 144,587 | 0.0% | 0.16% | -7.0% | |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $318,000 | +15.6% | 2,029 | -0.8% | 0.16% | +2.6% |
| LMRK | Sell | LANDMARK INFRASTRUCTURE LP | $313,000 | +26.7% | 18,460 | -14.0% | 0.15% | +11.8% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $300,000 | +9.1% | 12,245 | -10.9% | 0.15% | -3.3% |
| AMZN | Buy | AMAZON COM INC | $299,000 | +19.1% | 168 | +0.6% | 0.14% | +5.1% |
| PM | Sell | PHILIP MORRIS INTL INC | $296,000 | +31.6% | 3,350 | -0.7% | 0.14% | +16.1% |
| DAL | New | DELTA AIR LINES INC DEL | $284,000 | – | 5,500 | +100.0% | 0.14% | – |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $282,000 | +35.6% | 2,473 | +17.8% | 0.14% | +20.2% |
| GPS | New | GAP INC | $279,000 | – | 10,650 | +100.0% | 0.14% | – |
| SCM | Buy | STELLUS CAP INVT CORP | $264,000 | +11.9% | 18,641 | +2.4% | 0.13% | -1.5% |
| BHC | New | BAUSCH HEALTH COS INC | $259,000 | – | 10,500 | +100.0% | 0.13% | – |
| SHV | Sell | ISHARES TRshort treas bd | $252,000 | -44.2% | 2,282 | -44.3% | 0.12% | -50.4% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $251,000 | -6.7% | 880 | -17.8% | 0.12% | -17.6% |
| EFX | New | EQUIFAX INC | $249,000 | – | 2,100 | +100.0% | 0.12% | – |
| UNH | UNITEDHEALTH GROUP INC | $247,000 | -0.8% | 1,000 | 0.0% | 0.12% | -12.4% | |
| IBB | Sell | ISHARES TRnasdaq biotech | $235,000 | -26.1% | 2,100 | -36.4% | 0.11% | -34.9% |
| OHI | Sell | OMEGA HEALTHCARE INVS INC | $232,000 | +6.9% | 6,064 | -1.5% | 0.11% | -5.0% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $229,000 | -28.2% | 1,208 | -37.1% | 0.11% | -36.6% |
| MDLZ | New | MONDELEZ INTL INCcl a | $225,000 | – | 4,507 | +100.0% | 0.11% | – |
| MPW | MEDICAL PPTYS TRUST INC | $222,000 | +15.0% | 12,000 | 0.0% | 0.11% | +1.9% | |
| F | Sell | FORD MTR CO DEL | $214,000 | +12.6% | 24,300 | -2.0% | 0.10% | 0.0% |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $212,000 | – | 1,055 | +100.0% | 0.10% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $210,000 | – | 1,125 | +100.0% | 0.10% | – |
| TYL | New | TYLER TECHNOLOGIES INC | $204,000 | – | 1,000 | +100.0% | 0.10% | – |
| FB | New | FACEBOOK INCcl a | $200,000 | – | 1,200 | +100.0% | 0.10% | – |
| TSLA | TESLA INC | $200,000 | -16.0% | 716 | 0.0% | 0.10% | -26.0% | |
| CADE | CADENCE BANCORPORATIONcl a | $186,000 | +10.7% | 10,000 | 0.0% | 0.09% | -2.2% | |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $180,000 | +74.8% | 15,500 | +40.9% | 0.09% | +54.4% |
| TGP | New | TEEKAY LNG PARTNERS L Pprtnrsp units | $169,000 | – | 11,300 | +100.0% | 0.08% | – |
| SIRI | Sell | SIRIUS XM HLDGS INC | $147,000 | -19.2% | 26,000 | -18.8% | 0.07% | -28.0% |
| HNRG | HALLADOR ENERGY COMPANY | $138,000 | +3.8% | 26,294 | 0.0% | 0.07% | -8.2% | |
| DNP | DNP SELECT INCOME FD | $127,000 | +11.4% | 11,000 | 0.0% | 0.06% | -1.6% | |
| NIO | Buy | NIO INCspon ads | $122,000 | -11.6% | 24,000 | +11.1% | 0.06% | -22.4% |
| NMM | Sell | NAVIOS MARITIME PARTNERS L Punit lpi | $104,000 | -26.2% | 113,650 | -31.6% | 0.05% | -33.8% |
| SGMA | SIGMATRON INTL INC | $102,000 | +24.4% | 34,900 | 0.0% | 0.05% | +11.1% | |
| GE | New | GENERAL ELECTRIC CO | $100,000 | – | 10,041 | +100.0% | 0.05% | – |
| DGLY | New | DIGITAL ALLY INC | $74,000 | – | 20,000 | +100.0% | 0.04% | – |
| PPR | VOYA PRIME RATE TRsh ben int | $59,000 | +5.4% | 12,400 | 0.0% | 0.03% | -6.5% | |
| YUMA | Sell | YUMA ENERGY INC NEW | $43,000 | -93.6% | 365,000 | -91.9% | 0.02% | -94.3% |
| MNKD | MANNKIND CORP | $20,000 | +81.8% | 10,000 | 0.0% | 0.01% | +66.7% | |
| SDRMU | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $17,000 | +21.4% | 16,850 | 0.0% | 0.01% | 0.0% | |
| MCEP | MID CON ENERGY PARTNERS LP | $12,000 | 0.0% | 14,720 | 0.0% | 0.01% | -14.3% | |
| AREXQ | APPROACH RESOURCES INC | $10,000 | -58.3% | 27,112 | 0.0% | 0.01% | -61.5% | |
| EMESQ | Exit | EMERGE ENERGY SVCS LP | $0 | – | -13,000 | -100.0% | -0.01% | – |
| TCS | Exit | CONTAINER STORE GROUP INC | $0 | – | -18,000 | -100.0% | -0.05% | – |
| SNECQ | Exit | SANCHEZ ENERGY CORP | $0 | – | -391,000 | -100.0% | -0.06% | – |
| CPLP | Exit | CAPITAL PRODUCT PARTNERS L P | $0 | – | -53,500 | -100.0% | -0.06% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -10,120 | -100.0% | -0.08% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -2,320 | -100.0% | -0.12% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -2,723 | -100.0% | -0.16% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -4,791 | -100.0% | -0.19% | – |
| XRX | Exit | XEROX CORP | $0 | – | -212,745 | -100.0% | -2.31% | – |
| ECR | Exit | ECLIPSE RES CORP | $0 | – | -4,316,971 | -100.0% | -2.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-04-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.