SANDERS MORRIS HARRIS LLC - Q1 2018 holdings

$239 Million is the total value of SANDERS MORRIS HARRIS LLC's 152 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 33.3% .

 Value Shares↓ Weighting
QQQ BuyPOWERSHARES QQQ TRUSTunit ser 1$22,869,000
+52.8%
142,813
+48.6%
9.58%
+51.5%
JYNT SellJOINT CORP$16,197,000
+30.1%
2,364,574
-5.8%
6.78%
+28.9%
EPD SellENTERPRISE PRODS PARTNERS L$15,789,000
-19.7%
644,992
-13.0%
6.61%
-20.3%
MAIN SellMAIN STREET CAPITAL CORP$15,524,000
-30.6%
420,717
-25.3%
6.50%
-31.2%
XOM SellEXXON MOBIL CORP$11,960,000
-23.9%
160,308
-14.6%
5.01%
-24.5%
BX BuyBLACKSTONE GROUP L P$8,431,000
+18.5%
263,865
+18.7%
3.53%
+17.5%
PCG NewPG&E CORP$8,303,000189,000
+100.0%
3.48%
ECR SellECLIPSE RES CORP$7,354,000
-40.7%
5,106,570
-1.1%
3.08%
-41.2%
CNP SellCENTERPOINT ENERGY INC$6,808,000
-7.1%
248,450
-3.9%
2.85%
-7.9%
YUMA BuyYUMA ENERGY INC NEW$6,760,000
-3.0%
6,202,496
+4.0%
2.83%
-3.8%
GG NewGOLDCORP INC NEW$5,943,000430,100
+100.0%
2.49%
PFNX SellPFENEX INC$5,842,000
+62.3%
973,674
-28.1%
2.45%
+60.9%
ESTE SellEARTHSTONE ENERGY INCcl a$5,619,000
-20.0%
555,151
-16.0%
2.35%
-20.7%
SPKE SellSPARK ENERGY INC$4,847,000
-14.2%
409,002
-10.2%
2.03%
-14.9%
LUK BuyLEUCADIA NATL CORP$3,930,000
-4.8%
172,900
+10.9%
1.65%
-5.6%
GM BuyGENERAL MTRS CO$3,484,000
+982.0%
95,840
+1122.4%
1.46%
+972.8%
AR SellANTERO RES CORP$3,109,000
-14.3%
156,636
-17.9%
1.30%
-15.0%
AAPL BuyAPPLE INC$3,078,000
+0.6%
18,340
+1.4%
1.29%
-0.3%
GOLD BuyBARRICK GOLD CORP$2,765,000
-9.5%
222,000
+5.2%
1.16%
-10.2%
ENDP SellENDO INTL PLC$2,756,000
-26.1%
464,000
-3.5%
1.16%
-26.7%
TLGT SellTELIGENT INC NEW$2,584,000
-12.2%
768,982
-5.2%
1.08%
-13.0%
EZPW SellEZCORP INCcl a non vtg$2,544,000
+1.6%
192,735
-6.0%
1.07%
+0.8%
HQY SellHEALTHEQUITY INC$2,512,000
+18.4%
41,500
-8.8%
1.05%
+17.3%
TXMD SellTHERAPEUTICSMD INC$2,443,000
-22.4%
501,500
-3.8%
1.02%
-23.1%
FLEX SellFLEX LTDord$2,351,000
-20.2%
143,965
-12.1%
0.98%
-20.9%
SBUX BuySTARBUCKS CORP$2,284,000
+74.5%
39,450
+73.0%
0.96%
+73.1%
MO SellALTRIA GROUP INC$2,104,000
-15.2%
33,750
-2.9%
0.88%
-15.9%
AMRQQ NewALTA MESA RES INCcl a$1,696,000212,050
+100.0%
0.71%
AEM NewAGNICO EAGLE MINES LTD$1,662,00039,500
+100.0%
0.70%
HKRSQ BuyHALCON RES CORP$1,544,000
+1830.0%
317,051
+2883.7%
0.65%
+1802.9%
JPM BuyJPMORGAN CHASE & CO$1,483,000
+7.1%
13,486
+4.2%
0.62%
+6.2%
WM  WASTE MGMT INC DEL$1,426,000
-2.5%
16,9520.0%0.60%
-3.4%
T BuyAT&T INC$1,382,000
-5.1%
38,763
+3.5%
0.58%
-6.0%
CRTO SellCRITEO S Aspons ads$1,331,000
-7.1%
51,500
-6.4%
0.56%
-7.8%
SNECQ  SANCHEZ ENERGY CORP$1,302,000
-41.1%
416,0000.0%0.54%
-41.6%
NRP SellNATURAL RESOURCE PARTNERS L$1,298,000
+1.4%
45,227
-8.2%
0.54%
+0.6%
GOLF  ACUSHNET HOLDINGS CORP$1,270,000
+9.6%
55,0000.0%0.53%
+8.6%
GEL BuyGENESIS ENERGY L Punit ltd partn$1,187,000
-6.3%
60,200
+6.2%
0.50%
-7.1%
JNJ BuyJOHNSON & JOHNSON$1,183,000
+8.8%
9,230
+18.6%
0.50%
+8.1%
CXO  CONCHO RES INC$1,151,000
+0.1%
7,6560.0%0.48%
-0.8%
XON SellINTREXON CORP$1,134,000
+15.4%
74,000
-13.2%
0.48%
+14.5%
SAVE NewSPIRIT AIRLS INC$1,096,00029,000
+100.0%
0.46%
RDI SellREADING INTERNATIONAL INCcl a$1,007,000
-40.1%
60,520
-39.9%
0.42%
-40.6%
ROST BuyROSS STORES INC$975,000
+11.4%
12,500
+14.7%
0.41%
+10.3%
BMY SellBRISTOL MYERS SQUIBB CO$913,000
+1.3%
14,427
-1.9%
0.38%
+0.3%
ADSK SellAUTODESK INC$879,000
-1.3%
7,000
-17.6%
0.37%
-2.1%
HD BuyHOME DEPOT INC$859,000
-5.7%
4,819
+0.2%
0.36%
-6.5%
MU NewMICRON TECHNOLOGY INC$855,00016,400
+100.0%
0.36%
HCRSQ BuyHI-CRUSH PARTNERS LP$837,000
+44.8%
79,000
+46.3%
0.35%
+43.9%
DWDP BuyDOWDUPONT INC$809,000
-1.2%
12,693
+10.4%
0.34%
-2.0%
KMI  KINDER MORGAN INC DEL$809,000
-16.8%
53,7680.0%0.34%
-17.5%
EMN NewEASTMAN CHEM CO$808,0007,650
+100.0%
0.34%
OKE  ONEOK INC NEW$808,000
+6.5%
14,1990.0%0.34%
+5.3%
WDC NewWESTERN DIGITAL CORP$733,0007,954
+100.0%
0.31%
TSN NewTYSON FOODS INCcl a$685,0009,367
+100.0%
0.29%
EVHC NewENVISION HEALTHCARE CORP$677,00017,600
+100.0%
0.28%
UHS NewUNIVERSAL HLTH SVCS INCcl b$676,0005,700
+100.0%
0.28%
SNA NewSNAP ON INC$672,0004,550
+100.0%
0.28%
DAL NewDELTA AIR LINES INC DEL$671,00012,250
+100.0%
0.28%
WBA NewWALGREENS BOOTS ALLIANCE INC$665,00010,150
+100.0%
0.28%
TAP NewMOLSON COORS BREWING COcl b$663,0008,800
+100.0%
0.28%
ANTM NewANTHEM INC$658,0003,000
+100.0%
0.28%
LLY  LILLY ELI & CO$659,000
-8.3%
8,5140.0%0.28%
-9.2%
SJM NewSMUCKER J M CO$654,0005,275
+100.0%
0.27%
UYG  PROSHARES TRultra fncls new$616,000
-3.8%
5,0000.0%0.26%
-4.4%
IBM BuyINTERNATIONAL BUSINESS MACHS$601,000
+161.3%
3,915
+161.0%
0.25%
+159.8%
TRGP  TARGA RES CORP$567,000
-9.1%
12,8810.0%0.24%
-9.8%
UNM NewUNUM GROUP$558,00011,700
+100.0%
0.23%
PG BuyPROCTER AND GAMBLE CO$551,000
+4.8%
6,943
+21.3%
0.23%
+4.1%
GLP  GLOBAL PARTNERS LP$552,000
-8.2%
35,9500.0%0.23%
-9.1%
CP  CANADIAN PAC RY LTD$530,000
-3.3%
3,0000.0%0.22%
-4.3%
XOP  SPDR SERIES TRUSTs&p oilgas exp$528,000
-5.4%
15,0000.0%0.22%
-6.4%
LMRK  LANDMARK INFRASTRUCTURE LP$511,000
-7.9%
30,6800.0%0.21%
-8.5%
ETP  ENERGY TRANSFER PARTNERS LPunit ltd prt int$507,000
-9.5%
31,2400.0%0.21%
-10.5%
NMM SellNAVIOS MARITIME PARTNERS L Punit lpi$492,000
-24.0%
273,150
-0.4%
0.21%
-24.5%
GTE SellGRAN TIERRA ENERGY INC$474,000
-34.7%
169,487
-37.0%
0.20%
-35.2%
PM BuyPHILIP MORRIS INTL INC$462,000
+0.4%
4,650
+6.9%
0.19%0.0%
SPY BuySPDR S&P 500 ETF TRtr unit$461,0000.0%1,751
+1.4%
0.19%
-1.0%
AMZN NewAMAZON COM INC$434,000300
+100.0%
0.18%
PX SellPRAXAIR INC$433,000
-12.5%
3,000
-6.2%
0.18%
-13.4%
CVX  CHEVRON CORP NEW$421,000
-8.9%
3,6950.0%0.18%
-9.7%
FMSA NewFAIRMOUNT SANTROL HLDGS INC$416,00097,800
+100.0%
0.17%
KO BuyCOCA COLA CO$406,000
+7.7%
9,366
+14.0%
0.17%
+6.9%
UNH  UNITEDHEALTH GROUP INC$406,000
-3.1%
1,9000.0%0.17%
-4.0%
HEP  HOLLY ENERGY PARTNERS L P$403,000
-15.2%
14,6120.0%0.17%
-15.9%
VZ BuyVERIZON COMMUNICATIONS INC$404,000
+10.4%
8,450
+22.6%
0.17%
+9.0%
AVT  AVNET INC$400,000
+5.5%
9,5700.0%0.17%
+5.0%
BHK SellBLACKROCK CORE BD TR$392,000
-31.8%
29,955
-26.9%
0.16%
-32.5%
PFE BuyPFIZER INC$386,000
+36.4%
10,878
+39.3%
0.16%
+35.0%
INSI  INSIGHT SELECT INCOME FD$382,000
-2.8%
19,7340.0%0.16%
-3.6%
BAC BuyBANK AMER CORP$360,000
+7.1%
12,003
+5.5%
0.15%
+6.3%
MRO SellMARATHON OIL CORP$355,000
-34.5%
22,000
-31.2%
0.15%
-34.9%
IBB  ISHARES TRnasdaq biotech$352,0000.0%3,3000.0%0.15%
-1.3%
MSFT BuyMICROSOFT CORP$340,000
+9.7%
3,725
+3.0%
0.14%
+8.4%
CAT BuyCATERPILLAR INC DEL$337,000
+1.8%
2,288
+9.0%
0.14%
+0.7%
BURL  BURLINGTON STORES INC$333,000
+8.1%
2,5000.0%0.14%
+6.9%
MCD  MCDONALDS CORP$328,000
-9.1%
2,1000.0%0.14%
-10.5%
AZN  ASTRAZENECA PLCsponsored adr$315,000
+1.0%
9,0000.0%0.13%0.0%
WMT BuyWALMART INC$313,000
+36.7%
3,520
+51.7%
0.13%
+35.1%
VUG BuyVANGUARD INDEX FDSgrowth etf$307,000
+27.9%
2,166
+27.1%
0.13%
+27.7%
PAA SellPLAINS ALL AMERN PIPELINE Lunit ltd partn$298,000
+2.4%
13,545
-4.2%
0.12%
+1.6%
AXP  AMERICAN EXPRESS CO$296,000
-6.0%
3,1700.0%0.12%
-6.8%
ABT BuyABBOTT LABS$295,000
+4.6%
4,928
+0.0%
0.12%
+4.2%
SLB SellSCHLUMBERGER LTD$281,000
-8.8%
4,345
-5.0%
0.12%
-9.2%
TCS  CONTAINER STORE GROUP INC$276,000
+14.5%
50,8000.0%0.12%
+13.7%
SKX NewSKECHERS U S A INCcl a$272,0007,000
+100.0%
0.11%
V SellVISA INC$258,000
+2.8%
2,157
-2.0%
0.11%
+1.9%
IJH NewISHARES TRcore s&p mcp etf$246,0001,308
+100.0%
0.10%
EFX  EQUIFAX INC$247,000
-0.4%
2,1000.0%0.10%
-1.9%
GE BuyGENERAL ELECTRIC CO$242,000
+7.1%
17,956
+38.6%
0.10%
+6.3%
TXN BuyTEXAS INSTRS INC$241,000
+9.0%
2,320
+9.4%
0.10%
+8.6%
AN  AUTONATION INC$234,000
-8.9%
5,0000.0%0.10%
-10.1%
IP BuyINTL PAPER CO$232,000
+8.4%
4,350
+17.6%
0.10%
+7.8%
IEP SellICAHN ENTERPRISES LPdepositary unit$228,000
-94.5%
4,000
-94.9%
0.10%
-94.5%
ET SellENERGY TRANSFER EQUITY L P$230,000
-66.0%
16,200
-58.7%
0.10%
-66.4%
BPL  BUCKEYE PARTNERS L Punit ltd partn$224,000
-24.6%
6,0000.0%0.09%
-24.8%
TWX NewTIME WARNER INC$224,0002,370
+100.0%
0.09%
DIS BuyDISNEY WALT CO$219,000
-3.5%
2,186
+3.6%
0.09%
-4.2%
PETS NewPETMED EXPRESS INC$218,0005,215
+100.0%
0.09%
EMESQ SellEMERGE ENERGY SVCS LP$213,000
-40.3%
34,600
-30.2%
0.09%
-41.1%
TYL NewTYLER TECHNOLOGIES INC$211,0001,000
+100.0%
0.09%
PPT  PUTNAM PREMIER INCOME TRsh ben int$208,000
-2.3%
39,7900.0%0.09%
-3.3%
FB SellFACEBOOK INCcl a$201,000
-9.5%
1,256
-0.3%
0.08%
-10.6%
IVV NewISHARES TRcore s&p500 etf$200,000755
+100.0%
0.08%
SCM BuySTELLUS CAP INVT CORP$194,000
+2.6%
16,846
+16.8%
0.08%
+1.2%
F BuyFORD MTR CO DEL$194,000
+24.4%
17,500
+40.0%
0.08%
+22.7%
SGMA  SIGMATRON INTL INC$174,000
-42.8%
30,0000.0%0.07%
-43.0%
CPLP SellCAPITAL PRODUCT PARTNERS L P$172,000
-14.4%
55,200
-7.8%
0.07%
-15.3%
HNRG  HALLADOR ENERGY COMPANY$167,000
+12.8%
24,3180.0%0.07%
+11.1%
TV  GRUPO TELEVISA SAspon adr rep ord$168,000
-13.8%
10,5000.0%0.07%
-14.6%
MPW  MEDICAL PPTYS TRUST INC$156,000
-6.0%
12,0000.0%0.06%
-7.1%
AMTX SellAEMETIS INC$125,000
+197.6%
73,757
-3.9%
0.05%
+188.9%
DNP  DNP SELECT INCOME FD$113,000
-5.0%
11,0000.0%0.05%
-6.0%
NBEV BuyNEW AGE BEVERAGES CORP$97,000
+49.2%
40,000
+33.3%
0.04%
+51.9%
WFTIQ BuyWEATHERFORD INTL PLC$73,000
+9.0%
32,000
+100.0%
0.03%
+10.7%
AREXQ  APPROACH RESOURCES INC$71,000
-11.2%
27,1120.0%0.03%
-11.8%
PPR  VOYA PRIME RATE TRsh ben int$65,000
+3.2%
12,4000.0%0.03%0.0%
FTK NewFLOTEK INDS INC DEL$61,00010,000
+100.0%
0.03%
CBLAQ SellCBL & ASSOC PPTYS INC$58,000
-43.1%
14,000
-22.2%
0.02%
-44.2%
SDRMU  SANDRIDGE MISSISSIPPIAN TR Ish ben int$26,000
+13.0%
27,0500.0%0.01%
+10.0%
MNKD NewMANNKIND CORP$23,00010,000
+100.0%
0.01%
MCEP  MID CON ENERGY PARTNERS LP$20,000
+17.6%
14,7200.0%0.01%
+14.3%
PKD  PARKER DRILLING CO$19,000
-36.7%
30,1000.0%0.01%
-38.5%
PED  PEDEVCO CORP$4,0000.0%15,0500.0%0.00%0.0%
ARGS ExitARGOS THERAPEUTICS INC$0-161,212
-100.0%
-0.01%
RAD ExitRITE AID CORP$0-25,000
-100.0%
-0.02%
NSL ExitNUVEEN SR INCOME FD$0-10,800
-100.0%
-0.03%
IWD ExitISHARES TRrus 1000 val etf$0-1,605
-100.0%
-0.08%
M ExitMACYS INC$0-8,600
-100.0%
-0.09%
VTI ExitVANGUARD INDEX FDStotal stk mkt$0-1,612
-100.0%
-0.09%
GIS ExitGENERAL MLS INC$0-3,800
-100.0%
-0.10%
BTI ExitBRITISH AMERN TOB PLCsponsored adr$0-3,441
-100.0%
-0.10%
CNK ExitCINEMARK HOLDINGS INC$0-9,400
-100.0%
-0.14%
SCVL ExitSHOE CARNIVAL INC$0-13,400
-100.0%
-0.15%
PRGO ExitPERRIGO CO PLC$0-5,500
-100.0%
-0.20%
LVS ExitLAS VEGAS SANDS CORP$0-7,850
-100.0%
-0.23%
CVS ExitCVS HEALTH CORP$0-8,015
-100.0%
-0.24%
SRUNU ExitSILVER RUN ACQUISITIONunit 99/99/9999$0-70,750
-100.0%
-0.31%
UAL ExitUNITED CONTL HLDGS INC$0-12,000
-100.0%
-0.34%
KEY ExitKEYCORP NEW$0-559,500
-100.0%
-4.77%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2018-05-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MAIN STREET CAPITAL CORP31Q3 202323.4%
ENTERPRISE PRODS PARTNERS L31Q3 202312.1%
APPLE INC31Q3 20236.3%
EXXON MOBIL CORP31Q3 20239.6%
AT&T INC31Q3 20233.8%
ALTRIA GROUP INC31Q3 20231.6%
VERIZON COMMUNICATIONS INC31Q3 20235.5%
WASTE MGMT INC DEL31Q3 20230.9%
KINDER MORGAN INC DEL31Q3 20230.9%
TARGA RES CORP31Q3 20230.3%

View SANDERS MORRIS HARRIS LLC's complete holdings history.

Latest significant ownerships (13-D/G)
SANDERS MORRIS HARRIS LLC Q1 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
GEN Restaurant Group, Inc.June 29, 2023443,87514.8%
Roth CH Acquisition V Co.December 09, 20211012.0%
Roth CH Acquisition IV Co.September 08, 20211,348,00011.3%
Roth CH Acquisition III CoMarch 10, 2021787,4406.6%
TELIGENT INCMay 02, 20192,742,4595.2%
CAPITAL SOUTHWEST CORPMay 01, 2019864,3175.0%
Pfenex Inc.January 11, 20181,634,8066.9%
JOINT CorpJanuary 02, 20182,357,42617.4%
Yuma Energy, Inc.October 27, 20175,299,68623.9%
Yuma Energy, Inc.December 05, 20161012.0%

View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-04-11
13F-HR2024-01-10
13F-HR/A2023-10-13
13F-HR2023-10-05
13F-HR2023-07-11
SC 13G2023-06-29
13F-HR2023-04-07
13F-HR2023-01-13
13F-HR2022-10-07
13F-HR2022-07-11

View SANDERS MORRIS HARRIS LLC's complete filings history.

Compare quarters

Export SANDERS MORRIS HARRIS LLC's holdings