$590 Million is the total value of SANDERS MORRIS HARRIS LLC's 353 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 56.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MAIN | Buy | MAIN STREET CAPITAL CORP | $61,678,000 | +22.2% | 1,611,644 | +17.4% | 10.45% | -55.3% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $42,620,000 | +62.9% | 1,543,654 | +59.2% | 7.22% | -40.4% |
| XOM | Buy | EXXON MOBIL CORP | $33,652,000 | +1445.1% | 410,334 | +100.3% | 5.70% | +465.8% |
| ECR | Buy | ECLIPSE RES CORP | $26,266,000 | +95.4% | 10,341,410 | +105.4% | 4.45% | -28.5% |
| TLGT | Buy | TELIGENT INC NEW | $26,066,000 | +123.3% | 3,337,666 | +89.0% | 4.42% | -18.3% |
| JYNT | Buy | JOINT CORP | $21,904,000 | +217.8% | 5,215,614 | +100.6% | 3.71% | +16.3% |
| BX | Buy | BLACKSTONE GROUP L P | $18,128,000 | +539.7% | 610,200 | +324.1% | 3.07% | +134.1% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $14,980,000 | +1241.1% | 113,158 | +182.9% | 2.54% | +391.1% |
| ZTS | Buy | ZOETIS INCcl a | $14,244,000 | +151.2% | 266,900 | +151.9% | 2.41% | -8.1% |
| FBHS | New | FORTUNE BRANDS HOME & SEC IN | $12,450,000 | – | 204,600 | +100.0% | 2.11% | – |
| KEY | New | KEYCORP NEW | $10,562,000 | – | 594,000 | +100.0% | 1.79% | – |
| RNG | New | RINGCENTRAL INCcl a | $9,752,000 | – | 344,654 | +100.0% | 1.65% | – |
| PLAY | New | DAVE & BUSTERS ENTMT INC | $8,492,000 | – | 139,000 | +100.0% | 1.44% | – |
| VEEV | New | VEEVA SYS INC | $8,358,000 | – | 163,000 | +100.0% | 1.42% | – |
| SRUNU | New | SILVER RUN ACQUISITIONunit 99/99/9999 | $8,290,000 | – | 795,000 | +100.0% | 1.40% | – |
| IEP | Buy | ICAHN ENTERPRISES LPdepositary unit | $7,772,000 | +133.4% | 151,672 | +105.3% | 1.32% | -14.6% |
| TXMD | Buy | THERAPEUTICSMD INC | $6,964,000 | +146.8% | 967,200 | +97.8% | 1.18% | -9.7% |
| RDI | Buy | READING INTERNATIONAL INCcl a | $6,594,000 | +86.0% | 424,256 | +98.6% | 1.12% | -31.9% |
| PRGO | Buy | PERRIGO CO PLC | $6,506,000 | +105.7% | 98,000 | +157.9% | 1.10% | -24.7% |
| IWR | Buy | ISHARES TRrus mid cap etf | $6,326,000 | +2371.1% | 33,784 | +123.0% | 1.07% | +800.8% |
| SNECQ | Buy | SANCHEZ ENERGY CORP | $6,220,000 | +124.9% | 652,000 | +112.9% | 1.05% | -17.7% |
| HUN | New | HUNTSMAN CORP | $6,042,000 | – | 246,234 | +100.0% | 1.02% | – |
| GOLD | Buy | BARRICK GOLD CORP | $5,546,000 | +159.0% | 292,000 | +117.9% | 0.94% | -5.1% |
| AAWW | New | ATLAS AIR WORLDWIDE HLDGS IN | $5,238,000 | – | 94,476 | +100.0% | 0.89% | – |
| MO | Buy | ALTRIA GROUP INC | $5,078,000 | +113.9% | 71,100 | +102.5% | 0.86% | -21.7% |
| AAPL | Buy | APPLE INC | $5,038,000 | +229.7% | 35,080 | +70.4% | 0.85% | +20.8% |
| ADNT | New | ADIENT PLC | $4,970,000 | – | 68,400 | +100.0% | 0.84% | – |
| GTE | Buy | GRAN TIERRA ENERGY INC | $4,850,000 | +72.0% | 1,837,390 | +96.8% | 0.82% | -37.0% |
| PFNX | Buy | PFENEX INC | $4,816,000 | +44.0% | 829,040 | +124.8% | 0.82% | -47.3% |
| NRP | Buy | NATURAL RESOURCE PARTNERS L | $4,772,000 | +116.0% | 131,984 | +93.0% | 0.81% | -20.9% |
| FLEX | New | FLEX LTDord | $4,698,000 | – | 279,650 | +100.0% | 0.80% | – |
| TWLO | Buy | TWILIO INCcl a | $4,330,000 | +130.9% | 150,000 | +130.8% | 0.73% | -15.4% |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $4,294,000 | – | 139,646 | +100.0% | 0.73% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $4,262,000 | +2191.4% | 31,008 | +102.4% | 0.72% | +739.5% |
| RYI | New | RYERSON HLDG CORP | $4,042,000 | – | 320,870 | +100.0% | 0.68% | – |
| SKYW | New | SKYWEST INC | $4,044,000 | – | 118,070 | +100.0% | 0.68% | – |
| PBF | New | PBF ENERGY INCcl a | $4,002,000 | – | 180,536 | +100.0% | 0.68% | – |
| TSE | New | TRINSEO S A | $3,902,000 | – | 58,152 | +100.0% | 0.66% | – |
| MTOR | New | MERITOR INC | $3,722,000 | – | 217,287 | +100.0% | 0.63% | – |
| ALLY | New | ALLY FINL INC | $3,712,000 | – | 182,624 | +100.0% | 0.63% | – |
| XON | Buy | INTREXON CORP | $3,714,000 | +63.1% | 187,380 | +100.0% | 0.63% | -40.3% |
| EZPW | Buy | EZCORP INCcl a non vtg | $3,606,000 | +46.5% | 442,400 | +91.3% | 0.61% | -46.4% |
| REGI | New | RENEWABLE ENERGY GROUP INC | $3,504,000 | – | 335,324 | +100.0% | 0.59% | – |
| T | Buy | AT&T INC | $3,344,000 | +101.0% | 80,476 | +105.7% | 0.57% | -26.4% |
| GM | Sell | GENERAL MTRS CO | $3,322,000 | -1.4% | 93,980 | -2.8% | 0.56% | -63.9% |
| ET | Buy | ENERGY TRANSFER EQUITY L P | $3,180,000 | +494.4% | 161,100 | +480.5% | 0.54% | +117.3% |
| GEL | Buy | GENESIS ENERGY L Punit ltd partn | $3,178,000 | +83.8% | 98,000 | +104.2% | 0.54% | -32.7% |
| RICK | New | RCI HOSPITALITY HLDGS INC | $3,118,000 | – | 180,000 | +100.0% | 0.53% | – |
| SAH | New | SONIC AUTOMOTIVE INCcl a | $2,982,000 | – | 148,720 | +100.0% | 0.50% | – |
| TPC | New | TUTOR PERINI CORP | $2,756,000 | – | 86,670 | +100.0% | 0.47% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $2,653,000 | – | 73,681 | +100.0% | 0.45% | – |
| CFR | Buy | CULLEN FROST BANKERS INC | $2,600,000 | +104.1% | 29,232 | +102.5% | 0.44% | -25.3% |
| WM | Buy | WASTE MGMT INC DEL | $2,472,000 | +105.7% | 33,904 | +100.0% | 0.42% | -24.8% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,442,000 | +299.7% | 10,352 | -28.7% | 0.41% | +46.3% |
| YUMA | Buy | YUMA ENERGY INC NEW | $2,414,000 | +36.5% | 1,031,910 | +98.5% | 0.41% | -50.1% |
| FCAU | New | FIAT CHRYSLER AUTOMOBILES N | $2,287,000 | – | 208,639 | +100.0% | 0.39% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $2,274,000 | +128.3% | 25,892 | +124.3% | 0.38% | -16.5% |
| ANWWQ | New | AEGEAN MARINE PETROLEUM NETW | $2,265,000 | – | 187,953 | +100.0% | 0.38% | – |
| UIS | New | UNISYS CORP | $2,229,000 | – | 159,762 | +100.0% | 0.38% | – |
| CVS | Buy | CVS HEALTH CORP | $2,120,000 | +115.0% | 26,990 | +116.1% | 0.36% | -21.4% |
| KMI | Buy | KINDER MORGAN INC DEL | $2,012,000 | +72.9% | 92,616 | +58.9% | 0.34% | -36.7% |
| NAV | New | NAVISTAR INTL CORP NEW | $1,999,000 | – | 81,181 | +100.0% | 0.34% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $1,980,000 | +127.6% | 15,900 | +110.6% | 0.34% | -16.6% |
| GOLF | Buy | ACUSHNET HOLDINGS CORP | $1,900,000 | +92.7% | 110,000 | +120.0% | 0.32% | -29.5% |
| TOWR | New | TOWER INTL INC | $1,883,000 | – | 69,486 | +100.0% | 0.32% | – |
| GME | New | GAMESTOP CORP NEWcl a | $1,834,000 | – | 81,344 | +100.0% | 0.31% | – |
| BGC | New | GENERAL CABLE CORP DEL NEW | $1,711,000 | – | 95,300 | +100.0% | 0.29% | – |
| GLP | Buy | GLOBAL PARTNERS LP | $1,714,000 | +98.4% | 87,900 | +97.8% | 0.29% | -27.5% |
| CXO | Buy | CONCHO RES INC | $1,708,000 | +93.4% | 13,312 | +100.0% | 0.29% | -29.3% |
| GPI | New | GROUP 1 AUTOMOTIVE INC | $1,701,000 | – | 22,963 | +100.0% | 0.29% | – |
| LLY | Buy | LILLY ELI & CO | $1,594,000 | +117.2% | 18,968 | +90.0% | 0.27% | -20.6% |
| TGI | New | TRIUMPH GROUP INC NEW | $1,561,000 | – | 60,610 | +100.0% | 0.26% | – |
| TPIC | Buy | TPI COMPOSITES INC | $1,558,000 | +194.5% | 82,000 | +148.5% | 0.26% | +7.8% |
| TRGP | Buy | TARGA RES CORP | $1,544,000 | +113.9% | 25,762 | +100.0% | 0.26% | -21.6% |
| ARCB | New | ARCBEST CORP | $1,538,000 | – | 59,135 | +100.0% | 0.26% | – |
| HD | Buy | HOME DEPOT INC | $1,508,000 | +127.8% | 10,270 | +108.1% | 0.26% | -16.6% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,488,000 | +92.2% | 47,090 | +96.3% | 0.25% | -29.6% |
| ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $1,458,000 | +105.9% | 39,934 | +102.0% | 0.25% | -24.7% |
| OKS | Buy | ONEOK PARTNERS LPunit ltd partn | $1,448,000 | +151.4% | 26,800 | +100.0% | 0.24% | -8.2% |
| WAGE | New | WAGEWORKS INC | $1,446,000 | – | 20,000 | +100.0% | 0.24% | – |
| DOW | Buy | DOW CHEM CO | $1,442,000 | +121.8% | 22,704 | +100.0% | 0.24% | -18.9% |
| CNA | New | CNA FINL CORP | $1,436,000 | – | 32,519 | +100.0% | 0.24% | – |
| AER | Buy | AERCAP HOLDINGS NV | $1,344,000 | +31.2% | 29,200 | +18.7% | 0.23% | -51.9% |
| PM | Buy | PHILIP MORRIS INTL INC | $1,334,000 | +147.0% | 11,810 | +100.0% | 0.23% | -9.6% |
| GPRO | Buy | GOPRO INCcl a | $1,320,000 | +100.0% | 151,600 | +100.0% | 0.22% | -26.8% |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,292,000 | +113.6% | 22,650 | +100.0% | 0.22% | -21.8% |
| UYG | Buy | PROSHARES TRultra fncls new | $1,268,000 | +110.3% | 13,040 | +100.0% | 0.22% | -22.9% |
| ROST | Buy | ROSS STORES INC | $1,226,000 | +155.9% | 18,600 | +154.8% | 0.21% | -6.3% |
| ASNA | New | ASCENA RETAIL GROUP INC | $1,208,000 | – | 283,488 | +100.0% | 0.20% | – |
| JBL | New | JABIL CIRCUIT INC | $1,191,000 | – | 41,174 | +100.0% | 0.20% | – |
| NMM | Buy | NAVIOS MARITIME PARTNERS L Punit lpi | $1,170,000 | +588.2% | 565,300 | +368.5% | 0.20% | +150.6% |
| HEP | Buy | HOLLY ENERGY PARTNERS L P | $1,044,000 | +123.1% | 29,224 | +100.0% | 0.18% | -18.4% |
| PG | Buy | PROCTER AND GAMBLE CO | $1,032,000 | +72.0% | 11,488 | +60.9% | 0.18% | -37.1% |
| PKD | Buy | PARKER DRILLING CO | $1,007,000 | +3773.1% | 574,993 | +5649.9% | 0.17% | +1325.0% |
| BAC | Buy | BANK AMER CORP | $984,000 | +113.4% | 41,700 | +100.0% | 0.17% | -21.6% |
| BURL | New | BURLINGTON STORES INC | $972,000 | – | 10,000 | +100.0% | 0.16% | – |
| GE | Buy | GENERAL ELECTRIC CO | $972,000 | +88.4% | 32,664 | +90.9% | 0.16% | -31.0% |
| LMRK | Buy | LANDMARK INFRASTRUCTURE LP | $916,000 | +95.7% | 61,360 | +100.0% | 0.16% | -28.6% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $894,000 | – | 8,300 | +100.0% | 0.15% | – |
| CP | Buy | CANADIAN PAC RY LTD | $882,000 | +106.1% | 6,000 | +100.0% | 0.15% | -24.7% |
| AVT | Buy | AVNET INC | $876,000 | +92.1% | 19,140 | +100.0% | 0.15% | -29.9% |
| CNK | Sell | CINEMARK HOLDINGS INC | $834,000 | -78.2% | 18,800 | -81.1% | 0.14% | -92.0% |
| XOP | Buy | SPDR SERIES TRUSTs&p oilgas exp | $824,000 | +80.7% | 22,000 | +100.0% | 0.14% | -33.6% |
| BPL | Buy | BUCKEYE PARTNERS L Punit ltd partn | $822,000 | +107.1% | 12,000 | +100.0% | 0.14% | -24.5% |
| CVX | Buy | CHEVRON CORP NEW | $814,000 | +82.1% | 7,590 | +100.0% | 0.14% | -33.3% |
| KO | Buy | COCA COLA CO | $790,000 | +104.7% | 18,632 | +100.0% | 0.13% | -25.1% |
| PX | Buy | PRAXAIR INC | $760,000 | +102.7% | 6,400 | +100.0% | 0.13% | -25.9% |
| INSI | Buy | INSIGHT SELECT INCOME FD | $756,000 | +100.0% | 39,468 | +100.0% | 0.13% | -26.9% |
| DESTQ | New | DESTINATION MATERNITY CORP | $751,000 | – | 176,332 | +100.0% | 0.13% | – |
| TV | Buy | GRUPO TELEVISA SAspon adr rep ord | $752,000 | +140.3% | 29,000 | +93.3% | 0.13% | -12.4% |
| PFE | Buy | PFIZER INC | $724,000 | +110.5% | 21,182 | +100.0% | 0.12% | -22.6% |
| BMY | New | BRISTOL MYERS SQUIBB CO | $720,000 | – | 13,220 | +100.0% | 0.12% | – |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $700,000 | +165.2% | 14,340 | +189.4% | 0.12% | -2.5% |
| RAI | Buy | REYNOLDS AMERICAN INC | $700,000 | +109.6% | 11,112 | +86.3% | 0.12% | -23.2% |
| STLD | New | STEEL DYNAMICS INC | $696,000 | – | 20,000 | +100.0% | 0.12% | – |
| TITN | New | TITAN MACHY INC | $661,000 | – | 43,079 | +100.0% | 0.11% | – |
| DIS | Buy | DISNEY WALT CO | $656,000 | +208.0% | 5,792 | +183.1% | 0.11% | +12.1% |
| IBB | Buy | ISHARES TRnasdq biotec etf | $646,000 | +16.0% | 2,200 | +4.8% | 0.11% | -57.8% |
| ESTE | Buy | EARTHSTONE ENERGY INC | $638,000 | +284.3% | 50,000 | +313.2% | 0.11% | +40.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $638,000 | +64.9% | 3,660 | +57.1% | 0.11% | -39.7% |
| BHK | Buy | BLACKROCK CORE BD TR | $632,000 | +104.5% | 47,410 | +100.0% | 0.11% | -25.2% |
| RJF | New | RAYMOND JAMES FINANCIAL INC | $610,000 | – | 8,000 | +100.0% | 0.10% | – |
| EFX | Buy | EQUIFAX INC | $574,000 | +131.5% | 4,200 | +100.0% | 0.10% | -15.7% |
| SLB | New | SCHLUMBERGER LTD | $572,000 | – | 7,324 | +100.0% | 0.10% | – |
| AZN | Buy | ASTRAZENECA PLCsponsored adr | $560,000 | +127.6% | 18,000 | +100.0% | 0.10% | -16.7% |
| EFA | Buy | ISHARES TRmsci eafe etf | $552,000 | +115.6% | 8,866 | +100.0% | 0.09% | -21.0% |
| NKE | Buy | NIKE INCcl b | $546,000 | +119.3% | 9,800 | +100.0% | 0.09% | -19.1% |
| MCD | Buy | MCDONALDS CORP | $544,000 | +112.5% | 4,200 | +100.0% | 0.09% | -22.7% |
| MRK | New | MERCK & CO INC | $538,000 | – | 8,450 | +100.0% | 0.09% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $524,000 | +104.7% | 3,200 | +100.0% | 0.09% | -25.2% |
| BKS | Buy | BARNES & NOBLE INC | $516,000 | +65.4% | 55,890 | +100.0% | 0.09% | -39.6% |
| AXP | Buy | AMERICAN EXPRESS CO | $500,000 | +111.9% | 6,340 | +98.4% | 0.08% | -22.0% |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $476,000 | +111.6% | 14,400 | +100.0% | 0.08% | -22.1% |
| V | New | VISA INC | $462,000 | – | 5,200 | +100.0% | 0.08% | – |
| WMT | New | WAL-MART STORES INC | $462,000 | – | 6,430 | +100.0% | 0.08% | – |
| M | New | MACYS INC | $462,000 | – | 15,600 | +100.0% | 0.08% | – |
| VONV | Buy | VANGUARD SCOTTSDALE FDSvng rus1000val | $454,000 | +105.4% | 4,524 | +100.0% | 0.08% | -24.5% |
| MSFT | Buy | MICROSOFT CORP | $448,000 | +112.3% | 6,800 | +100.2% | 0.08% | -22.4% |
| ABT | New | ABBOTT LABS | $442,000 | – | 9,940 | +100.0% | 0.08% | – |
| WFC | Buy | WELLS FARGO & CO NEW | $438,000 | +100.0% | 7,868 | +98.0% | 0.07% | -26.7% |
| FENX | Buy | FENIX PTS INC | $428,000 | +67.2% | 276,700 | +204.9% | 0.07% | -38.7% |
| WBMD | New | WEBMD HEALTH CORP | $422,000 | – | 8,000 | +100.0% | 0.07% | – |
| AN | Buy | AUTONATION INC | $422,000 | +73.7% | 10,000 | +100.0% | 0.07% | -36.3% |
| KR | New | KROGER CO | $416,000 | – | 14,100 | +100.0% | 0.07% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $414,000 | – | 3,408 | +100.0% | 0.07% | – |
| TCS | Buy | CONTAINER STORE GROUP INC | $410,000 | +33.1% | 97,000 | +100.0% | 0.07% | -51.7% |
| SO | New | SOUTHERN CO | $402,000 | – | 8,100 | +100.0% | 0.07% | – |
| SCM | New | STELLUS CAP INVT CORP | $394,000 | – | 27,074 | +100.0% | 0.07% | – |
| HNRG | Buy | HALLADOR ENERGY COMPANY | $390,000 | +76.5% | 48,636 | +100.0% | 0.07% | -35.3% |
| XCO | Buy | EXCO RESOURCES INC | $376,000 | +43.5% | 607,950 | +100.0% | 0.06% | -47.1% |
| MRO | Buy | MARATHON OIL CORP | $380,000 | +82.7% | 24,000 | +100.0% | 0.06% | -33.3% |
| HKRSQ | New | HALCON RES CORP | $318,000 | – | 41,310 | +100.0% | 0.05% | – |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $310,000 | +109.5% | 24,000 | +100.0% | 0.05% | -23.2% |
| AMTX | Buy | AEMETIS INC | $284,000 | +78.6% | 220,384 | +93.0% | 0.05% | -35.1% |
| DNP | Buy | DNP SELECT INCOME FD | $238,000 | +110.6% | 22,000 | +100.0% | 0.04% | -23.1% |
| RRTS | New | ROADRUNNER TRNSN SVCS HLDG I | $202,000 | – | 29,417 | +100.0% | 0.03% | – |
| CPLP | Buy | CAPITAL PRODUCT PARTNERS L P | $190,000 | +123.5% | 53,400 | +100.0% | 0.03% | -17.9% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $134,000 | +94.2% | 24,800 | +100.0% | 0.02% | -28.1% |
| AREXQ | Buy | APPROACH RESOURCES INC | $136,000 | +49.5% | 54,224 | +100.0% | 0.02% | -45.2% |
| ARGS | Sell | ARGOS THERAPEUTICS INC | $132,000 | -90.8% | 290,424 | -0.7% | 0.02% | -96.7% |
| ZNGA | Buy | ZYNGA INCcl a | $114,000 | +123.5% | 40,000 | +100.0% | 0.02% | -20.8% |
| SDRMU | Buy | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $78,000 | +105.3% | 54,100 | +100.0% | 0.01% | -27.8% |
| MCEP | Buy | MID CON ENERGY PARTNERS LP | $70,000 | +84.2% | 29,440 | +100.0% | 0.01% | -33.3% |
| ONCS | Buy | ONCOSEC MED INC | $64,000 | +255.6% | 50,000 | +233.3% | 0.01% | +37.5% |
| PED | Buy | PEDEVCO CORP | $42,000 | +68.0% | 451,000 | +100.0% | 0.01% | -41.7% |
| MEMPQ | Sell | MEMORIAL PRODTN PARTNERS LP | $18,000 | -52.6% | 141,000 | -54.3% | 0.00% | -83.3% |
| ADGE | Buy | AMERICAN DG ENERGY INC | $16,000 | +128.6% | 50,000 | +100.0% | 0.00% | 0.0% |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -15,000 | -100.0% | -0.04% | – |
| NADLQ | Exit | NORTH ATLANTIC DRILLING LTD | $0 | – | -25,056 | -100.0% | -0.04% | – |
| IRGTQ | Exit | IGNITE RESTAURANT GROUP INC | $0 | – | -225,000 | -100.0% | -0.06% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -2,325 | -100.0% | -0.09% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -4,607 | -100.0% | -0.09% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS | $0 | – | -11,000 | -100.0% | -0.10% | – |
| CINF | Exit | CINCINNATI FINL CORP | $0 | – | -3,000 | -100.0% | -0.11% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -15,000 | -100.0% | -0.12% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -3,732 | -100.0% | -0.15% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -30,242 | -100.0% | -0.16% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -49,000 | -100.0% | -0.19% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -8,000 | -100.0% | -0.25% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -46,200 | -100.0% | -0.50% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -114,000 | -100.0% | -0.98% | – |
| TRU | Exit | TRANSUNION | $0 | – | -146,800 | -100.0% | -2.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 439,228 | 6.7% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2024-06-04 |
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.