$581 Million is the total value of SANDERS MORRIS HARRIS LLC's 619 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MAIN | New | MAIN STREET CAPITAL CORP | $75,077,000 | – | 2,394,762 | +100.0% | 12.92% | – |
| XOM | New | EXXON MOBIL CORP | $55,591,000 | – | 665,145 | +100.0% | 9.57% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $14,373,000 | – | 583,843 | +100.0% | 2.47% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $12,020,000 | – | 177,326 | +100.0% | 2.07% | – |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $11,747,000 | – | 221,368 | +100.0% | 2.02% | – |
| AAPL | New | APPLE INC | $10,737,000 | – | 98,794 | +100.0% | 1.85% | – |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $9,473,000 | – | 119,786 | +100.0% | 1.63% | – |
| FEP | New | FIRST TR EXCH TRD ALPHA FD Ieurope alpha | $9,269,000 | – | 319,500 | +100.0% | 1.60% | – |
| TLGT | New | TELIGENT INC NEW | $8,312,000 | – | 1,696,207 | +100.0% | 1.43% | – |
| BIV | New | VANGUARD BD INDEX FD INCintermed term | $7,859,000 | – | 91,091 | +100.0% | 1.35% | – |
| IEF | New | ISHARES TR7-10 y tr bd etf | $7,728,000 | – | 70,038 | +100.0% | 1.33% | – |
| FV | New | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $7,588,000 | – | 351,145 | +100.0% | 1.31% | – |
| AGG | New | ISHARES TRcore us aggbd et | $7,580,000 | – | 76,445 | +100.0% | 1.30% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $7,488,000 | – | 168,800 | +100.0% | 1.29% | – |
| FDN | New | FIRST TR EXCHANGE TRADED FDdj internt idx | $7,264,000 | – | 106,389 | +100.0% | 1.25% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $6,880,000 | – | 62,995 | +100.0% | 1.18% | – |
| VNQ | New | VANGUARD INDEX FDSreit etf | $6,728,000 | – | 80,292 | +100.0% | 1.16% | – |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $6,578,000 | – | 81,566 | +100.0% | 1.13% | – |
| MEMPQ | New | MEMORIAL PRODTN PARTNERS LP | $6,407,000 | – | 3,008,033 | +100.0% | 1.10% | – |
| JYNT | New | JOINT CORP | $6,037,000 | – | 1,928,828 | +100.0% | 1.04% | – |
| GM | New | GENERAL MTRS CO | $5,244,000 | – | 166,845 | +100.0% | 0.90% | – |
| JNJ | New | JOHNSON & JOHNSON | $4,620,000 | – | 42,711 | +100.0% | 0.80% | – |
| LECO | New | LINCOLN ELEC HLDGS INC | $4,615,000 | – | 78,800 | +100.0% | 0.79% | – |
| SPG | New | SIMON PPTY GROUP INC NEW | $4,272,000 | – | 20,569 | +100.0% | 0.74% | – |
| ECR | New | ECLIPSE RES CORP | $4,168,000 | – | 2,894,777 | +100.0% | 0.72% | – |
| BBT | New | BB&T CORP | $4,081,000 | – | 122,674 | +100.0% | 0.70% | – |
| AER | New | AERCAP HOLDINGS NV | $4,074,000 | – | 105,100 | +100.0% | 0.70% | – |
| BAC | New | BANK AMER CORP | $3,996,000 | – | 295,595 | +100.0% | 0.69% | – |
| CVX | New | CHEVRON CORP NEW | $3,760,000 | – | 39,505 | +100.0% | 0.65% | – |
| CNK | New | CINEMARK HOLDINGS INC | $3,719,000 | – | 103,800 | +100.0% | 0.64% | – |
| IEP | New | ICAHN ENTERPRISES LPdepositary unit | $3,635,000 | – | 57,637 | +100.0% | 0.63% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $3,634,000 | – | 24,063 | +100.0% | 0.62% | – |
| IDV | New | ISHARES TRintl sel div etf | $3,540,000 | – | 122,149 | +100.0% | 0.61% | – |
| HD | New | HOME DEPOT INC | $3,524,000 | – | 26,413 | +100.0% | 0.61% | – |
| IJH | New | ISHARES TRcore s&p mcp etf | $3,389,000 | – | 23,507 | +100.0% | 0.58% | – |
| COP | New | CONOCOPHILLIPS | $3,345,000 | – | 83,027 | +100.0% | 0.58% | – |
| PG | New | PROCTER & GAMBLE CO | $3,058,000 | – | 37,151 | +100.0% | 0.53% | – |
| EFG | New | ISHARES TReafe grwth etf | $3,012,000 | – | 45,768 | +100.0% | 0.52% | – |
| BCE | New | BCE INC | $2,977,000 | – | 65,375 | +100.0% | 0.51% | – |
| PSX | New | PHILLIPS 66 | $2,821,000 | – | 32,572 | +100.0% | 0.49% | – |
| IMKTA | New | INGLES MKTS INCcl a | $2,769,000 | – | 73,833 | +100.0% | 0.48% | – |
| SPLV | New | POWERSHARES ETF TR IIs&p500 low vol | $2,702,000 | – | 66,983 | +100.0% | 0.46% | – |
| STO | New | STATOIL ASAsponsored adr | $2,661,000 | – | 171,030 | +100.0% | 0.46% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $2,632,000 | – | 38,251 | +100.0% | 0.45% | – |
| SSS | New | SOVRAN SELF STORAGE INC | $2,625,000 | – | 22,254 | +100.0% | 0.45% | – |
| AVB | New | AVALONBAY CMNTYS INC | $2,618,000 | – | 13,763 | +100.0% | 0.45% | – |
| GMF | New | SPDR INDEX SHS FDSasia pacif etf | $2,608,000 | – | 35,221 | +100.0% | 0.45% | – |
| GTE | New | GRAN TIERRA ENERGY INC | $2,588,000 | – | 1,047,595 | +100.0% | 0.44% | – |
| KMI | New | KINDER MORGAN INC DEL | $2,470,000 | – | 138,284 | +100.0% | 0.42% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $2,467,000 | – | 17,387 | +100.0% | 0.42% | – |
| PEP | New | PEPSICO INC | $2,406,000 | – | 23,483 | +100.0% | 0.41% | – |
| CPT | New | CAMDEN PPTY TRsh ben int | $2,398,000 | – | 28,522 | +100.0% | 0.41% | – |
| VBK | New | VANGUARD INDEX FDSsml cp grw etf | $2,320,000 | – | 19,499 | +100.0% | 0.40% | – |
| TDTF | New | FLEXSHARES TRiboxx 5yr trgt | $2,270,000 | – | 89,805 | +100.0% | 0.39% | – |
| JPM | New | JPMORGAN CHASE & CO | $2,256,000 | – | 38,063 | +100.0% | 0.39% | – |
| MO | New | ALTRIA GROUP INC | $2,230,000 | – | 35,598 | +100.0% | 0.38% | – |
| PYPL | New | PAYPAL HLDGS INC | $2,230,000 | – | 57,777 | +100.0% | 0.38% | – |
| YUMA | New | YUMA ENERGY INC | $2,221,000 | – | 10,777,472 | +100.0% | 0.38% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $2,178,000 | – | 10,599 | +100.0% | 0.38% | – |
| T | New | AT&T INC | $2,152,000 | – | 54,929 | +100.0% | 0.37% | – |
| EFAV | New | ISHARES TReafe min vol etf | $2,118,000 | – | 31,883 | +100.0% | 0.36% | – |
| MSFT | New | MICROSOFT CORP | $2,106,000 | – | 38,128 | +100.0% | 0.36% | – |
| BXP | New | BOSTON PROPERTIES INC | $2,102,000 | – | 16,546 | +100.0% | 0.36% | – |
| DIS | New | DISNEY WALT CO | $2,063,000 | – | 20,768 | +100.0% | 0.36% | – |
| TTE | New | TOTAL S Asponsored adr | $2,057,000 | – | 45,294 | +100.0% | 0.35% | – |
| FAST | New | FASTENAL CO | $2,054,000 | – | 41,922 | +100.0% | 0.35% | – |
| IAU | New | ISHARES GOLD TRUSTishares | $2,025,000 | – | 170,495 | +100.0% | 0.35% | – |
| EEMV | New | ISHARESem mk minvol etf | $1,926,000 | – | 37,475 | +100.0% | 0.33% | – |
| MU | New | MICRON TECHNOLOGY INC | $1,862,000 | – | 177,790 | +100.0% | 0.32% | – |
| UDR | New | UDR INC | $1,850,000 | – | 48,011 | +100.0% | 0.32% | – |
| PFNX | New | PFENEX INC | $1,832,000 | – | 186,314 | +100.0% | 0.32% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $1,817,000 | – | 17,735 | +100.0% | 0.31% | – |
| SNY | New | SANOFIsponsored adr | $1,803,000 | – | 44,905 | +100.0% | 0.31% | – |
| HOG | New | HARLEY DAVIDSON INC | $1,798,000 | – | 35,026 | +100.0% | 0.31% | – |
| UNP | New | UNION PAC CORP | $1,752,000 | – | 22,017 | +100.0% | 0.30% | – |
| GEL | New | GENESIS ENERGY L Punit ltd partn | $1,661,000 | – | 52,228 | +100.0% | 0.29% | – |
| IVV | New | ISHARES TRcore s&p500 etf | $1,651,000 | – | 7,991 | +100.0% | 0.28% | – |
| CAJ | New | CANON INCsponsored adr | $1,646,000 | – | 55,210 | +100.0% | 0.28% | – |
| GE | New | GENERAL ELECTRIC CO | $1,624,000 | – | 51,071 | +100.0% | 0.28% | – |
| ESS | New | ESSEX PPTY TR INC | $1,611,000 | – | 6,893 | +100.0% | 0.28% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW | $1,548,000 | – | 17,904 | +100.0% | 0.27% | – |
| AMT | New | AMERICAN TOWER CORP NEW | $1,510,000 | – | 14,742 | +100.0% | 0.26% | – |
| BXLT | New | BAXALTA INC | $1,499,000 | – | 37,139 | +100.0% | 0.26% | – |
| XON | New | INTREXON CORP | $1,488,000 | – | 43,900 | +100.0% | 0.26% | – |
| KRG | New | KITE RLTY GROUP TR | $1,485,000 | – | 53,586 | +100.0% | 0.26% | – |
| CP | New | CANADIAN PAC RY LTD | $1,471,000 | – | 11,087 | +100.0% | 0.25% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $1,469,000 | – | 134,448 | +100.0% | 0.25% | – |
| VNO | New | VORNADO RLTY TRsh ben int | $1,461,000 | – | 15,462 | +100.0% | 0.25% | – |
| SNECQ | New | SANCHEZ ENERGY CORP | $1,433,000 | – | 261,000 | +100.0% | 0.25% | – |
| GGP | New | GENERAL GROWTH PPTYS INC NEW | $1,438,000 | – | 48,377 | +100.0% | 0.25% | – |
| SNN | New | SMITH & NEPHEW PLCspdn adr new | $1,432,000 | – | 42,963 | +100.0% | 0.25% | – |
| CONE | New | CYRUSONE INC | $1,411,000 | – | 30,920 | +100.0% | 0.24% | – |
| CHL | New | CHINA MOBILE LIMITEDsponsored adr | $1,406,000 | – | 25,344 | +100.0% | 0.24% | – |
| CVS | New | CVS HEALTH CORP | $1,390,000 | – | 13,406 | +100.0% | 0.24% | – |
| HT | New | HERSHA HOSPITALITY TR | $1,372,000 | – | 64,288 | +100.0% | 0.24% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $1,363,000 | – | 22,326 | +100.0% | 0.24% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $1,360,000 | – | 12,288 | +100.0% | 0.23% | – |
| MRK | New | MERCK & CO INC NEW | $1,352,000 | – | 25,726 | +100.0% | 0.23% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $1,348,000 | – | 47,870 | +100.0% | 0.23% | – |
| EGP | New | EASTGROUP PPTY INC | $1,327,000 | – | 21,980 | +100.0% | 0.23% | – |
| ZTS | New | ZOETIS INCcl a | $1,309,000 | – | 29,539 | +100.0% | 0.22% | – |
| GLD | New | SPDR GOLD TRUST | $1,304,000 | – | 11,084 | +100.0% | 0.22% | – |
| BX | New | BLACKSTONE GROUP L P | $1,244,000 | – | 71,226 | +100.0% | 0.21% | – |
| KATE | New | KATE SPADE & CO | $1,199,000 | – | 47,000 | +100.0% | 0.21% | – |
| PLD | New | PROLOGIS INC | $1,166,000 | – | 26,375 | +100.0% | 0.20% | – |
| LVS | New | LAS VEGAS SANDS CORP | $1,158,000 | – | 22,400 | +100.0% | 0.20% | – |
| TROW | New | PRICE T ROWE GROUP INC | $1,111,000 | – | 15,123 | +100.0% | 0.19% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $1,097,000 | – | 27,056 | +100.0% | 0.19% | – |
| KMB | New | KIMBERLY CLARK CORP | $1,087,000 | – | 8,084 | +100.0% | 0.19% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $1,066,000 | – | 1,397 | +100.0% | 0.18% | – |
| CXO | New | CONCHO RES INC | $1,057,000 | – | 10,460 | +100.0% | 0.18% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $1,054,000 | – | 1,416 | +100.0% | 0.18% | – |
| HOT | New | STARWOOD HOTELS&RESORTS WRLD | $1,046,000 | – | 12,530 | +100.0% | 0.18% | – |
| PFE | New | PFIZER INC | $1,026,000 | – | 34,641 | +100.0% | 0.18% | – |
| WM | New | WASTE MGMT INC DEL | $1,016,000 | – | 17,223 | +100.0% | 0.18% | – |
| New | PDL BIOPHARMA INCnote 4.000% 2/0 | $1,013,000 | – | 16,279,000 | +100.0% | 0.17% | – | |
| UTX | New | UNITED TECHNOLOGIES CORP | $1,005,000 | – | 10,041 | +100.0% | 0.17% | – |
| ABBV | New | ABBVIE INC | $1,004,000 | – | 17,566 | +100.0% | 0.17% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INCcl a | $1,008,000 | – | 32,753 | +100.0% | 0.17% | – |
| HDV | New | ISHARES TRcore high dv etf | $1,002,000 | – | 12,840 | +100.0% | 0.17% | – |
| BAX | New | BAXTER INTL INC | $985,000 | – | 23,996 | +100.0% | 0.17% | – |
| GNTX | New | GENTEX CORP | $979,000 | – | 62,426 | +100.0% | 0.17% | – |
| CRCM | New | CARE COM INC | $964,000 | – | 156,744 | +100.0% | 0.17% | – |
| SJB | New | PROSHARES TRshrt hgh yield | $945,000 | – | 34,090 | +100.0% | 0.16% | – |
| EFA | New | ISHARES TRmsci eafe etf | $928,000 | – | 16,239 | +100.0% | 0.16% | – |
| KO | New | COCA COLA CO | $932,000 | – | 20,098 | +100.0% | 0.16% | – |
| WMT | New | WAL-MART STORES INC | $917,000 | – | 13,503 | +100.0% | 0.16% | – |
| ARGS | New | ARGOS THERAPEUTICS INC | $907,000 | – | 141,733 | +100.0% | 0.16% | – |
| WRI | New | WEINGARTEN RLTY INVSsh ben int | $890,000 | – | 23,710 | +100.0% | 0.15% | – |
| AHH | New | ARMADA HOFFLER PPTYS INC | $890,000 | – | 79,070 | +100.0% | 0.15% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $887,000 | – | 12,240 | +100.0% | 0.15% | – |
| BDN | New | BRANDYWINE RLTY TRsh ben int new | $886,000 | – | 63,125 | +100.0% | 0.15% | – |
| ORCL | New | ORACLE CORP | $880,000 | – | 21,502 | +100.0% | 0.15% | – |
| BNS | New | BANK N S HALIFAX | $872,000 | – | 17,845 | +100.0% | 0.15% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $873,000 | – | 10,205 | +100.0% | 0.15% | – |
| HON | New | HONEYWELL INTL INC | $856,000 | – | 7,640 | +100.0% | 0.15% | – |
| AAT | New | AMERICAN ASSETS TR INC | $847,000 | – | 21,205 | +100.0% | 0.15% | – |
| DRE | New | DUKE REALTY CORP | $848,000 | – | 37,593 | +100.0% | 0.15% | – |
| TGT | New | TARGET CORP | $842,000 | – | 10,230 | +100.0% | 0.14% | – |
| ARE | New | ALEXANDRIA REAL ESTATE EQ IN | $829,000 | – | 9,130 | +100.0% | 0.14% | – |
| DOW | New | DOW CHEM CO | $813,000 | – | 15,992 | +100.0% | 0.14% | – |
| KRC | New | KILROY RLTY CORP | $805,000 | – | 13,030 | +100.0% | 0.14% | – |
| AGN | New | ALLERGAN PLC | $800,000 | – | 2,985 | +100.0% | 0.14% | – |
| CFR | New | CULLEN FROST BANKERS INC | $796,000 | – | 14,435 | +100.0% | 0.14% | – |
| SAP | New | SAP SEspon adr | $791,000 | – | 9,835 | +100.0% | 0.14% | – |
| CUZ | New | COUSINS PPTYS INC | $788,000 | – | 75,925 | +100.0% | 0.14% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $771,000 | – | 12,068 | +100.0% | 0.13% | – |
| NRP | New | NATURAL RESOURCE PARTNERS L | $774,000 | – | 103,170 | +100.0% | 0.13% | – |
| ESRT | New | EMPIRE ST RLTY TR INCcl a | $758,000 | – | 43,320 | +100.0% | 0.13% | – |
| EZPW | New | EZCORP INCcl a non vtg | $743,000 | – | 375,686 | +100.0% | 0.13% | – |
| OKS | New | ONEOK PARTNERS LPunit ltd partn | $735,000 | – | 23,400 | +100.0% | 0.13% | – |
| LLY | New | LILLY ELI & CO | $740,000 | – | 10,277 | +100.0% | 0.13% | – |
| EQR | New | EQUITY RESIDENTIALsh ben int | $731,000 | – | 9,735 | +100.0% | 0.13% | – |
| AON | New | AON PLC | $733,000 | – | 7,016 | +100.0% | 0.13% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $721,000 | – | 14,887 | +100.0% | 0.12% | – |
| MAC | New | MACERICH CO | $715,000 | – | 9,021 | +100.0% | 0.12% | – |
| TYG | New | TORTOISE ENERGY INFRA CORP | $702,000 | – | 28,519 | +100.0% | 0.12% | – |
| SKT | New | TANGER FACTORY OUTLET CTRS I | $702,000 | – | 19,315 | +100.0% | 0.12% | – |
| FB | New | FACEBOOK INCcl a | $689,000 | – | 6,041 | +100.0% | 0.12% | – |
| WFC | New | WELLS FARGO & CO NEW | $685,000 | – | 14,338 | +100.0% | 0.12% | – |
| HST | New | HOST HOTELS & RESORTS INC | $684,000 | – | 40,987 | +100.0% | 0.12% | – |
| BHI | New | BAKER HUGHES INC | $676,000 | – | 15,404 | +100.0% | 0.12% | – |
| SKX | New | SKECHERS U S A INCcl a | $666,000 | – | 21,900 | +100.0% | 0.12% | – |
| INTC | New | INTEL CORP | $666,000 | – | 20,608 | +100.0% | 0.12% | – |
| GOLD | New | BARRICK GOLD CORP | $664,000 | – | 48,900 | +100.0% | 0.11% | – |
| PGX | New | POWERSHARES ETF TR IIpfd portfolio | $664,000 | – | 44,546 | +100.0% | 0.11% | – |
| SDY | New | SPDR SERIES TRUSTs&p divid etf | $659,000 | – | 8,252 | +100.0% | 0.11% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $652,000 | – | 31,061 | +100.0% | 0.11% | – |
| WRE | New | WASHINGTON REAL ESTATE INVTsh ben int | $643,000 | – | 22,020 | +100.0% | 0.11% | – |
| SDIV | New | GLOBAL X FDSglb x superdiv | $625,000 | – | 30,979 | +100.0% | 0.11% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $621,000 | – | 16,220 | +100.0% | 0.11% | – |
| SLB | New | SCHLUMBERGER LTD | $620,000 | – | 8,412 | +100.0% | 0.11% | – |
| MCD | New | MCDONALDS CORP | $609,000 | – | 4,840 | +100.0% | 0.10% | – |
| GLP | New | GLOBAL PARTNERS LP | $601,000 | – | 44,450 | +100.0% | 0.10% | – |
| GAIA | New | GAIAM INCcl a | $566,000 | – | 88,555 | +100.0% | 0.10% | – |
| TFX | New | TELEFLEX INC | $565,000 | – | 3,600 | +100.0% | 0.10% | – |
| ETP | New | ENERGY TRANSFER PRTNRS L Punit ltd partn | $556,000 | – | 17,176 | +100.0% | 0.10% | – |
| IWF | New | ISHARES TRrus 1000 grw etf | $547,000 | – | 5,476 | +100.0% | 0.09% | – |
| PM | New | PHILIP MORRIS INTL INC | $538,000 | – | 5,481 | +100.0% | 0.09% | – |
| APA | New | APACHE CORP | $535,000 | – | 10,984 | +100.0% | 0.09% | – |
| MDT | New | MEDTRONIC PLC | $528,000 | – | 7,040 | +100.0% | 0.09% | – |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $523,000 | – | 10,075 | +100.0% | 0.09% | – |
| ABT | New | ABBOTT LABS | $515,000 | – | 12,297 | +100.0% | 0.09% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $512,000 | – | 9,631 | +100.0% | 0.09% | – |
| GIS | New | GENERAL MLS INC | $513,000 | – | 8,090 | +100.0% | 0.09% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $513,000 | – | 12,769 | +100.0% | 0.09% | – |
| SWK | New | STANLEY BLACK & DECKER INC | $506,000 | – | 4,805 | +100.0% | 0.09% | – |
| HEP | New | HOLLY ENERGY PARTNERS L P | $494,000 | – | 14,612 | +100.0% | 0.08% | – |
| MCK | New | MCKESSON CORP | $493,000 | – | 3,134 | +100.0% | 0.08% | – |
| USB | New | US BANCORP DEL | $490,000 | – | 12,070 | +100.0% | 0.08% | – |
| SLV | New | ISHARES SILVER TRUSTishares | $490,000 | – | 33,338 | +100.0% | 0.08% | – |
| IWD | New | ISHARES TRrus 1000 val etf | $484,000 | – | 4,900 | +100.0% | 0.08% | – |
| PCLN | New | PRICELINE GRP INC | $465,000 | – | 361 | +100.0% | 0.08% | – |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $465,000 | – | 7,511 | +100.0% | 0.08% | – |
| IWR | New | ISHARES TRrus mid-cap etf | $458,000 | – | 2,815 | +100.0% | 0.08% | – |
| IJJ | New | ISHARES TRs&p mc 400vl etf | $451,000 | – | 3,635 | +100.0% | 0.08% | – |
| FL | New | FOOT LOCKER INC | $452,000 | – | 7,000 | +100.0% | 0.08% | – |
| TXMD | New | THERAPEUTICSMD INC | $454,000 | – | 71,000 | +100.0% | 0.08% | – |
| HR | New | HEALTHCARE RLTY TR | $452,000 | – | 14,630 | +100.0% | 0.08% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $447,000 | – | 3,469 | +100.0% | 0.08% | – |
| FM | New | ISHARESmsci frntr100etf | $445,000 | – | 18,086 | +100.0% | 0.08% | – |
| BPL | New | BUCKEYE PARTNERS L Punit ltd partn | $446,000 | – | 6,559 | +100.0% | 0.08% | – |
| BP | New | BP PLCsponsored adr | $446,000 | – | 14,769 | +100.0% | 0.08% | – |
| TV | New | GRUPO TELEVISA SAspon adr rep ord | $440,000 | – | 16,000 | +100.0% | 0.08% | – |
| CVY | New | CLAYMORE EXCHANGE TRD FD TRgug multi asset | $430,000 | – | 23,297 | +100.0% | 0.07% | – |
| LMRK | New | LANDMARK INFRASTRUCTURE LP | $432,000 | – | 28,680 | +100.0% | 0.07% | – |
| V | New | VISA INC | $430,000 | – | 5,633 | +100.0% | 0.07% | – |
| EPP | New | ISHARESmsci pac jp etf | $432,000 | – | 11,009 | +100.0% | 0.07% | – |
| TRGP | New | TARGA RES CORP | $428,000 | – | 14,305 | +100.0% | 0.07% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $430,000 | – | 4,036 | +100.0% | 0.07% | – |
| AVT | New | AVNET INC | $424,000 | – | 9,570 | +100.0% | 0.07% | – |
| MMM | New | 3M CO | $419,000 | – | 2,520 | +100.0% | 0.07% | – |
| EMR | New | EMERSON ELEC CO | $415,000 | – | 7,651 | +100.0% | 0.07% | – |
| IXP | New | ISHARES TR | $398,000 | – | 6,408 | +100.0% | 0.07% | – |
| CINF | New | CINCINNATI FINL CORP | $387,000 | – | 5,911 | +100.0% | 0.07% | – |
| KHC | New | KRAFT HEINZ CO | $389,000 | – | 4,941 | +100.0% | 0.07% | – |
| IWN | New | ISHARES TRrus 2000 val etf | $390,000 | – | 4,181 | +100.0% | 0.07% | – |
| NVDA | New | NVIDIA CORP | $392,000 | – | 11,001 | +100.0% | 0.07% | – |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $384,000 | – | 3,664 | +100.0% | 0.07% | – |
| CSI | New | CUTWATER SELECT INCOME FD | $378,000 | – | 19,734 | +100.0% | 0.06% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $365,000 | – | 1,393 | +100.0% | 0.06% | – |
| AMZN | New | AMAZON COM INC | $363,000 | – | 612 | +100.0% | 0.06% | – |
| BKS | New | BARNES & NOBLE INC | $358,000 | – | 28,945 | +100.0% | 0.06% | – |
| M | New | MACYS INC | $362,000 | – | 8,220 | +100.0% | 0.06% | – |
| New | FLUIDIGM CORP DELnote 2.750% 2/0 | $361,000 | – | 10,471,000 | +100.0% | 0.06% | – | |
| ACWI | New | ISHARES TRmsci acwi etf | $359,000 | – | 6,410 | +100.0% | 0.06% | – |
| NGG | New | NATIONAL GRID PLCspon adr new | $355,000 | – | 4,975 | +100.0% | 0.06% | – |
| CI | New | CIGNA CORPORATION | $357,000 | – | 2,600 | +100.0% | 0.06% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $353,000 | – | 4,663 | +100.0% | 0.06% | – |
| VPU | New | VANGUARD WORLD FDSutilities etf | $355,000 | – | 3,307 | +100.0% | 0.06% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $349,000 | – | 4,195 | +100.0% | 0.06% | – |
| VFC | New | V F CORP | $343,000 | – | 5,291 | +100.0% | 0.06% | – |
| CERN | New | CERNER CORP | $341,000 | – | 6,432 | +100.0% | 0.06% | – |
| PPG | New | PPG INDS INC | $335,000 | – | 3,001 | +100.0% | 0.06% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $339,000 | – | 3,775 | +100.0% | 0.06% | – |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $334,000 | – | 11,264 | +100.0% | 0.06% | – |
| DD | New | DU PONT E I DE NEMOURS & CO | $329,000 | – | 5,185 | +100.0% | 0.06% | – |
| MA | New | MASTERCARD INCcl a | $326,000 | – | 3,447 | +100.0% | 0.06% | – |
| WY | New | WEYERHAEUSER CO | $326,000 | – | 10,510 | +100.0% | 0.06% | – |
| BHK | New | BLACKROCK CORE BD TR | $317,000 | – | 23,705 | +100.0% | 0.06% | – |
| NKE | New | NIKE INCcl b | $308,000 | – | 4,996 | +100.0% | 0.05% | – |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $310,000 | – | 3,080 | +100.0% | 0.05% | – |
| F | New | FORD MTR CO DEL | $302,000 | – | 22,323 | +100.0% | 0.05% | – |
| DHR | New | DANAHER CORP DEL | $304,000 | – | 3,206 | +100.0% | 0.05% | – |
| RAI | New | REYNOLDS AMERICAN INC | $303,000 | – | 6,016 | +100.0% | 0.05% | – |
| XCO | New | EXCO RESOURCES INC | $301,000 | – | 303,975 | +100.0% | 0.05% | – |
| DUK | New | DUKE ENERGY CORP NEW | $292,000 | – | 3,606 | +100.0% | 0.05% | – |
| TCS | New | CONTAINER STORE GROUP INC | $285,000 | – | 48,500 | +100.0% | 0.05% | – |
| GPRO | New | GOPRO INCcl a | $285,000 | – | 23,800 | +100.0% | 0.05% | – |
| SEP | New | SPECTRA ENERGY PARTNERS LP | $283,000 | – | 5,890 | +100.0% | 0.05% | – |
| CL | New | COLGATE PALMOLIVE CO | $276,000 | – | 3,897 | +100.0% | 0.05% | – |
| IVE | New | ISHARES TRs&p 500 val etf | $277,000 | – | 3,079 | +100.0% | 0.05% | – |
| TM | New | TOYOTA MOTOR CORP | $268,000 | – | 2,520 | +100.0% | 0.05% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS | $265,000 | – | 15,770 | +100.0% | 0.05% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $270,000 | – | 26,075 | +100.0% | 0.05% | – |
| XYL | New | XYLEM INC | $259,000 | – | 6,325 | +100.0% | 0.04% | – |
| CAT | New | CATERPILLAR INC DEL | $259,000 | – | 3,517 | +100.0% | 0.04% | – |
| FENX | New | FENIX PTS INC | $254,000 | – | 55,199 | +100.0% | 0.04% | – |
| SGMS | New | SCIENTIFIC GAMES CORPcl a | $249,000 | – | 26,390 | +100.0% | 0.04% | – |
| DG | New | DOLLAR GEN CORP NEW | $252,000 | – | 2,947 | +100.0% | 0.04% | – |
| NEM | New | NEWMONT MINING CORP | $245,000 | – | 9,200 | +100.0% | 0.04% | – |
| EMC | New | E M C CORP MASS | $245,000 | – | 9,210 | +100.0% | 0.04% | – |
| SO | New | SOUTHERN CO | $244,000 | – | 4,727 | +100.0% | 0.04% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRUSTunit | $246,000 | – | 24,267 | +100.0% | 0.04% | – |
| EFX | New | EQUIFAX INC | $240,000 | – | 2,100 | +100.0% | 0.04% | – |
| QCOM | New | QUALCOMM INC | $238,000 | – | 4,664 | +100.0% | 0.04% | – |
| AN | New | AUTONATION INC | $233,000 | – | 5,000 | +100.0% | 0.04% | – |
| SUSA | New | ISHARES TRusa esg slct etf | $235,000 | – | 2,756 | +100.0% | 0.04% | – |
| IWO | New | ISHARES TRrus 2000 grw etf | $232,000 | – | 1,747 | +100.0% | 0.04% | – |
| NUE | New | NUCOR CORP | $234,000 | – | 4,950 | +100.0% | 0.04% | – |
| IVW | New | ISHARES TRs&p 500 grwt etf | $231,000 | – | 2,001 | +100.0% | 0.04% | – |
| KR | New | KROGER CO | $227,000 | – | 5,933 | +100.0% | 0.04% | – |
| CLX | New | CLOROX CO DEL | $225,000 | – | 1,783 | +100.0% | 0.04% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $219,000 | – | 2,000 | +100.0% | 0.04% | – |
| AXP | New | AMERICAN EXPRESS CO | $220,000 | – | 3,596 | +100.0% | 0.04% | – |
| CNQ | New | CANADIAN NAT RES LTD | $213,000 | – | 7,880 | +100.0% | 0.04% | – |
| LUMN | New | CENTURYLINK INC | $211,000 | – | 6,632 | +100.0% | 0.04% | – |
| RICE | New | RICE ENERGY INC | $209,000 | – | 15,000 | +100.0% | 0.04% | – |
| UVV | New | UNIVERSAL CORP VA | $210,000 | – | 3,697 | +100.0% | 0.04% | – |
| EXC | New | EXELON CORP | $212,000 | – | 5,922 | +100.0% | 0.04% | – |
| RWR | New | SPDR SERIES TRUSTdj reit etf | $210,000 | – | 2,202 | +100.0% | 0.04% | – |
| ROST | New | ROSS STORES INC | $203,000 | – | 3,500 | +100.0% | 0.04% | – |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $204,000 | – | 1,435 | +100.0% | 0.04% | – |
| AMTX | New | AEMETIS INC | $189,000 | – | 93,048 | +100.0% | 0.03% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $186,000 | – | 45,210 | +100.0% | 0.03% | – |
| MRO | New | MARATHON OIL CORP | $172,000 | – | 15,472 | +100.0% | 0.03% | – |
| POT | New | POTASH CORP SASK INC | $170,000 | – | 10,000 | +100.0% | 0.03% | – |
| RDI | New | READING INTERNATIONAL INCcl a | $167,000 | – | 13,953 | +100.0% | 0.03% | – |
| FLML | New | FLAMEL TECHNOLOGIES SAsponsored adr | $166,000 | – | 15,000 | +100.0% | 0.03% | – |
| NMM | New | NAVIOS MARITIME PARTNERS L Punit lpi | $163,000 | – | 131,650 | +100.0% | 0.03% | – |
| MPW | New | MEDICAL PPTYS TRUST INC | $156,000 | – | 12,000 | +100.0% | 0.03% | – |
| ESTE | New | EARTHSTONE ENERGY INC | $147,000 | – | 12,100 | +100.0% | 0.02% | – |
| CLF | New | CLIFFS NAT RES INC | $147,000 | – | 49,000 | +100.0% | 0.02% | – |
| ENY | New | CLAYMORE EXCHANGE TRD FD TRgugg ca enrg inc | $138,000 | – | 17,890 | +100.0% | 0.02% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $134,000 | – | 151,867 | +100.0% | 0.02% | – |
| SAN | New | BANCO SANTANDER SAadr | $131,000 | – | 29,932 | +100.0% | 0.02% | – |
| ENLC | New | ENLINK MIDSTREAM LLC | $128,000 | – | 11,334 | +100.0% | 0.02% | – |
| New | EZCORP INCnote 2.625% 6/1 | $115,000 | – | 8,203,000 | +100.0% | 0.02% | – | |
| DNP | New | DNP SELECT INCOME FD | $110,000 | – | 11,000 | +100.0% | 0.02% | – |
| OASPQ | New | OASIS PETE INC NEW | $73,000 | – | 10,000 | +100.0% | 0.01% | – |
| NADLQ | New | NORTH ATLANTIC DRILLING LTD | $69,000 | – | 25,456 | +100.0% | 0.01% | – |
| PPR | New | VOYA PRIME RATE TRsh ben int | $62,000 | – | 12,400 | +100.0% | 0.01% | – |
| IAG | New | IAMGOLD CORP | $53,000 | – | 23,860 | +100.0% | 0.01% | – |
| AREXQ | New | APPROACH RESOURCES INC | $47,000 | – | 40,668 | +100.0% | 0.01% | – |
| ZNGA | New | ZYNGA INCcl a | $49,000 | – | 21,300 | +100.0% | 0.01% | – |
| PED | New | PEDEVCO CORP | $46,000 | – | 245,500 | +100.0% | 0.01% | – |
| SDRMU | New | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $40,000 | – | 23,050 | +100.0% | 0.01% | – |
| MCEP | New | MID CON ENERGY PARTNERS LP | $39,000 | – | 22,080 | +100.0% | 0.01% | – |
| New | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $39,000 | – | 2,732,000 | +100.0% | 0.01% | – | |
| HK | New | HALCON RES CORP | $22,000 | – | 23,520 | +100.0% | 0.00% | – |
| KKR | New | KKR & CO L P DEL | $26,000 | – | 53,983 | +100.0% | 0.00% | – |
| EXXIQ | New | ENERGY XXI LTD | $18,000 | – | 29,600 | +100.0% | 0.00% | – |
| OAK | New | OAKTREE CAP GROUP LLCunit cl a | $11,000 | – | 21,105 | +100.0% | 0.00% | – |
| PTX | New | PERNIX THERAPEUTICS HLDGS IN | $11,000 | – | 10,000 | +100.0% | 0.00% | – |
| LINEQ | New | LINN ENERGY LLCunit ltd liab | $5,000 | – | 16,699 | +100.0% | 0.00% | – |
| NQI | New | NUVEEN QUALITY MUN FD INC | $0 | – | 10,063 | +100.0% | 0.00% | – |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $0 | – | 10,037 | +100.0% | 0.00% | – |
| New | COLONY CAP INCnote 5.000% 4/1 | $2,000 | – | 2,523,000 | +100.0% | 0.00% | – | |
| REM | New | ISHARES TRmrg rl es cp etf | $1,000 | – | 91,033 | +100.0% | 0.00% | – |
| GAIN | New | GLADSTONE INVT CORP | $0 | – | 10,235 | +100.0% | 0.00% | – |
| SLRC | New | SOLAR CAP LTD | $1,000 | – | 56,223 | +100.0% | 0.00% | – |
| New | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $2,000 | – | 2,287,000 | +100.0% | 0.00% | – | |
| AINV | New | APOLLO INVT CORP | $1,000 | – | 127,260 | +100.0% | 0.00% | – |
| APO | New | APOLLO GLOBAL MGMT LLC | $1,000 | – | 76,228 | +100.0% | 0.00% | – |
| LF | New | LEAPFROG ENTERPRISES INCcl a | $0 | – | 188,893 | +100.0% | 0.00% | – |
| FSC | New | FIFTH STREET FINANCE CORP | $1,000 | – | 111,258 | +100.0% | 0.00% | – |
| EQC | New | EQUITY COMWLTH | $1,000 | – | 33,946 | +100.0% | 0.00% | – |
| ACAS | New | AMERICAN CAP LTD | $1,000 | – | 79,174 | +100.0% | 0.00% | – |
| New | ENVESTNET INCnote 1.750%12/1 | $2,000 | – | 2,526,000 | +100.0% | 0.00% | – | |
| New | PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $2,000 | – | 2,228,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.