$274 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 124 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 21.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KW | Sell | KENNEDY-WILSON HLDGS INC | $9,222,000 | -21.3% | 507,541 | -6.9% | 3.36% | -12.8% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $8,866,000 | -15.5% | 1,198,082 | -9.0% | 3.23% | -6.4% |
| MRK | Sell | MERCK & CO INC | $7,004,000 | -4.5% | 91,667 | -11.3% | 2.56% | +5.8% |
| BRX | Sell | BRIXMOR PPTY GROUP INC | $6,472,000 | -25.0% | 440,600 | -10.6% | 2.36% | -16.9% |
| SCHP | Sell | SCHWAB STRATEGIC TRus tips etf | $6,053,000 | -63.7% | 113,674 | -63.2% | 2.21% | -59.8% |
| VER | Sell | VEREIT INC | $5,997,000 | -10.3% | 838,796 | -8.9% | 2.19% | -0.6% |
| SAND | Sell | SANDSTORM GOLD LTD | $5,945,000 | +11.2% | 1,289,636 | -10.0% | 2.17% | +23.3% |
| OMC | Sell | OMNICOM GROUP INC | $5,588,000 | -2.4% | 76,299 | -9.4% | 2.04% | +8.1% |
| KIM | Sell | KIMCO RLTY CORP | $4,547,000 | -21.7% | 310,345 | -10.5% | 1.66% | -13.3% |
| UNIT | Sell | UNITI GROUP INC | $4,276,000 | -31.7% | 274,601 | -11.6% | 1.56% | -24.3% |
| ARRY | Sell | ARRAY BIOPHARMA INC | $4,212,000 | -17.2% | 295,610 | -11.7% | 1.54% | -8.2% |
| DIS | Sell | DISNEY WALT CO | $4,011,000 | -17.5% | 36,580 | -12.0% | 1.46% | -8.6% |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $3,891,000 | +1.4% | 199,248 | -9.1% | 1.42% | +12.4% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $3,521,000 | -17.3% | 9,427 | -10.5% | 1.28% | -8.4% |
| AQN | Sell | ALGONQUIN PWR UTILS CORP | $3,457,000 | -11.2% | 343,924 | -8.4% | 1.26% | -1.6% |
| T | Sell | AT&T INC | $3,172,000 | -22.9% | 111,141 | -9.3% | 1.16% | -14.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $3,100,000 | -5.3% | 55,134 | -10.1% | 1.13% | +4.9% |
| FSP | Sell | FRANKLIN STREET PPTYS CORP | $3,097,000 | -30.7% | 497,053 | -11.1% | 1.13% | -23.2% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $2,894,000 | -37.3% | 151,911 | -29.4% | 1.06% | -30.5% |
| GDL | Sell | GDL FUND | $2,886,000 | -12.9% | 314,726 | -13.7% | 1.05% | -3.4% |
| GWRS | Sell | GLOBAL WTR RES INC | $2,883,000 | -27.9% | 284,281 | -24.7% | 1.05% | -20.1% |
| OR | Sell | OSISKO GOLD ROYALTIES LTD | $2,589,000 | +6.0% | 294,878 | -8.4% | 0.94% | +17.4% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $2,494,000 | -20.2% | 23,937 | -22.5% | 0.91% | -11.5% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $2,419,000 | -22.9% | 28,934 | -23.4% | 0.88% | -14.6% |
| GPL | Sell | GREAT PANTHER SILVER LTD | $2,271,000 | -34.0% | 3,199,264 | -21.0% | 0.83% | -26.9% |
| AGIO | Sell | AGIOS PHARMACEUTICALS INC | $1,832,000 | -47.1% | 39,738 | -11.5% | 0.67% | -41.4% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $1,389,000 | -18.1% | 225,510 | -3.0% | 0.51% | -9.3% |
| SELF | Sell | GLOBAL SELF STORAGE INC | $1,300,000 | -16.0% | 331,528 | -10.3% | 0.47% | -7.1% |
| FAST | Sell | FASTENAL CO | $1,165,000 | -23.7% | 22,284 | -15.3% | 0.42% | -15.5% |
| Sell | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $988,000 | -12.6% | 1,086,000 | -6.6% | 0.36% | -3.2% | |
| ZROZ | Sell | PIMCO ETF TR25yr+ zero u s | $852,000 | -77.7% | 7,573 | -78.4% | 0.31% | -75.3% |
| FWONK | Sell | LIBERTY MEDIA CORP DELAWARE | $828,000 | -28.5% | 33,249 | -21.8% | 0.30% | -20.7% |
| GOAU | Sell | ETF SER SOLUTIONSus gbl gld pre | $777,000 | -0.3% | 68,129 | -7.6% | 0.28% | +10.5% |
| SPTL | Sell | SPDR SERIES TRUSTportfolio ln tsr | $752,000 | -81.3% | 21,474 | -82.0% | 0.27% | -79.4% |
| PG | Sell | PROCTER AND GAMBLE CO | $748,000 | +1.2% | 8,133 | -8.4% | 0.27% | +12.3% |
| GROW | Sell | U S GLOBAL INVS INCcl a | $554,000 | -40.9% | 503,581 | -18.4% | 0.20% | -34.6% |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $507,000 | -4.0% | 30,817 | -3.6% | 0.18% | +6.3% |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $371,000 | -23.5% | 14,868 | -21.8% | 0.14% | -15.6% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $353,000 | -12.6% | 1,418 | -6.6% | 0.13% | -3.0% |
| TIP | Sell | ISHARES TRtips bd etf | $345,000 | -24.2% | 3,154 | -23.4% | 0.13% | -16.0% |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $303,000 | -6.2% | 3,094 | -5.3% | 0.11% | +4.7% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $262,000 | -26.4% | 31,838 | -3.2% | 0.10% | -17.9% |
| VGIT | Sell | VANGUARD SCOTTSDALE FDSinter term treas | $258,000 | -17.6% | 4,070 | -19.3% | 0.09% | -8.7% |
| LWAY | Sell | LIFEWAY FOODS INC | $252,000 | -61.9% | 133,979 | -46.1% | 0.09% | -57.8% |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $243,000 | -34.3% | 27,370 | -22.2% | 0.09% | -27.0% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $215,000 | -23.5% | 23,200 | -22.7% | 0.08% | -16.1% |
| IR | Sell | INGERSOLL-RAND PLC | $211,000 | -19.8% | 2,317 | -9.7% | 0.08% | -11.5% |
| SCHR | Sell | SCHWAB STRATEGIC TRintrm trm tres | $209,000 | -95.5% | 3,956 | -95.5% | 0.08% | -95.0% |
| MMU | Sell | WESTERN ASST MNGD MUN FD INC | $203,000 | -20.1% | 16,000 | -23.8% | 0.07% | -11.9% |
| MVF | Sell | BLACKROCK MUNIVEST FD INC | $203,000 | -26.4% | 24,600 | -22.2% | 0.07% | -18.7% |
| MYD | Sell | BLACKROCK MUNIYIELD FD INC | $200,000 | -19.7% | 16,000 | -15.8% | 0.07% | -11.0% |
| MVT | Sell | BLACKROCK MUNIVEST FD II INC | $188,000 | -14.9% | 14,375 | -13.3% | 0.07% | -5.5% |
| MGF | Sell | MFS GOVT MKTS INCOME TRsh ben int | $162,000 | -13.8% | 36,184 | -14.8% | 0.06% | -4.8% |
| FMY | Sell | FIRST TRUST MORTGAGE INCM FD | $144,000 | -10.6% | 11,029 | -8.5% | 0.05% | 0.0% |
| SQBG | Sell | SEQUENTIAL BRNDS GROUP INC N | $143,000 | -91.4% | 178,438 | -82.1% | 0.05% | -90.5% |
| SNR | Sell | NEW SR INVT GROUP INC | $133,000 | -48.4% | 32,175 | -26.5% | 0.05% | -42.4% |
| BKT | Sell | BLACKROCK INCOME TR INC | $126,000 | -3.1% | 22,292 | -1.7% | 0.05% | +7.0% |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,161 | -100.0% | -0.08% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -7,104 | -100.0% | -0.10% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -2,106 | -100.0% | -0.10% | – |
| GGZ | Exit | GABELLI GLB SML & MD CP VAL | $0 | – | -27,525 | -100.0% | -0.11% | – |
| MSF | Exit | MORGAN STANLEY EMER MKTS FD | $0 | – | -22,190 | -100.0% | -0.11% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -3,181 | -100.0% | -0.12% | – |
| LXP | Exit | LEXINGTON REALTY TRUST | $0 | – | -59,660 | -100.0% | -0.16% | – |
| AC | Exit | ASSOCIATED CAP GROUP INCcl a | $0 | – | -12,845 | -100.0% | -0.18% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -5,754 | -100.0% | -0.21% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -4,576 | -100.0% | -0.25% | – |
| EMI | Exit | EATON VANCE MI MUNI INCOME Tsh ben int | $0 | – | -98,752 | -100.0% | -0.40% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -238,684 | -100.0% | -1.45% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -1,045,700 | -100.0% | -1.92% | – |
| MPW | Exit | MEDICAL PPTYS TRUST INC | $0 | – | -447,811 | -100.0% | -2.20% | – |
| BSJK | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -373,075 | -100.0% | -2.99% | – |
| SCHO | Exit | SCHWAB STRATEGIC TRsht tm us tres | $0 | – | -272,960 | -100.0% | -4.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.