$274 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 82 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 34.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $36,987,000 | +14.5% | 733,572 | +14.6% | 13.52% | +23.8% |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP | $28,479,000 | -1.8% | 2,584,285 | -0.5% | 10.41% | +6.1% |
| BSCH | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $14,171,000 | +67.2% | 626,751 | +67.2% | 5.18% | +80.7% |
| KW | New | KENNEDY-WILSON HLDGS INC | $8,999,000 | – | 472,391 | +100.0% | 3.29% | – |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $8,256,000 | -1.7% | 641,490 | -1.6% | 3.02% | +6.2% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $8,068,000 | +4.2% | 1,128,325 | +1.9% | 2.95% | +12.6% |
| RGLD | Sell | ROYAL GOLD INC | $7,548,000 | -10.1% | 96,562 | -19.4% | 2.76% | -2.8% |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $7,153,000 | +65.1% | 1,064,493 | +63.4% | 2.62% | +78.5% |
| NOK | Sell | NOKIA CORPsponsored adr | $7,090,000 | +13.3% | 1,150,943 | -0.3% | 2.59% | +22.5% |
| BWG | Sell | LEGG MASON BW GLB INC OPP FD | $7,049,000 | +3.0% | 532,815 | -0.5% | 2.58% | +11.4% |
| WPM | New | WHEATON PRECIOUS METALS CORP | $6,926,000 | – | 348,227 | +100.0% | 2.53% | – |
| SNR | Buy | NEW SR INVT GROUP INC | $6,860,000 | -1.4% | 682,564 | +0.1% | 2.51% | +6.7% |
| SAND | Buy | SANDSTORM GOLD LTD | $6,511,000 | +1.1% | 1,682,307 | +11.6% | 2.38% | +9.3% |
| SRC | Buy | SPIRIT RLTY CAP INC NEW | $5,997,000 | +25.0% | 809,339 | +70.9% | 2.19% | +35.1% |
| WIA | Sell | WESTERN ASSET CLYM INFL SEC | $5,864,000 | -3.4% | 518,970 | -1.6% | 2.14% | +4.4% |
| VER | Buy | VEREIT INC | $5,554,000 | +109.8% | 682,302 | +118.8% | 2.03% | +126.8% |
| VOD | Sell | VODAFONE GROUP PLC NEWsponsored adr | $5,240,000 | -17.7% | 182,380 | -24.3% | 1.92% | -11.1% |
| COT | Sell | COTT CORP QUE | $5,213,000 | +15.6% | 360,988 | -1.1% | 1.91% | +25.0% |
| NYRT | New | NEW YORK REIT INC | $5,099,000 | – | 590,205 | +100.0% | 1.86% | – |
| ZROZ | Sell | PIMCO ETF TR25yr+ zero u s | $4,536,000 | +5.0% | 38,683 | -0.6% | 1.66% | +13.6% |
| SELF | Sell | GLOBAL SELF STORAGE INC | $4,337,000 | -1.0% | 885,164 | -3.6% | 1.58% | +7.0% |
| RIC | New | RICHMONT MINES INC | $4,274,000 | – | 548,008 | +100.0% | 1.56% | – |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $4,136,000 | -18.0% | 180,846 | -27.6% | 1.51% | -11.4% |
| SPTL | Buy | SPDR SERIES TRUSTbloomberg lng tr | $4,110,000 | +7.2% | 56,996 | +3.7% | 1.50% | +15.9% |
| GWRS | Sell | GLOBAL WTR RES INC | $4,043,000 | +11.9% | 408,410 | -1.6% | 1.48% | +21.0% |
| GDL | Buy | GDL FUND | $3,809,000 | +9.4% | 371,255 | +4.9% | 1.39% | +18.3% |
| IEF | ISHARES TR7-10yr tr bd etf | $3,757,000 | +0.9% | 35,245 | 0.0% | 1.37% | +9.1% | |
| GROW | Sell | U S GLOBAL INVS INCcl a | $3,615,000 | -3.5% | 2,378,219 | -1.0% | 1.32% | +4.3% |
| CVA | Buy | COVANTA HLDG CORP | $3,431,000 | +5.1% | 259,888 | +25.0% | 1.25% | +13.6% |
| SCHR | Sell | SCHWAB STRATEGIC TRintrm trm tres | $3,363,000 | -90.9% | 62,319 | -91.0% | 1.23% | -90.2% |
| TURN | Sell | 180 DEGREE CAP CORP | $2,615,000 | +4.9% | 1,614,501 | -6.2% | 0.96% | +13.4% |
| AC | Buy | ASSOCIATED CAP GROUP INCcl a | $2,478,000 | +157.3% | 72,870 | +173.5% | 0.91% | +177.9% |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $2,454,000 | +1.0% | 29,050 | +1.0% | 0.90% | +9.1% |
| SBGL | Buy | SIBANYE GOLD LTDsponsored adr | $2,362,000 | -37.0% | 510,186 | +19.9% | 0.86% | -31.9% |
| DIS | Buy | DISNEY WALT CO | $2,297,000 | -5.6% | 21,617 | +0.8% | 0.84% | +2.2% |
| SQBG | New | SEQUENTIAL BRNDS GROUP INC N | $2,106,000 | – | 527,699 | +100.0% | 0.77% | – |
| ERIC | Sell | ERICSSONadr b sek 10 | $2,065,000 | +1.2% | 288,001 | -6.3% | 0.76% | +9.4% |
| VSI | Buy | VITAMIN SHOPPE INC | $1,685,000 | +0.1% | 144,654 | +73.2% | 0.62% | +8.3% |
| ES | Sell | EVERSOURCE ENERGY | $1,661,000 | -5.4% | 27,366 | -8.4% | 0.61% | +2.4% |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $1,343,000 | +87.3% | 310,818 | +86.9% | 0.49% | +102.9% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $1,237,000 | +1.6% | 7,301 | 0.0% | 0.45% | +10.0% | |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $1,204,000 | +4.4% | 125,327 | -4.5% | 0.44% | +12.8% |
| EMI | Sell | EATON VANCE MI MUNI INCOME Tsh ben int | $1,120,000 | +2.8% | 82,810 | -1.2% | 0.41% | +10.8% |
| NUM | NUVEEN MICHIGAN QLT MUN INC | $1,045,000 | +2.9% | 76,282 | 0.0% | 0.38% | +11.0% | |
| FAST | Sell | FASTENAL CO | $982,000 | -28.2% | 22,555 | -15.1% | 0.36% | -22.5% |
| CL | COLGATE PALMOLIVE CO | $904,000 | +1.2% | 12,200 | 0.0% | 0.33% | +9.3% | |
| LOV | Buy | SPARK NETWORKS INC | $895,000 | +56.5% | 932,413 | +68.0% | 0.33% | +69.4% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $836,000 | +238.5% | 108,351 | +227.4% | 0.31% | +264.3% |
| PG | Buy | PROCTER AND GAMBLE CO | $804,000 | -0.7% | 9,228 | +2.4% | 0.29% | +7.3% |
| GGZ | Sell | GABELLI GLB SML & MD CP VAL | $797,000 | +4.5% | 64,503 | -3.7% | 0.29% | +12.8% |
| NXR | NUVEEN SELECT TAX FREE INCMsh ben int | $790,000 | +3.0% | 54,000 | 0.0% | 0.29% | +11.6% | |
| GOAU | New | ETF SER SOLUTIONSus gbl gld pre | $726,000 | – | 60,911 | +100.0% | 0.26% | – |
| DTE | Sell | DTE ENERGY CO | $693,000 | -5.1% | 6,554 | -8.3% | 0.25% | +2.4% |
| MCD | New | MCDONALDS CORP | $664,000 | – | 4,336 | +100.0% | 0.24% | – |
| NXQ | NUVEEN SELECT TAX FREE INCMsh ben int | $658,000 | +2.2% | 48,000 | 0.0% | 0.24% | +10.6% | |
| ED | Sell | CONSOLIDATED EDISON INC | $621,000 | -4.2% | 7,689 | -7.8% | 0.23% | +3.7% |
| NXP | NUVEEN SELECT TAX FREE INCMsh ben int | $561,000 | +2.6% | 39,000 | 0.0% | 0.20% | +10.8% | |
| IRDM | Sell | IRIDIUM COMMUNICATIONS INC | $552,000 | -48.4% | 49,966 | -54.9% | 0.20% | -44.0% |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $543,000 | 0.0% | 21,313 | -0.7% | 0.20% | +7.6% |
| MMT | Sell | MFS MULTIMARKET INCOME TRsh ben int | $503,000 | -88.2% | 81,082 | -88.4% | 0.18% | -87.2% |
| BIF | Sell | BOULDER GROWTH & INCOME FD I | $471,000 | +3.3% | 48,472 | -1.1% | 0.17% | +11.7% |
| BGB | Sell | BLACKSTONE GSO STRATEGIC CR | $441,000 | -61.2% | 27,698 | -61.4% | 0.16% | -58.1% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $439,000 | -83.7% | 41,438 | -84.2% | 0.16% | -82.5% |
| ZF | New | VIRTUS TOTAL RETURN FUND INC | $416,000 | – | 33,956 | +100.0% | 0.15% | – |
| WBA | WALGREENS BOOTS ALLIANCE INC | $392,000 | -5.8% | 5,011 | 0.0% | 0.14% | +1.4% | |
| ROYAL GOLD INCnote 2.875% 6/1 | $339,000 | +2.1% | 314,000 | 0.0% | 0.12% | +10.7% | ||
| CGO | Sell | CALAMOS GLOBAL TOTAL RETURN | $327,000 | -76.9% | 24,817 | -78.9% | 0.12% | -74.9% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $303,000 | -11.1% | 1,973 | +0.8% | 0.11% | -3.5% |
| UNH | UNITEDHEALTH GROUP INC | $281,000 | +12.9% | 1,518 | 0.0% | 0.10% | +22.6% | |
| MSF | Sell | MORGAN STANLEY EMER MKTS FD | $274,000 | +2.6% | 16,985 | -6.1% | 0.10% | +11.1% |
| NIM | NUVEEN SELECT MAT MUN FDsh ben int | $272,000 | +1.5% | 27,000 | 0.0% | 0.10% | +8.8% | |
| TDF | Sell | TEMPLETON DRAGON FD INC | $252,000 | +5.9% | 12,499 | -1.3% | 0.09% | +15.0% |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $247,000 | +4.2% | 14,850 | -3.7% | 0.09% | +12.5% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $239,000 | +18.9% | 15,724 | +14.2% | 0.09% | +27.9% |
| DRA | Sell | DIVERSIFIED REAL ASSET INC F | $214,000 | -7.4% | 12,254 | -7.9% | 0.08% | 0.0% |
| CSCO | New | CISCO SYS INC | $204,000 | – | 6,504 | +100.0% | 0.08% | – |
| ADI | ANALOG DEVICES INC | $205,000 | -5.1% | 2,632 | 0.0% | 0.08% | +2.7% | |
| LWAY | New | LIFEWAY FOODS INC | $145,000 | – | 15,565 | +100.0% | 0.05% | – |
| AWP | Sell | ALPINE GLOBAL PREMIER PPTYS | $136,000 | -80.3% | 21,465 | -82.2% | 0.05% | -78.5% |
| EOD | Sell | WELLS FARGO GLOBAL DIVIDEND | $133,000 | +3.1% | 21,720 | -2.0% | 0.05% | +11.4% |
| BTG | Sell | B2GOLD CORP | $99,000 | -5.7% | 35,400 | -4.6% | 0.04% | 0.0% |
| AEG | Buy | AEGON N Vny registry sh | $66,000 | +1.5% | 12,983 | +2.6% | 0.02% | +9.1% |
| JVA | Exit | COFFEE HLDGS INC | $0 | – | -11,475 | -100.0% | -0.02% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -12,550 | -100.0% | -0.02% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -25,420 | -100.0% | -0.04% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -25,998 | -100.0% | -0.04% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INC | $0 | – | -13,420 | -100.0% | -0.06% | – |
| TKF | Exit | TURKISH INVT FD INC | $0 | – | -34,104 | -100.0% | -0.10% | – |
| LOR | Exit | LAZARD WORLD DIVID & INCOME | $0 | – | -29,634 | -100.0% | -0.11% | – |
| AAPL | Exit | APPLE INC | $0 | – | -2,537 | -100.0% | -0.12% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -3,345 | -100.0% | -0.14% | – |
| GLV | Exit | CLOUGH GLOBAL DIVND AND INC | $0 | – | -30,870 | -100.0% | -0.14% | – |
| CHW | Exit | CALAMOS GBL DYN INCOME FUND | $0 | – | -58,601 | -100.0% | -0.16% | – |
| GLU | Exit | GABELLI GLOBL UTIL & INCOME | $0 | – | -24,853 | -100.0% | -0.16% | – |
| BOE | Exit | BLACKROCK GLOBAL OPP EQTY TR | $0 | – | -44,952 | -100.0% | -0.19% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -46,137 | -100.0% | -0.24% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD IN | $0 | – | -37,164 | -100.0% | -0.24% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -75,677 | -100.0% | -0.34% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -33,269 | -100.0% | -0.50% | – |
| STKL | Exit | SUNOPTA INC | $0 | – | -271,552 | -100.0% | -0.64% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -2,661 | -100.0% | -0.75% | – |
| LB | Exit | L BRANDS INC | $0 | – | -56,865 | -100.0% | -0.90% | – |
| DPG | Exit | DUFF & PHELPS GLB UTL INC FD | $0 | – | -253,609 | -100.0% | -1.39% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -428,075 | -100.0% | -3.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-07-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.