FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD

Add to watchlist

$375 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 106 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 25.6% .

All

			Value		Shares		↓ Weighting
WIW	Buy	WESTERN ASSET CLYM INFL OPP	$43,035,000	+10.2%	3,891,083	+2.5%	11.48%	+5.6%
FOF	Buy	COHEN & STEERS CLOSED END OP	$16,374,000	+3.6%	1,503,556	+4.3%	4.37%	-0.7%
JQC	Buy	NUVEEN CR STRATEGIES INCM FD	$12,658,000	+2.1%	1,600,209	+1.2%	3.38%	-2.2%
DPG	Buy	DUFF & PHELPS GLB UTL INC FD	$12,492,000	+49.2%	785,177	+38.1%	3.33%	+42.9%
FT	Sell	FRANKLIN UNVL TRsh ben int	$12,119,000	+8.1%	1,942,218	-0.8%	3.23%	+3.6%
WIA	Buy	WESTERN ASSET CLYM INFL SEC	$11,615,000	+21.1%	1,019,745	+12.3%	3.10%	+16.0%
UTF	Buy	COHEN & STEERS INFRASTRUCTUR	$10,675,000	+52.7%	538,877	+47.1%	2.85%	+46.3%
GAIA	Sell	GAIAM INCcl a	$10,626,000	+1.6%	1,660,334	-0.9%	2.83%	-2.6%
GOV	Sell	GOVERNMENT PPTYS INCOME TR	$10,432,000	+10.4%	584,415	-1.8%	2.78%	+5.8%
MPW	Buy	MEDICAL PPTYS TRUST INC	$9,446,000	+19.5%	727,699	+5.9%	2.52%	+14.5%
MMT	Sell	MFS MULTIMARKET INCOME TRsh ben int	$9,448,000	+4.4%	1,620,659	-1.3%	2.52%	+0.0%
AFT	Buy	APOLLO SR FLOATING RATE FD I	$8,567,000	+273.6%	563,592	+272.4%	2.28%	+258.2%
SLW	Buy	SILVER WHEATON CORP	$8,428,000	+34.2%	508,352	+0.5%	2.25%	+28.5%
GIM	Buy	TEMPLETON GLOBAL INCOME FD	$7,529,000	+636.0%	1,154,800	+616.6%	2.01%	+604.6%
VTA	Buy	INVESCO DYNAMIC CR OPP FD	$7,476,000	+18.7%	695,428	+16.5%	1.99%	+13.7%
COT	Sell	COTT CORP QUE	$7,316,000	+13.5%	526,728	-10.2%	1.95%	+8.8%
VVR	Buy	INVESCO SR INCOME TR	$6,905,000	+18.7%	1,709,247	+18.7%	1.84%	+13.8%
GGN	Sell	GAMCO GLOBAL GOLD NAT RES &	$6,581,000	-15.0%	1,166,846	-28.4%	1.76%	-18.6%
EFF	Buy	EATON VANCE FLTG RATE INCOM	$6,350,000	+6.1%	435,534	+2.9%	1.69%	+1.7%
FRA	Sell	BLACKROCK FLOAT RATE OME STR	$6,339,000	-0.8%	485,013	-2.1%	1.69%	-5.0%
NGD	Sell	NEW GOLD INC CDA	$6,215,000	+58.7%	1,666,268	-1.3%	1.66%	+52.1%
SNH	Sell	SENIOR HSG PPTYS TRsh ben int	$6,103,000	+18.8%	341,167	-1.5%	1.63%	+13.8%
GPT	Sell	GRAMERCY PPTY TR	$6,057,000	-28.7%	716,801	-34.9%	1.62%	-31.7%
VER	Sell	VEREIT INC	$5,910,000	+9.4%	666,239	-2.3%	1.58%	+4.8%
PHD	Buy	PIONEER FLOATING RATE TR	$5,478,000	+5.6%	489,516	+2.4%	1.46%	+1.1%
RGLD	Buy	ROYAL GOLD INC	$5,429,000	+81.8%	105,845	+29.3%	1.45%	+74.2%
RMT	Buy	ROYCE MICRO-CAP TR INC	$5,267,000	+9.8%	752,431	+13.9%	1.40%	+5.2%
SELF	New	GLOBAL SELF STORAGE INC	$5,003,000	–	1,027,213	+100.0%	1.33%	–
SAND	Buy	SANDSTORM GOLD LTD	$4,793,000	+73.0%	1,456,930	+38.3%	1.28%	+65.8%
GDO	Sell	WESTERN ASSET GLOBAL CP DEFI	$4,699,000	-35.8%	284,938	-38.5%	1.25%	-38.5%
GROW	Sell	U S GLOBAL INVS INCcl a	$4,483,000	+45.0%	2,591,455	-1.9%	1.20%	+38.9%
EOD	Buy	WELLS FARGO GLOBAL DIVIDENDwf global oppty	$4,472,000	+8.6%	749,058	+7.7%	1.19%	+4.1%
LXP	Sell	LEXINGTON REALTY TRUST	$4,412,000	-19.8%	513,030	-25.4%	1.18%	-23.1%
SNR	Sell	NEW SR INVT GROUP INC	$4,374,000	+2.1%	424,697	-2.2%	1.17%	-2.1%
PPR	Buy	VOYA PRIME RATE TRsh ben int	$4,346,000	+38.8%	862,242	+39.3%	1.16%	+32.9%
ERC	Sell	WELLS FARGO MULTI SECTOR INCwf mlt sectr inc	$3,970,000	-54.5%	324,839	-57.8%	1.06%	-56.4%
CVA	Buy	COVANTA HLDG CORP	$3,843,000	+68.8%	227,920	+55.0%	1.02%	+61.7%
BWG	Sell	LEGG MASON BW GLB INC OPP FD	$3,664,000	+5.1%	296,658	-1.4%	0.98%	+0.7%
TLI	Buy	LMP CORPORATE LN FD INC	$3,597,000	+6.5%	368,542	+7.8%	0.96%	+2.0%
GOOG	Sell	ALPHABET INCcap stk cl c	$3,552,000	-3.7%	4,768	-1.9%	0.95%	-7.7%
AWP	Buy	ALPINE GLOBAL PREMIER PPTYS	$2,575,000	-2.4%	460,645	+0.7%	0.69%	-6.5%
TINY	Buy	HARRIS & HARRIS GROUP INC	$2,388,000	-14.7%	1,447,342	+13.8%	0.64%	-18.2%
GDL	Sell	GDL FUND	$2,159,000	-6.5%	215,274	-6.7%	0.58%	-10.4%
BTG	Sell	B2GOLD CORP	$2,160,000	-30.5%	1,301,160	-57.3%	0.58%	-33.5%
TIVO	Sell	TIVO INC	$2,119,000	+7.0%	222,870	-2.9%	0.56%	+2.5%
RVT	Buy	ROYCE VALUE TR INC	$2,027,000	+7.7%	173,061	+8.2%	0.54%	+3.2%
STKL	Buy	SUNOPTA INC	$1,976,000	-33.6%	443,150	+1.9%	0.53%	-36.4%
EVG	Sell	EATON VANCE SH TM DR DIVR IN	$1,861,000	-12.4%	139,492	-11.9%	0.50%	-16.1%
SPE	Buy	SPECIAL OPPORTUNITIES FD INC	$1,860,000	+27.1%	142,316	+28.4%	0.50%	+21.9%
ES		EVERSOURCE ENERGY	$1,742,000	+14.2%	29,860	0.0%	0.46%	+9.4%
V	Buy	VISA INC	$1,682,000	+273.8%	21,993	+278.9%	0.45%	+259.2%
IGR	Sell	CBRE CLARION GLOBAL REAL EST	$1,669,000	-14.3%	213,640	-16.2%	0.44%	-17.9%
BTZ	Sell	BLACKROCK CR ALLCTN INC TR	$1,659,000	-80.9%	132,496	-81.2%	0.44%	-81.7%
LOR	Buy	LAZARD WORLD DIVID & INCOME	$1,536,000	+44.9%	170,081	+46.2%	0.41%	+39.0%
RGT	Buy	ROYCE GLOBAL VALUE TR INC	$1,525,000	-1.0%	206,909	+0.0%	0.41%	-5.1%
EMI	Sell	EATON VANCE MI MUNI INCOME Tsh ben int	$1,493,000	+3.9%	108,410	-0.9%	0.40%	-0.5%
FAST	Buy	FASTENAL CO	$1,454,000	+49.1%	29,674	+24.2%	0.39%	+43.2%
RNP	Sell	COHEN & STEERS REIT & PFD IN	$1,322,000	+2.5%	69,864	-0.1%	0.35%	-1.7%
FTF	Sell	FRANKLIN LTD DURATION INC TR	$1,122,000	-54.0%	98,933	-56.5%	0.30%	-55.9%
BRKB	Buy	BERKSHIRE HATHAWAY INC DELcl b new	$1,037,000	+9.6%	7,312	+2.1%	0.28%	+5.3%
DCA	Sell	VIRTUS TOTAL RETURN FD	$997,000	-52.1%	234,474	-57.1%	0.27%	-54.1%
CHW	New	CALAMOS GBL DYN INCOME FUND	$964,000	–	137,096	+100.0%	0.26%	–
NUM		NUVEEN MICH QUALITY INCOME M	$949,000	+5.0%	66,053	0.0%	0.25%	+0.4%
CL	Buy	COLGATE PALMOLIVE CO	$862,000	+6.0%	12,202	+0.0%	0.23%	+1.8%
LOV	Sell	SPARK NETWORKS INC	$766,000	-42.4%	344,967	-0.2%	0.20%	-45.0%
PG	Buy	PROCTER & GAMBLE CO	$756,000	+4.0%	9,190	+0.4%	0.20%	0.0%
SBW	Sell	WESTERN ASSET WORLDWIDE INCO	$706,000	+0.9%	67,933	-2.2%	0.19%	-3.6%
GGZ	Sell	GABELLI GLB SML & MD CP VAL	$684,000	-1.4%	64,727	-3.0%	0.18%	-5.7%
DTE		DTE ENERGY CO	$653,000	+13.2%	7,201	0.0%	0.17%	+8.1%
ZTR	Sell	ZWEIG TOTAL RETURN FD INC	$650,000	-38.0%	54,195	-37.0%	0.17%	-40.8%
BDMS	Sell	BIRNER DENTAL MGMT SERVICES	$646,000	-24.2%	71,750	-5.2%	0.17%	-27.4%
ED		CONSOLIDATED EDISON INC	$639,000	+19.2%	8,343	0.0%	0.17%	+14.1%
NSL	Buy	NUVEEN SR INCOME FD	$594,000	+182.9%	100,629	+176.4%	0.16%	+172.4%
MCR	Sell	MFS CHARTER INCOME TRsh ben int	$589,000	-84.6%	72,400	-85.6%	0.16%	-85.3%
TZOO	Sell	TRAVELZOO INC	$574,000	-18.2%	70,736	-15.6%	0.15%	-21.5%
BLW	Sell	BLACKROCK LTD DURATION INC T	$515,000	-8.4%	34,875	-9.5%	0.14%	-12.2%
VFL	Sell	DELAWARE INVT NAT MUNI INC Fsh ben int	$488,000	-39.8%	35,329	-43.3%	0.13%	-42.5%
GLU	Buy	GABELLI GLOBL UTIL & INCOME	$478,000	+22.3%	26,703	+13.6%	0.13%	+17.4%
VIPS	Sell	VIPSHOP HLDGS LTDsponsored adr	$449,000	-16.5%	34,884	-1.0%	0.12%	-20.0%
WBA	Buy	WALGREENS BOOTS ALLIANCE INC	$422,000	-0.5%	5,011	+0.6%	0.11%	-4.2%
BIF	Sell	BOULDER GROWTH & INCOME FD I	$414,000	-0.2%	52,734	-1.7%	0.11%	-5.2%
MCN	Sell	MADISON CVRED CALL & EQ STR	$388,000	-2.8%	51,931	-4.0%	0.10%	-7.2%
ACG	Sell	ALLIANCEBERNSTEIN INCOME FUN	$369,000	+2.2%	46,985	-0.1%	0.10%	-3.0%
SCHR	New	SCHWAB STRATEGIC TRintrm trm tres	$356,000	–	6,454	+100.0%	0.10%	–
	Sell	ROYAL GOLD INCnote 2.875% 6/1	$347,000	+5.2%	359,000	-1.1%	0.09%	+1.1%
CCD	New	CALAMOS DYNAMIC CONV & INCOM	$324,000	–	18,779	+100.0%	0.09%	–
MIY	New	BLACKROCK MUNIYLD MICH QLTY	$296,000	–	20,348	+100.0%	0.08%	–
IEF	New	ISHARES TR7-10 y tr bd etf	$287,000	–	2,600	+100.0%	0.08%	–
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$289,000	+2.1%	1,907	-7.3%	0.08%	-2.5%
SHY	New	ISHARES TR1-3 yr tr bd etf	$281,000	–	3,300	+100.0%	0.08%	–
KST	Sell	DEUTSCHE STRATEGIC INCOME TR	$271,000	-83.8%	24,455	-84.6%	0.07%	-84.5%
TDF	Sell	TEMPLETON DRAGON FD INC	$270,000	-14.6%	15,777	-11.0%	0.07%	-18.2%
PFE	Buy	PFIZER INC	$245,000	-3.2%	8,280	+5.5%	0.06%	-7.1%
ZF	Sell	ZWEIG FD	$234,000	-10.0%	18,145	-8.2%	0.06%	-13.9%
APF	Sell	MORGAN STANLEY ASIA PAC FD I	$231,000	-1.7%	16,866	-0.7%	0.06%	-4.6%
MSF	Sell	MORGAN STANLEY EMER MKTS FD	$231,000	+0.4%	17,495	-2.4%	0.06%	-3.1%
UNH		UNITEDHEALTH GROUP INC	$222,000	+9.9%	1,721	0.0%	0.06%	+5.4%
MSFT	Sell	MICROSOFT CORP	$209,000	-5.4%	3,790	-5.0%	0.06%	-9.7%
BOE	Sell	BLACKROCK GLOBAL OPP EQTY TR	$197,000	-31.1%	16,541	-26.2%	0.05%	-33.8%
CSQ	Sell	CALAMOS STRATEGIC TOTL RETN	$171,000	-3.9%	17,982	-0.1%	0.05%	-8.0%
GLO	New	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$157,000	–	16,385	+100.0%	0.04%	–
FAX	New	ABERDEEN ASIA PACIFIC INCOM	$107,000	–	21,448	+100.0%	0.03%	–
JVA	Sell	COFFEE HLDGS INC	$69,000	-4.2%	17,775	-5.3%	0.02%	-10.0%
AEG		AEGON N Vny registry sh	$65,000	-3.0%	11,888	0.0%	0.02%	-10.5%
PIM	Sell	PUTNAM MASTER INTER INCOME Tsh ben int	$46,000	-59.6%	10,355	-58.8%	0.01%	-62.5%
DDC	Exit	DOMINION DIAMOND CORP	$0	–	-10,308	-100.0%	-0.03%	–
MGF	Exit	MFS GOVT MKTS INCOME TRsh ben int	$0	–	-20,840	-100.0%	-0.03%	–
F	Exit	FORD MTR CO DEL	$0	–	-10,132	-100.0%	-0.04%	–
BGT	Exit	BLACKROCK FLOATING RATE INCO	$0	–	-14,989	-100.0%	-0.05%	–
MNP	Exit	WESTERN ASST MN PRT FD INC	$0	–	-11,902	-100.0%	-0.05%	–
MUI	Exit	BLACKROCK MUNI INTER DR FD I	$0	–	-13,836	-100.0%	-0.06%	–
DRA	Exit	DIVERSIFIED REAL ASSET INC F	$0	–	-13,704	-100.0%	-0.06%	–
NIQ	Exit	NUVEEN INT DUR QUAL MUN TRM	$0	–	-17,600	-100.0%	-0.06%	–
BUI	Exit	BLACKROCK UTIL & INFRASTRCTU	$0	–	-15,247	-100.0%	-0.07%	–
T	Exit	AT&T INC	$0	–	-8,273	-100.0%	-0.08%	–
JGH	Exit	NUVEEN GLOBAL HIGH INCOME FD	$0	–	-30,944	-100.0%	-0.12%	–
MIN	Exit	MFS INTER INCOME TRsh ben int	$0	–	-107,268	-100.0%	-0.14%	–
NVG	Exit	NUVEEN DIVID ADVANTAGE MUN I	$0	–	-44,850	-100.0%	-0.18%	–
LF	Exit	LEAPFROG ENTERPRISES INCcl a	$0	–	-957,059	-100.0%	-0.19%	–
JHP	Exit	NUVEEN QUALITY PFD INC FD 3	$0	–	-86,404	-100.0%	-0.20%	–
PDT	Exit	HANCOCK JOHN PREMUIM DIV FD	$0	–	-67,063	-100.0%	-0.26%	–
ETX	Exit	EATON VANCE MUN INCOME 2028	$0	–	-65,858	-100.0%	-0.34%	–
IQI	Exit	INVESCO QUALITY MUNI INC TRS	$0	–	-117,240	-100.0%	-0.41%	–
SGL	Exit	STRATEGIC GLOBAL INCOME FD	$0	–	-258,287	-100.0%	-0.63%	–
PCI	Exit	PIMCO DYNAMIC CR INCOME FD	$0	–	-127,163	-100.0%	-0.64%	–
BGB	Exit	BLACKSTONE GSO STRATEGIC CR	$0	–	-201,020	-100.0%	-0.75%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-04-12

Signatures

The EDGAR filing(s) were signed by:

Matthew Bohrer — CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
FRANKLIN UNVL TR	23	Q4 2018	4.1%
U S GLOBAL INVS INC	23	Q4 2018	2.7%
FASTENAL CO	23	Q4 2018	1.8%
BERKSHIRE HATHAWAY INC DEL	23	Q4 2018	0.5%
COLGATE PALMOLIVE CO	23	Q4 2018	0.4%
PROCTER & GAMBLE CO	23	Q4 2018	0.3%
DTE ENERGY CO	23	Q4 2018	0.3%
CONSOLIDATED EDISON INC	23	Q4 2018	0.3%
TEMPLETON DRAGON FD INC	22	Q4 2018	0.5%
MORGAN STANLEY EMER MKTS FD	21	Q3 2018	0.1%

View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.

Latest significant ownerships (13-D/G)

FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Q1 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ALPS ETF Trust	March 15, 2019	193,137	6.4%
ETF Series Solutions	February 11, 2019	46,867	4.5%
FRANKLIN UNIVERSAL TRUST	February 11, 2019	1,707,821	6.8%
Global Self Storage, Inc.	October 12, 2018	369,452	4.8%
U S GLOBAL INVESTORS INC	August 09, 2018	639,919	4.9%
180 DEGREE CAPITAL CORP. /NY/	October 06, 2017	1,534,111	4.9%
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND	March 07, 2017	2,692,816	4.4%
HARRIS & HARRIS GROUP INC /NY/	January 18, 2017	1,777,181	5.8%
Kennedy-Wilson Holdings, Inc.	January 18, 2017	112,736	5.1%
Eaton Vance Floating-Rate Income Plus Fund	December 12, 2016	370,180	4.9%

View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G	2019-03-15
SC 13G	2019-02-11
SC 13G	2019-02-11
13F-HR	2019-01-30
SC 13G	2019-01-14
SC 13G	2019-01-14
13F-HR	2018-10-18
SC 13G/A	2018-10-12
SC 13G	2018-10-12
SC 13G	2018-08-09

View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (374899000.0 != 374901000.0)

Export FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's holdings