FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD - Q1 2015 holdings

$410 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 130 reported holdings in Q1 2015. The portfolio turnover from Q4 2014 to Q1 2015 was 40.2% .

 Value Shares↓ Weighting
WIW BuyWESTERN ASSET CLYM INFL OPP$40,526,000
+3.3%
3,573,695
+2.9%
9.87%
-5.0%
T104PS SellAMERICAN RLTY CAP PPTYS INC$16,778,000
+8.8%
1,703,309
-0.0%
4.09%
+0.0%
BTZ SellBLACKROCK CR ALLCTN INC TR$15,399,000
+2.5%
1,144,073
-1.6%
3.75%
-5.8%
GGN BuyGAMCO GLOBAL GOLD NAT RES &$13,750,000
+40.7%
1,978,477
+41.7%
3.35%
+29.3%
GAIA SellGAIAM INCcl a$12,685,000
+1.1%
1,740,069
-1.1%
3.09%
-7.0%
ACG BuyALLIANCEBERNSTEIN INCOME FUN$11,331,000
+25.0%
1,467,765
+21.0%
2.76%
+15.0%
PCI NewPIMCO DYNAMIC CR INCOME FD$10,957,000536,559
+100.0%
2.67%
JNS BuyJANUS CAP GROUP INC$10,953,000
+8.6%
637,174
+1.9%
2.67%
-0.1%
MMT BuyMFS MULTIMARKET INCOME TRsh ben int$10,289,000
+0.3%
1,620,353
+2.6%
2.51%
-7.8%
FT SellFRANKLIN UNVL TRsh ben int$8,680,000
-2.8%
1,202,172
-4.4%
2.12%
-10.6%
SIR NewSELECT INCOME REIT$8,461,000338,591
+100.0%
2.06%
GROW SellU S GLOBAL INVS INCcl a$8,005,000
+1.8%
2,505,380
-1.3%
1.95%
-6.4%
ERC SellWELLS FARGO ADVANTAGE MULTI$7,879,000
-2.1%
590,160
-0.0%
1.92%
-10.0%
RCAPQ BuyRCS CAP CORP$7,814,000
+13.0%
734,440
+30.1%
1.90%
+3.9%
GOV NewGOVERNMENT PPTYS INCOME TR$7,551,000330,447
+100.0%
1.84%
COT BuyCOTT CORP QUE$7,449,000
+36.3%
794,940
+0.1%
1.82%
+25.3%
WIA BuyWESTERN ASSET CLYM INFL SEC$7,367,000
+20.3%
638,983
+21.1%
1.80%
+10.7%
JHP SellNUVEEN QUALITY PFD INC FD 3$7,316,000
-0.3%
844,845
-4.1%
1.78%
-8.3%
SLW BuySILVER WHEATON CORP$6,998,000
+19.6%
367,935
+27.8%
1.70%
+9.9%
GDO BuyWESTERN ASSET GLOBAL CP DEFI$6,818,000
+6.2%
385,415
+6.8%
1.66%
-2.3%
LXP BuyLEXINGTON REALTY TRUST$6,356,000
+74.8%
646,640
+95.2%
1.55%
+60.7%
CSG BuyCHAMBERS STR PPTYS$5,971,000
+190.8%
757,754
+197.4%
1.46%
+167.5%
DDC SellDOMINION DIAMOND CORP$5,860,000
-10.5%
342,910
-5.9%
1.43%
-17.7%
VOD BuyVODAFONE GROUP PLC NEWspnsr adr no par$5,756,000
-3.8%
176,145
+0.6%
1.40%
-11.5%
BGB NewBLACKSTONE GSO STRATEGIC CR$5,585,000345,181
+100.0%
1.36%
TDC BuyTERADATA CORP DEL$5,283,000
+111.4%
119,697
+109.3%
1.29%
+94.4%
JQC BuyNUVEEN CR STRATEGIES INCM FD$5,234,000
+5.0%
578,328
+1.7%
1.28%
-3.5%
SGL BuySTRATEGIC GLOBAL INCOME FD$5,179,000
+7.8%
614,403
+8.4%
1.26%
-0.9%
T BuyAT&T INC$5,132,000
+3.6%
157,185
+6.5%
1.25%
-4.8%
BTG BuyB2GOLD CORP$4,753,000
+0.4%
3,127,135
+7.0%
1.16%
-7.7%
FOF SellCOHEN & STEERS CLOSED END OP$4,638,000
-5.9%
359,831
-4.0%
1.13%
-13.5%
NGD NewNEW GOLD INC CDA$4,580,0001,350,893
+100.0%
1.12%
SellROYAL GOLD INCnote 2.875% 6/1$4,303,000
-1.2%
4,184,000
-0.7%
1.05%
-9.2%
BCX SellBLACKROCK RES & COMM STRAT T$4,024,000
-76.9%
420,897
-76.6%
0.98%
-78.8%
MIN SellMFS INTER INCOME TRsh ben int$3,797,000
-37.4%
779,773
-38.6%
0.92%
-42.5%
LTM SellLIFE TIME FITNESS INC$3,447,000
-53.8%
48,571
-63.1%
0.84%
-57.5%
UTIW NewUTI WORLDWIDE INCord$3,083,000250,685
+100.0%
0.75%
NID SellNUVEEN INTER DURATION MN TMF$3,003,000
-19.5%
231,678
-22.4%
0.73%
-25.9%
BTT SellBLACKROCK MUN TARGET TERM TR$2,923,000
+1.3%
139,400
-2.9%
0.71%
-6.9%
FAST BuyFASTENAL CO$2,919,000
+135.8%
70,435
+170.6%
0.71%
+116.8%
EFF NewEATON VANCE FLTG RATE INCOM$2,904,000170,824
+100.0%
0.71%
FTF BuyFRANKLIN LTD DURATION INC TR$2,847,000
+8.5%
233,976
+8.7%
0.69%
-0.3%
PMO SellPUTNAM MUN OPPORTUNITIES TRsh ben int$2,817,000
-0.8%
229,745
-3.0%
0.69%
-8.8%
TINY SellHARRIS & HARRIS GROUP INC$2,759,000
+2.1%
895,892
-2.2%
0.67%
-6.1%
TZOO NewTRAVELZOO INC$2,637,000273,579
+100.0%
0.64%
DRA NewDIVERSIFIED REAL ASSET INC F$2,617,000144,598
+100.0%
0.64%
TIVO BuyTIVO INC$2,615,000
-3.5%
246,435
+7.7%
0.64%
-11.3%
PPR BuyVOYA PRIME RATE TRsh ben int$2,567,000
+285.4%
463,367
+269.3%
0.62%
+255.1%
MUI SellBLACKROCK MUNI INTER DR FD I$2,559,000
+0.8%
174,186
-1.2%
0.62%
-7.3%
IQI SellINVESCO QUALITY MUNI INC TRS$2,418,000
-1.0%
192,500
-1.6%
0.59%
-9.0%
GDL BuyGDL FUND$2,356,000
+14.5%
228,087
+13.4%
0.57%
+5.3%
LF BuyLEAPFROG ENTERPRISES INCcl a$2,336,000
+157.6%
1,071,458
+457.8%
0.57%
+137.1%
FDI SellFORT DEARBORN INCOME SECS IN$2,176,000
-7.6%
151,452
-9.0%
0.53%
-15.1%
ETX SellEATON VANCE MUN INCOME 2028$2,165,000
-0.7%
121,500
-2.4%
0.53%
-8.7%
VGM SellINVESCO TR INVT GRADE MUNS$2,034,000
-1.3%
151,250
-2.4%
0.50%
-9.2%
PHD BuyPIONEER FLOATING RATE TR$1,925,000
+14.5%
165,519
+12.0%
0.47%
+5.4%
EOT SellEATON VANCE NATL MUN OPPORT$1,847,000
-9.1%
87,122
-9.9%
0.45%
-16.4%
VTA SellINVESCO DYNAMIC CR OPP FD$1,845,000
-11.5%
154,138
-12.4%
0.45%
-18.5%
NIQ SellNUVEEN INT DUR QUAL MUN TRM$1,719,000
-2.1%
132,410
-4.5%
0.42%
-9.9%
EVG BuyEATON VANCE SH TM DR DIVR IN$1,646,000
+3.5%
113,589
+1.1%
0.40%
-4.8%
KST BuyDEUTSCHE STRATEGIC INCOME TR$1,534,000
+19.2%
131,442
+18.0%
0.37%
+9.7%
CIDM SellCINEDIGM CORP$1,525,000
-0.8%
941,231
-0.9%
0.37%
-8.8%
ES NewEVERSOURCE ENERGY$1,509,00029,860
+100.0%
0.37%
MNP SellWESTERN ASST MN PRT FD INC$1,395,000
+0.9%
89,662
-3.8%
0.34%
-7.1%
BWG SellLEGG MASON BW GLB INC OPP FD$1,368,000
-4.7%
85,867
-0.1%
0.33%
-12.6%
GNW NewGENWORTH FINL INC$1,314,000179,800
+100.0%
0.32%
PDT SellHANCOCK JOHN PREMUIM DIV FD$1,214,000
-77.8%
87,313
-78.0%
0.30%
-79.5%
ICB SellMORGAN STANLEY TRUSTS$1,213,000
-7.0%
67,712
-7.0%
0.30%
-14.5%
UTF SellCOHEN & STEERS INFRASTRUCTUR$1,211,000
-11.3%
53,285
-11.4%
0.30%
-18.5%
NPP NewNUVEEN PERFORMANCE PLUS MUN$1,127,00075,800
+100.0%
0.28%
RGT BuyROYCE GLOBAL VALUE TR INC$1,128,000
+13.0%
140,113
+12.8%
0.28%
+4.2%
DMB BuyDREYFUS MUN BD INFRSTRCTR FD$1,124,000
+9.0%
87,965
+3.8%
0.27%
+0.4%
JGH SellNUVEEN GLOBAL HIGH INCOME FD$1,091,000
-35.4%
63,915
-34.7%
0.27%
-40.6%
CXH BuyMFS INVT GRADE MUN TRsh ben int$1,076,000
+9.6%
113,949
+8.7%
0.26%
+0.8%
BRKB BuyBERKSHIRE HATHAWAY INC DELcl b new$1,062,000
-3.5%
7,362
+0.4%
0.26%
-11.3%
EMI BuyEATON VANCE MI MUNI INCOME Tsh ben int$1,037,000
+140.6%
79,312
+134.0%
0.25%
+121.9%
BCV SellBANCROFT FUND LTD$1,011,000
+0.1%
48,283
-4.1%
0.25%
-8.2%
VFL BuyDELAWARE INVT NAT MUNI INC Fsh ben int$956,000
+2.7%
72,738
+2.2%
0.23%
-5.7%
FRA NewBLACKROCK FLOAT RATE OME STR$950,00068,372
+100.0%
0.23%
WAIR BuyWESCO AIRCRAFT HLDGS INC$910,000
+11.0%
59,400
+1.3%
0.22%
+2.3%
ZTR NewZWEIG TOTAL RETURN FD INC$893,00065,275
+100.0%
0.22%
SBW SellWESTERN ASSET WORLDWIDE INCO$855,000
-1.8%
75,354
-1.2%
0.21%
-10.0%
SPE SellSPECIAL OPPORTUNITIES FD INC$850,000
-2.7%
55,110
-3.1%
0.21%
-10.8%
CL  COLGATE PALMOLIVE CO$846,000
+0.2%
12,2000.0%0.21%
-8.0%
GGZ NewGABELLI GLB SML & MD CP VAL$755,00071,326
+100.0%
0.18%
TDF SellTEMPLETON DRAGON FD INC$740,000
-2.5%
29,775
-5.7%
0.18%
-10.4%
PG BuyPROCTER & GAMBLE CO$733,000
+2.4%
8,950
+13.8%
0.18%
-5.8%
FPT NewFEDERATED PREM INTR MUN INC$727,00055,975
+100.0%
0.18%
MTS SellMONTGOMERY STR INCOME SECS I$697,000
-90.2%
41,264
-90.4%
0.17%
-90.9%
LOV NewSPARK NETWORKS INC$692,000171,248
+100.0%
0.17%
BKT SellBLACKROCK INCOME TR INC$695,000
-28.2%
108,181
-28.5%
0.17%
-34.2%
MCN SellMADISON CVRED CALL & EQ STR$664,000
-3.1%
80,855
-3.9%
0.16%
-11.0%
MPW SellMEDICAL PPTYS TRUST INC$658,000
-88.2%
44,667
-89.0%
0.16%
-89.2%
VBF SellINVESCO BD FD$630,000
-57.9%
33,712
-58.6%
0.15%
-61.2%
BDMS BuyBIRNER DENTAL MGMT SERVICES$616,000
+20.5%
44,317
+30.0%
0.15%
+11.1%
NVG NewNUVEEN DIVID ADVANTAGE MUN I$582,00040,125
+100.0%
0.14%
DTE SellDTE ENERGY CO$571,000
-7.6%
7,075
-1.2%
0.14%
-15.2%
BIF NewBOULDER GROWTH & INCOME FD I$553,00064,552
+100.0%
0.14%
GOOG NewGOOGLE INCcl c$539,000984
+100.0%
0.13%
PFE BuyPFIZER INC$529,000
+112.4%
15,207
+90.5%
0.13%
+95.5%
ED BuyCONSOLIDATED EDISON INC$512,000
-7.1%
8,401
+0.7%
0.12%
-14.4%
DOVR SellDOVER SADDLERY INC$451,000
-30.9%
97,082
-27.9%
0.11%
-36.4%
RMT SellROYCE MICRO-CAP TR INC$431,000
-10.6%
44,040
-7.8%
0.10%
-18.0%
BOE BuyBLACKROCK GLOBAL OPP EQTY TR$410,000
+31.0%
29,568
+24.2%
0.10%
+20.5%
BLW SellBLACKROCK LTD DURATION INC T$370,000
-19.9%
23,405
-20.4%
0.09%
-26.2%
BUI SellBLACKROCK UTIL & INFRASTRCTU$357,000
-18.3%
18,235
-13.5%
0.09%
-25.0%
NXR SellNUVEEN SELECT TAX FREE INCMsh ben int$351,000
-61.7%
23,764
-63.0%
0.09%
-64.6%
NXP NewNUVEEN SELECT TAX FREE INCMsh ben int$348,00023,964
+100.0%
0.08%
GIM SellTEMPLETON GLOBAL INCOME FD$334,000
-83.2%
46,511
-83.2%
0.08%
-84.6%
ZF BuyZWEIG FD$333,0000.0%21,652
+0.5%
0.08%
-8.0%
APF SellMORGAN STANLEY ASIA PAC FD I$311,000
+3.7%
19,754
-2.4%
0.08%
-3.8%
XOM NewEXXON MOBIL CORP$305,0003,587
+100.0%
0.07%
MSF SellMORGAN STANLEY EMER MKTS FD$301,000
-5.3%
20,278
-7.3%
0.07%
-13.1%
IBM NewINTERNATIONAL BUSINESS MACHS$272,0001,694
+100.0%
0.07%
UPS NewUNITED PARCEL SERVICE INCcl b$216,0002,225
+100.0%
0.05%
MSFT NewMICROSOFT CORP$208,0005,113
+100.0%
0.05%
UNH NewUNITEDHEALTH GROUP INC$204,0001,725
+100.0%
0.05%
VIAS NewVIASYSTEMS GROUP INC$196,00011,190
+100.0%
0.05%
CMK SellMFS INTERMARKET INCOME TRUSTsh ben int$197,000
-69.7%
23,265
-70.1%
0.05%
-72.1%
BGT SellBLACKROCK FLOATING RATE INCO$191,000
-83.4%
14,175
-84.2%
0.05%
-84.6%
CSQ BuyCALAMOS STRATEGIC TOTL RETN$156,000
+17.3%
13,886
+19.4%
0.04%
+8.6%
FTT SellFEDERATED ENHANC TREAS INCM$139,000
-72.6%
10,255
-73.1%
0.03%
-74.8%
TRF SellTEMPLETON RUS AND EAST EUR F$125,000
+1.6%
12,767
-6.8%
0.03%
-9.1%
PIM NewPUTNAM MASTER INTER INCOME Tsh ben int$123,00025,155
+100.0%
0.03%
IGR BuyCBRE CLARION GLOBAL REAL EST$116,0000.0%12,919
+0.1%
0.03%
-9.7%
AVP NewAVON PRODS INC$96,00011,975
+100.0%
0.02%
AEG  AEGON N Vny registry sh$91,000
+5.8%
11,4620.0%0.02%
-4.3%
JVA SellCOFFEE HLDGS INC$74,000
-68.9%
15,125
-67.4%
0.02%
-71.4%
FFNM ExitFIRST FED NORTHN MICH BANCOR$0-13,721
-100.0%
-0.02%
JTP ExitNUVEEN QUALITY PFD INCOME FD$0-20,089
-100.0%
-0.04%
JPC ExitNUVEEN PFD INCOME OPPRTNY FD$0-17,725
-100.0%
-0.04%
F ExitFORD MTR CO DEL$0-11,279
-100.0%
-0.05%
DCA ExitVIRTUS TOTAL RETURN FD$0-45,155
-100.0%
-0.05%
MMD ExitMAINSTAY DEFINEDTERM MN OPP$0-14,300
-100.0%
-0.07%
AAPL ExitAPPLE INC$0-3,283
-100.0%
-0.10%
WBA ExitWALGREENS BOOTS ALLIANCE INC$0-5,287
-100.0%
-0.11%
NXQ ExitNUVEEN SELECT TAX FREE INCMsh ben int$0-34,877
-100.0%
-0.13%
BTF ExitBOULDER TOTAL RETURN FD INC$0-19,143
-100.0%
-0.14%
FPT ExitFEDERATED PREM INTR MUN INC$0-53,000
-100.0%
-0.18%
ZTR ExitZWEIG TOTAL RETURN FD INC$0-53,013
-100.0%
-0.20%
NXP ExitNUVEEN SELECT TAX FREE INCMsh ben int$0-54,014
-100.0%
-0.20%
BHK ExitBLACKROCK CORE BD TR$0-88,332
-100.0%
-0.31%
CSI ExitCUTWATER SELECT INCOME FD$0-69,759
-100.0%
-0.36%
NU ExitNORTHEAST UTILS$0-29,860
-100.0%
-0.42%
FPF ExitFIRST TR INTER DUR PFD & IN$0-79,869
-100.0%
-0.48%
SSL ExitSASOL LTDsponsored adr$0-125,130
-100.0%
-1.26%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2015-05-05
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
FRANKLIN UNVL TR23Q4 20184.1%
U S GLOBAL INVS INC23Q4 20182.7%
FASTENAL CO23Q4 20181.8%
BERKSHIRE HATHAWAY INC DEL23Q4 20180.5%
COLGATE PALMOLIVE CO23Q4 20180.4%
PROCTER & GAMBLE CO23Q4 20180.3%
DTE ENERGY CO23Q4 20180.3%
CONSOLIDATED EDISON INC23Q4 20180.3%
TEMPLETON DRAGON FD INC22Q4 20180.5%
MORGAN STANLEY EMER MKTS FD21Q3 20180.1%

View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.

Latest significant ownerships (13-D/G)
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD Q1 2015 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ALPS ETF TrustMarch 15, 2019193,1376.4%
ETF Series SolutionsFebruary 11, 201946,8674.5%
FRANKLIN UNIVERSAL TRUSTFebruary 11, 20191,707,8216.8%
Global Self Storage, Inc.October 12, 2018369,4524.8%
U S GLOBAL INVESTORS INCAugust 09, 2018639,9194.9%
180 DEGREE CAPITAL CORP. /NY/October 06, 20171,534,1114.9%
WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUNDMarch 07, 20172,692,8164.4%
HARRIS & HARRIS GROUP INC /NY/January 18, 20171,777,1815.8%
Kennedy-Wilson Holdings, Inc.January 18, 2017112,7365.1%
Eaton Vance Floating-Rate Income Plus FundDecember 12, 2016370,1804.9%

View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2019-03-15
SC 13G2019-02-11
SC 13G2019-02-11
13F-HR2019-01-30
SC 13G2019-01-14
SC 13G2019-01-14
13F-HR2018-10-18
SC 13G/A2018-10-12
SC 13G2018-10-12
SC 13G2018-08-09

View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (410420000.0 != 410419000.0)

Export FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's holdings