$350 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 105 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 13.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $35,702,000 | +29.1% | 4,747,642 | +26.0% | 10.20% | +26.4% |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP | $31,644,000 | +5.1% | 2,570,598 | -0.7% | 9.04% | +2.9% |
| PDT | Sell | HANCOCK JOHN PREMUIM DIV FD | $16,703,000 | -11.3% | 1,229,077 | -15.4% | 4.77% | -13.2% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $15,858,000 | -10.9% | 1,153,295 | -12.4% | 4.53% | -12.9% |
| T104PS | Buy | AMERICAN RLTY CAP PPTYS INC | $14,398,000 | +109.0% | 1,149,118 | +133.8% | 4.11% | +104.4% |
| GAIA | Sell | GAIAM INCcl a | $13,653,000 | +5.4% | 1,777,785 | -0.5% | 3.90% | +3.1% |
| BCF | Sell | BLACKROCK REAL ASSET EQUITY | $13,323,000 | -31.0% | 1,418,826 | -34.6% | 3.81% | -32.5% |
| GROW | Buy | U S GLOBAL INVS INCcl a | $8,819,000 | +18.1% | 2,505,496 | +7.7% | 2.52% | +15.6% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $7,930,000 | +9.7% | 1,053,424 | +4.7% | 2.26% | +7.3% |
| JHP | Buy | NUVEEN QUALITY PFD INC FD 3 | $7,595,000 | +5.1% | 874,964 | +1.3% | 2.17% | +2.8% |
| MTS | Sell | MONTGOMERY STR INCOME SECS I | $7,583,000 | +1.9% | 454,612 | -1.7% | 2.17% | -0.3% |
| SLW | Buy | SILVER WHEATON CORP | $7,507,000 | +35.2% | 285,757 | +16.8% | 2.14% | +32.2% |
| HTD | Sell | HANCOCK JOHN TAX-ADV DIV INC | $7,455,000 | -15.3% | 356,198 | -19.3% | 2.13% | -17.1% |
| CDE | Buy | COEUR MNG INC | $7,146,000 | +77.6% | 778,388 | +79.7% | 2.04% | +73.7% |
| DDC | Buy | DOMINION DIAMOND CORP | $6,413,000 | +17.0% | 443,825 | +8.7% | 1.83% | +14.4% |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $6,016,000 | +7.6% | 454,355 | +3.9% | 1.72% | +5.3% |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $5,631,000 | +1.2% | 377,904 | -1.5% | 1.61% | -0.9% |
| SGL | Buy | STRATEGIC GLOBAL INCOME FD | $5,080,000 | +3.3% | 543,343 | +1.7% | 1.45% | +1.0% |
| MBT | Buy | MOBILE TELESYSTEMS OJSCsponsored adr | $4,730,000 | +25.9% | 239,625 | +11.6% | 1.35% | +23.2% |
| FOF | Buy | COHEN & STEERS CLOSED END OP | $4,679,000 | +14.8% | 346,045 | +9.1% | 1.34% | +12.4% |
| Sell | ROYAL GOLD INCnote 2.875% 6/1 | $4,617,000 | +4.3% | 4,294,000 | -0.6% | 1.32% | +2.0% | |
| 0295SC | Sell | AMERICAN SELECT PORTFOLIO IN | $4,572,000 | -7.1% | 427,263 | -13.7% | 1.31% | -9.1% |
| COT | New | COTT CORP QUE | $4,398,000 | – | 622,028 | +100.0% | 1.26% | – |
| T | Buy | AT&T INC | $3,776,000 | +10.3% | 106,783 | +9.4% | 1.08% | +8.0% |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $3,725,000 | -35.7% | 776,023 | -40.8% | 1.06% | -37.1% |
| FPF | Sell | FIRST TR INTER DUR PFD & IN | $3,480,000 | -11.2% | 152,169 | -14.0% | 0.99% | -13.1% |
| FAST | Buy | FASTENAL CO | $3,470,000 | +1.0% | 70,113 | +0.6% | 0.99% | -1.2% |
| NID | Buy | NUVEEN INTER DURATION MN TMF | $3,405,000 | +6.8% | 270,478 | +1.5% | 0.97% | +4.5% |
| FTT | Sell | FEDERATED ENHANC TREAS INCM | $3,247,000 | -19.8% | 240,733 | -19.0% | 0.93% | -21.6% |
| GDO | Sell | WESTERN ASSET GLOBAL CP DEFI | $2,984,000 | +2.7% | 159,655 | -0.1% | 0.85% | +0.4% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $2,969,000 | +463.4% | 446,518 | +453.1% | 0.85% | +450.6% |
| BTG | Buy | B2GOLD CORP | $2,740,000 | +87.7% | 938,295 | +72.9% | 0.78% | +83.8% |
| BPY | Sell | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $2,635,000 | +8.1% | 126,271 | -3.2% | 0.75% | +5.8% |
| FDI | Sell | FORT DEARBORN INCOME SECS IN | $2,605,000 | +2.7% | 174,977 | -0.6% | 0.74% | +0.5% |
| PMO | Buy | PUTNAM MUN OPPORTUNITIES TRsh ben int | $2,525,000 | +5.0% | 214,900 | +1.7% | 0.72% | +2.7% |
| BTT | BLACKROCK MUN TARGET TERM TR | $2,498,000 | +6.4% | 123,000 | 0.0% | 0.71% | +4.2% | |
| DLR | Sell | DIGITAL RLTY TR INC | $2,466,000 | +8.0% | 42,280 | -1.7% | 0.70% | +5.5% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $2,441,000 | +5.4% | 198,812 | +1.4% | 0.70% | +3.1% |
| VBF | Sell | INVESCO BD FD | $2,356,000 | +4.7% | 122,837 | -0.8% | 0.67% | +2.4% |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $2,311,000 | +1.5% | 158,304 | -1.2% | 0.66% | -0.8% |
| JGG | Buy | NUVEEN GBL INCOME OPPORTUN F | $2,307,000 | +10.3% | 180,951 | +0.1% | 0.66% | +7.9% |
| CSI | Sell | CUTWATER SELECT INCOME FD | $2,221,000 | -11.9% | 110,261 | -15.0% | 0.63% | -13.9% |
| WIA | Sell | WESTERN ASSET CLYM INFL SEC | $2,185,000 | -17.7% | 178,646 | -21.6% | 0.62% | -19.6% |
| GG | Sell | GOLDCORP INC NEW | $2,173,000 | +13.1% | 77,853 | -0.9% | 0.62% | +10.7% |
| ETX | Sell | EATON VANCE MUN INCOME TERM | $2,123,000 | +6.5% | 126,000 | -0.8% | 0.61% | +4.1% |
| EOT | Sell | EATON VANCE NATL MUN OPPORT | $2,026,000 | +2.4% | 101,291 | -0.7% | 0.58% | +0.2% |
| TINY | Sell | HARRIS & HARRIS GROUP INC | $2,010,000 | -12.5% | 632,042 | -4.5% | 0.57% | -14.3% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $1,895,000 | +3.9% | 145,400 | +2.0% | 0.54% | +1.5% |
| NIQ | Sell | NUVEEN INT DUR QUAL MUN TRM | $1,873,000 | +5.0% | 145,960 | -0.7% | 0.54% | +2.7% |
| BWG | Sell | LEGG MASON BW GLB INC OPP FD | $1,590,000 | -3.0% | 86,651 | -7.2% | 0.45% | -5.2% |
| 8107SC | Sell | AMERICAN STRATEGIC INCM PTFL | $1,549,000 | -9.7% | 150,980 | -13.1% | 0.44% | -11.6% |
| MNP | WESTERN ASST MN PRT FD INC | $1,431,000 | +2.1% | 97,162 | 0.0% | 0.41% | 0.0% | |
| LWAY | Sell | LIFEWAY FOODS INC | $1,433,000 | -6.6% | 102,526 | -1.7% | 0.41% | -8.7% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $1,417,000 | +5.4% | 57,861 | -4.9% | 0.40% | +3.3% |
| NU | NORTHEAST UTILS | $1,411,000 | +3.8% | 29,860 | 0.0% | 0.40% | +1.5% | |
| DOVR | Sell | DOVER SADDLERY INC | $1,389,000 | -21.4% | 255,750 | -20.7% | 0.40% | -23.1% |
| ICB | Sell | MORGAN STANLEY TRUSTS | $1,342,000 | +1.7% | 74,372 | -1.2% | 0.38% | -0.5% |
| AEC | Sell | ASSOCIATED ESTATES RLTY CORP | $1,267,000 | -72.8% | 70,300 | -74.4% | 0.36% | -73.4% |
| BNA | Sell | BLACKROCK INCOME OPP TRUST I | $1,245,000 | -32.9% | 114,639 | -36.1% | 0.36% | -34.3% |
| LODE | Buy | COMSTOCK MNG INC | $1,131,000 | +10.4% | 677,314 | +9.1% | 0.32% | +8.0% |
| BCV | Sell | BANCROFT FUND LTD | $1,077,000 | -0.3% | 53,374 | -3.4% | 0.31% | -2.2% |
| CMK | Sell | MFS INTERMARKET INCOME TRUSTsh ben int | $1,054,000 | -4.6% | 123,558 | -6.9% | 0.30% | -6.8% |
| SBW | Buy | WESTERN ASSET WORLDWIDE INCO | $1,029,000 | +12.2% | 78,229 | +5.2% | 0.29% | +9.7% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $994,000 | +2.2% | 59,537 | -0.5% | 0.28% | 0.0% |
| VFL | Buy | DELAWARE INVT NAT MUNI INC Fsh ben int | $992,000 | +5.9% | 76,938 | +1.5% | 0.28% | +3.3% |
| BSP | Sell | AMERN STRATEGIC INCOME PTFL | $968,000 | +0.5% | 110,243 | -4.8% | 0.28% | -1.4% |
| FFNM | Sell | FIRST FED NORTHN MICH BANCOR | $967,000 | +15.9% | 157,956 | -5.3% | 0.28% | +13.1% |
| NXR | NUVEEN SELECT TAX FREE INCMsh ben int | $962,000 | +3.0% | 68,300 | 0.0% | 0.28% | +0.7% | |
| TDF | Buy | TEMPLETON DRAGON FD INC | $950,000 | +6.3% | 36,753 | +0.7% | 0.27% | +3.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $926,000 | +2.5% | 7,320 | +1.4% | 0.26% | +0.4% |
| CL | COLGATE PALMOLIVE CO | $832,000 | +5.2% | 12,200 | 0.0% | 0.24% | +3.0% | |
| NXP | NUVEEN SELECT TAX FREE INCMsh ben int | $824,000 | +4.4% | 58,514 | 0.0% | 0.24% | +2.2% | |
| MCN | Sell | MADISON CVRED CALL & EQ STR | $764,000 | -42.6% | 86,883 | -46.1% | 0.22% | -44.0% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC | $730,000 | -4.2% | 50,745 | -6.3% | 0.21% | -5.9% |
| JVA | Sell | COFFEE HLDGS INC | $666,000 | -7.9% | 94,307 | -0.6% | 0.19% | -10.0% |
| DMB | DREYFUS MUN BD INFRSTRCTR FD | $663,000 | +5.4% | 56,000 | 0.0% | 0.19% | +2.7% | |
| PG | Buy | PROCTER & GAMBLE CO | $623,000 | -2.5% | 7,925 | +0.0% | 0.18% | -4.8% |
| NOAH | Buy | NOAH HLDGS LTDsponsored ads | $605,000 | +8.8% | 42,800 | +11.1% | 0.17% | +6.8% |
| BUI | Sell | BLACKROCK UTIL & INFRASTRCTU | $592,000 | -28.9% | 28,253 | -35.7% | 0.17% | -30.5% |
| FPT | Sell | FEDERATED PREM INTR MUN INC | $582,000 | +1.7% | 44,150 | -1.1% | 0.17% | -0.6% |
| NXQ | NUVEEN SELECT TAX FREE INCMsh ben int | $573,000 | +4.4% | 41,877 | 0.0% | 0.16% | +2.5% | |
| BTF | Sell | BOULDER TOTAL RETURN FD INC | $574,000 | -6.2% | 22,351 | -11.1% | 0.16% | -8.4% |
| RMT | Sell | ROYCE MICRO-CAP TR INC | $569,000 | -2.9% | 45,100 | -5.7% | 0.16% | -4.7% |
| DTE | Buy | DTE ENERGY CO | $551,000 | +107.1% | 7,075 | +97.9% | 0.16% | +101.3% |
| RGSE | Sell | REAL GOODS SOLAR INCcl a | $546,000 | -27.9% | 183,078 | -1.6% | 0.16% | -29.4% |
| ED | CONSOLIDATED EDISON INC | $482,000 | +7.6% | 8,343 | 0.0% | 0.14% | +5.3% | |
| CXH | MFS INVT GRADE MUN TRsh ben int | $422,000 | +3.7% | 45,500 | 0.0% | 0.12% | +1.7% | |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $385,000 | +2.4% | 46,647 | -0.3% | 0.11% | 0.0% |
| MSF | Buy | MORGAN STANLEY EMER MKTS FD | $371,000 | +7.2% | 23,104 | +1.8% | 0.11% | +5.0% |
| MMD | Sell | MAINSTAY DEFINEDTERM MN OPP | $371,000 | -77.9% | 20,800 | -79.0% | 0.11% | -78.4% |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $353,000 | -4.6% | 68,621 | -4.4% | 0.10% | -6.5% |
| ZF | Sell | ZWEIG FD | $347,000 | -0.9% | 22,181 | -3.9% | 0.10% | -2.9% |
| WAG | WALGREEN CO | $332,000 | +12.2% | 4,480 | 0.0% | 0.10% | +10.5% | |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $259,000 | -59.5% | 21,548 | -62.5% | 0.07% | -60.4% |
| APA | APACHE CORP | $248,000 | +21.6% | 2,464 | 0.0% | 0.07% | +18.3% | |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $247,000 | +1.2% | 2,405 | -4.0% | 0.07% | 0.0% |
| JTP | Buy | NUVEEN QUALITY PFD INCOME FD | $243,000 | +6.1% | 28,536 | +0.1% | 0.07% | +3.0% |
| PFE | PFIZER INC | $233,000 | -7.5% | 7,851 | 0.0% | 0.07% | -9.5% | |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $211,000 | +1.9% | 21,725 | -2.7% | 0.06% | 0.0% |
| APF | New | MORGAN STANLEY ASIA PAC FD I | $191,000 | – | 11,421 | +100.0% | 0.06% | – |
| LOR | LAZARD WORLD DIVID & INCOME | $165,000 | +9.3% | 10,875 | 0.0% | 0.05% | +6.8% | |
| PW | Sell | POWER REIT | $129,000 | +2.4% | 14,289 | -0.3% | 0.04% | 0.0% |
| VIAS | VIASYSTEMS GROUP INC | $122,000 | -12.9% | 11,190 | 0.0% | 0.04% | -14.6% | |
| SBI | New | WESTERN ASSET INTM MUNI FD I | $107,000 | – | 11,000 | +100.0% | 0.03% | – |
| AEG | Sell | AEGON N Vny registry sh | $109,000 | -9.9% | 12,446 | -5.5% | 0.03% | -11.4% |
| MNKD | Exit | MANNKIND CORP | $0 | – | -11,600 | -100.0% | -0.01% | – |
| ELNK | Exit | EARTHLINK HLDGS CORP | $0 | – | -15,324 | -100.0% | -0.02% | – |
| DNIF | Exit | DIVIDEND & INCOME FUND | $0 | – | -11,168 | -100.0% | -0.05% | – |
| RGT | Exit | ROYCE GLOBAL VALUE TR INC | $0 | – | -21,852 | -100.0% | -0.06% | – |
| IR | Exit | INGERSOLL-RAND PLC | $0 | – | -3,522 | -100.0% | -0.06% | – |
| HE | Exit | HAWAIIAN ELEC INDUSTRIES | $0 | – | -9,325 | -100.0% | -0.07% | – |
| DNY | Exit | DENALI FD INC | $0 | – | -14,174 | -100.0% | -0.08% | – |
| JRI | Exit | NUVEEN REAL ASSET INC & GROW | $0 | – | -18,770 | -100.0% | -0.10% | – |
| AAPL | Exit | APPLE INC | $0 | – | -854 | -100.0% | -0.13% | – |
| OIA | Exit | INVESCO MUNI INCOME OPP TRST | $0 | – | -99,000 | -100.0% | -0.19% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -153,610 | -100.0% | -0.44% | – |
| CTCM | Exit | CTC MEDIA INC | $0 | – | -295,237 | -100.0% | -0.79% | – |
| IMF | Exit | WESTERN ASSET INFL MGMT FD I | $0 | – | -158,058 | -100.0% | -0.82% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-07-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.