$933 Million is the total value of MARXE AUSTIN W & GREENHOUSE DAVID M's 188 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 40.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ADEP | Sell | Adept Technology, Inc. | $28,672,000 | +82.4% | 1,697,580 | -22.2% | 3.07% | +59.3% |
| SGMO | Sell | Sangamo BioSciences, Inc. | $23,535,000 | +30.6% | 1,694,401 | -1.5% | 2.52% | +14.1% |
| BWEN | Sell | Broadwind Energy Inc. | $22,571,000 | +9.7% | 2,391,043 | -9.0% | 2.42% | -4.3% |
| PFSW | Sell | Pfsweb, Inc. | $21,305,000 | +46.2% | 2,348,955 | -3.8% | 2.28% | +27.6% |
| PCRX | Sell | Pacira Pharmaceuticals, Inc. | $16,735,000 | +2.0% | 291,095 | -14.7% | 1.79% | -10.9% |
| PETX | Sell | Aratana Therapeutics, Inc. | $13,370,000 | +7.6% | 700,000 | -8.0% | 1.43% | -6.0% |
| MFI | Sell | MicroFinancial Incorporated | $11,456,000 | -0.9% | 1,339,928 | -8.7% | 1.23% | -13.5% |
| RGLS | Sell | Regulus Therapeutics, Inc. | $10,221,000 | -23.7% | 1,383,137 | -2.6% | 1.10% | -33.4% |
| RGEN | Sell | Repligen Corporation | $7,852,000 | +15.0% | 575,664 | -6.5% | 0.84% | +0.4% |
| EXTR | Sell | Extreme Networks, Inc. | $7,778,000 | +22.1% | 1,111,099 | -9.0% | 0.83% | +6.5% |
| CTCT | Sell | Constant Contact Inc. | $7,051,000 | -9.0% | 226,927 | -30.6% | 0.76% | -20.5% |
| ECYT | Sell | Endocyte, Inc. | $6,672,000 | -37.1% | 624,100 | -21.6% | 0.72% | -45.1% |
| VSTM | Sell | Verastem, Inc. | $6,424,000 | -13.1% | 563,471 | -5.1% | 0.69% | -24.1% |
| SEAC | Sell | SeaChange International, Inc. | $5,752,000 | -32.5% | 473,034 | -36.3% | 0.62% | -41.1% |
| PCTI | Sell | PC-Tel, Inc. | $5,518,000 | -23.1% | 576,576 | -28.9% | 0.59% | -32.9% |
| MYRG | Sell | MYR-Group Inc. | $5,210,000 | -44.3% | 207,730 | -46.1% | 0.56% | -51.4% |
| FPRX | Sell | Five Prime Therapeutics, Inc. | $5,037,000 | +9.9% | 300,000 | -14.3% | 0.54% | -4.1% |
| MOVE | Sell | Move, Inc. | $3,845,000 | -24.5% | 240,475 | -20.0% | 0.41% | -34.1% |
| AVAV | Sell | Aerovironment, Inc. | $3,538,000 | -23.4% | 121,463 | -39.3% | 0.38% | -33.2% |
| ITI | Sell | Iteris, Inc. | $3,369,000 | -29.8% | 1,604,093 | -38.8% | 0.36% | -38.7% |
| RGDXQ | Sell | Response Genetics, Inc. | $3,108,000 | -57.7% | 2,679,179 | -19.1% | 0.33% | -63.1% |
| ELLI | Sell | Ellie Mae, Inc. | $2,965,000 | -75.5% | 110,345 | -70.8% | 0.32% | -78.6% |
| PSIX | Sell | Power Solutions International | $2,866,000 | -57.7% | 38,159 | -66.7% | 0.31% | -63.1% |
| TIVO | Sell | Tivo, Inc. | $2,859,000 | -20.6% | 217,908 | -24.8% | 0.31% | -30.8% |
| PRGX | Sell | PRGX Global, Inc. | $2,148,000 | -68.4% | 319,606 | -70.5% | 0.23% | -72.4% |
| IDTI | Sell | Integrated Device Technology | $2,080,000 | -3.2% | 204,088 | -10.5% | 0.22% | -15.5% |
| PCYC | Sell | Pharmacyclics, Inc. | $1,851,000 | -52.2% | 17,500 | -37.5% | 0.20% | -58.4% |
| ACAD | Sell | Acadia Pharmaceuticals, Inc. | $1,658,000 | -48.1% | 66,357 | -43.0% | 0.18% | -54.6% |
| DIAGF | Sell | Spectral Diagnostics Inc. (Can | $1,608,000 | +19.5% | 2,847,009 | -10.7% | 0.17% | +4.2% |
| CALD | Sell | Callidus Software | $1,166,000 | -54.0% | 84,900 | -69.3% | 0.12% | -59.8% |
| UNFY | Sell | Daegis Inc | $678,000 | -63.1% | 565,039 | -70.8% | 0.07% | -67.7% |
| Exit | Finjan Holdings 12/31/14 TRD Wwarrants | $0 | – | -124,995 | -100.0% | 0.00% | – | |
| AAIR | Exit | Avantair, Inc. (Restricted) | $0 | – | -6,315,791 | -100.0% | -0.00% | – |
| ECTYQ | Exit | Ecotality, Inc. (Restricted) | $0 | – | -2,500,000 | -100.0% | -0.01% | – |
| RXII | Exit | RXi Pharmaceuticals Corp. | $0 | – | -21,897 | -100.0% | -0.01% | – |
| CAST | Exit | ChinaCast Education Corp | $0 | – | -996,207 | -100.0% | -0.01% | – |
| TITN | Exit | Titan Machinery, Inc. | $0 | – | -13,794 | -100.0% | -0.03% | – |
| TBIO | Exit | Transgenomic, Inc. | $0 | – | -979,300 | -100.0% | -0.05% | – |
| HRDI | Exit | Here Media, Inc. | $0 | – | -1,029,462 | -100.0% | -0.05% | – |
| SUMR | Exit | Summer Infant, Inc. | $0 | – | -208,999 | -100.0% | -0.07% | – |
| CRMB | Exit | Crumbs Bake Shop Inc. | $0 | – | -534,328 | -100.0% | -0.07% | – |
| SYNL | Exit | Synalloy Corp. | $0 | – | -52,300 | -100.0% | -0.10% | – |
| GRMH | Exit | Graymark Healthcare Inc. | $0 | – | -3,571,000 | -100.0% | -0.18% | – |
| Exit | Speed Commerce, Inc. | $0 | – | -541,000 | -100.0% | -0.22% | – | |
| ONCYF | Exit | Oncolytics Biotech, Inc(Canada | $0 | – | -731,157 | -100.0% | -0.22% | – |
| FLL | Exit | Full House Resorts Inc. | $0 | – | -653,906 | -100.0% | -0.22% | – |
| SNTS | Exit | Santarus, Inc. | $0 | – | -111,579 | -100.0% | -0.31% | – |
| OVRL | Exit | Overland Storage, Inc. | $0 | – | -3,143,459 | -100.0% | -0.37% | – |
| BIOD | Exit | Biodel, Inc. | $0 | – | -1,584,700 | -100.0% | -0.61% | – |
| CUI | Exit | CUI Global, Inc. | $0 | – | -928,230 | -100.0% | -0.66% | – |
| VRNM | Exit | Verenium Corporation | $0 | – | -1,437,217 | -100.0% | -0.70% | – |
| FLOW | Exit | Flow International Corporation | $0 | – | -1,732,190 | -100.0% | -0.85% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ziopharm Oncology Inc (R/R) @4 | 6 | Q3 2014 | 9.0% |
| Kopin Corporation | 6 | Q3 2014 | 3.0% |
| CEVA, Inc. | 6 | Q3 2014 | 3.3% |
| Ultra Clean Holdings, Inc. | 6 | Q3 2014 | 3.2% |
| Broadwind Energy Inc. | 6 | Q3 2014 | 3.0% |
| Pfsweb, Inc. | 6 | Q3 2014 | 3.5% |
| ParkerVision, Inc. | 6 | Q3 2014 | 3.9% |
| Adept Technology, Inc. | 6 | Q3 2014 | 3.1% |
| OmniVision Technologies, Inc. | 6 | Q3 2014 | 2.5% |
| Entropic Communications, Inc. | 6 | Q3 2014 | 2.5% |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BROADWIND ENERGY, INC. | February 12, 2020 | 1,365,092 | 8.3% |
| BROADWIND ENERGY, INC. | February 13, 2019 | 1,171,834 | 7.5% |
| Carbon Energy Corp | February 13, 2019 | 706,549 | 9.2% |
| Corium International, Inc. | February 13, 2018 | 2,268,443 | 6.3% |
| Aldeyra Therapeutics, Inc. | February 10, 2017 | 912,610 | 7.3% |
| Enservco Corp | February 10, 2017 | 3,750,000 | 7.6% |
| ESSA Pharma Inc. | February 10, 2017 | 1,696,968 | 10.0% |
| CVD EQUIPMENT CORP | August 06, 2015 | 288,700 | 4.7% |
| CEVA INCSold out | February 04, 2015 | 0 | 0.0% |
| hopTo Inc.Sold out | February 04, 2015 | 0 | 0.0% |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2020-02-12 |
| SC 13G/A | 2019-02-13 |
| SC 13G/A | 2019-02-13 |
| SC 13G/A | 2018-02-13 |
| SC 13G/A | 2018-02-13 |
| SC 13G | 2018-02-13 |
| SC 13G/A | 2017-02-10 |
| SC 13G/A | 2017-02-10 |
| SC 13G | 2017-02-10 |
| SC 13G | 2017-02-10 |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.