$817 Thousand is the total value of MARXE AUSTIN W & GREENHOUSE DAVID M's 185 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASTM | Exit | Aastrom Bioscience, Inc. | $0 | – | -500,000 | -100.0% | -0.03% | – |
| CDTI | Exit | Clean Diesel Technologies, Inc | $0 | – | -369,196 | -100.0% | -0.06% | – |
| INO | Exit | Inovio Pharmaceuticals, Inc. | $0 | – | -598,379 | -100.0% | -0.06% | – |
| REMI | Exit | Remedent, Inc. (Belgium) | $0 | – | -3,951,933 | -100.0% | -0.08% | – |
| ACPW | Exit | Active Power, Inc. | $0 | – | -150,772 | -100.0% | -0.08% | – |
| NVEEU | Exit | NV5 Holding Inc.units | $0 | – | -99,970 | -100.0% | -0.11% | – |
| PRTS | Exit | U.S. Auto Parts Network, Inc. | $0 | – | -971,698 | -100.0% | -0.15% | – |
| KBIO | Exit | Kalobios Pharmaceuticals, Inc. | $0 | – | -265,112 | -100.0% | -0.20% | – |
| BEAT | Exit | CardioNet, Inc. | $0 | – | -281,419 | -100.0% | -0.22% | – |
| SLTC | Exit | Selectica, Inc. (Restricted) | $0 | – | -265,086 | -100.0% | -0.25% | – |
| SDBT | Exit | SoundBite Communications, Inc. | $0 | – | -394,145 | -100.0% | -0.26% | – |
| GOJO | Exit | GraphOn Corporation | $0 | – | -8,261,900 | -100.0% | -0.40% | – |
| LEDR | Exit | Market Leader Inc. | $0 | – | -280,445 | -100.0% | -0.40% | – |
| MEMS | Exit | Memsic, Inc. | $0 | – | -825,495 | -100.0% | -0.46% | – |
| MBND | Exit | Multiband Corporation | $0 | – | -1,558,929 | -100.0% | -0.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ziopharm Oncology Inc (R/R) @4 | 6 | Q3 2014 | 9.0% |
| Kopin Corporation | 6 | Q3 2014 | 3.0% |
| CEVA, Inc. | 6 | Q3 2014 | 3.3% |
| Ultra Clean Holdings, Inc. | 6 | Q3 2014 | 3.2% |
| Broadwind Energy Inc. | 6 | Q3 2014 | 3.0% |
| Pfsweb, Inc. | 6 | Q3 2014 | 3.5% |
| ParkerVision, Inc. | 6 | Q3 2014 | 3.9% |
| Adept Technology, Inc. | 6 | Q3 2014 | 3.1% |
| OmniVision Technologies, Inc. | 6 | Q3 2014 | 2.5% |
| Entropic Communications, Inc. | 6 | Q3 2014 | 2.5% |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BROADWIND ENERGY, INC. | February 12, 2020 | 1,365,092 | 8.3% |
| BROADWIND ENERGY, INC. | February 13, 2019 | 1,171,834 | 7.5% |
| Carbon Energy Corp | February 13, 2019 | 706,549 | 9.2% |
| Corium International, Inc. | February 13, 2018 | 2,268,443 | 6.3% |
| Aldeyra Therapeutics, Inc. | February 10, 2017 | 912,610 | 7.3% |
| Enservco Corp | February 10, 2017 | 3,750,000 | 7.6% |
| ESSA Pharma Inc. | February 10, 2017 | 1,696,968 | 10.0% |
| CVD EQUIPMENT CORP | August 06, 2015 | 288,700 | 4.7% |
| CEVA INCSold out | February 04, 2015 | 0 | 0.0% |
| hopTo Inc.Sold out | February 04, 2015 | 0 | 0.0% |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2020-02-12 |
| SC 13G/A | 2019-02-13 |
| SC 13G/A | 2019-02-13 |
| SC 13G/A | 2018-02-13 |
| SC 13G/A | 2018-02-13 |
| SC 13G | 2018-02-13 |
| SC 13G/A | 2017-02-10 |
| SC 13G/A | 2017-02-10 |
| SC 13G | 2017-02-10 |
| SC 13G | 2017-02-10 |
View MARXE AUSTIN W & GREENHOUSE DAVID M's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.