$672 Million is the total value of ABNER HERRMAN & BROCK LLC's 137 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 18.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | MICROSOFT CORP | $35,558,000 | +3.1% | 225,481 | -9.1% | 5.29% | +3.9% |
| MA | Sell | MASTERCARD INC - A | $33,610,000 | +0.6% | 112,564 | -8.5% | 5.00% | +1.4% |
| BA | Sell | BOEING CO/THE | $28,541,000 | -21.7% | 87,613 | -8.5% | 4.25% | -21.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $27,457,000 | +5.7% | 196,968 | -10.8% | 4.09% | +6.5% |
| MRK | Sell | MERCK & CO. INC. | $24,848,000 | -0.6% | 273,203 | -8.0% | 3.70% | +0.2% |
| PYPL | Sell | PAYPAL HOLDINGS INC | $22,431,000 | -6.0% | 207,370 | -10.0% | 3.34% | -5.3% |
| ABT | Sell | ABBOTT LABORATORIES | $21,897,000 | -5.5% | 252,091 | -9.0% | 3.26% | -4.8% |
| ADP | Sell | AUTOMATIC DATA PROCESSING | $21,357,000 | -1.8% | 125,264 | -7.1% | 3.18% | -1.1% |
| WMT | Sell | WALMART INC | $21,293,000 | -6.9% | 179,176 | -7.0% | 3.17% | -6.1% |
| BAC | Sell | BANK OF AMERICA CORP | $21,090,000 | +9.4% | 598,805 | -9.4% | 3.14% | +10.3% |
| RTN | Sell | RAYTHEON COMPANY | $19,839,000 | +2.0% | 90,282 | -8.9% | 2.95% | +2.9% |
| LMT | Sell | LOCKHEED MARTIN CORP | $19,768,000 | -7.3% | 50,769 | -7.1% | 2.94% | -6.5% |
| MAR | Sell | MARRIOTT INTERNATIONAL -CL A | $19,159,000 | +7.6% | 126,518 | -11.6% | 2.85% | +8.4% |
| AXP | Sell | AMERICAN EXPRESS CO | $18,837,000 | -2.7% | 151,315 | -7.6% | 2.80% | -2.0% |
| HD | Sell | HOME DEPOT INC | $17,425,000 | -14.8% | 79,794 | -9.5% | 2.59% | -14.2% |
| NKE | Sell | NIKE INC -CL B | $17,306,000 | -0.8% | 170,825 | -8.1% | 2.58% | -0.0% |
| AON | Sell | AON PLC SHS CL A | $17,158,000 | +5.9% | 82,376 | -1.6% | 2.55% | +6.7% |
| PEP | Sell | PEPSICO INC | $16,449,000 | -9.9% | 120,352 | -9.6% | 2.45% | -9.2% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $14,470,000 | +23.8% | 49,221 | -8.5% | 2.15% | +24.8% |
| HON | Sell | HONEYWELL INTERNATIONAL INC | $14,271,000 | -4.1% | 80,629 | -8.3% | 2.12% | -3.3% |
| NEE | Sell | NEXTERA ENERGY INC | $13,816,000 | -4.8% | 57,055 | -8.4% | 2.06% | -4.1% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $11,615,000 | -0.7% | 35,753 | -11.0% | 1.73% | +0.1% |
| TFC | New | TRUIST FINANCIAL CORP | $11,546,000 | – | 205,004 | +100.0% | 1.72% | – |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $11,375,000 | -8.3% | 185,256 | -9.9% | 1.69% | -7.6% |
| EMR | EMERSON ELECTRIC CO | $11,129,000 | +14.1% | 145,940 | 0.0% | 1.66% | +14.9% | |
| CSCO | Sell | CISCO SYSTEMS INC | $11,048,000 | -31.7% | 230,367 | -29.6% | 1.64% | -31.2% |
| BDX | Sell | BECTON DICKINSON AND CO | $10,029,000 | +7.2% | 36,876 | -0.3% | 1.49% | +8.1% |
| ADBE | Buy | ADOBE SYSTEMS INC | $9,096,000 | +42.0% | 27,579 | +18.9% | 1.35% | +43.1% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $8,823,000 | +10.5% | 66,083 | -10.4% | 1.31% | +11.3% |
| MET | Sell | METLIFE INC | $8,781,000 | +4.1% | 172,270 | -3.7% | 1.31% | +4.9% |
| TRV | Sell | TRAVELERS COS INC/THE | $8,309,000 | -18.3% | 60,669 | -11.3% | 1.24% | -17.6% |
| CMCSA | Sell | COMCAST CORP-CLASS A | $8,235,000 | -1.6% | 183,130 | -1.4% | 1.23% | -0.8% |
| SYK | Buy | STRYKER CORP | $7,696,000 | +183.0% | 36,660 | +191.6% | 1.14% | +185.5% |
| GPN | Buy | GLOBAL PAYMENTS | $7,422,000 | +54.5% | 40,655 | +34.6% | 1.10% | +55.9% |
| NOC | Buy | NORTHROP GRUMMAN CORP | $6,757,000 | +92.1% | 19,645 | +109.4% | 1.01% | +93.8% |
| ORCL | Sell | ORACLE CORP | $6,107,000 | -41.3% | 115,271 | -39.0% | 0.91% | -40.8% |
| KDP | Buy | KEURIG DR PEPPER | $5,418,000 | +235.7% | 187,140 | +216.8% | 0.81% | +238.7% |
| CVX | Sell | CHEVRON CORP | $4,997,000 | -5.7% | 41,469 | -7.1% | 0.74% | -4.9% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $4,474,000 | +4.7% | 19,178 | -1.3% | 0.67% | +5.5% |
| BMY | New | BRISTOL-MYERS SQUIBB CO | $4,371,000 | – | 68,101 | +100.0% | 0.65% | – |
| AAPL | Sell | APPLE INC | $4,085,000 | +11.4% | 13,910 | -15.1% | 0.61% | +12.2% |
| KO | Sell | COCA-COLA CO/THE | $4,035,000 | +0.6% | 72,906 | -1.0% | 0.60% | +1.5% |
| AMZN | Sell | AMAZON.COM INC | $3,901,000 | -1.9% | 2,111 | -7.8% | 0.58% | -1.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,584,000 | -69.6% | 24,571 | -73.0% | 0.53% | -69.4% |
| XOM | Sell | EXXON MOBIL CORP | $2,750,000 | -25.5% | 39,407 | -24.6% | 0.41% | -25.0% |
| APD | Buy | AIR PRODUCTS & CHEMICALS INC | $2,597,000 | +16.6% | 11,051 | +10.1% | 0.39% | +17.3% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $2,453,000 | +6.1% | 16,382 | -3.2% | 0.36% | +7.0% |
| BIIB | New | BIOGEN INC | $2,374,000 | – | 8,002 | +100.0% | 0.35% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $2,284,000 | – | 10,430 | +100.0% | 0.34% | – |
| T | Sell | AT&T INC | $1,574,000 | -7.1% | 40,266 | -10.1% | 0.23% | -6.4% |
| PG | Sell | PROCTER & GAMBLE CO/THE | $1,498,000 | -15.4% | 11,996 | -15.7% | 0.22% | -14.9% |
| DOW | Sell | DOW CHEMICAL CO/THE | $1,408,000 | +14.8% | 25,725 | -0.1% | 0.21% | +16.0% |
| IBM | INTERNATIONAL BUSINESS MACHINE | $1,378,000 | -7.8% | 10,283 | 0.0% | 0.20% | -7.2% | |
| DIS | Sell | WALT DISNEY CO/THE | $1,373,000 | +7.2% | 9,496 | -3.4% | 0.20% | +7.9% |
| INTC | Sell | INTEL CORP | $1,361,000 | +11.4% | 22,738 | -4.1% | 0.20% | +12.8% |
| GOOGL | Sell | ALPHABET INC-CL A | $1,329,000 | +5.0% | 992 | -4.3% | 0.20% | +5.9% |
| C | Sell | CITIGROUP INC | $1,258,000 | -29.1% | 15,745 | -38.7% | 0.19% | -28.6% |
| GOOG | Sell | ALPHABET INC-CL C | $1,193,000 | -11.2% | 892 | -19.1% | 0.18% | -10.1% |
| MCD | Sell | MCDONALDS CORP | $1,133,000 | -15.8% | 5,735 | -8.4% | 0.17% | -15.1% |
| PFE | Buy | PFIZER INC | $1,064,000 | +12.1% | 27,149 | +2.8% | 0.16% | +12.9% |
| ALL | Sell | ALLSTATE CORP | $1,037,000 | +1.3% | 9,225 | -2.1% | 0.15% | +2.0% |
| DE | Sell | DEERE & CO | $1,028,000 | +1.9% | 5,934 | -0.8% | 0.15% | +2.7% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL | $936,000 | -27.3% | 11,003 | -35.1% | 0.14% | -26.8% |
| AMT | AMERICAN TOWER CORP | $786,000 | +4.0% | 3,420 | 0.0% | 0.12% | +4.5% | |
| ABBV | Buy | ABBVIE INC | $755,000 | +41.9% | 8,529 | +21.3% | 0.11% | +41.8% |
| UNP | Sell | UNION PACIFIC CORP | $709,000 | +9.1% | 3,919 | -2.3% | 0.11% | +10.4% |
| WFC | Sell | WELLS FARGO & CO | $665,000 | +2.0% | 12,355 | -4.4% | 0.10% | +3.1% |
| DD | Sell | DU PONT (E.I.) DE NEMOURS | $668,000 | -12.6% | 10,398 | -2.9% | 0.10% | -12.4% |
| V | Sell | VISA INC-CLASS A SHARES | $617,000 | -13.7% | 3,284 | -21.0% | 0.09% | -13.2% |
| VANGUARD INDEX TR MID-CAP INDEmut | $614,000 | +6.4% | 2,781 | 0.0% | 0.09% | +7.1% | ||
| ACN | Sell | ACCENTURE PLC IRELAND SHS CL A | $613,000 | +8.3% | 2,912 | -1.1% | 0.09% | +8.3% |
| MCHP | MICROCHIP TECHNOLOGY INC | $593,000 | +12.7% | 5,660 | 0.0% | 0.09% | +12.8% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL | $575,000 | -6.8% | 2,538 | -14.5% | 0.09% | -5.5% |
| SO | Sell | SOUTHERN CO/THE | $571,000 | +0.4% | 8,966 | -2.7% | 0.08% | +1.2% |
| MMM | 3M CO | $572,000 | +7.3% | 3,245 | 0.0% | 0.08% | +7.6% | |
| VANGUARD SMALL-CAP INDEX FD ADmut | $517,000 | +7.5% | 6,518 | 0.0% | 0.08% | +8.5% | ||
| FB | Sell | FACEBOOK INC-CLASS A | $510,000 | -12.5% | 2,484 | -24.1% | 0.08% | -11.6% |
| Buy | GATEWAY FUND CL Amut | $496,000 | +3.5% | 14,312 | +0.2% | 0.07% | +4.2% | |
| AMGN | Buy | AMGEN INC | $493,000 | +36.2% | 2,045 | +9.4% | 0.07% | +37.7% |
| SPY | Sell | SPDR S&P 500 ETF TRUST | $483,000 | -2.4% | 1,502 | -10.0% | 0.07% | -1.4% |
| GD | Sell | GENERAL DYNAMICS CORP | $439,000 | -36.0% | 2,487 | -33.8% | 0.06% | -35.6% |
| AEP | AMERICAN ELECTRIC POWER | $421,000 | +0.7% | 4,459 | 0.0% | 0.06% | +1.6% | |
| DHR | Buy | DANAHER CORP | $363,000 | +49.4% | 2,364 | +40.4% | 0.05% | +50.0% |
| CLNYPRJ | COLONY NORTH INC 7.125pfd | $359,000 | +3.2% | 15,000 | 0.0% | 0.05% | +3.9% | |
| INTU | INTUIT INC | $333,000 | -1.8% | 1,273 | 0.0% | 0.05% | 0.0% | |
| PEG | Sell | PUBLIC SERVICE ENTERPRISE GROU | $328,000 | -11.4% | 5,555 | -6.9% | 0.05% | -10.9% |
| PPG | PPG INDUSTRIES INC | $320,000 | +12.7% | 2,400 | 0.0% | 0.05% | +14.3% | |
| VIAC | New | VIACOMCBS INC | $315,000 | – | 7,500 | +100.0% | 0.05% | – |
| WM | WASTE MANAGEMENT INC | $318,000 | -0.9% | 2,788 | 0.0% | 0.05% | 0.0% | |
| TGPPRB | TEEKAY LNG PARTNERS LP 8.5pfd | $311,000 | +3.7% | 12,000 | 0.0% | 0.05% | +4.5% | |
| CL | Sell | COLGATE-PALMOLIVE CO | $302,000 | -15.6% | 4,385 | -9.9% | 0.04% | -15.1% |
| MMC | Sell | MARSH & MCLENNAN COMPANIES INC | $285,000 | +9.2% | 2,558 | -1.8% | 0.04% | +7.7% |
| SBUX | Sell | STARBUCKS CORP | $285,000 | -28.0% | 3,239 | -27.6% | 0.04% | -27.6% |
| PRS | PRUDENTIAL FINANCIAL INC 5.625pfd | $273,000 | -1.8% | 10,000 | 0.0% | 0.04% | 0.0% | |
| ESGRO | ENSTAR GROUP 7 NON CUM SER Epfd | $273,000 | +2.2% | 10,000 | 0.0% | 0.04% | +5.1% | |
| BCPRA | BRUNSWICK CORP 6.5pfd | $273,000 | +2.6% | 10,000 | 0.0% | 0.04% | +5.1% | |
| OAKPRB | OAKTREE CAPITAL GROUP LLCpfd | $270,000 | +1.1% | 10,000 | 0.0% | 0.04% | +2.6% | |
| BHFAL | BRIGHTHOUSE FINANCIAL INC 6.25pfd | $271,000 | -2.2% | 10,000 | 0.0% | 0.04% | -2.4% | |
| LPG | Sell | DORIAN LPG LTD | $271,000 | +4.6% | 17,500 | -30.0% | 0.04% | +5.3% |
| COUP | COUPA SOFTWARE INC | $263,000 | +12.9% | 1,800 | 0.0% | 0.04% | +14.7% | |
| SRCPRA | SPIRIT REALTY CAP INC 6pfd | $260,000 | -0.8% | 10,000 | 0.0% | 0.04% | 0.0% | |
| QVCD | QVC INC 6.375 PFDpfd | $264,000 | -0.4% | 10,000 | 0.0% | 0.04% | 0.0% | |
| HCXY | HERCULES CAPITAL INC 6.25pfd | $263,000 | -1.1% | 10,000 | 0.0% | 0.04% | 0.0% | |
| IDXX | IDEXX LABS INC | $261,000 | -4.0% | 1,000 | 0.0% | 0.04% | -2.5% | |
| LQD | New | ISHARES IBOXX $ INVESTMENT GRA | $256,000 | – | 1,997 | +100.0% | 0.04% | – |
| ETPPRD | ENERGY TRANSFER PRTNRS 7.625pfd | $248,000 | +0.4% | 10,000 | 0.0% | 0.04% | +2.8% | |
| ZTS | ZOETIS INC | $243,000 | +6.1% | 1,838 | 0.0% | 0.04% | +5.9% | |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $243,000 | -25.9% | 1,228 | -21.8% | 0.04% | -25.0% |
| ETPPRC | ENERGY TRANSFER PARTNERS LP | $242,000 | -1.2% | 10,000 | 0.0% | 0.04% | 0.0% | |
| DCPPRB | DCP MIDSTREAM LP PFD Bpfd | $240,000 | -0.4% | 10,000 | 0.0% | 0.04% | 0.0% | |
| COST | Sell | COSTCO WHOLESALE CORP | $239,000 | -1.6% | 812 | -3.6% | 0.04% | 0.0% |
| ICE | INTERCONTINENTAL EXCHANGE INC | $237,000 | +0.4% | 2,560 | 0.0% | 0.04% | 0.0% | |
| CB | Sell | CHUBB LTD | $224,000 | -6.3% | 1,437 | -3.0% | 0.03% | -5.7% |
| NSRGY | Buy | NESTLE SA-SPONSORED ADR REPSTG | $221,000 | +1.4% | 2,047 | +2.1% | 0.03% | +3.1% |
| UNMA | UNUM GROUP 6.25 PFDpfd | $216,000 | -2.3% | 8,000 | 0.0% | 0.03% | -3.0% | |
| BX | New | BLACKSTONE GROUP LP/THE | $209,000 | – | 3,741 | +100.0% | 0.03% | – |
| DTE | Sell | DTE ENERGY COMPANY | $205,000 | -12.0% | 1,580 | -10.0% | 0.03% | -8.8% |
| MO | Sell | ALTRIA GROUP INC | $206,000 | -23.1% | 4,125 | -36.9% | 0.03% | -22.5% |
| COWNZ | COWEN INC 7.35pfd | $206,000 | -0.5% | 8,000 | 0.0% | 0.03% | 0.0% | |
| PAYX | Sell | PAYCHEX INC | $211,000 | -1.4% | 2,486 | -3.8% | 0.03% | -3.1% |
| COF | New | CAPITAL ONE FINANCIAL CORP | $208,000 | – | 2,025 | +100.0% | 0.03% | – |
| GMLPF | GOLAR LNG PARTNERS LP 8.75pfd | $206,000 | +2.5% | 8,000 | 0.0% | 0.03% | +3.3% | |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $202,000 | -2.4% | 2,153 | -6.5% | 0.03% | -3.2% |
| D | Sell | DOMINION RESOURCES INC/VA | $200,000 | -6.1% | 2,419 | -8.0% | 0.03% | -3.2% |
| New | AIM TAX-EXEMPT MUNI FUND FD CLmut | $187,000 | – | 24,577 | +100.0% | 0.03% | – | |
| New | JP MORGAN NY TAX FREE BD FD CLmut | $179,000 | – | 25,896 | +100.0% | 0.03% | – | |
| New | AIM TAX-EXEMPT MUNI FUND FD CLmut | $95,000 | – | 12,560 | +100.0% | 0.01% | – | |
| MUX | MCEWEN MINING | $17,000 | -19.0% | 13,500 | 0.0% | 0.00% | 0.0% | |
| MARRIOT INTERNATIONAL INC CL A | $0 | – | 318,859 | 0.0% | 0.00% | – | ||
| NYVA | NYVATEX OIL CORP | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| TGLO | THEGLOBE.COM INC | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| PNC | Exit | PNC FINANCIAL SVCS GROUP INC | $0 | – | -1,530 | -100.0% | -0.03% | – |
| DUK | Exit | DUKE ENERGY CORP | $0 | – | -2,245 | -100.0% | -0.03% | – |
| BABA | Exit | ALIBABA GROUP HOLDING-SP ADR | $0 | – | -1,627 | -100.0% | -0.04% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -1,565 | -100.0% | -0.04% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -3,000 | -100.0% | -0.04% | – |
| CBS | Exit | CBS CORP-CLASS B NON VOTING | $0 | – | -7,500 | -100.0% | -0.04% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -7,108 | -100.0% | -0.07% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -3,839 | -100.0% | -0.10% | – |
| BBT | Exit | BB&T CORP | $0 | – | -25,123 | -100.0% | -0.20% | – |
| STI | Exit | SUNTRUST BANKS INC | $0 | – | -156,191 | -100.0% | -1.59% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 7.7% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 4.1% |
| BOEING CO/THE | 42 | Q3 2023 | 5.6% |
| PEPSICO INC | 42 | Q3 2023 | 3.6% |
| ABBOTT LABORATORIES | 42 | Q3 2023 | 4.1% |
| HOME DEPOT INC | 42 | Q3 2023 | 3.3% |
| AUTOMATIC DATA PROCESSING INC | 42 | Q3 2023 | 3.4% |
| NEXTERA ENERGY INC | 42 | Q3 2023 | 2.8% |
| APPLE INC | 42 | Q3 2023 | 5.2% |
| CHEVRON CORPORATION | 42 | Q3 2023 | 4.2% |
View ABNER HERRMAN & BROCK LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-09 |
| 13F-HR | 2024-01-09 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-05 |
| 13F-HR | 2023-04-13 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-06 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-07 |
| 13F-HR | 2022-01-13 |
View ABNER HERRMAN & BROCK LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.