$677 Million is the total value of ABNER HERRMAN & BROCK LLC's 136 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 15.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BA | Buy | BOEING CO/THE | $36,430,000 | +9.8% | 95,750 | +5.1% | 5.38% | +13.1% |
| MSFT | Sell | MICROSOFT CORP | $34,505,000 | +1.0% | 248,180 | -2.7% | 5.10% | +4.0% |
| MA | Sell | MASTERCARD INC - A | $33,413,000 | +0.7% | 123,035 | -2.0% | 4.93% | +3.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $25,975,000 | -1.4% | 220,707 | -6.4% | 3.84% | +1.5% |
| MRK | Sell | MERCK & CO. INC. | $25,002,000 | -4.2% | 297,003 | -4.6% | 3.69% | -1.3% |
| PYPL | Sell | PAYPAL HOLDINGS INC | $23,865,000 | -10.7% | 230,380 | -1.3% | 3.52% | -8.0% |
| ABT | Sell | ABBOTT LABORATORIES | $23,172,000 | -1.9% | 276,941 | -1.4% | 3.42% | +1.0% |
| WMT | Sell | WALMART INC | $22,859,000 | +6.7% | 192,608 | -0.6% | 3.38% | +9.9% |
| ADP | Sell | AUTOMATIC DATA PROCESSING | $21,758,000 | -4.4% | 134,790 | -2.1% | 3.21% | -1.6% |
| LMT | Sell | LOCKHEED MARTIN CORP | $21,316,000 | +6.3% | 54,648 | -0.9% | 3.15% | +9.5% |
| HD | Sell | HOME DEPOT INC | $20,459,000 | +9.1% | 88,178 | -2.2% | 3.02% | +12.3% |
| RTN | Buy | RAYTHEON COMPANY | $19,443,000 | +17.8% | 99,102 | +4.4% | 2.87% | +21.3% |
| AXP | Sell | AMERICAN EXPRESS CO | $19,363,000 | -4.6% | 163,705 | -0.4% | 2.86% | -1.8% |
| BAC | Sell | BANK OF AMERICA CORP | $19,271,000 | -7.0% | 660,652 | -7.6% | 2.85% | -4.2% |
| PEP | Sell | PEPSICO INC | $18,250,000 | +3.0% | 133,116 | -1.5% | 2.70% | +6.1% |
| MAR | Sell | MARRIOTT INTERNATIONAL -CL A | $17,807,000 | -14.6% | 143,177 | -3.7% | 2.63% | -12.1% |
| NKE | Buy | NIKE INC -CL B | $17,451,000 | +14.5% | 185,805 | +2.3% | 2.58% | +17.9% |
| AON | Sell | AON PLC SHS CL A | $16,205,000 | +0.1% | 83,715 | -0.2% | 2.39% | +3.1% |
| CSCO | Buy | CISCO SYSTEMS INC | $16,169,000 | -8.2% | 327,244 | +1.7% | 2.39% | -5.4% |
| HON | Buy | HONEYWELL INTERNATIONAL INC | $14,882,000 | -2.1% | 87,955 | +1.0% | 2.20% | +0.8% |
| NEE | Sell | NEXTERA ENERGY INC | $14,518,000 | +8.7% | 62,312 | -4.4% | 2.14% | +12.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $12,408,000 | +8.3% | 205,569 | +2.5% | 1.83% | +11.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $11,778,000 | -28.2% | 91,035 | -22.7% | 1.74% | -26.0% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $11,702,000 | +0.3% | 40,175 | +1.1% | 1.73% | +3.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $11,684,000 | -11.4% | 53,766 | -0.5% | 1.72% | -8.7% |
| STI | Sell | SUNTRUST BANKS INC | $10,746,000 | +5.2% | 156,191 | -3.9% | 1.59% | +8.3% |
| ORCL | Buy | ORACLE CORP | $10,398,000 | -1.8% | 188,956 | +1.7% | 1.54% | +1.1% |
| TRV | Sell | TRAVELERS COS INC/THE | $10,175,000 | -2.2% | 68,428 | -1.7% | 1.50% | +0.7% |
| EMR | EMERSON ELECTRIC CO | $9,758,000 | +0.2% | 145,940 | 0.0% | 1.44% | +3.2% | |
| BDX | Buy | BECTON DICKINSON AND CO | $9,352,000 | +6.1% | 36,972 | +5.7% | 1.38% | +9.3% |
| MET | Sell | METLIFE INC | $8,435,000 | -30.5% | 178,864 | -26.8% | 1.25% | -28.3% |
| CMCSA | Buy | COMCAST CORP-CLASS A | $8,371,000 | +55.5% | 185,691 | +45.8% | 1.24% | +60.1% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $7,988,000 | -30.4% | 73,735 | -22.1% | 1.18% | -28.3% |
| ADBE | Buy | ADOBE SYSTEMS INC | $6,406,000 | +53.5% | 23,189 | +63.8% | 0.95% | +58.2% |
| CVX | Buy | CHEVRON CORP | $5,297,000 | -2.0% | 44,661 | +2.9% | 0.78% | +0.9% |
| GPN | New | GLOBAL PAYMENTS | $4,804,000 | – | 30,215 | +100.0% | 0.71% | – |
| EW | New | EDWARDS LIFESCIENCES CORP | $4,272,000 | – | 19,428 | +100.0% | 0.63% | – |
| KO | Buy | COCA-COLA CO/THE | $4,009,000 | +7.3% | 73,638 | +0.4% | 0.59% | +10.4% |
| AMZN | Sell | AMAZON.COM INC | $3,975,000 | -12.3% | 2,290 | -4.3% | 0.59% | -9.7% |
| XOM | Sell | EXXON MOBIL CORP | $3,689,000 | -11.1% | 52,241 | -3.5% | 0.54% | -8.4% |
| AAPL | Sell | APPLE INC | $3,668,000 | +7.2% | 16,375 | -5.3% | 0.54% | +10.4% |
| NOC | Buy | NORTHROP GRUMMAN CORP | $3,517,000 | +381.8% | 9,383 | +315.5% | 0.52% | +394.3% |
| SYK | New | STRYKER CORP | $2,719,000 | – | 12,570 | +100.0% | 0.40% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $2,311,000 | +158.8% | 16,926 | +146.7% | 0.34% | +166.4% |
| APD | AIR PRODUCTS & CHEMICALS INC | $2,227,000 | -2.0% | 10,036 | 0.0% | 0.33% | +0.9% | |
| PG | Sell | PROCTER & GAMBLE CO/THE | $1,771,000 | +10.1% | 14,238 | -3.0% | 0.26% | +13.4% |
| C | Sell | CITIGROUP INC | $1,775,000 | -76.5% | 25,695 | -76.2% | 0.26% | -75.8% |
| T | Buy | AT&T INC | $1,694,000 | +83.7% | 44,775 | +62.7% | 0.25% | +89.4% |
| KDP | New | KEURIG DR PEPPER | $1,614,000 | – | 59,080 | +100.0% | 0.24% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINE | $1,495,000 | +5.8% | 10,283 | +0.3% | 0.22% | +8.9% |
| MCD | Buy | MCDONALDS CORP | $1,345,000 | +3.9% | 6,262 | +0.4% | 0.20% | +7.0% |
| GOOG | Sell | ALPHABET INC-CL C | $1,343,000 | +6.3% | 1,102 | -5.7% | 0.20% | +9.4% |
| BBT | Sell | BB&T CORP | $1,341,000 | -4.6% | 25,123 | -12.2% | 0.20% | -2.0% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL | $1,287,000 | -12.0% | 16,946 | -9.1% | 0.19% | -9.5% |
| DIS | Buy | WALT DISNEY CO/THE | $1,281,000 | -5.8% | 9,833 | +1.0% | 0.19% | -3.1% |
| GOOGL | Sell | ALPHABET INC-CL A | $1,266,000 | +7.5% | 1,037 | -4.7% | 0.19% | +10.7% |
| DOW | Sell | DOW CHEMICAL CO/THE | $1,227,000 | -19.6% | 25,741 | -16.9% | 0.18% | -17.4% |
| INTC | Sell | INTEL CORP | $1,222,000 | +5.9% | 23,713 | -1.7% | 0.18% | +9.1% |
| ALL | Sell | ALLSTATE CORP | $1,024,000 | +0.3% | 9,425 | -6.1% | 0.15% | +3.4% |
| DE | Sell | DEERE & CO | $1,009,000 | -2.4% | 5,984 | -4.1% | 0.15% | +0.7% |
| PFE | Sell | PFIZER INC | $949,000 | -20.1% | 26,399 | -3.6% | 0.14% | -17.6% |
| DD | Sell | DU PONT (E.I.) DE NEMOURS | $764,000 | -63.4% | 10,708 | -61.5% | 0.11% | -62.3% |
| AMT | AMERICAN TOWER CORP | $756,000 | +8.2% | 3,420 | 0.0% | 0.11% | +12.0% | |
| V | Sell | VISA INC-CLASS A SHARES | $715,000 | -14.3% | 4,157 | -13.5% | 0.11% | -11.7% |
| GD | Buy | GENERAL DYNAMICS CORP | $686,000 | +118.5% | 3,756 | +117.4% | 0.10% | +124.4% |
| UNP | Sell | UNION PACIFIC CORP | $650,000 | -8.1% | 4,012 | -4.0% | 0.10% | -5.0% |
| WFC | Sell | WELLS FARGO & CO | $652,000 | -50.9% | 12,930 | -53.9% | 0.10% | -49.5% |
| AGN | Buy | ALLERGAN PLC | $646,000 | +28.2% | 3,839 | +27.4% | 0.10% | +31.9% |
| BRKB | BERKSHIRE HATHAWAY INC DEL CL | $617,000 | -2.4% | 2,967 | 0.0% | 0.09% | 0.0% | |
| FB | Buy | FACEBOOK INC-CLASS A | $583,000 | +7.8% | 3,272 | +16.7% | 0.09% | +10.3% |
| Buy | VANGUARD INDEX TR MID-CAP INDEmut | $577,000 | +2.1% | 2,781 | +1.8% | 0.08% | +4.9% | |
| ACN | Buy | ACCENTURE PLC IRELAND SHS CL A | $566,000 | +4.2% | 2,945 | +0.3% | 0.08% | +7.7% |
| SO | Buy | SOUTHERN CO/THE | $569,000 | +12.0% | 9,216 | +0.4% | 0.08% | +15.1% |
| ABBV | Sell | ABBVIE INC | $532,000 | -41.9% | 7,029 | -44.1% | 0.08% | -39.7% |
| MMM | Sell | 3M CO | $533,000 | -35.0% | 3,245 | -31.4% | 0.08% | -33.1% |
| MCHP | MICROCHIP TECHNOLOGY INC | $526,000 | +7.1% | 5,660 | 0.0% | 0.08% | +11.4% | |
| SPY | Sell | SPDR S&P 500 ETF TRUST | $495,000 | -16.4% | 1,669 | -17.4% | 0.07% | -14.1% |
| Buy | GATEWAY FUND CL Amut | $479,000 | +1.1% | 14,279 | +0.3% | 0.07% | +4.4% | |
| Buy | VANGUARD SMALL-CAP INDEX FD ADmut | $481,000 | -0.8% | 6,518 | +0.9% | 0.07% | +1.4% | |
| GILD | Sell | GILEAD SCIENCES INC | $451,000 | -6.8% | 7,108 | -0.9% | 0.07% | -2.9% |
| AEP | Sell | AMERICAN ELECTRIC POWER | $418,000 | +2.5% | 4,459 | -3.9% | 0.06% | +6.9% |
| SBUX | Sell | STARBUCKS CORP | $396,000 | +4.2% | 4,473 | -1.2% | 0.06% | +7.4% |
| PEG | PUBLIC SERVICE ENTERPRISE GROU | $370,000 | +5.4% | 5,967 | 0.0% | 0.06% | +10.0% | |
| CL | Buy | COLGATE-PALMOLIVE CO | $358,000 | +4.4% | 4,865 | +1.5% | 0.05% | +8.2% |
| AMGN | Sell | AMGEN INC | $362,000 | -0.3% | 1,870 | -5.2% | 0.05% | +1.9% |
| CLNYPRJ | COLONY NORTH INC 7.125pfd | $348,000 | +7.1% | 15,000 | 0.0% | 0.05% | +8.5% | |
| INTU | INTUIT INC | $339,000 | +1.8% | 1,273 | 0.0% | 0.05% | +4.2% | |
| LHX | New | L3HARRIS TECHNOLOGIES INC | $328,000 | – | 1,570 | +100.0% | 0.05% | – |
| WM | WASTE MANAGEMENT INC | $321,000 | -0.3% | 2,788 | 0.0% | 0.05% | +2.2% | |
| CBS | CBS CORP-CLASS B NON VOTING | $303,000 | -19.0% | 7,500 | 0.0% | 0.04% | -16.7% | |
| CELG | CELGENE CORP | $298,000 | +7.6% | 3,000 | 0.0% | 0.04% | +10.0% | |
| TGPPRB | TEEKAY LNG PARTNERS LP 8.5pfd | $300,000 | +2.4% | 12,000 | 0.0% | 0.04% | +4.8% | |
| PPG | PPG INDUSTRIES INC | $284,000 | +1.4% | 2,400 | 0.0% | 0.04% | +5.0% | |
| PRS | PRUDENTIAL FINANCIAL INC 5.625pfd | $278,000 | +4.9% | 10,000 | 0.0% | 0.04% | +7.9% | |
| BHFAL | BRIGHTHOUSE FINANCIAL INC 6.25pfd | $277,000 | +6.5% | 10,000 | 0.0% | 0.04% | +10.8% | |
| NSC | Buy | NORFOLK SOUTHERN CORP | $281,000 | +33.8% | 1,565 | +48.5% | 0.04% | +36.7% |
| IDXX | IDEXX LABS INC | $272,000 | -1.1% | 1,000 | 0.0% | 0.04% | +2.6% | |
| MO | Sell | ALTRIA GROUP INC | $268,000 | -38.4% | 6,541 | -28.8% | 0.04% | -35.5% |
| BABA | Buy | ALIBABA GROUP HOLDING-SP ADR | $272,000 | +4.6% | 1,627 | +6.1% | 0.04% | +8.1% |
| MMC | Buy | MARSH & MCLENNAN COMPANIES INC | $261,000 | +2.4% | 2,605 | +1.7% | 0.04% | +5.4% |
| BCPRA | BRUNSWICK CORP 6.5pfd | $266,000 | +1.9% | 10,000 | 0.0% | 0.04% | +5.4% | |
| ESGRO | ENSTAR GROUP 7 NON CUM SER Epfd | $267,000 | +5.1% | 10,000 | 0.0% | 0.04% | +8.3% | |
| HCXY | HERCULES CAPITAL INC 6.25pfd | $266,000 | +3.5% | 10,000 | 0.0% | 0.04% | +5.4% | |
| OAKPRB | OAKTREE CAPITAL GROUP LLCpfd | $267,000 | +3.1% | 10,000 | 0.0% | 0.04% | +5.4% | |
| QVCD | QVC INC 6.375 PFDpfd | $265,000 | +5.6% | 10,000 | 0.0% | 0.04% | +8.3% | |
| SRCPRA | SPIRIT REALTY CAP INC 6pfd | $262,000 | +6.9% | 10,000 | 0.0% | 0.04% | +11.4% | |
| LPG | DORIAN LPG LTD | $259,000 | +15.1% | 25,000 | 0.0% | 0.04% | +18.8% | |
| COST | New | COSTCO WHOLESALE CORP | $243,000 | – | 842 | +100.0% | 0.04% | – |
| ETPPRC | ENERGY TRANSFER PARTNERS LP | $245,000 | +3.4% | 10,000 | 0.0% | 0.04% | +5.9% | |
| ETPPRD | ENERGY TRANSFER PRTNRS 7.625pfd | $247,000 | +1.2% | 10,000 | 0.0% | 0.04% | +2.9% | |
| DHR | Buy | DANAHER CORP | $243,000 | +1.2% | 1,684 | +0.2% | 0.04% | +5.9% |
| DCPPRB | DCP MIDSTREAM LP PFD Bpfd | $241,000 | +0.4% | 10,000 | 0.0% | 0.04% | +5.9% | |
| CB | Sell | CHUBB LTD | $239,000 | -5.5% | 1,482 | -13.6% | 0.04% | -2.8% |
| ICE | INTERCONTINENTAL EXCHANGE INC | $236,000 | +7.3% | 2,560 | 0.0% | 0.04% | +9.4% | |
| COUP | Sell | COUPA SOFTWARE INC | $233,000 | -7.9% | 1,800 | -10.0% | 0.03% | -5.6% |
| DTE | Buy | DTE ENERGY COMPANY | $233,000 | +6.4% | 1,755 | +2.6% | 0.03% | +9.7% |
| ZTS | Buy | ZOETIS INC | $229,000 | +14.5% | 1,838 | +4.1% | 0.03% | +17.2% |
| UNMA | UNUM GROUP 6.25 PFDpfd | $221,000 | +5.2% | 8,000 | 0.0% | 0.03% | +10.0% | |
| DUK | Sell | DUKE ENERGY CORP | $215,000 | -3.2% | 2,245 | -10.6% | 0.03% | 0.0% |
| PNC | Sell | PNC FINANCIAL SVCS GROUP INC | $214,000 | -17.1% | 1,530 | -18.6% | 0.03% | -13.5% |
| NSRGY | Buy | NESTLE SA-SPONSORED ADR REPSTG | $218,000 | +6.9% | 2,005 | +1.7% | 0.03% | +10.3% |
| PAYX | Sell | PAYCHEX INC | $214,000 | -0.9% | 2,584 | -1.7% | 0.03% | +3.2% |
| COWNZ | COWEN INC 7.35pfd | $207,000 | +1.5% | 8,000 | 0.0% | 0.03% | +6.9% | |
| D | Sell | DOMINION RESOURCES INC/VA | $213,000 | -0.5% | 2,630 | -4.9% | 0.03% | 0.0% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $207,000 | -92.6% | 2,303 | -91.7% | 0.03% | -92.3% |
| GMLPF | New | GOLAR LNG PARTNERS LP 8.75pfd | $201,000 | – | 8,000 | +100.0% | 0.03% | – |
| MUX | MCEWEN MINING | $21,000 | -12.5% | 13,500 | 0.0% | 0.00% | 0.0% | |
| OBQI | Exit | OILSANDS QUEST INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NYVA | NYVATEX OIL CORP | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| MARRIOT INTERNATIONAL INC CL A | $0 | – | 318,859 | 0.0% | 0.00% | – | ||
| WGATQ | Exit | WORLDGATE COMMUNICATIONS INC | $0 | – | -16,000 | -100.0% | 0.00% | – |
| TGLO | THEGLOBE.COM INC | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| TROW | Exit | PRICE T ROWE GROUP INC | $0 | – | -1,972 | -100.0% | -0.03% | – |
| EXC | Exit | EXELON CORP | $0 | – | -4,611 | -100.0% | -0.03% | – |
| HRS | Exit | HARRIS CORP | $0 | – | -1,553 | -100.0% | -0.04% | – |
| USB | Exit | US BANCORP | $0 | – | -32,634 | -100.0% | -0.24% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -87,444 | -100.0% | -0.55% | – |
| CAT | Exit | CATERPILLAR INC | $0 | – | -37,553 | -100.0% | -0.73% | – |
| HPQ | Exit | HP INC | $0 | – | -582,478 | -100.0% | -1.74% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 7.7% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 4.1% |
| BOEING CO/THE | 42 | Q3 2023 | 5.6% |
| PEPSICO INC | 42 | Q3 2023 | 3.6% |
| ABBOTT LABORATORIES | 42 | Q3 2023 | 4.1% |
| HOME DEPOT INC | 42 | Q3 2023 | 3.3% |
| AUTOMATIC DATA PROCESSING INC | 42 | Q3 2023 | 3.4% |
| NEXTERA ENERGY INC | 42 | Q3 2023 | 2.8% |
| APPLE INC | 42 | Q3 2023 | 5.2% |
| CHEVRON CORPORATION | 42 | Q3 2023 | 4.2% |
View ABNER HERRMAN & BROCK LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-09 |
| 13F-HR | 2024-01-09 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-05 |
| 13F-HR | 2023-04-13 |
| 13F-HR | 2023-01-04 |
| 13F-HR | 2022-10-06 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-07 |
| 13F-HR | 2022-01-13 |
View ABNER HERRMAN & BROCK LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.