$266 Million is the total value of OPTIMUM INVESTMENT ADVISORS's 277 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 16.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LQD | Sell | ISHARES TRiboxx inv cp etf | $8,763,000 | -6.5% | 74,785 | -1.7% | 3.30% | -6.4% |
| AAPL | Sell | APPLE INC | $8,208,000 | -0.0% | 70,872 | -2.4% | 3.09% | +0.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $7,644,000 | +9.1% | 34,196 | +5.6% | 2.88% | +9.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $5,502,000 | +14.2% | 34,381 | -0.1% | 2.07% | +14.4% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $5,418,000 | -1.1% | 62,605 | -0.2% | 2.04% | -1.0% |
| GILD | Sell | GILEAD SCIENCES INC | $5,328,000 | -12.6% | 74,408 | -3.4% | 2.00% | -12.5% |
| PHB | Sell | POWERSHARES ETF TR IIfdm hg yld rafi | $4,404,000 | -0.8% | 234,383 | -0.4% | 1.66% | -0.7% |
| T | Sell | AT&T INC | $4,255,000 | +4.3% | 100,038 | -0.4% | 1.60% | +4.4% |
| INTC | Sell | INTEL CORP | $3,778,000 | -4.8% | 104,151 | -1.0% | 1.42% | -4.8% |
| IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $3,747,000 | +252.8% | 35,706 | +255.5% | 1.41% | +253.4% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,508,000 | +6.5% | 60,019 | -1.8% | 1.32% | +6.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $3,317,000 | +27.3% | 38,436 | -1.8% | 1.25% | +27.5% |
| DVY | Buy | ISHARES TRselect divid etf | $3,307,000 | +4.2% | 37,340 | +0.8% | 1.24% | +4.3% |
| ABBV | Sell | ABBVIE INC | $3,095,000 | -4.1% | 49,421 | -3.5% | 1.16% | -4.1% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $3,080,000 | +0.8% | 29,835 | -0.7% | 1.16% | +0.9% |
| ADBE | Buy | ADOBE SYS INC | $3,069,000 | -2.7% | 29,815 | +2.6% | 1.16% | -2.5% |
| CSCO | Buy | CISCO SYS INC | $2,810,000 | -4.0% | 92,991 | +0.8% | 1.06% | -3.9% |
| GE | Sell | GENERAL ELECTRIC CO | $2,809,000 | -0.3% | 88,906 | -6.5% | 1.06% | -0.2% |
| AET | Sell | AETNA INC NEW | $2,706,000 | -8.6% | 21,820 | -14.9% | 1.02% | -8.5% |
| COST | Sell | COSTCO WHSL CORP NEW | $2,672,000 | +2.7% | 16,686 | -2.2% | 1.00% | +2.8% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $2,528,000 | +8.2% | 23,061 | +0.3% | 0.95% | +8.3% |
| FB | Buy | FACEBOOK INCcl a | $2,508,000 | -3.1% | 21,799 | +8.1% | 0.94% | -3.0% |
| MSFT | Buy | MICROSOFT CORP | $2,476,000 | +10.0% | 39,838 | +1.9% | 0.93% | +10.0% |
| USB | Sell | US BANCORP DEL | $2,460,000 | +13.8% | 47,887 | -5.0% | 0.92% | +13.9% |
| UNP | Sell | UNION PAC CORP | $2,402,000 | +6.1% | 23,168 | -0.2% | 0.90% | +6.2% |
| ELD | WISDOMTREE TRem lcl debt fd | $2,348,000 | -6.1% | 65,655 | 0.0% | 0.88% | -6.1% | |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $2,308,000 | +13.4% | 21,998 | +12.6% | 0.87% | +13.5% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $2,293,000 | +39.1% | 98,154 | +38.2% | 0.86% | +39.2% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $2,294,000 | +0.3% | 40,660 | +378.6% | 0.86% | +0.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $2,167,000 | +724.0% | 18,905 | +686.1% | 0.82% | +723.2% |
| DES | Buy | WISDOMTREE TRsmallcap divid | $2,132,000 | +10.4% | 25,776 | +0.3% | 0.80% | +10.5% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $1,993,000 | +3.4% | 24,082 | +0.7% | 0.75% | +3.4% |
| CVX | Buy | CHEVRON CORP NEW | $1,977,000 | +18.0% | 16,796 | +3.2% | 0.74% | +18.1% |
| GS | GOLDMAN SACHS GROUP INC | $1,963,000 | +48.5% | 8,197 | 0.0% | 0.74% | +48.5% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,914,000 | -10.4% | 35,865 | -12.7% | 0.72% | -10.3% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,887,000 | +6.2% | 2,445 | +7.0% | 0.71% | +6.4% |
| SLB | Buy | SCHLUMBERGER LTD | $1,882,000 | +7.5% | 22,420 | +0.7% | 0.71% | +7.6% |
| AMZN | Buy | AMAZON COM INC | $1,695,000 | +6.7% | 2,261 | +19.2% | 0.64% | +6.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,689,000 | -2.5% | 14,662 | +0.0% | 0.64% | -2.5% |
| XOM | Sell | EXXON MOBIL CORP | $1,656,000 | -1.8% | 18,343 | -5.0% | 0.62% | -1.7% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $1,632,000 | -2.2% | 60,339 | -0.1% | 0.61% | -2.1% |
| HOLX | HOLOGIC INC | $1,616,000 | +3.3% | 40,282 | 0.0% | 0.61% | +3.4% | |
| CCL | Sell | CARNIVAL CORPunit 99/99/9999 | $1,614,000 | +2.3% | 31,006 | -4.0% | 0.61% | +2.4% |
| CB | CHUBB LIMITED | $1,600,000 | +5.1% | 12,111 | 0.0% | 0.60% | +5.2% | |
| QCOM | Sell | QUALCOMM INC | $1,551,000 | -8.8% | 23,785 | -4.2% | 0.58% | -8.8% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $1,490,000 | +422.8% | 17,200 | +404.4% | 0.56% | +424.3% |
| ARCC | Sell | ARES CAP CORP | $1,455,000 | +5.6% | 88,238 | -0.7% | 0.55% | +5.6% |
| FDX | Buy | FEDEX CORP | $1,428,000 | +6.6% | 7,670 | +0.1% | 0.54% | +6.8% |
| YUM | Buy | YUM BRANDS INC | $1,405,000 | -28.4% | 22,189 | +2.7% | 0.53% | -28.3% |
| BA | Sell | BOEING CO | $1,392,000 | +14.5% | 8,939 | -3.2% | 0.52% | +14.7% |
| NKE | Sell | NIKE INCcl b | $1,394,000 | -9.2% | 27,429 | -5.9% | 0.52% | -9.2% |
| AGN | Sell | ALLERGAN PLC | $1,350,000 | -17.9% | 6,430 | -10.0% | 0.51% | -17.8% |
| DIS | Sell | DISNEY WALT CO | $1,331,000 | +11.3% | 12,775 | -0.8% | 0.50% | +11.6% |
| DE | Sell | DEERE & CO | $1,325,000 | +17.8% | 12,859 | -2.5% | 0.50% | +17.7% |
| SBUX | Buy | STARBUCKS CORP | $1,301,000 | +3.6% | 23,440 | +1.0% | 0.49% | +3.6% |
| DLN | Sell | WISDOMTREE TRlargecap divid | $1,294,000 | +1.3% | 16,191 | -2.5% | 0.49% | +1.5% |
| LAMR | Sell | LAMAR ADVERTISING CO NEWcl a | $1,292,000 | -0.4% | 19,209 | -3.3% | 0.49% | -0.2% |
| STI | Buy | SUNTRUST BKS INC | $1,282,000 | +27.7% | 23,366 | +2.0% | 0.48% | +27.9% |
| PGX | Sell | POWERSHARES ETF TR IIpfd portfolio | $1,275,000 | -59.1% | 89,594 | -56.5% | 0.48% | -59.0% |
| CE | CELANESE CORP DEL | $1,265,000 | +18.2% | 16,069 | 0.0% | 0.48% | +18.4% | |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $1,262,000 | +175.5% | 14,948 | +177.6% | 0.48% | +176.2% |
| ORCL | Sell | ORACLE CORP | $1,249,000 | -4.4% | 32,478 | -2.4% | 0.47% | -4.3% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $1,202,000 | +299.3% | 8,912 | +267.5% | 0.45% | +300.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,193,000 | +3.6% | 7,190 | -0.7% | 0.45% | +3.7% |
| MAT | Buy | MATTEL INC | $1,188,000 | -9.0% | 43,108 | +0.0% | 0.45% | -8.8% |
| GLD | Sell | SPDR GOLD TRUST | $1,188,000 | -38.5% | 10,835 | -29.5% | 0.45% | -38.4% |
| MAIN | MAIN STREET CAPITAL CORP | $1,162,000 | +7.1% | 31,605 | 0.0% | 0.44% | +7.1% | |
| ETN | Buy | EATON CORP PLC | $1,162,000 | +3.3% | 17,320 | +1.2% | 0.44% | +3.3% |
| AMGN | Buy | AMGEN INC | $1,123,000 | -7.0% | 7,684 | +6.2% | 0.42% | -7.0% |
| QTEC | Buy | FIRST TR NASDAQ100 TECH INDE | $1,120,000 | +11.9% | 21,266 | +8.1% | 0.42% | +12.0% |
| ROST | Buy | ROSS STORES INC | $1,098,000 | +2.0% | 16,745 | +0.1% | 0.41% | +2.2% |
| DHR | Sell | DANAHER CORP DEL | $1,081,000 | -1.0% | 13,884 | -0.4% | 0.41% | -0.7% |
| HTGC | HERCULES CAPITAL INC | $1,079,000 | +4.1% | 76,500 | 0.0% | 0.41% | +4.1% | |
| MO | Sell | ALTRIA GROUP INC | $1,051,000 | -10.6% | 15,543 | -16.5% | 0.40% | -10.6% |
| CAT | Sell | CATERPILLAR INC DEL | $1,043,000 | -5.2% | 11,250 | -9.2% | 0.39% | -5.1% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $1,028,000 | -1.2% | 9,727 | -0.6% | 0.39% | -1.0% |
| BX | Sell | BLACKSTONE GROUP L P | $1,028,000 | +3.7% | 38,015 | -2.1% | 0.39% | +4.0% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $1,027,000 | +55.4% | 44,184 | +29.0% | 0.39% | +55.6% |
| PFE | Sell | PFIZER INC | $969,000 | -11.3% | 29,848 | -7.5% | 0.36% | -11.2% |
| LH | Sell | LABORATORY CORP AMER HLDGS | $963,000 | -7.0% | 7,500 | -0.3% | 0.36% | -6.9% |
| MCD | Sell | MCDONALDS CORP | $962,000 | -1.2% | 7,902 | -6.4% | 0.36% | -1.1% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $936,000 | +6.5% | 12,757 | -2.9% | 0.35% | +6.7% |
| PEP | Sell | PEPSICO INC | $930,000 | -9.9% | 8,886 | -6.3% | 0.35% | -9.8% |
| APH | Sell | AMPHENOL CORP NEWcl a | $925,000 | -2.8% | 13,768 | -6.1% | 0.35% | -2.8% |
| VLO | Buy | VALERO ENERGY CORP NEW | $905,000 | +37.1% | 13,249 | +6.4% | 0.34% | +37.1% |
| ALL | Buy | ALLSTATE CORP | $898,000 | +7.2% | 12,112 | +0.0% | 0.34% | +7.3% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $894,000 | -2.8% | 17,740 | -2.1% | 0.34% | -2.9% |
| WHR | Sell | WHIRLPOOL CORP | $870,000 | -21.8% | 4,786 | -30.2% | 0.33% | -21.8% |
| ITW | ILLINOIS TOOL WKS INC | $852,000 | +2.2% | 6,958 | 0.0% | 0.32% | +2.6% | |
| SO | Buy | SOUTHERN CO | $853,000 | -3.9% | 17,345 | +0.2% | 0.32% | -3.9% |
| ORI | OLD REP INTL CORP | $831,000 | +7.8% | 43,750 | 0.0% | 0.31% | +7.9% | |
| MET | METLIFE INC | $827,000 | +21.3% | 15,348 | 0.0% | 0.31% | +21.5% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $828,000 | +12.8% | 5,082 | 0.0% | 0.31% | +12.7% | |
| APC | Buy | ANADARKO PETE CORP | $822,000 | +12.0% | 11,791 | +1.7% | 0.31% | +12.0% |
| PFF | Sell | ISHARES TRu.s. pfd stk etf | $807,000 | -7.5% | 21,688 | -1.8% | 0.30% | -7.3% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $806,000 | -2.2% | 44,860 | +3.7% | 0.30% | -2.3% |
| JNK | Sell | SPDR SERIES TRUSTbloomberg brclys | $791,000 | -1.6% | 21,700 | -0.9% | 0.30% | -1.3% |
| MRK | Sell | MERCK & CO INC | $785,000 | -6.1% | 13,341 | -0.4% | 0.30% | -6.1% |
| GSY | New | CLAYMORE EXCHANGE TRD FD TRgugg enh sht dur | $774,000 | – | 15,442 | +100.0% | 0.29% | – |
| PG | Sell | PROCTER AND GAMBLE CO | $768,000 | -41.1% | 9,139 | -37.1% | 0.29% | -41.0% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $760,000 | +21.4% | 5,706 | +20.0% | 0.29% | +21.7% |
| PHM | Sell | PULTE GROUP INC | $754,000 | -13.5% | 41,000 | -5.7% | 0.28% | -13.4% |
| PCLN | Buy | PRICELINE GRP INC | $730,000 | +15.9% | 498 | +16.4% | 0.28% | +16.0% |
| FITB | FIFTH THIRD BANCORP | $730,000 | +31.8% | 27,060 | 0.0% | 0.28% | +32.2% | |
| PSK | Sell | SPDR SERIES TRUSTwells fg pfd etf | $728,000 | -9.6% | 17,345 | -2.0% | 0.27% | -9.6% |
| WMT | Sell | WAL-MART STORES INC | $713,000 | -6.9% | 10,317 | -2.8% | 0.27% | -6.9% |
| HD | Buy | HOME DEPOT INC | $705,000 | +10.7% | 5,261 | +6.2% | 0.26% | +10.9% |
| BKCC | BLACKROCK CAPITAL INVESTMENT | $694,000 | -15.9% | 99,695 | 0.0% | 0.26% | -15.8% | |
| DGRW | Buy | WISDOMTREE TRus qtly div grt | $684,000 | +3.2% | 20,552 | +0.1% | 0.26% | +3.2% |
| F | Sell | FORD MTR CO DEL | $677,000 | -12.0% | 55,813 | -12.4% | 0.26% | -11.8% |
| CBRE | Sell | CBRE GROUP INCcl a | $676,000 | +11.9% | 21,480 | -0.5% | 0.25% | +11.9% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $665,000 | -44.9% | 69,538 | -39.0% | 0.25% | -44.9% |
| BAC | Buy | BANK AMER CORP | $659,000 | +43.3% | 29,810 | +1.4% | 0.25% | +43.4% |
| CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIOcl a | $654,000 | -22.7% | 11,665 | -34.2% | 0.25% | -22.6% |
| NML | Buy | NEUBERGER BERMAN MLP INCOME | $655,000 | +5.5% | 69,737 | +4.1% | 0.25% | +5.6% |
| FMO | Sell | FIDUCIARY CLAYMORE MLP OPP F | $642,000 | -21.9% | 43,110 | -17.3% | 0.24% | -21.7% |
| VCR | Sell | VANGUARD WORLD FDSconsum dis etf | $634,000 | -8.1% | 4,925 | -10.3% | 0.24% | -7.7% |
| GOVT | Buy | ISHARES TRus treasury etf | $627,000 | +188.9% | 25,160 | +202.8% | 0.24% | +187.8% |
| LLY | Buy | LILLY ELI & CO | $623,000 | -5.9% | 8,476 | +2.8% | 0.23% | -6.0% |
| BK | BANK NEW YORK MELLON CORP | $613,000 | +18.8% | 12,930 | 0.0% | 0.23% | +19.1% | |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $615,000 | -3.1% | 43,554 | -9.2% | 0.23% | -3.3% |
| LMT | Sell | LOCKHEED MARTIN CORP | $615,000 | -2.7% | 2,460 | -6.6% | 0.23% | -2.9% |
| DUK | Sell | DUKE ENERGY CORP NEW | $611,000 | -14.2% | 7,870 | -11.5% | 0.23% | -14.2% |
| LOW | Sell | LOWES COS INC | $610,000 | -2.7% | 8,578 | -1.2% | 0.23% | -3.0% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $607,000 | -12.7% | 7,359 | -8.2% | 0.23% | -12.6% |
| BRCD | Sell | BROCADE COMMUNICATIONS SYS I | $594,000 | +30.8% | 47,577 | -3.3% | 0.22% | +30.4% |
| BAB | POWERSHARES ETF TR IIbuild amer etf | $575,000 | -7.3% | 19,759 | 0.0% | 0.22% | -7.3% | |
| HYLS | Sell | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $575,000 | -7.7% | 11,923 | -6.9% | 0.22% | -7.7% |
| TCAP | TRIANGLE CAP CORP | $572,000 | -7.0% | 31,212 | 0.0% | 0.22% | -6.9% | |
| SIRI | SIRIUS XM HLDGS INC | $570,000 | +6.7% | 128,000 | 0.0% | 0.21% | +6.5% | |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $568,000 | +15.4% | 9,130 | +8.3% | 0.21% | +15.7% |
| DRI | Sell | DARDEN RESTAURANTS INC | $569,000 | -48.7% | 7,825 | -56.8% | 0.21% | -48.7% |
| LUV | Sell | SOUTHWEST AIRLS CO | $567,000 | +6.6% | 11,368 | -16.8% | 0.21% | +6.5% |
| WFC | Sell | WELLS FARGO & CO NEW | $557,000 | +22.4% | 10,108 | -1.6% | 0.21% | +22.8% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $559,000 | -5.6% | 5,700 | -1.7% | 0.21% | -5.4% |
| KR | Sell | KROGER CO | $550,000 | +14.1% | 15,950 | -1.8% | 0.21% | +14.4% |
| SPHB | New | POWERSHARES ETF TR IIs&p500 hgh bet | $533,000 | – | 14,568 | +100.0% | 0.20% | – |
| YUMC | New | YUM CHINA HLDGS INC | $531,000 | – | 20,344 | +100.0% | 0.20% | – |
| CLX | Sell | CLOROX CO DEL | $521,000 | -7.3% | 4,337 | -3.3% | 0.20% | -7.1% |
| MS | Buy | MORGAN STANLEY | $510,000 | +31.8% | 12,071 | +0.0% | 0.19% | +32.4% |
| FLR | Buy | FLUOR CORP NEW | $504,000 | +98.4% | 9,590 | +94.1% | 0.19% | +100.0% |
| ON | Sell | ON SEMICONDUCTOR CORP | $504,000 | -4.9% | 39,500 | -8.1% | 0.19% | -4.5% |
| V | Buy | VISA INC | $506,000 | -2.7% | 6,483 | +3.2% | 0.19% | -2.6% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $493,000 | +4.0% | 17,577 | +0.2% | 0.18% | +3.9% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $487,000 | -19.5% | 7,067 | -15.8% | 0.18% | -19.4% |
| AVGO | Buy | BROADCOM LTD | $483,000 | +8.5% | 2,732 | +5.8% | 0.18% | +9.0% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $484,000 | +18.9% | 3,984 | +17.7% | 0.18% | +19.0% |
| KO | Sell | COCA COLA CO | $483,000 | -3.6% | 11,639 | -1.6% | 0.18% | -3.2% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $478,000 | +3.2% | 40,950 | -2.5% | 0.18% | +3.4% |
| DHI | Sell | D R HORTON INC | $472,000 | -11.4% | 17,275 | -2.2% | 0.18% | -11.0% |
| BND | VANGUARD BD INDEX FD INCtotal bnd mrkt | $473,000 | -3.9% | 5,850 | 0.0% | 0.18% | -3.8% | |
| SPYV | SPDR SERIES TRUSTs&p 500 value | $468,000 | +6.4% | 4,275 | 0.0% | 0.18% | +6.7% | |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $465,000 | +83.1% | 9,625 | +80.8% | 0.18% | +84.2% |
| WDC | Buy | WESTERN DIGITAL CORP | $459,000 | +24.7% | 6,755 | +7.4% | 0.17% | +25.4% |
| ABT | Sell | ABBOTT LABS | $459,000 | -57.2% | 11,948 | -52.9% | 0.17% | -57.1% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $459,000 | -25.2% | 579 | -24.2% | 0.17% | -25.1% |
| VFC | V F CORP | $459,000 | -5.0% | 8,610 | 0.0% | 0.17% | -4.9% | |
| SHPG | SHIRE PLCsponsored adr | $452,000 | -12.1% | 2,653 | 0.0% | 0.17% | -11.9% | |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $451,000 | -10.5% | 23,769 | -9.7% | 0.17% | -10.1% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $448,000 | +110.3% | 2,709 | +97.0% | 0.17% | +111.2% |
| EXC | Sell | EXELON CORP | $448,000 | +4.2% | 12,627 | -2.3% | 0.17% | +4.3% |
| HRB | BLOCK H & R INC | $449,000 | -0.7% | 19,512 | 0.0% | 0.17% | -0.6% | |
| SHW | SHERWIN WILLIAMS CO | $444,000 | -3.1% | 1,654 | 0.0% | 0.17% | -2.9% | |
| HAL | Sell | HALLIBURTON CO | $443,000 | +19.1% | 8,192 | -1.3% | 0.17% | +19.3% |
| SCHR | Buy | SCHWAB STRATEGIC TRintrm trm tres | $445,000 | -1.5% | 8,335 | +2.5% | 0.17% | -1.8% |
| AINV | APOLLO INVT CORP | $442,000 | +0.9% | 75,475 | 0.0% | 0.17% | +0.6% | |
| VOO | Buy | VANGUARD INDEX FDS | $435,000 | +8.2% | 2,120 | +4.7% | 0.16% | +8.6% |
| ITM | Sell | VANECK VECTORS ETF TRamt free int etf | $432,000 | -31.4% | 18,623 | -27.3% | 0.16% | -31.2% |
| MMM | Sell | 3M CO | $431,000 | -0.2% | 2,415 | -1.4% | 0.16% | 0.0% |
| ESRX | EXPRESS SCRIPTS HLDG CO | $431,000 | -2.5% | 6,271 | 0.0% | 0.16% | -2.4% | |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $428,000 | +42.7% | 4,405 | +37.4% | 0.16% | +42.5% |
| RAI | Sell | REYNOLDS AMERICAN INC | $428,000 | +7.0% | 7,632 | -10.0% | 0.16% | +7.3% |
| COF | CAPITAL ONE FINL CORP | $428,000 | +21.6% | 4,905 | 0.0% | 0.16% | +22.0% | |
| KYN | Sell | KAYNE ANDERSON MLP INVT CO | $428,000 | -21.5% | 21,840 | -17.4% | 0.16% | -21.5% |
| NBD | NUVEEN BUILD AMER BD OPPTNY | $427,000 | -8.2% | 20,400 | 0.0% | 0.16% | -8.0% | |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $425,000 | -11.5% | 11,881 | -6.8% | 0.16% | -11.1% |
| NLY | Sell | ANNALY CAP MGMT INC | $424,000 | -42.5% | 42,520 | -39.5% | 0.16% | -42.2% |
| TSCO | Sell | TRACTOR SUPPLY CO | $426,000 | +5.2% | 5,615 | -6.7% | 0.16% | +5.3% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $416,000 | -0.7% | 33,039 | +0.0% | 0.16% | 0.0% |
| EFA | Sell | ISHARES TRmsci eafe etf | $412,000 | -9.3% | 7,132 | -7.1% | 0.16% | -9.4% |
| NTRS | Sell | NORTHERN TR CORP | $411,000 | +14.5% | 4,617 | -12.5% | 0.16% | +14.8% |
| LRCX | LAM RESEARCH CORP | $407,000 | +11.8% | 3,845 | 0.0% | 0.15% | +11.7% | |
| SYK | Sell | STRYKER CORP | $398,000 | -0.3% | 3,325 | -3.1% | 0.15% | 0.0% |
| IWR | New | ISHARES TRrus mid-cap etf | $396,000 | – | 2,214 | +100.0% | 0.15% | – |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $385,000 | +5.5% | 7,933 | +6.6% | 0.14% | +5.8% |
| EAT | Sell | BRINKER INTL INC | $383,000 | -16.4% | 7,728 | -14.9% | 0.14% | -16.3% |
| PSEC | PROSPECT CAPITAL CORPORATION | $384,000 | +2.9% | 46,000 | 0.0% | 0.14% | +2.9% | |
| VMC | New | VULCAN MATLS CO | $384,000 | – | 3,070 | +100.0% | 0.14% | – |
| JCI | Buy | JOHNSON CTLS INTL PLC | $378,000 | -4.3% | 9,180 | +8.3% | 0.14% | -4.1% |
| DVA | Sell | DAVITA INC | $374,000 | -45.6% | 5,830 | -44.0% | 0.14% | -45.6% |
| MCK | Sell | MCKESSON CORP | $372,000 | -17.5% | 2,650 | -2.1% | 0.14% | -17.6% |
| BIIB | Sell | BIOGEN INC | $369,000 | -12.8% | 1,300 | -3.8% | 0.14% | -12.6% |
| CNI | CANADIAN NATL RY CO | $363,000 | +3.1% | 5,379 | 0.0% | 0.14% | +3.8% | |
| QQQ | POWERSHARES QQQ TRUSTunit ser 1 | $363,000 | -0.3% | 3,068 | 0.0% | 0.14% | 0.0% | |
| NWL | Buy | NEWELL BRANDS INC | $356,000 | +25.8% | 7,983 | +48.3% | 0.13% | +26.4% |
| KMI | Sell | KINDER MORGAN INC DEL | $351,000 | -10.9% | 16,953 | -0.4% | 0.13% | -10.8% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $347,000 | -22.7% | 4,052 | -23.8% | 0.13% | -22.5% |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $341,000 | -23.0% | 9,418 | -2.1% | 0.13% | -22.9% |
| BP | Sell | BP PLCsponsored adr | $338,000 | -53.5% | 9,037 | -56.3% | 0.13% | -53.5% |
| COP | CONOCOPHILLIPS | $337,000 | +15.4% | 6,719 | 0.0% | 0.13% | +15.5% | |
| FSC | Buy | FIFTH STREET FINANCE CORP | $336,000 | -3.7% | 62,500 | +4.2% | 0.13% | -3.8% |
| IP | New | INTL PAPER CO | $331,000 | – | 6,230 | +100.0% | 0.12% | – |
| TMO | THERMO FISHER SCIENTIFIC INC | $333,000 | -11.2% | 2,360 | 0.0% | 0.12% | -11.3% | |
| SIMO | Buy | SILICON MOTION TECHNOLOGY COsponsored adr | $329,000 | +14.6% | 7,750 | +39.6% | 0.12% | +14.8% |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $329,000 | -47.9% | 3,137 | -44.3% | 0.12% | -47.7% |
| KHC | Buy | KRAFT HEINZ CO | $319,000 | +3.2% | 3,651 | +5.8% | 0.12% | +3.4% |
| IUSV | ISHARES TRcore russell val | $319,000 | +6.3% | 6,500 | 0.0% | 0.12% | +6.2% | |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $319,000 | -61.7% | 6,985 | -64.6% | 0.12% | -61.7% |
| TIP | Buy | ISHARES TRtips bd etf | $315,000 | -2.8% | 2,785 | +0.2% | 0.12% | -2.5% |
| PAYX | PAYCHEX INC | $310,000 | +5.1% | 5,100 | 0.0% | 0.12% | +5.4% | |
| SNPS | SYNOPSYS INC | $309,000 | -1.0% | 5,250 | 0.0% | 0.12% | -0.9% | |
| TGT | Sell | TARGET CORP | $308,000 | -62.7% | 4,261 | -64.6% | 0.12% | -62.6% |
| FDUS | Buy | FIDUS INVT CORP | $307,000 | +73.4% | 19,505 | +73.1% | 0.12% | +71.6% |
| BWA | Sell | BORGWARNER INC | $302,000 | -7.4% | 7,660 | -17.3% | 0.11% | -7.3% |
| DFE | Buy | WISDOMTREE TReurope smcp dv | $302,000 | -1.3% | 5,535 | +0.1% | 0.11% | -0.9% |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $299,000 | -7.7% | 5,201 | -13.7% | 0.11% | -8.2% |
| HON | Sell | HONEYWELL INTL INC | $297,000 | -6.9% | 2,563 | -6.4% | 0.11% | -6.7% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $298,000 | -45.8% | 2,500 | -37.5% | 0.11% | -45.9% |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $294,000 | – | 5,919 | +100.0% | 0.11% | – |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $284,000 | +17.4% | 2,204 | +11.1% | 0.11% | +17.6% |
| KMB | Sell | KIMBERLY CLARK CORP | $279,000 | -39.3% | 2,448 | -32.9% | 0.10% | -39.3% |
| DOC | Buy | PHYSICIANS RLTY TR | $278,000 | -11.7% | 14,662 | +0.4% | 0.10% | -11.0% |
| EFC | Sell | ELLINGTON FINANCIAL LLC | $278,000 | -58.2% | 17,906 | -55.1% | 0.10% | -58.0% |
| APD | Sell | AIR PRODS & CHEMS INC | $278,000 | -20.6% | 1,930 | -17.2% | 0.10% | -20.5% |
| VTI | VANGUARD INDEX FDStotal stk mkt | $280,000 | +3.7% | 2,427 | 0.0% | 0.10% | +4.0% | |
| BFS | SAUL CTRS INC | $273,000 | 0.0% | 4,100 | 0.0% | 0.10% | 0.0% | |
| FN | New | FABRINET | $270,000 | – | 6,700 | +100.0% | 0.10% | – |
| TWX | New | TIME WARNER INC | $270,000 | – | 2,800 | +100.0% | 0.10% | – |
| NVS | Sell | NOVARTIS A Gsponsored adr | $263,000 | -9.6% | 3,615 | -2.0% | 0.10% | -9.2% |
| FTV | Sell | FORTIVE CORP | $263,000 | -7.4% | 4,900 | -12.3% | 0.10% | -7.5% |
| LEN | LENNAR CORPcl a | $258,000 | +1.6% | 6,000 | 0.0% | 0.10% | +2.1% | |
| ACN | ACCENTURE PLC IRELAND | $259,000 | -4.4% | 2,215 | 0.0% | 0.10% | -4.9% | |
| XEC | New | CIMAREX ENERGY CO | $254,000 | – | 1,870 | +100.0% | 0.10% | – |
| IR | INGERSOLL-RAND PLC | $256,000 | +10.8% | 3,405 | 0.0% | 0.10% | +10.3% | |
| PKG | Buy | PACKAGING CORP AMER | $246,000 | +7.9% | 2,900 | +3.6% | 0.09% | +8.1% |
| AFL | Sell | AFLAC INC | $246,000 | -14.9% | 3,530 | -12.3% | 0.09% | -14.7% |
| HUBB | HUBBELL INC | $247,000 | +8.3% | 2,115 | 0.0% | 0.09% | +8.1% | |
| LEA | Sell | LEAR CORP | $247,000 | -34.0% | 1,864 | -39.7% | 0.09% | -34.0% |
| PIN | POWERSHARES INDIA ETF TRindia port | $244,000 | -6.9% | 12,660 | 0.0% | 0.09% | -6.1% | |
| DOW | DOW CHEM CO | $241,000 | +10.0% | 4,220 | 0.0% | 0.09% | +11.0% | |
| WOOF | Sell | VCA INC | $238,000 | -33.9% | 3,460 | -32.7% | 0.09% | -33.3% |
| AOS | Buy | SMITH A O | $237,000 | -4.0% | 5,010 | +100.0% | 0.09% | -4.3% |
| WELL | WELLTOWER INC | $237,000 | -10.6% | 3,546 | 0.0% | 0.09% | -11.0% | |
| AON | Sell | AON PLC | $234,000 | -9.7% | 2,100 | -8.7% | 0.09% | -9.3% |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $232,000 | – | 769 | +100.0% | 0.09% | – |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $231,000 | -15.1% | 6,592 | -9.2% | 0.09% | -14.7% |
| MPLX | MPLX LP | $230,000 | +2.2% | 6,653 | 0.0% | 0.09% | +2.4% | |
| PNNT | PENNANTPARK INVT CORP | $230,000 | +1.8% | 30,000 | 0.0% | 0.09% | +2.4% | |
| SNY | Sell | SANOFIsponsored adr | $226,000 | +4.1% | 5,595 | -1.8% | 0.08% | +3.7% |
| AXP | Sell | AMERICAN EXPRESS CO | $226,000 | +2.3% | 3,045 | -11.6% | 0.08% | +2.4% |
| STJ | ST JUDE MED INC | $224,000 | +0.4% | 2,790 | 0.0% | 0.08% | 0.0% | |
| CVS | Sell | CVS HEALTH CORP | $223,000 | -31.0% | 2,831 | -22.0% | 0.08% | -30.6% |
| PTC | PTC INC | $222,000 | +4.2% | 4,800 | 0.0% | 0.08% | +5.0% | |
| RWR | New | SPDR SERIES TRUSTdj reit etf | $218,000 | – | 2,340 | +100.0% | 0.08% | – |
| RTN | RAYTHEON CO | $217,000 | +4.3% | 1,526 | 0.0% | 0.08% | +5.1% | |
| WRB | New | BERKLEY W R CORP | $213,000 | – | 3,200 | +100.0% | 0.08% | – |
| BLK | New | BLACKROCK INC | $210,000 | – | 551 | +100.0% | 0.08% | – |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $208,000 | -1.4% | 2,920 | +0.9% | 0.08% | -1.3% |
| BIDU | New | BAIDU INCspon adr rep a | $206,000 | – | 1,250 | +100.0% | 0.08% | – |
| TXN | New | TEXAS INSTRS INC | $201,000 | – | 2,750 | +100.0% | 0.08% | – |
| TICC | TICC CAPITAL CORP | $198,000 | +13.1% | 30,000 | 0.0% | 0.07% | +12.1% | |
| MFIN | MEDALLION FINL CORP | $181,000 | -28.5% | 60,000 | 0.0% | 0.07% | -28.4% | |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $151,000 | – | 28,500 | +100.0% | 0.06% | – |
| TWO | Sell | TWO HBRS INVT CORP | $152,000 | -18.7% | 17,443 | -20.4% | 0.06% | -18.6% |
| JPC | Sell | NUVEEN PFD INCOME OPPRTNY FD | $148,000 | -77.1% | 15,091 | -76.6% | 0.06% | -77.0% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $123,000 | -73.7% | 11,100 | -69.9% | 0.05% | -73.9% |
| JRO | NUVEEN FLTNG RTE INCM OPP FD | $122,000 | +9.9% | 10,000 | 0.0% | 0.05% | +9.5% | |
| EXG | EATON VANCE TAX MNGD GBL DV | $116,000 | -7.9% | 14,500 | 0.0% | 0.04% | -6.4% | |
| PHYS | SPROTT PHYSICAL GOLD TRUSTunit | $103,000 | -14.2% | 11,000 | 0.0% | 0.04% | -13.3% | |
| HDSN | New | HUDSON TECHNOLOGIES INC | $100,000 | – | 12,500 | +100.0% | 0.04% | – |
| MCN | Buy | MADISON CVRED CALL & EQ STR | $100,000 | 0.0% | 13,010 | +1.7% | 0.04% | 0.0% |
| OESX | ORION ENERGY SYSTEMS INC | $87,000 | +64.2% | 40,000 | 0.0% | 0.03% | +65.0% | |
| CIK | CREDIT SUISSE ASSET MGMT INC | $63,000 | 0.0% | 20,000 | 0.0% | 0.02% | 0.0% | |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $62,000 | 0.0% | 14,004 | +2.3% | 0.02% | 0.0% |
| BACWSB | BANK AMER CORP*w exp 10/28/201 | $10,000 | +900.0% | 10,000 | 0.0% | 0.00% | – | |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -12,000 | -100.0% | -0.03% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -11,513 | -100.0% | -0.06% | – |
| CFD | Exit | NUVEEN DIVERSIFIED COMMODTY | $0 | – | -18,902 | -100.0% | -0.06% | – |
| LII | Exit | LENNOX INTL INC | $0 | – | -1,290 | -100.0% | -0.08% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -1,800 | -100.0% | -0.08% | – |
| ORLY | Exit | O REILLY AUTOMOTIVE INC NEW | $0 | – | -720 | -100.0% | -0.08% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -3,054 | -100.0% | -0.08% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -2,591 | -100.0% | -0.08% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -2,069 | -100.0% | -0.08% | – |
| RHT | Exit | RED HAT INC | $0 | – | -2,550 | -100.0% | -0.08% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INC | $0 | – | -1,567 | -100.0% | -0.08% | – |
| VCLT | Exit | VANGUARD SCOTTSDALE FDSlg-term cor bd | $0 | – | -2,183 | -100.0% | -0.08% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -1,739 | -100.0% | -0.08% | – |
| SQQQ | Exit | PROSHARES TRultrapro sh nw14 | $0 | – | -16,700 | -100.0% | -0.08% | – |
| EMB | Exit | ISHARES TRjp mor em mk etf | $0 | – | -1,995 | -100.0% | -0.09% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -2,970 | -100.0% | -0.09% | – |
| SPLV | Exit | POWERSHARES ETF TR IIs&p500 low vol | $0 | – | -5,755 | -100.0% | -0.09% | – |
| NZF | Exit | NUVEEN ENHANCED MUN CREDIT O | $0 | – | -15,831 | -100.0% | -0.09% | – |
| TSS | Exit | TOTAL SYS SVCS INC | $0 | – | -5,300 | -100.0% | -0.09% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -13,680 | -100.0% | -0.09% | – |
| DY | Exit | DYCOM INDS INC | $0 | – | -3,200 | -100.0% | -0.10% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -10,504 | -100.0% | -0.10% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERSlp int unit | $0 | – | -8,131 | -100.0% | -0.11% | – |
| JWN | Exit | NORDSTROM INC | $0 | – | -5,975 | -100.0% | -0.12% | – |
| FLTX | Exit | FLEETMATICS GROUP PLC | $0 | – | -5,500 | -100.0% | -0.12% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -4,168 | -100.0% | -0.14% | – |
| WPC | Exit | W P CAREY INC | $0 | – | -7,100 | -100.0% | -0.17% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -37,057 | -100.0% | -0.20% | – |
| FXH | Exit | FIRST TR EXCHANGE TRADED FDhlth care alph | $0 | – | -9,835 | -100.0% | -0.22% | – |
| MUB | Exit | ISHARES TRnational mun etf | $0 | – | -6,182 | -100.0% | -0.26% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q4 2023 | 9.4% |
| SPDR S&P 500 ETF TR | 41 | Q4 2023 | 5.3% |
| UNITEDHEALTH GROUP INC | 41 | Q4 2023 | 3.1% |
| MICROSOFT CORPORATION | 41 | Q4 2023 | 3.4% |
| GILEAD SCIENCES INCORPORATED | 41 | Q4 2023 | 3.8% |
| ISHARES TR IBOXX INV CP ETF | 41 | Q4 2023 | 3.5% |
| COSTCO WHSL CORP NEW | 41 | Q4 2023 | 2.3% |
| MASTERCARD INCORPORATED | 41 | Q4 2023 | 2.1% |
| ADOBE SYSTEMS INCORPORATED | 41 | Q4 2023 | 2.7% |
| INTEL CORPORATION | 41 | Q4 2023 | 2.0% |
View OPTIMUM INVESTMENT ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 6,374,504 | 6.2% |
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 10,871,540 | 7.5% |
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 2,849,061 | 6.7% |
View OPTIMUM INVESTMENT ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-08 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-01-05 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-08 |
| 13F-HR | 2022-03-17 |
View OPTIMUM INVESTMENT ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.