$266 Million is the total value of OPTIMUM INVESTMENT ADVISORS's 287 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 11.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LQD | Buy | ISHARES TRiboxx inv cp etf | $9,373,000 | +2.7% | 76,091 | +2.3% | 3.52% | -0.5% |
| AAPL | Sell | APPLE INC | $8,211,000 | +10.7% | 72,634 | -6.3% | 3.09% | +7.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $7,004,000 | +5.3% | 32,382 | +2.0% | 2.63% | +2.1% |
| GILD | Sell | GILEAD SCIENCES INC | $6,093,000 | -11.0% | 77,014 | -6.1% | 2.29% | -13.7% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $5,477,000 | +3.5% | 62,761 | +0.5% | 2.06% | +0.3% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $4,817,000 | -3.0% | 34,405 | -2.1% | 1.81% | -6.0% |
| PHB | POWERSHARES ETF TR IIfdm hg yld rafi | $4,441,000 | +2.6% | 235,350 | 0.0% | 1.67% | -0.6% | |
| T | Sell | AT&T INC | $4,080,000 | -8.0% | 100,477 | -2.1% | 1.53% | -10.8% |
| INTC | Buy | INTEL CORP | $3,970,000 | +17.4% | 105,162 | +2.0% | 1.49% | +13.7% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,294,000 | -29.7% | 61,099 | -4.1% | 1.24% | -31.9% |
| ABBV | Buy | ABBVIE INC | $3,229,000 | +2.7% | 51,196 | +0.8% | 1.21% | -0.4% |
| DVY | ISHARES TRselect divid etf | $3,174,000 | +0.5% | 37,038 | 0.0% | 1.19% | -2.6% | |
| ADBE | Buy | ADOBE SYS INC | $3,154,000 | +36.4% | 29,055 | +20.4% | 1.18% | +32.3% |
| PGX | Buy | POWERSHARES ETF TR IIpfd portfolio | $3,117,000 | +5.1% | 206,033 | +5.9% | 1.17% | +1.8% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $3,057,000 | +13.4% | 30,035 | -1.9% | 1.15% | +10.0% |
| AET | Sell | AETNA INC NEW | $2,961,000 | -9.7% | 25,651 | -4.5% | 1.11% | -12.5% |
| CSCO | Buy | CISCO SYS INC | $2,927,000 | +28.7% | 92,262 | +16.4% | 1.10% | +24.7% |
| GE | Sell | GENERAL ELECTRIC CO | $2,818,000 | -10.0% | 95,123 | -4.4% | 1.06% | -12.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,605,000 | +5.4% | 39,126 | -1.6% | 0.98% | +2.2% |
| COST | Sell | COSTCO WHSL CORP NEW | $2,603,000 | -5.4% | 17,065 | -2.6% | 0.98% | -8.3% |
| FB | Buy | FACEBOOK INCcl a | $2,588,000 | +14.5% | 20,173 | +2.0% | 0.97% | +11.1% |
| ELD | WISDOMTREE TRem lcl debt fd | $2,500,000 | +1.8% | 65,655 | 0.0% | 0.94% | -1.3% | |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $2,336,000 | +2.1% | 22,989 | +3.1% | 0.88% | -1.0% |
| ICE | INTERCONTINENTAL EXCHANGE IN | $2,288,000 | +5.2% | 8,495 | 0.0% | 0.86% | +2.0% | |
| UNP | Sell | UNION PAC CORP | $2,264,000 | +9.8% | 23,218 | -1.7% | 0.85% | +6.5% |
| MSFT | Buy | MICROSOFT CORP | $2,251,000 | +12.8% | 39,084 | +0.2% | 0.85% | +9.4% |
| USB | US BANCORP DEL | $2,161,000 | +6.3% | 50,387 | 0.0% | 0.81% | +3.0% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $2,137,000 | -10.2% | 41,102 | -3.6% | 0.80% | -13.0% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $2,035,000 | +3.0% | 19,533 | -0.7% | 0.76% | -0.1% |
| YUM | Buy | YUM BRANDS INC | $1,963,000 | +10.8% | 21,614 | +1.2% | 0.74% | +7.4% |
| GLD | Buy | SPDR GOLD TRUST | $1,931,000 | +20.5% | 15,369 | +21.3% | 0.73% | +16.9% |
| DES | Buy | WISDOMTREE TRsmallcap divid | $1,932,000 | +5.4% | 25,690 | +0.4% | 0.73% | +2.1% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $1,928,000 | -5.0% | 23,918 | -1.8% | 0.72% | -7.9% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,776,000 | +7.8% | 2,285 | -4.0% | 0.67% | +4.4% |
| SLB | Buy | SCHLUMBERGER LTD | $1,751,000 | +106.2% | 22,261 | +107.2% | 0.66% | +100.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,732,000 | +3.4% | 14,661 | +6.2% | 0.65% | +0.3% |
| QCOM | Sell | QUALCOMM INC | $1,701,000 | +26.2% | 24,830 | -1.3% | 0.64% | +22.2% |
| XOM | Sell | EXXON MOBIL CORP | $1,686,000 | -8.7% | 19,312 | -1.9% | 0.63% | -11.5% |
| CVX | Sell | CHEVRON CORP NEW | $1,676,000 | -2.2% | 16,281 | -0.3% | 0.63% | -5.1% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,669,000 | -4.1% | 60,422 | +1.5% | 0.63% | -7.1% |
| BKLN | POWERSHARES ETF TRUST IIsenior ln port | $1,649,000 | +1.0% | 71,037 | 0.0% | 0.62% | -2.1% | |
| AGN | Buy | ALLERGAN PLC | $1,645,000 | +12.7% | 7,143 | +13.0% | 0.62% | +9.2% |
| AMZN | Buy | AMAZON COM INC | $1,588,000 | +45.8% | 1,897 | +24.6% | 0.60% | +41.5% |
| CCL | Sell | CARNIVAL CORPunit 99/99/9999 | $1,577,000 | +4.5% | 32,294 | -5.4% | 0.59% | +1.4% |
| HOLX | Sell | HOLOGIC INC | $1,564,000 | +10.7% | 40,282 | -1.3% | 0.59% | +7.3% |
| NKE | Sell | NIKE INCcl b | $1,535,000 | -5.0% | 29,149 | -0.3% | 0.58% | -7.8% |
| CB | Buy | CHUBB LIMITED | $1,522,000 | -1.6% | 12,111 | +2.3% | 0.57% | -4.7% |
| ARCC | Sell | ARES CAP CORP | $1,378,000 | +8.7% | 88,881 | -0.4% | 0.52% | +5.3% |
| FDX | Buy | FEDEX CORP | $1,339,000 | +32.6% | 7,665 | +15.2% | 0.50% | +28.3% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,322,000 | +13.0% | 8,197 | +4.1% | 0.50% | +9.5% |
| ORCL | Sell | ORACLE CORP | $1,307,000 | -5.6% | 33,277 | -1.6% | 0.49% | -8.6% |
| MAT | Buy | MATTEL INC | $1,305,000 | +84.8% | 43,100 | +91.1% | 0.49% | +78.8% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,305,000 | +0.5% | 14,538 | -5.3% | 0.49% | -2.8% |
| LAMR | Buy | LAMAR ADVERTISING CO NEWcl a | $1,297,000 | -0.5% | 19,857 | +0.9% | 0.49% | -3.8% |
| DLN | Sell | WISDOMTREE TRlargecap divid | $1,278,000 | -7.7% | 16,598 | -9.2% | 0.48% | -10.6% |
| SBUX | Buy | STARBUCKS CORP | $1,256,000 | -5.2% | 23,203 | +0.0% | 0.47% | -8.2% |
| BA | Buy | BOEING CO | $1,216,000 | +10.5% | 9,232 | +9.0% | 0.46% | +7.3% |
| NUV | Buy | NUVEEN MUN VALUE FD INC | $1,207,000 | +15.7% | 113,988 | +18.2% | 0.45% | +12.4% |
| AMGN | Buy | AMGEN INC | $1,207,000 | +10.9% | 7,234 | +1.2% | 0.45% | +7.6% |
| DIS | Buy | DISNEY WALT CO | $1,196,000 | -3.0% | 12,880 | +2.2% | 0.45% | -6.1% |
| MO | Buy | ALTRIA GROUP INC | $1,176,000 | -1.1% | 18,604 | +7.9% | 0.44% | -4.1% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,151,000 | +8.2% | 7,243 | +3.3% | 0.43% | +4.8% |
| DE | Sell | DEERE & CO | $1,125,000 | -43.1% | 13,184 | -45.9% | 0.42% | -44.8% |
| ETN | Buy | EATON CORP PLC | $1,125,000 | +14.1% | 17,120 | +3.7% | 0.42% | +10.7% |
| WHR | Sell | WHIRLPOOL CORP | $1,113,000 | -7.4% | 6,861 | -4.9% | 0.42% | -10.3% |
| DRI | DARDEN RESTAURANTS INC | $1,110,000 | -3.2% | 18,102 | 0.0% | 0.42% | -6.3% | |
| CAT | Buy | CATERPILLAR INC DEL | $1,100,000 | +21.5% | 12,393 | +3.8% | 0.41% | +17.7% |
| PFE | Buy | PFIZER INC | $1,093,000 | -3.7% | 32,269 | +0.1% | 0.41% | -6.6% |
| DHR | Sell | DANAHER CORP DEL | $1,092,000 | -23.6% | 13,934 | -1.6% | 0.41% | -26.0% |
| MAIN | MAIN STREET CAPITAL CORP | $1,085,000 | +4.5% | 31,605 | 0.0% | 0.41% | +1.5% | |
| ROST | Buy | ROSS STORES INC | $1,076,000 | +22.3% | 16,730 | +7.8% | 0.40% | +18.5% |
| ABT | Buy | ABBOTT LABS | $1,072,000 | +8.2% | 25,348 | +0.6% | 0.40% | +4.9% |
| CE | CELANESE CORP DEL | $1,070,000 | +1.7% | 16,069 | 0.0% | 0.40% | -1.5% | |
| IGSB | Sell | ISHARES TR1-3 yr cr bd etf | $1,062,000 | -1.9% | 10,045 | -1.6% | 0.40% | -5.0% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $1,041,000 | +1.8% | 9,787 | -2.5% | 0.39% | -1.5% |
| HTGC | HERCULES CAPITAL INC | $1,037,000 | +9.2% | 76,500 | 0.0% | 0.39% | +6.0% | |
| LH | Sell | LABORATORY CORP AMER HLDGS | $1,035,000 | +4.5% | 7,525 | -1.0% | 0.39% | +1.3% |
| PEP | Buy | PEPSICO INC | $1,032,000 | +2.7% | 9,486 | +0.0% | 0.39% | -0.5% |
| STI | Sell | SUNTRUST BKS INC | $1,004,000 | +2.7% | 22,916 | -3.8% | 0.38% | -0.5% |
| QTEC | Buy | FIRST TR NASDAQ100 TECH INDE | $1,001,000 | +174.2% | 19,665 | +133.4% | 0.38% | +164.8% |
| BX | Sell | BLACKSTONE GROUP L P | $991,000 | -19.2% | 38,815 | -22.4% | 0.37% | -21.8% |
| MCD | Sell | MCDONALDS CORP | $974,000 | -5.2% | 8,439 | -1.1% | 0.37% | -8.0% |
| APH | Buy | AMPHENOL CORP NEWcl a | $952,000 | +15.5% | 14,668 | +2.1% | 0.36% | +12.2% |
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $920,000 | -2.4% | 18,115 | -2.1% | 0.35% | -5.5% |
| SO | Buy | SOUTHERN CO | $888,000 | -3.1% | 17,313 | +1.3% | 0.33% | -5.9% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $879,000 | -1.9% | 13,132 | -5.1% | 0.33% | -4.9% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $872,000 | +3.7% | 22,088 | +4.7% | 0.33% | +0.6% |
| PHM | Sell | PULTE GROUP INC | $872,000 | -2.1% | 43,500 | -4.8% | 0.33% | -4.9% |
| CTSH | Sell | COGNIZANT TECHNOLOGY SOLUTIOcl a | $846,000 | -37.0% | 17,740 | -24.4% | 0.32% | -39.0% |
| ALL | Buy | ALLSTATE CORP | $838,000 | -1.1% | 12,110 | +0.0% | 0.32% | -4.0% |
| MRK | Sell | MERCK & CO INC | $836,000 | +5.0% | 13,400 | -3.1% | 0.31% | +1.6% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $833,000 | -1.0% | 19,757 | +0.8% | 0.31% | -4.0% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $834,000 | +6.6% | 6,958 | -7.3% | 0.31% | +3.3% |
| TGT | Sell | TARGET CORP | $826,000 | -8.7% | 12,031 | -7.1% | 0.31% | -11.7% |
| BKCC | BLACKROCK CAPITAL INVESTMENT | $825,000 | +6.3% | 99,695 | 0.0% | 0.31% | +3.0% | |
| PGF | Sell | POWERSHARES ETF TRUSTfinl pfd ptfl | $824,000 | -0.8% | 43,260 | -0.1% | 0.31% | -3.7% |
| FMO | Sell | FIDUCIARY CLAYMORE MLP OPP F | $822,000 | +9.2% | 52,110 | -4.5% | 0.31% | +5.8% |
| PSK | SPDR SERIES TRUSTwells fg pfd etf | $805,000 | -1.2% | 17,695 | 0.0% | 0.30% | -4.1% | |
| JNK | SPDR SERIES TRUSTbrc hgh yld bd | $804,000 | +2.8% | 21,900 | 0.0% | 0.30% | -0.3% | |
| ORI | Sell | OLD REP INTL CORP | $771,000 | -17.2% | 43,750 | -9.4% | 0.29% | -19.7% |
| F | Sell | FORD MTR CO DEL | $769,000 | -27.3% | 63,700 | -24.3% | 0.29% | -29.5% |
| WMT | Sell | WAL-MART STORES INC | $766,000 | -4.1% | 10,617 | -3.0% | 0.29% | -7.1% |
| NLY | Buy | ANNALY CAP MGMT INC | $738,000 | +9.3% | 70,295 | +15.2% | 0.28% | +5.7% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $734,000 | -12.6% | 5,082 | -12.4% | 0.28% | -15.3% |
| APC | Buy | ANADARKO PETE CORP | $734,000 | +36.7% | 11,591 | +14.9% | 0.28% | +32.7% |
| BP | Buy | BP PLCsponsored adr | $727,000 | +1.4% | 20,672 | +2.4% | 0.27% | -1.8% |
| DUK | Sell | DUKE ENERGY CORP NEW | $712,000 | -10.0% | 8,890 | -3.6% | 0.27% | -12.7% |
| MUB | Sell | ISHARES TRnational mun etf | $697,000 | -5.0% | 6,182 | -4.0% | 0.26% | -8.1% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $695,000 | -2.8% | 8,018 | -0.6% | 0.26% | -5.8% |
| VCR | Sell | VANGUARD WORLD FDSconsum dis etf | $690,000 | -4.0% | 5,490 | -6.9% | 0.26% | -7.2% |
| DVA | Buy | DAVITA INC | $688,000 | -8.6% | 10,420 | +7.0% | 0.26% | -11.3% |
| MET | Sell | METLIFE INC | $682,000 | +4.9% | 15,348 | -5.9% | 0.26% | +1.6% |
| EFC | Buy | ELLINGTON FINANCIAL LLC | $665,000 | -2.3% | 39,883 | +0.4% | 0.25% | -5.3% |
| DGRW | Sell | WISDOMTREE TRus qtly div grt | $663,000 | -3.9% | 20,530 | -6.1% | 0.25% | -7.1% |
| LLY | Sell | LILLY ELI & CO | $662,000 | +1.8% | 8,243 | -0.1% | 0.25% | -1.2% |
| VLO | Buy | VALERO ENERGY CORP NEW | $660,000 | +47.3% | 12,449 | +41.8% | 0.25% | +42.5% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $661,000 | -17.4% | 34,249 | -2.1% | 0.25% | -20.0% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $646,000 | +42.9% | 64,495 | +43.0% | 0.24% | +38.9% |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $635,000 | +20.7% | 47,968 | +13.1% | 0.24% | +17.2% |
| HD | Sell | HOME DEPOT INC | $637,000 | -7.4% | 4,954 | -8.0% | 0.24% | -10.5% |
| LMT | Sell | LOCKHEED MARTIN CORP | $632,000 | -9.1% | 2,635 | -5.9% | 0.24% | -11.5% |
| ITM | VANECK VECTORS ETF TRamt free int etf | $630,000 | -0.9% | 25,623 | 0.0% | 0.24% | -4.0% | |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $631,000 | -8.9% | 5,637 | -8.1% | 0.24% | -11.9% |
| PCLN | Buy | PRICELINE GRP INC | $630,000 | +30.2% | 428 | +10.3% | 0.24% | +26.1% |
| LOW | LOWES COS INC | $627,000 | -8.7% | 8,678 | 0.0% | 0.24% | -11.3% | |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $626,000 | +6.1% | 4,754 | -0.1% | 0.24% | +2.6% |
| HYLS | Buy | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $623,000 | +37.2% | 12,805 | +34.5% | 0.23% | +33.0% |
| NML | New | NEUBERGER BERMAN MLP INCOME | $621,000 | – | 66,969 | +100.0% | 0.23% | – |
| BAB | POWERSHARES ETF TR IIbuild amer etf | $620,000 | -0.3% | 19,759 | 0.0% | 0.23% | -3.3% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $614,000 | +11.2% | 764 | -2.6% | 0.23% | +7.9% |
| TCAP | TRIANGLE CAP CORP | $615,000 | +1.7% | 31,212 | 0.0% | 0.23% | -1.7% | |
| CBRE | Sell | CBRE GROUP INCcl a | $604,000 | -1.3% | 21,580 | -6.7% | 0.23% | -4.2% |
| XLV | SELECT SECTOR SPDR TRsbi healthcare | $605,000 | +0.5% | 8,392 | 0.0% | 0.23% | -2.6% | |
| FXH | Sell | FIRST TR EXCHANGE TRADED FDhlth care alph | $598,000 | -9.9% | 9,835 | -12.7% | 0.22% | -12.5% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $592,000 | +42.7% | 5,800 | +9.4% | 0.22% | +37.9% |
| CLX | Sell | CLOROX CO DEL | $562,000 | -10.9% | 4,487 | -1.5% | 0.21% | -13.9% |
| FITB | Buy | FIFTH THIRD BANCORP | $554,000 | +25.3% | 27,060 | +7.8% | 0.21% | +21.6% |
| TLT | ISHARES TR20 yr tr bd etf | $550,000 | -1.1% | 4,000 | 0.0% | 0.21% | -4.2% | |
| KYN | Sell | KAYNE ANDERSON MLP INVT CO | $545,000 | -3.2% | 26,437 | -4.5% | 0.20% | -6.0% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $541,000 | +112.2% | 37,057 | +118.0% | 0.20% | +105.1% |
| SIRI | SIRIUS XM HLDGS INC | $534,000 | +5.5% | 128,000 | 0.0% | 0.20% | +2.6% | |
| DHI | Buy | D R HORTON INC | $533,000 | +11.5% | 17,660 | +16.3% | 0.20% | +8.1% |
| LUV | Sell | SOUTHWEST AIRLS CO | $532,000 | -7.6% | 13,668 | -6.9% | 0.20% | -10.3% |
| ON | Sell | ON SEMICONDUCTOR CORP | $530,000 | +33.5% | 43,000 | -4.4% | 0.20% | +29.2% |
| V | Sell | VISA INC | $520,000 | +4.6% | 6,283 | -6.3% | 0.20% | +1.0% |
| BK | Buy | BANK NEW YORK MELLON CORP | $516,000 | +4.9% | 12,930 | +2.1% | 0.19% | +1.6% |
| SHPG | New | SHIRE PLCsponsored adr | $514,000 | – | 2,653 | +100.0% | 0.19% | – |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $504,000 | +96.9% | 26,312 | +88.4% | 0.19% | +90.9% |
| KO | Sell | COCA COLA CO | $501,000 | -13.5% | 11,829 | -7.4% | 0.19% | -16.1% |
| BND | VANGUARD BD INDEX FD INCtotal bnd mrkt | $492,000 | -0.2% | 5,850 | 0.0% | 0.18% | -3.1% | |
| XLI | SELECT SECTOR SPDR TRsbi int-inds | $492,000 | +4.2% | 8,430 | 0.0% | 0.18% | +1.1% | |
| VFC | Sell | V F CORP | $483,000 | -75.1% | 8,610 | -72.7% | 0.18% | -75.8% |
| KR | Sell | KROGER CO | $482,000 | -26.6% | 16,250 | -9.0% | 0.18% | -29.0% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $480,000 | +50.9% | 12,744 | +41.1% | 0.18% | +46.3% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $474,000 | +8.2% | 17,545 | +7.9% | 0.18% | +4.7% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $468,000 | +28.2% | 36,885 | +28.8% | 0.18% | +23.9% |
| NBD | Buy | NUVEEN BUILD AMER BD OPPTNY | $465,000 | +80.2% | 20,400 | +79.7% | 0.18% | +75.0% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $463,000 | +13.8% | 42,000 | +6.6% | 0.17% | +10.1% |
| KMB | Sell | KIMBERLY CLARK CORP | $460,000 | -8.9% | 3,647 | -0.7% | 0.17% | -11.7% |
| BAC | Sell | BANK AMER CORP | $460,000 | +10.3% | 29,410 | -6.4% | 0.17% | +6.8% |
| WPC | Buy | W P CAREY INC | $458,000 | -1.5% | 7,100 | +6.0% | 0.17% | -4.4% |
| SHY | Sell | ISHARES TR1-3 yr tr bd etf | $458,000 | -8.9% | 5,385 | -8.6% | 0.17% | -11.8% |
| EAT | Sell | BRINKER INTL INC | $458,000 | -1.1% | 9,078 | -10.8% | 0.17% | -4.4% |
| SHW | SHERWIN WILLIAMS CO | $458,000 | -5.8% | 1,654 | 0.0% | 0.17% | -8.5% | |
| EFA | Buy | ISHARES TRmsci eafe etf | $454,000 | +21.7% | 7,674 | +15.0% | 0.17% | +17.9% |
| BRCD | Sell | BROCADE COMMUNICATIONS SYS I | $454,000 | -23.3% | 49,177 | -23.7% | 0.17% | -25.7% |
| WFC | Sell | WELLS FARGO & CO NEW | $455,000 | -8.3% | 10,275 | -1.9% | 0.17% | -10.9% |
| MCK | MCKESSON CORP | $451,000 | -10.7% | 2,707 | 0.0% | 0.17% | -13.3% | |
| SCHR | Buy | SCHWAB STRATEGIC TRintrm trm tres | $452,000 | +1.8% | 8,135 | +2.5% | 0.17% | -1.2% |
| HRB | Sell | BLOCK H & R INC | $452,000 | -12.2% | 19,512 | -12.9% | 0.17% | -15.0% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $449,000 | +0.9% | 5,317 | +0.2% | 0.17% | -2.3% |
| AVGO | BROADCOM LTD | $445,000 | +11.0% | 2,582 | 0.0% | 0.17% | +7.7% | |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $443,000 | -12.1% | 9,619 | -4.2% | 0.17% | -14.9% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $442,000 | -8.5% | 6,271 | -1.6% | 0.17% | -11.2% |
| SPYV | SPDR SERIES TRUSTs&p 500 value | $440,000 | +2.6% | 4,275 | 0.0% | 0.16% | -0.6% | |
| AINV | APOLLO INVT CORP | $438,000 | +4.8% | 75,475 | 0.0% | 0.16% | +1.9% | |
| EXC | Buy | EXELON CORP | $430,000 | -7.5% | 12,927 | +1.0% | 0.16% | -10.0% |
| MMM | 3M CO | $432,000 | +0.7% | 2,450 | 0.0% | 0.16% | -2.4% | |
| BIIB | BIOGEN INC | $423,000 | +29.4% | 1,352 | 0.0% | 0.16% | +25.2% | |
| AMLP | Buy | ALPS ETF TRalerian mlp | $419,000 | -0.2% | 33,031 | +0.0% | 0.16% | -3.7% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $407,000 | +1.5% | 3,385 | -9.5% | 0.15% | -1.3% |
| TSCO | Buy | TRACTOR SUPPLY CO | $405,000 | -24.0% | 6,015 | +2.8% | 0.15% | -26.6% |
| VOO | VANGUARD INDEX FDS | $402,000 | +3.3% | 2,025 | 0.0% | 0.15% | 0.0% | |
| SYK | STRYKER CORP | $399,000 | -2.9% | 3,431 | 0.0% | 0.15% | -5.7% | |
| RAI | Sell | REYNOLDS AMERICAN INC | $400,000 | -16.8% | 8,482 | -4.9% | 0.15% | -19.4% |
| KMI | Buy | KINDER MORGAN INC DEL | $394,000 | +59.5% | 17,019 | +28.8% | 0.15% | +54.2% |
| JCI | New | JOHNSON CTLS INTL PLC | $395,000 | – | 8,480 | +100.0% | 0.15% | – |
| MS | Buy | MORGAN STANLEY | $387,000 | +26.9% | 12,070 | +3.0% | 0.14% | +22.9% |
| LEA | New | LEAR CORP | $374,000 | – | 3,089 | +100.0% | 0.14% | – |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $375,000 | +5.6% | 2,360 | -1.7% | 0.14% | +2.2% |
| HAL | Buy | HALLIBURTON CO | $372,000 | -1.1% | 8,299 | +0.0% | 0.14% | -4.1% |
| PSEC | PROSPECT CAPITAL CORPORATION | $373,000 | +3.6% | 46,000 | 0.0% | 0.14% | 0.0% | |
| WDC | New | WESTERN DIGITAL CORP | $368,000 | – | 6,290 | +100.0% | 0.14% | – |
| QQQ | POWERSHARES QQQ TRUSTunit ser 1 | $364,000 | +10.3% | 3,068 | 0.0% | 0.14% | +7.0% | |
| LRCX | Buy | LAM RESEARCH CORP | $364,000 | +23.8% | 3,845 | +10.0% | 0.14% | +20.2% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $365,000 | -6.4% | 7,444 | +0.1% | 0.14% | -9.3% |
| MDT | Buy | MEDTRONIC PLC | $360,000 | +1.4% | 4,168 | +1.9% | 0.14% | -2.2% |
| NTRS | NORTHERN TR CORP | $359,000 | +2.6% | 5,279 | 0.0% | 0.14% | -0.7% | |
| WOOF | New | VCA INC | $360,000 | – | 5,140 | +100.0% | 0.14% | – |
| APD | Buy | AIR PRODS & CHEMS INC | $350,000 | +11.8% | 2,330 | +5.7% | 0.13% | +9.1% |
| CNI | Sell | CANADIAN NATL RY CO | $352,000 | +9.3% | 5,379 | -1.4% | 0.13% | +5.6% |
| COF | CAPITAL ONE FINL CORP | $352,000 | +12.8% | 4,905 | 0.0% | 0.13% | +9.1% | |
| FSC | FIFTH STREET FINANCE CORP | $349,000 | +19.9% | 60,000 | 0.0% | 0.13% | +15.9% | |
| FLTX | FLEETMATICS GROUP PLC | $330,000 | +38.7% | 5,500 | 0.0% | 0.12% | +34.8% | |
| BWA | Buy | BORGWARNER INC | $326,000 | +53.1% | 9,260 | +28.6% | 0.12% | +48.2% |
| HEDJ | Sell | WISDOMTREE TReurope hedged eq | $324,000 | +2.9% | 6,028 | -3.2% | 0.12% | 0.0% |
| TIP | Sell | ISHARES TRtips bd etf | $324,000 | -33.1% | 2,780 | -33.0% | 0.12% | -35.1% |
| CVS | Sell | CVS HEALTH CORP | $323,000 | -20.2% | 3,630 | -14.1% | 0.12% | -22.9% |
| HON | HONEYWELL INTL INC | $319,000 | 0.0% | 2,739 | 0.0% | 0.12% | -3.2% | |
| DOC | Buy | PHYSICIANS RLTY TR | $315,000 | +23.0% | 14,606 | +20.0% | 0.12% | +19.2% |
| SNPS | Sell | SYNOPSYS INC | $312,000 | -6.9% | 5,250 | -15.3% | 0.12% | -10.0% |
| JWN | Sell | NORDSTROM INC | $310,000 | +29.7% | 5,975 | -4.8% | 0.12% | +25.8% |
| KHC | Sell | KRAFT HEINZ CO | $309,000 | -9.4% | 3,451 | -10.4% | 0.12% | -12.1% |
| DFE | Buy | WISDOMTREE TReurope smcp dv | $306,000 | +42.3% | 5,530 | +31.5% | 0.12% | +38.6% |
| IUSV | Buy | ISHARES TRcore russell val | $300,000 | -10.7% | 6,500 | +160.0% | 0.11% | -13.1% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $300,000 | +2.0% | 3,205 | -3.0% | 0.11% | -0.9% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $301,000 | +28.1% | 2,425 | +18.6% | 0.11% | +24.2% |
| PAYX | PAYCHEX INC | $295,000 | -2.6% | 5,100 | 0.0% | 0.11% | -5.1% | |
| COP | Sell | CONOCOPHILLIPS | $292,000 | -3.3% | 6,719 | -2.9% | 0.11% | -6.0% |
| AFL | Buy | AFLAC INC | $289,000 | +17.0% | 4,023 | +17.5% | 0.11% | +13.5% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $291,000 | +3.6% | 3,688 | +8.2% | 0.11% | 0.0% |
| SIMO | Buy | SILICON MOTION TECHNOLOGY COsponsored adr | $287,000 | +15.3% | 5,550 | +6.7% | 0.11% | +11.3% |
| FTV | New | FORTIVE CORP | $284,000 | – | 5,585 | +100.0% | 0.11% | – |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $285,000 | +5.6% | 3,410 | +1.5% | 0.11% | +1.9% |
| BIP | Buy | BROOKFIELD INFRAST PARTNERSlp int unit | $282,000 | +34.9% | 8,131 | +76.2% | 0.11% | +30.9% |
| NWL | NEWELL BRANDS INC | $283,000 | +8.4% | 5,383 | 0.0% | 0.11% | +5.0% | |
| BFS | SAUL CTRS INC | $273,000 | +7.9% | 4,100 | 0.0% | 0.10% | +5.1% | |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $272,000 | +17.7% | 7,257 | +8.2% | 0.10% | +13.3% |
| ACN | Sell | ACCENTURE PLC IRELAND | $271,000 | +1.1% | 2,215 | -6.3% | 0.10% | -1.9% |
| VTI | VANGUARD INDEX FDStotal stk mkt | $270,000 | +3.8% | 2,427 | 0.0% | 0.10% | 0.0% | |
| HBI | Sell | HANESBRANDS INC | $265,000 | -0.4% | 10,504 | -0.9% | 0.10% | -2.9% |
| WELL | Buy | WELLTOWER INC | $265,000 | +11.3% | 3,546 | +13.6% | 0.10% | +8.7% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $263,000 | -2.6% | 2,405 | -4.1% | 0.10% | -5.7% |
| DY | DYCOM INDS INC | $262,000 | -8.7% | 3,200 | 0.0% | 0.10% | -11.7% | |
| PIN | POWERSHARES INDIA ETF TRindia port | $262,000 | +5.6% | 12,660 | 0.0% | 0.10% | +2.1% | |
| AON | AON PLC | $259,000 | +3.2% | 2,300 | 0.0% | 0.10% | 0.0% | |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $254,000 | +3.3% | 5,325 | -6.2% | 0.10% | 0.0% |
| LEN | Buy | LENNAR CORPcl a | $254,000 | +4.1% | 6,000 | +13.2% | 0.10% | 0.0% |
| FLR | Buy | FLUOR CORP NEW | $254,000 | +25.7% | 4,940 | +20.8% | 0.10% | +21.8% |
| MFIN | MEDALLION FINL CORP | $253,000 | -42.9% | 60,000 | 0.0% | 0.10% | -44.8% | |
| SLV | New | ISHARES SILVER TRUSTishares | $249,000 | – | 13,680 | +100.0% | 0.09% | – |
| TSS | Sell | TOTAL SYS SVCS INC | $250,000 | -14.7% | 5,300 | -4.1% | 0.09% | -17.5% |
| NZF | NUVEEN ENHANCED MUN CREDIT O | $249,000 | -1.2% | 15,831 | 0.0% | 0.09% | -4.1% | |
| AOS | SMITH A O | $247,000 | +11.8% | 2,505 | 0.0% | 0.09% | +8.1% | |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $242,000 | +21.0% | 1,983 | +14.5% | 0.09% | +16.7% |
| SPLV | Sell | POWERSHARES ETF TR IIs&p500 low vol | $239,000 | -53.6% | 5,755 | -52.2% | 0.09% | -55.0% |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $238,000 | +2.6% | 2,970 | 0.0% | 0.09% | -1.1% | |
| EMB | ISHARES TRjp mor em mk etf | $234,000 | +1.7% | 1,995 | 0.0% | 0.09% | -1.1% | |
| IR | New | INGERSOLL-RAND PLC | $231,000 | – | 3,405 | +100.0% | 0.09% | – |
| PKG | Sell | PACKAGING CORP AMER | $228,000 | +13.4% | 2,800 | -6.7% | 0.09% | +10.3% |
| HUBB | HUBBELL INC | $228,000 | +2.2% | 2,115 | 0.0% | 0.09% | 0.0% | |
| MPLX | New | MPLX LP | $225,000 | – | 6,653 | +100.0% | 0.08% | – |
| PNNT | PENNANTPARK INVT CORP | $226,000 | +10.2% | 30,000 | 0.0% | 0.08% | +7.6% | |
| STJ | ST JUDE MED INC | $223,000 | +2.3% | 2,790 | 0.0% | 0.08% | -1.2% | |
| SQQQ | Buy | PROSHARES TRultrapro sh nw14 | $223,000 | -7.1% | 16,700 | +28.5% | 0.08% | -9.7% |
| AXP | Sell | AMERICAN EXPRESS CO | $221,000 | -32.6% | 3,445 | -36.2% | 0.08% | -34.6% |
| DOW | New | DOW CHEM CO | $219,000 | – | 4,220 | +100.0% | 0.08% | – |
| GOVT | Sell | ISHARES TRcore us tr bd | $217,000 | -33.8% | 8,310 | -33.6% | 0.08% | -35.4% |
| SNY | SANOFIsponsored adr | $217,000 | -8.8% | 5,695 | 0.0% | 0.08% | -10.9% | |
| IJH | ISHARES TRcore s&p mcp etf | $213,000 | +3.9% | 1,375 | 0.0% | 0.08% | +1.3% | |
| PTC | New | PTC INC | $213,000 | – | 4,800 | +100.0% | 0.08% | – |
| SWK | Sell | STANLEY BLACK & DECKER INC | $214,000 | +4.4% | 1,739 | -5.4% | 0.08% | +1.3% |
| VCLT | New | VANGUARD SCOTTSDALE FDSlg-term cor bd | $209,000 | – | 2,183 | +100.0% | 0.08% | – |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $211,000 | -9.1% | 2,895 | -5.8% | 0.08% | -12.2% |
| RTN | RAYTHEON CO | $208,000 | +0.5% | 1,526 | 0.0% | 0.08% | -2.5% | |
| RHT | New | RED HAT INC | $206,000 | – | 2,550 | +100.0% | 0.08% | – |
| ZBH | New | ZIMMER BIOMET HLDGS INC | $204,000 | – | 1,567 | +100.0% | 0.08% | – |
| CAH | CARDINAL HEALTH INC | $201,000 | -0.5% | 2,591 | 0.0% | 0.08% | -2.6% | |
| AGG | New | ISHARES TRcore us aggbd et | $202,000 | – | 1,800 | +100.0% | 0.08% | – |
| ORLY | New | O REILLY AUTOMOTIVE INC NEW | $202,000 | – | 720 | +100.0% | 0.08% | – |
| PM | New | PHILIP MORRIS INTL INC | $201,000 | – | 2,069 | +100.0% | 0.08% | – |
| LII | New | LENNOX INTL INC | $203,000 | – | 1,290 | +100.0% | 0.08% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $203,000 | – | 3,054 | +100.0% | 0.08% | – |
| TWO | Buy | TWO HBRS INVT CORP | $187,000 | +6.2% | 21,906 | +6.6% | 0.07% | +2.9% |
| FDUS | New | FIDUS INVT CORP | $177,000 | – | 11,265 | +100.0% | 0.07% | – |
| TICC | Sell | TICC CAPITAL CORP | $175,000 | +5.4% | 30,000 | -4.8% | 0.07% | +3.1% |
| CFD | NUVEEN DIVERSIFIED COMMODTY | $171,000 | -8.1% | 18,902 | 0.0% | 0.06% | -11.1% | |
| BHK | New | BLACKROCK CORE BD TR | $164,000 | – | 11,513 | +100.0% | 0.06% | – |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $126,000 | +40.0% | 14,500 | +38.1% | 0.05% | +34.3% |
| PHYS | SPROTT PHYSICAL GOLD TRUSTunit | $120,000 | -0.8% | 11,000 | 0.0% | 0.04% | -4.3% | |
| JRO | NUVEEN FLTNG RTE INCM OPP FD | $111,000 | +7.8% | 10,000 | 0.0% | 0.04% | +5.0% | |
| MCN | Buy | MADISON CVRED CALL & EQ STR | $100,000 | +4.2% | 12,798 | +1.6% | 0.04% | +2.7% |
| NOK | NOKIA CORPsponsored adr | $69,000 | +1.5% | 12,000 | 0.0% | 0.03% | 0.0% | |
| CIK | CREDIT SUISSE ASSET MGMT INC | $63,000 | +6.8% | 20,000 | 0.0% | 0.02% | +4.3% | |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $62,000 | 0.0% | 13,683 | +2.3% | 0.02% | -4.2% |
| OESX | ORION ENERGY SYSTEMS INC | $53,000 | +15.2% | 40,000 | 0.0% | 0.02% | +11.1% | |
| BACWSB | Sell | BANK AMER CORP*w exp 10/28/201 | $1,000 | -90.0% | 10,000 | -92.0% | 0.00% | -100.0% |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p 500 bear | $0 | – | -14,050 | -100.0% | -0.08% | – |
| CTB | Exit | COOPER TIRE & RUBR CO | $0 | – | -6,850 | -100.0% | -0.08% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -3,150 | -100.0% | -0.08% | – |
| RWR | Exit | SPDR SERIES TRUSTdj reit etf | $0 | – | -2,340 | -100.0% | -0.09% | – |
| BLK | Exit | BLACKROCK INC | $0 | – | -676 | -100.0% | -0.09% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORP | $0 | – | -6,350 | -100.0% | -0.11% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -9,580 | -100.0% | -0.14% | – |
| JCI | Exit | JOHNSON CTLS INC | $0 | – | -8,998 | -100.0% | -0.15% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -17,055 | -100.0% | -0.18% | – |
| NPM | Exit | NUVEEN PREM INCOME MUN FD 2 | $0 | – | -33,305 | -100.0% | -0.20% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q4 2023 | 9.4% |
| SPDR S&P 500 ETF TR | 41 | Q4 2023 | 5.3% |
| UNITEDHEALTH GROUP INC | 41 | Q4 2023 | 3.1% |
| MICROSOFT CORPORATION | 41 | Q4 2023 | 3.4% |
| GILEAD SCIENCES INCORPORATED | 41 | Q4 2023 | 3.8% |
| ISHARES TR IBOXX INV CP ETF | 41 | Q4 2023 | 3.5% |
| COSTCO WHSL CORP NEW | 41 | Q4 2023 | 2.3% |
| MASTERCARD INCORPORATED | 41 | Q4 2023 | 2.1% |
| ADOBE SYSTEMS INCORPORATED | 41 | Q4 2023 | 2.7% |
| INTEL CORPORATION | 41 | Q4 2023 | 2.0% |
View OPTIMUM INVESTMENT ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 6,374,504 | 6.2% |
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 10,871,540 | 7.5% |
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 2,849,061 | 6.7% |
View OPTIMUM INVESTMENT ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-08 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-01-05 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-08 |
| 13F-HR | 2022-03-17 |
View OPTIMUM INVESTMENT ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.