$203 Million is the total value of SUMITOMO MITSUI FINANCIAL GROUP, INC.'s 140 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 35.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LQD | Buy | ISHARES TRiboxx inv cp etf | $557,549,000 | +266.9% | 4,138,883 | +266.3% | 19.05% | +265.4% |
| ARES | ARES MANAGEMENT CORPORATION | $490,316,000 | +1.8% | 12,130,540 | 0.0% | 16.75% | +1.4% | |
| IVV | Buy | ISHARES TRcore s&p500 etf | $461,579,000 | +136.6% | 1,374,000 | +118.1% | 15.77% | +135.6% |
| VOO | Sell | VANGUARD INDEX FDS | $267,656,000 | -24.5% | 870,000 | -30.4% | 9.14% | -24.8% |
| SQ | Sell | SQUARE INCcl a | $156,368,000 | +50.7% | 961,226 | -2.9% | 5.34% | +50.1% |
| MCHI | Buy | ISHARES TRmsci china etf | $123,196,000 | +572.2% | 1,661,000 | +493.2% | 4.21% | +569.2% |
| CME | CME GROUP INC | $78,945,000 | +2.9% | 471,846 | 0.0% | 2.70% | +2.5% | |
| IGSB | Buy | ISHARES TR | $72,710,000 | +9.7% | 1,324,161 | +9.3% | 2.48% | +9.2% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $66,787,000 | +2459.9% | 1,514,779 | +2222.0% | 2.28% | +2435.6% |
| GLD | Sell | SPDR GOLD TR | $60,613,000 | -58.8% | 342,210 | -61.1% | 2.07% | -59.0% |
| AGG | Buy | ISHARES TRcore us aggbd et | $43,285,000 | +14.3% | 366,635 | +14.4% | 1.48% | +13.8% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $33,127,000 | -27.7% | 333,500 | -29.0% | 1.13% | -28.0% |
| MBB | Buy | ISHARES TRmbs etf | $32,391,000 | +32.5% | 293,400 | +32.9% | 1.11% | +31.9% |
| IEF | Buy | ISHARES TRbarclays 7 10 yr | $30,618,000 | +11.3% | 251,338 | +11.3% | 1.05% | +10.8% |
| USO | New | UNITED STS OIL FD LPunits | $29,985,000 | – | 1,059,882 | +100.0% | 1.02% | – |
| PFF | Buy | ISHARES TRpfd and incm sec | $25,370,000 | +21.5% | 696,023 | +15.5% | 0.87% | +21.1% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $23,449,000 | +35.6% | 279,483 | +31.9% | 0.80% | +35.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $21,543,000 | -96.0% | 64,276 | -96.3% | 0.74% | -96.0% |
| BAB | Buy | INVESCO EXCHANGE-TRADED FD Ttaxable mun bd | $18,117,000 | +10.0% | 543,250 | +8.6% | 0.62% | +9.6% |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $14,626,000 | – | 190,000 | +100.0% | 0.50% | – |
| CPRI | Buy | CAPRI HOLDINGS LIMITED | $14,240,000 | +20.2% | 804,968 | +6.4% | 0.49% | +19.7% |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $14,001,000 | – | 220,000 | +100.0% | 0.48% | – |
| MSFT | Buy | MICROSOFT CORP | $12,113,000 | +50.1% | 57,820 | +45.5% | 0.41% | +49.5% |
| Buy | SQUARE INCcall | $12,009,000 | +317.4% | 404,000 | +117.9% | 0.41% | +314.1% | |
| NVDA | Buy | NVIDIA CORPORATION | $10,604,000 | +1908.3% | 19,702 | +1273.9% | 0.36% | +1911.1% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $10,113,000 | +48.0% | 32,470 | +32.4% | 0.34% | +47.4% |
| Buy | NVIDIA CORPORATIONcall | $9,602,000 | +56.8% | 92,362 | +0.5% | 0.33% | +56.2% | |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $9,080,000 | -96.3% | 32,679 | -97.5% | 0.31% | -96.3% |
| AMZN | New | AMAZON | $7,495,000 | – | 2,381 | +100.0% | 0.26% | – |
| TIP | Buy | ISHARES TRtips bd etf | $7,105,000 | +60.1% | 56,165 | +55.6% | 0.24% | +59.9% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $6,650,000 | +38.5% | 4,525 | +33.2% | 0.23% | +37.6% |
| SKYY | Buy | FIRST TR EXCHANGE TRADED FD | $6,465,000 | +49.5% | 82,362 | +41.9% | 0.22% | +49.3% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $6,427,000 | +421.2% | 78,597 | +220.5% | 0.22% | +423.8% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $6,292,000 | -53.2% | 72,727 | -53.1% | 0.22% | -53.4% |
| AVGO | Buy | BROADCOM INC | $6,234,000 | +47.8% | 17,113 | +28.1% | 0.21% | +46.9% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $6,134,000 | -2.6% | 95,688 | -10.9% | 0.21% | -2.8% |
| Sell | ADVANCED MICRO DEVICES INCcall | $5,993,000 | +114.7% | 443,943 | -51.0% | 0.20% | +113.5% | |
| V | Buy | VISA INC | $5,895,000 | +21.3% | 29,479 | +17.2% | 0.20% | +20.4% |
| QCOM | Buy | QUALCOMM INC | $5,825,000 | +151.3% | 49,497 | +93.2% | 0.20% | +148.8% |
| OKTA | Buy | OKTA INCcl a | $5,644,000 | +31.3% | 26,426 | +22.8% | 0.19% | +30.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $5,111,000 | +13.9% | 16,394 | +7.8% | 0.18% | +13.6% |
| AMGN | Buy | AMGEN INC | $5,115,000 | +17.2% | 20,127 | +8.8% | 0.18% | +16.7% |
| LMT | Buy | LOCKHEED MARTIN CORP | $5,030,000 | +22.2% | 13,121 | +16.3% | 0.17% | +22.0% |
| IGV | Buy | ISHARES TRexpanded tech | $4,936,000 | +84.8% | 15,799 | +68.2% | 0.17% | +83.7% |
| DHI | Buy | D R HORTON INC | $4,481,000 | +57.7% | 59,243 | +15.6% | 0.15% | +57.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $4,162,000 | +30.7% | 69,963 | +21.2% | 0.14% | +30.3% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $3,973,000 | +0.8% | 65,899 | -1.7% | 0.14% | +0.7% |
| APD | Buy | AIR PRODS & CHEMS INC | $3,979,000 | +33.8% | 13,358 | +8.5% | 0.14% | +33.3% |
| NFLX | Buy | NETFLIX INC | $3,940,000 | +787.4% | 7,984 | +704.8% | 0.14% | +800.0% |
| ADBE | New | ADOBE SYSTEMS INCORPORATED | $3,814,000 | – | 7,795 | +100.0% | 0.13% | – |
| AMAT | Buy | APPLIED MATLS INC | $3,710,000 | +871.2% | 62,201 | +862.1% | 0.13% | +876.9% |
| VCLT | New | VANGUARD STOTTSDALE FDSlg-term cor bd | $3,710,000 | – | 34,710 | +100.0% | 0.13% | – |
| BLK | Buy | BLACKROCK INC | $3,644,000 | +32.7% | 6,467 | +28.1% | 0.12% | +31.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,530,000 | +16.6% | 36,672 | +13.9% | 0.12% | +16.3% |
| KO | Buy | COCA COLA CO | $3,444,000 | +20.6% | 69,751 | +9.1% | 0.12% | +20.4% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $3,219,000 | -8.1% | 54,202 | -12.6% | 0.11% | -8.3% |
| KMB | Buy | KIMBERLY CLARK CORP | $3,164,000 | +14.0% | 21,427 | +9.1% | 0.11% | +13.7% |
| ZS | New | ZSCALER INC | $2,971,000 | – | 21,150 | +100.0% | 0.10% | – |
| GWW | Buy | GRAINGER W W INC | $2,905,000 | +25.4% | 8,142 | +10.4% | 0.10% | +25.3% |
| MA | New | MASTERCARD INCORPORATEDcl a | $2,857,000 | – | 8,497 | +100.0% | 0.10% | – |
| Buy | OKTA INCcall | $2,816,000 | +221.1% | 105,500 | +145.3% | 0.10% | +220.0% | |
| IYR | Buy | ISHARES TRu.s. real es etf | $2,552,000 | +11.7% | 31,973 | +10.3% | 0.09% | +11.5% |
| Buy | AMAZON COM INCcall | $2,510,000 | +623.3% | 11,431 | +412.4% | 0.09% | +616.7% | |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $2,284,000 | +136.0% | 13,991 | +136.9% | 0.08% | +136.4% |
| New | ZSCALER INCcall | $2,276,000 | – | 135,000 | +100.0% | 0.08% | – | |
| BOND | PIMCO ETF TRactive bd etf | $2,251,000 | +0.7% | 20,025 | 0.0% | 0.08% | 0.0% | |
| VCSH | New | VANGUARD STOTTSDALE FDSshrt trm corp bd | $2,219,000 | – | 26,786 | +100.0% | 0.08% | – |
| IBB | Buy | ISHARES TRnasdaq biotech | $2,076,000 | +70.6% | 15,331 | +72.3% | 0.07% | +69.0% |
| PG | Buy | PROCTER & GAMBLE CO | $2,070,000 | +28.1% | 14,915 | +10.2% | 0.07% | +29.1% |
| VCIT | New | VANGUARD STOTTSDALE FDSint-term corp | $2,053,000 | – | 21,425 | +100.0% | 0.07% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,988,000 | +6.8% | 16,337 | +5.9% | 0.07% | +6.2% |
| VCR | Buy | VANGUARD WORLD FDSconsum dis etf | $1,950,000 | +18.3% | 8,312 | +0.9% | 0.07% | +17.5% |
| Sell | MICRON TECHNOLOGY INCcall | $1,941,000 | +6.8% | 366,000 | -24.0% | 0.07% | +6.5% | |
| WCLD | New | WISDOMTREE TR | $1,867,000 | – | 43,689 | +100.0% | 0.06% | – |
| NOW | New | SERVICENOW INC | $1,834,000 | – | 3,759 | +100.0% | 0.06% | – |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $1,799,000 | +9.2% | 16,223 | +7.5% | 0.06% | +7.0% |
| TXN | Buy | TEXAS INSTRS INC | $1,796,000 | +65.2% | 12,579 | +46.9% | 0.06% | +64.9% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,770,000 | +202.0% | 5,004 | +158.7% | 0.06% | +200.0% |
| XLC | Buy | SELECT SECTOR SPDR TR | $1,754,000 | +63.9% | 29,529 | +49.1% | 0.06% | +62.2% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,723,000 | +19.2% | 11,578 | +12.6% | 0.06% | +18.0% |
| SDY | Sell | SPDR SER TRs&p divid etf | $1,671,000 | -10.9% | 18,089 | -12.0% | 0.06% | -10.9% |
| FEYE | Buy | FIREEYE INC | $1,626,000 | +6.8% | 128,883 | +2.4% | 0.06% | +7.7% |
| Buy | SQUARE INCput | $1,622,000 | +843.0% | 290,000 | +454.5% | 0.06% | +816.7% | |
| CSCO | Sell | CISCO SYS INC | $1,611,000 | -62.8% | 40,900 | -56.0% | 0.06% | -63.1% |
| Buy | APPLE INCcall | $1,539,000 | +1439.0% | 170,000 | +2733.3% | 0.05% | +1666.7% | |
| Buy | ADVANCED MICRO DEVICES INCput | $1,451,000 | +41.8% | 550,000 | +29.0% | 0.05% | +42.9% | |
| IYE | Sell | ISHARES TRu.s. energy etf | $1,328,000 | -21.7% | 83,223 | -1.8% | 0.04% | -22.4% |
| KEYS | New | KEYSIGHT TECHNOLOGIES INC | $1,176,000 | – | 11,807 | +100.0% | 0.04% | – |
| HD | Buy | HOME DEPOT INC | $1,118,000 | +99.6% | 4,031 | +80.4% | 0.04% | +100.0% |
| Buy | NETFLIX INCcall | $1,099,000 | +258.0% | 34,000 | +205.8% | 0.04% | +245.5% | |
| New | ZSCALER INCput | $1,087,000 | – | 185,000 | +100.0% | 0.04% | – | |
| EL | Sell | LAUDER ESTEE COS INCcl a | $958,000 | +12.2% | 4,388 | -3.1% | 0.03% | +13.8% |
| SH | Buy | PROSHARES TRshort s&p 500 ne | $975,000 | +18.5% | 48,000 | +30.5% | 0.03% | +17.9% |
| INDA | ISHARES TRmsci india etf | $809,000 | +16.6% | 23,909 | 0.0% | 0.03% | +16.7% | |
| APT | New | ALPHA PRO TECH LTD | $776,000 | – | 529 | +100.0% | 0.03% | – |
| Buy | APPLE INCput | $776,000 | +812.9% | 135,000 | +938.5% | 0.03% | +800.0% | |
| XBI | Buy | SPDR SER TRs&p biotech | $701,000 | +119.1% | 6,288 | +119.7% | 0.02% | +118.2% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $616,000 | +35.1% | 10,725 | +20.3% | 0.02% | +31.2% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $544,000 | +16.7% | 13,884 | +9.3% | 0.02% | +18.8% |
| ADI | New | ANALOG DEVICES INC | $554,000 | – | 4,750 | +100.0% | 0.02% | – |
| PEP | Buy | PEPSICO INC | $543,000 | +93.2% | 3,917 | +84.5% | 0.02% | +90.0% |
| TSN | Buy | TYSON FOODS INCcl a | $513,000 | +3.0% | 8,627 | +3.4% | 0.02% | +5.9% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $521,000 | +94.4% | 6,602 | +93.2% | 0.02% | +100.0% |
| SOXX | New | ISHARES TRphlx semicnd etf | $458,000 | – | 1,502 | +100.0% | 0.02% | – |
| XLNX | Sell | XILINX INC | $442,000 | -92.5% | 4,267 | -93.4% | 0.02% | -92.6% |
| GIS | Buy | GENERAL MLS INC | $436,000 | +24.9% | 7,069 | +25.0% | 0.02% | +25.0% |
| T | Buy | AT&T INC | $425,000 | +377.5% | 14,904 | +404.7% | 0.02% | +400.0% |
| DVY | Sell | ISHARES TRselect divid etf | $442,000 | -44.5% | 5,422 | -45.0% | 0.02% | -44.4% |
| PANW | New | PALO ALTO NETWORKS INC | $407,000 | – | 1,650 | +100.0% | 0.01% | – |
| Sell | NVIDIA CORPORATIONput | $389,000 | -34.0% | 19,000 | -76.5% | 0.01% | -35.0% | |
| MU | Sell | MICRON TECHNOLOGY INC | $348,000 | -90.2% | 6,860 | -90.5% | 0.01% | -90.2% |
| WHR | Buy | WHIRLPOOL CORP | $353,000 | +70.5% | 1,922 | +20.0% | 0.01% | +71.4% |
| DIS | New | DISNEY WALT CO COM DISNEY | $360,000 | – | 2,872 | +100.0% | 0.01% | – |
| GPS | Sell | GAP INC | $344,000 | -94.7% | 20,604 | -96.0% | 0.01% | -94.6% |
| FXI | Buy | ISHARES TRchina lg-cap etf | $332,000 | +24.3% | 7,915 | +17.5% | 0.01% | +22.2% |
| GDXJ | Buy | VANECK VECTORS ETF TRjr gold miners e | $289,000 | +13.3% | 5,212 | +1.3% | 0.01% | +11.1% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $279,000 | -29.9% | 5,198 | -35.0% | 0.01% | -28.6% |
| Sell | AMAZON COM INCput | $266,000 | +5.6% | 5,200 | -35.8% | 0.01% | 0.0% | |
| ITW | Sell | ILLINOIS TOOL WKS INC COM | $218,000 | +9.5% | 1,127 | -0.9% | 0.01% | 0.0% |
| VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $210,000 | +7.7% | 2,607 | 0.0% | 0.01% | 0.0% | |
| GE | New | GENERAL ELECTRIC CO | $175,000 | – | 28,516 | +100.0% | 0.01% | – |
| USMV | Sell | ISHARES TRmsci usa min vol | $163,000 | -65.2% | 2,560 | -66.8% | 0.01% | -62.5% |
| Sell | GAP INCcall | $187,000 | -90.3% | 153,221 | -61.3% | 0.01% | -90.9% | |
| BIIB | New | BIOGEN INC | $178,000 | – | 632 | +100.0% | 0.01% | – |
| EWJ | ISHARES INCmsci jpn etf new | $188,000 | +7.4% | 3,179 | 0.0% | 0.01% | 0.0% | |
| QUAL | Buy | ISHARES TRmsci usa qlt fct | $157,000 | +265.1% | 1,513 | +240.8% | 0.01% | +400.0% |
| Sell | OKTA INCput | $141,000 | -72.9% | 40,200 | -55.3% | 0.01% | -72.2% | |
| MRK | New | MERCK & CO. INC | $106,000 | – | 1,296 | +100.0% | 0.00% | – |
| New | FORD MTR CO DELcall | $92,000 | – | 314,002 | +100.0% | 0.00% | – | |
| WFC | Buy | WELLS FARGO CO NEW | $78,000 | +2500.0% | 3,350 | +3184.3% | 0.00% | – |
| CCEP | New | COCA COLA EUROPEAN PARTNERS | $102,000 | – | 2,082 | +100.0% | 0.00% | – |
| Buy | MICRON TECHNOLOGY INCput | $66,000 | -63.1% | 190,000 | +137.5% | 0.00% | -66.7% | |
| SBUX | New | STARBUCKS CORP | $48,000 | – | 563 | +100.0% | 0.00% | – |
| PSX | Sell | PHILLIPS 66 | $53,000 | -50.9% | 1,024 | -31.6% | 0.00% | -50.0% |
| PFE | New | PFIZER INC | $59,000 | – | 1,640 | +100.0% | 0.00% | – |
| OMC | Sell | OMNICOM GROUP INC | $49,000 | -42.4% | 992 | -36.3% | 0.00% | -33.3% |
| BK | Sell | BANK NEW YORK MELLON CORP | $66,000 | -51.8% | 1,916 | -46.0% | 0.00% | -60.0% |
| ALB | Sell | ALBEMARLE CORP | $66,000 | -38.3% | 760 | -45.7% | 0.00% | -50.0% |
| ADSK | New | AUTODESK INC | $21,000 | – | 90 | +100.0% | 0.00% | – |
| PNC | Sell | PNC FINL SVCS GROUP INC | $18,000 | -80.6% | 165 | -81.4% | 0.00% | -66.7% |
| NKE | Sell | NIKE INCcl b | $16,000 | -99.6% | 129 | -99.7% | 0.00% | -99.3% |
| REM | Buy | ISHARES TRmortge rel etf | $29,000 | +16.0% | 1,125 | +11.6% | 0.00% | 0.0% |
| HEZU | ISHARES TRcur hd eurzn etf | $31,000 | -3.1% | 1,130 | 0.0% | 0.00% | 0.0% | |
| EWM | ISHARES INCmsci mly etf new | $20,000 | +5.3% | 748 | 0.0% | 0.00% | 0.0% | |
| EWZ | Sell | ISHARES INCmsci brazil etf | $27,000 | -10.0% | 977 | -7.1% | 0.00% | 0.0% |
| USB | Sell | US BANCORP DEL | $28,000 | -71.4% | 800 | -70.3% | 0.00% | -66.7% |
| GILD | New | GILEAD SCIENCES INC | $15,000 | – | 234 | +100.0% | 0.00% | – |
| EMLC | VANECK VECTORS ETF TRjp morgan mkts | $41,000 | 0.0% | 1,325 | 0.0% | 0.00% | 0.0% | |
| VMC | New | VULCAN MATLS CO | $27,000 | – | 200 | +100.0% | 0.00% | – |
| AAPL | Sell | APPLE INC | $28,000 | -99.5% | 244 | -98.5% | 0.00% | -99.5% |
| MO | ALTRIA GROUP INC | $7,000 | 0.0% | 170 | 0.0% | 0.00% | – | |
| XOM | Sell | EXXON MOBIL CORP | $3,000 | -99.9% | 87 | -99.8% | 0.00% | -100.0% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $11,000 | -81.0% | 76 | -81.1% | 0.00% | -100.0% |
| MS | Exit | MORGAN STANLEY | $0 | – | -200 | -100.0% | 0.00% | – |
| XRAY | Exit | DENTSPLY SIRONA INC | $0 | – | -465 | -100.0% | -0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DEL | $0 | – | -94 | -100.0% | -0.00% | – |
| Exit | APPLIED MATLS INCput | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| ZTS | Exit | ZOETIS INC | $0 | – | -240 | -100.0% | -0.00% | – |
| Exit | XILINX INCput | $0 | – | -48,000 | -100.0% | -0.00% | – | |
| TSLA | Exit | TESLA INC | $0 | – | -53 | -100.0% | -0.00% | – |
| Exit | PAYPAL HLDGS INCput | $0 | – | -5,000 | -100.0% | -0.00% | – | |
| IDV | Exit | ISHARES TRintl sel div etf | $0 | – | -3,080 | -100.0% | -0.00% | – |
| FCX | Exit | FREEPORT-MCMORAN INC | $0 | – | -8,480 | -100.0% | -0.00% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -250 | -100.0% | -0.00% | – |
| Exit | XILINX INCcall | $0 | – | -25,600 | -100.0% | -0.00% | – | |
| Exit | NETFLIX INCput | $0 | – | -20,100 | -100.0% | -0.01% | – | |
| Exit | SALESFORCE COM INCput | $0 | – | -12,000 | -100.0% | -0.01% | – | |
| ISRG | Exit | INTUITIVE SURGICAL INC | $0 | – | -795 | -100.0% | -0.02% | – |
| Exit | APPLIED MATLS INCcall | $0 | – | -41,043 | -100.0% | -0.02% | – | |
| GOOGL | Exit | ALPHABET INC | $0 | – | -414 | -100.0% | -0.02% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -4,894 | -100.0% | -0.03% | – |
| Exit | CAPRI HOLDINGS LIMITEDcall | $0 | – | -287,500 | -100.0% | -0.04% | – | |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -490,000 | -100.0% | -4.34% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Sumitomo Mitsui Banking Corporation #1
- SMBC Trust Bank Ltd. #2
- SMBC Nikko Securities Inc. #3
- Sumitomo Mitsui Card Company, Limited #4
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P500 ETF TR | 28 | Q3 2023 | 44.8% |
| ISHARES TR | 28 | Q3 2023 | 7.1% |
| SELECT SECTOR SPDR TR | 28 | Q3 2023 | 3.7% |
| JPMORGAN CHASE & CO | 28 | Q3 2023 | 0.7% |
| CISCO SYS INC COM | 28 | Q3 2023 | 0.3% |
| PIMCO ETF TR | 28 | Q3 2023 | 0.5% |
| PROSHARES TR | 28 | Q3 2023 | 0.3% |
| VANECK VECTORS ETF TRUST | 28 | Q3 2023 | 0.4% |
| ISHARES TR | 28 | Q3 2023 | 0.1% |
| VANECK VECTORS ETF TRUST | 28 | Q3 2023 | 0.1% |
View SUMITOMO MITSUI FINANCIAL GROUP, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ReNew Energy Global plc | February 14, 2023 | 7,258,052 | 2.6% |
| Ares Private Markets Fund | May 10, 2022 | 3,000,000 | 28.9% |
| Ares Management Corp | February 02, 2022 | 13,364,740 | 8.0% |
| Magnum Opus Acquisition Ltd | October 07, 2021 | 207,893 | 1.0% |
View SUMITOMO MITSUI FINANCIAL GROUP, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 6-K | 2024-03-27 |
| 6-K | 2024-03-27 |
| 6-K | 2024-03-25 |
| 6-K | 2024-03-08 |
| 6-K | 2024-03-05 |
| 6-K | 2024-03-01 |
| 424B2 | 2024-02-28 |
| FWP | 2024-02-28 |
| 424B5 | 2024-02-26 |
| 6-K | 2024-02-20 |
View SUMITOMO MITSUI FINANCIAL GROUP, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.