$1.27 Billion is the total value of SUMITOMO MITSUI FINANCIAL GROUP, INC.'s 126 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 21.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LQD | Buy | ISHARES TRiboxx inv cp etf | $330,290,000 | +844.1% | 2,571,899 | +837.1% | 25.97% | +796.1% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $309,610,000 | +224.1% | 960,000 | +200.0% | 24.34% | +207.6% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $105,276,000 | -1.3% | 327,791 | -8.8% | 8.28% | -6.3% |
| CME | CME GROUP INC | $93,913,000 | -4.5% | 471,846 | 0.0% | 7.38% | -9.4% | |
| SQ | Sell | SQUARE INCcl a | $57,258,000 | -7.3% | 915,109 | -8.4% | 4.50% | -12.0% |
| IGSB | Buy | ISHARES TRsh tr crport etf | $37,652,000 | +51.7% | 702,078 | +51.8% | 2.96% | +44.0% |
| AGG | Buy | ISHARES TRcore us aggbd et | $37,222,000 | +8.6% | 331,243 | +9.3% | 2.93% | +3.1% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $28,931,000 | +27.4% | 328,980 | +26.3% | 2.28% | +20.9% |
| PFF | Buy | ISHARES TRpfd and incm sec | $27,330,000 | +7.4% | 727,054 | +7.2% | 2.15% | +1.9% |
| MBB | Buy | ISHARES TRmbs etf | $20,788,000 | +6.9% | 192,376 | +7.1% | 1.64% | +1.5% |
| IEF | Buy | ISHARES TRbarclays 7 10 yr | $19,390,000 | +12.0% | 175,923 | +14.3% | 1.52% | +6.4% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $12,340,000 | +0.4% | 145,806 | +0.6% | 0.97% | -4.7% |
| BAB | Sell | INVESCO EXCHNG TRADED FD TRtaxable mun bd | $11,898,000 | -14.7% | 375,701 | -12.7% | 0.94% | -19.0% |
| GLD | Buy | SPDR GOLD TRUST | $11,114,000 | +10.4% | 77,777 | +7.4% | 0.87% | +4.8% |
| MSFT | Buy | MICROSOFT CORP | $6,966,000 | +1.3% | 44,110 | +1.2% | 0.55% | -3.7% |
| AMZN | Buy | AMAZON COM INC | $6,912,000 | +1897.7% | 3,728 | +1764.0% | 0.54% | +1772.4% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $6,558,000 | -4.8% | 104,135 | -7.2% | 0.52% | -9.6% |
| LMT | Buy | LOCKHEED MARTIN CORP | $4,853,000 | +21.7% | 12,442 | +21.7% | 0.38% | +15.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $4,785,000 | +19.4% | 32,806 | +5.9% | 0.38% | +13.3% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $4,785,000 | +45.2% | 19,543 | +27.8% | 0.38% | +37.7% |
| AAPL | Buy | APPLE INC | $4,493,000 | +35.8% | 15,370 | +3.3% | 0.35% | +28.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $4,443,000 | +16.7% | 31,871 | -1.5% | 0.35% | +10.8% |
| V | Buy | VISA INC | $4,305,000 | +15.6% | 22,913 | +5.8% | 0.34% | +9.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $4,034,000 | +36.2% | 13,722 | +0.7% | 0.32% | +29.4% |
| NKE | Buy | NIKE INCcl b | $3,941,000 | +9.0% | 38,896 | +1.0% | 0.31% | +3.3% |
| CSCO | Buy | CISCO SYS INC | $3,814,000 | +8.0% | 79,561 | +11.3% | 0.30% | +2.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $3,766,000 | +8.2% | 2,817 | -1.3% | 0.30% | +2.8% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $3,715,000 | -98.1% | 17,473 | +81.1% | 0.29% | -98.2% |
| AMGN | Sell | AMGEN INC | $3,581,000 | +24.5% | 14,855 | -0.1% | 0.28% | +18.5% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $3,563,000 | -1.7% | 55,142 | -1.6% | 0.28% | -6.7% |
| APD | Sell | AIR PRODS & CHEMS INC | $3,329,000 | -4.2% | 14,167 | -9.5% | 0.26% | -9.0% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $3,026,000 | +4.3% | 67,447 | -4.9% | 0.24% | -0.8% |
| KO | Buy | COCA COLA CO | $3,012,000 | +17.9% | 54,417 | +16.0% | 0.24% | +11.8% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,839,000 | +5.7% | 46,238 | +3.9% | 0.22% | 0.0% |
| Sell | NETFLIX INCput | $2,700,000 | -74.0% | 135,700 | -17.6% | 0.21% | -75.4% | |
| KMB | Sell | KIMBERLY CLARK CORP | $2,696,000 | -5.6% | 19,597 | -2.5% | 0.21% | -10.5% |
| DHI | New | D R HORTON INC | $2,489,000 | – | 47,183 | +100.0% | 0.20% | – |
| Sell | ADVANCED MICRO DEVICES INCcall | $2,495,000 | +217.0% | 350,500 | -21.8% | 0.20% | +201.5% | |
| Buy | NETFLIX INCcall | $2,490,000 | +673.3% | 139,100 | +77.2% | 0.20% | +625.9% | |
| Buy | MICRON TECHNOLOGY INCcall | $2,477,000 | +291.9% | 454,963 | +55.7% | 0.20% | +275.0% | |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $2,422,000 | +20.6% | 21,138 | +19.3% | 0.19% | +14.5% |
| Buy | SQUARE INCcall | $2,308,000 | -4.4% | 1,461,420 | +18.6% | 0.18% | -9.5% | |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $2,260,000 | +12.8% | 21,010 | +7.5% | 0.18% | +7.2% |
| GWW | New | GRAINGER W W INC | $2,261,000 | – | 6,679 | +100.0% | 0.18% | – |
| BLK | Buy | BLACKROCK INC | $2,253,000 | +23.0% | 4,482 | +9.0% | 0.18% | +16.4% |
| PG | Buy | PROCTER & GAMBLE CO | $2,241,000 | +46.5% | 17,886 | +45.4% | 0.18% | +38.6% |
| TRV | Sell | TRAVELERS COMPANIES INC | $2,185,000 | -20.9% | 15,955 | -14.2% | 0.17% | -24.9% |
| BOND | PIMCO ETF TRactive bd etf | $2,159,000 | -1.0% | 20,025 | 0.0% | 0.17% | -6.1% | |
| Sell | NVIDIA CORPcall | $2,143,000 | -36.5% | 84,501 | -65.3% | 0.17% | -40.0% | |
| XOM | Sell | EXXON MOBIL CORP | $2,105,000 | -13.0% | 30,173 | -11.9% | 0.17% | -17.0% |
| IYR | Buy | ISHARES TRu.s. real es etf | $2,032,000 | +40.9% | 21,836 | +41.6% | 0.16% | +34.5% |
| Sell | SQUARE INCput | $1,863,000 | +1.2% | 450,000 | -3.4% | 0.15% | -3.9% | |
| CVX | Sell | CHEVRON CORP NEW | $1,843,000 | -10.6% | 15,296 | -12.0% | 0.14% | -15.2% |
| Buy | AMAZON COM INCput | $1,751,000 | +142.5% | 28,000 | +391.2% | 0.14% | +130.0% | |
| Buy | ADVANCED MICRO DEVICES INCput | $1,645,000 | +19.4% | 424,700 | +107.2% | 0.13% | +13.2% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $1,497,000 | +8.2% | 1,111 | -1.7% | 0.12% | +2.6% |
| NVDA | Sell | NVIDIA CORP | $1,429,000 | -78.6% | 6,032 | -84.5% | 0.11% | -79.7% |
| VCR | Buy | VANGUARD WORLD FDSconsum dis etf | $1,413,000 | +140.7% | 7,458 | +129.0% | 0.11% | +126.5% |
| OKTA | New | OKTA INCcl a | $1,333,000 | – | 11,115 | +100.0% | 0.10% | – |
| EL | Buy | LAUDER ESTEE COS INCcl a | $1,234,000 | +9.6% | 5,977 | +5.6% | 0.10% | +4.3% |
| Buy | MICRON TECHNOLOGY INCput | $1,206,000 | +355.1% | 509,900 | +779.1% | 0.10% | +331.8% | |
| XLNX | Buy | XILINX INC | $1,121,000 | +858.1% | 11,395 | +833.3% | 0.09% | +780.0% |
| IGV | Buy | ISHARES TRexpanded tech | $979,000 | +314.8% | 4,204 | +278.1% | 0.08% | +285.0% |
| WMT | Buy | WALMART INC | $965,000 | -32.3% | 8,124 | +15.8% | 0.08% | -35.6% |
| DIS | Buy | DISNEY WALT CO | $947,000 | +47.3% | 6,500 | +31.3% | 0.07% | +39.6% |
| FB | Buy | FACEBOOK INCcl a | $936,000 | +120.8% | 4,500 | +87.8% | 0.07% | +111.4% |
| SKYY | Buy | FIRST TR EXCHANGE TRADED FD | $930,000 | +309.7% | 15,413 | +282.5% | 0.07% | +284.2% |
| TIP | Sell | ISHARES TRtips bd etf | $905,000 | -1.6% | 7,761 | -1.9% | 0.07% | -6.6% |
| SYY | Sell | SYSCO CORP | $909,000 | -11.0% | 10,630 | -17.4% | 0.07% | -16.5% |
| MA | Buy | MASTERCARD INCcl a | $902,000 | +573.1% | 3,000 | +501.2% | 0.07% | +545.5% |
| XLC | Buy | SELECT SECTOR SPDR TR | $876,000 | +1763.8% | 16,331 | +1613.6% | 0.07% | +1625.0% |
| SH | PROSHARES TRshort s&p 500 ne | $883,000 | -8.1% | 36,789 | 0.0% | 0.07% | -13.8% | |
| MS | Buy | MORGAN STANLEY | $766,000 | +2027.8% | 15,000 | +1690.0% | 0.06% | +1900.0% |
| SPLK | Sell | SPLUNK INC | $741,000 | -69.3% | 4,891 | -76.1% | 0.06% | -71.0% |
| CRM | Buy | SALESFORCE COM INC | $742,000 | +75.4% | 4,500 | +57.6% | 0.06% | +65.7% |
| TSN | Sell | TYSON FOODS INCcl a | $732,000 | -3.9% | 8,038 | -9.2% | 0.06% | -7.9% |
| DVY | Buy | ISHARES TRselect divid etf | $739,000 | +4.4% | 6,996 | +0.8% | 0.06% | -1.7% |
| EWJ | Sell | ISHARES INCmsci jpn etf new | $707,000 | -34.4% | 11,941 | -37.2% | 0.06% | -37.1% |
| ISRG | Sell | INTUITIVE SURGICAL INC | $715,000 | -32.7% | 1,196 | -40.0% | 0.06% | -36.4% |
| SPLV | Buy | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $680,000 | +261.7% | 11,662 | +259.5% | 0.05% | +231.2% |
| INDA | Buy | ISHARES TRmsci india etf | $631,000 | +26.7% | 17,965 | +21.1% | 0.05% | +22.0% |
| IBB | Buy | ISHARES TRnasdaq biotech | $569,000 | +72.4% | 4,719 | +42.2% | 0.04% | +66.7% |
| CPRI | Sell | CAPRI HOLDINGS LIMITED | $550,000 | -50.5% | 14,656 | -57.0% | 0.04% | -53.3% |
| NFLX | Sell | NETFLIX INC | $549,000 | -85.0% | 1,667 | -88.0% | 0.04% | -85.9% |
| Buy | AMAZON COM INCcall | $457,000 | +335.2% | 8,700 | +117.5% | 0.04% | +300.0% | |
| SRE | Buy | SEMPRA ENERGY | $453,000 | +18.0% | 3,000 | +13.0% | 0.04% | +12.5% |
| Buy | CAPRI HOLDINGS LIMITEDput | $427,000 | +82.5% | 146,500 | +412.2% | 0.03% | +78.9% | |
| GDX | Sell | VANECK VECTORS ETF TRUSTgold miners etf | $429,000 | -1.8% | 14,656 | -10.4% | 0.03% | -5.6% |
| GPS | New | GAP INC | $403,000 | – | 22,606 | +100.0% | 0.03% | – |
| MU | Sell | MICRON TECHNOLOGY INC | $378,000 | -75.6% | 7,002 | -80.5% | 0.03% | -76.6% |
| MRK | New | MERCK $ CO INC | $366,000 | – | 4,000 | +100.0% | 0.03% | – |
| AMAT | Sell | APPLIED MATLS INC | $367,000 | -63.7% | 6,000 | -70.6% | 0.03% | -65.5% |
| Buy | NVIDIA CORPput | $366,000 | -39.4% | 110,000 | +243.8% | 0.03% | -42.0% | |
| MO | Buy | ALTRIA GROUP INC | $362,000 | +31.6% | 7,252 | +7.9% | 0.03% | +21.7% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $341,000 | -94.5% | 7,379 | -96.6% | 0.03% | -94.7% |
| Sell | XILINX INCput | $315,000 | -71.4% | 42,100 | -21.3% | 0.02% | -72.5% | |
| New | OKTA INCput | $265,000 | – | 23,500 | +100.0% | 0.02% | – | |
| USMV | Buy | ISHARES TRmsci min vol etf | $249,000 | +632.4% | 3,786 | +621.1% | 0.02% | +566.7% |
| XBI | Sell | SPDR SERIES TRUSTs&p biotech | $259,000 | -15.4% | 2,728 | -31.9% | 0.02% | -20.0% |
| Buy | PAYPAL HLDGS INCput | $256,000 | -21.7% | 42,000 | +55.6% | 0.02% | -25.9% | |
| GDXJ | Sell | VANECK VECTORS ETF TRUSTjr gold miners e | $243,000 | +3.0% | 5,746 | -11.9% | 0.02% | -5.0% |
| New | CAPRI HOLDINGS LIMITEDcall | $214,000 | – | 140,200 | +100.0% | 0.02% | – | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $222,000 | -2.2% | 1,340 | -10.6% | 0.02% | -10.5% |
| VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $211,000 | +8.2% | 2,607 | 0.0% | 0.02% | +6.2% | |
| FEYE | Sell | FIREEYE INC | $207,000 | -58.4% | 12,441 | -67.2% | 0.02% | -61.0% |
| Buy | SPLUNK INCput | $197,000 | -78.0% | 70,500 | +58.8% | 0.02% | -79.7% | |
| PYPL | Sell | PAYPAL HLDGS INC | $181,000 | -45.2% | 1,650 | -48.9% | 0.01% | -48.1% |
| Buy | APPLIED MATLS INCput | $169,000 | +1777.8% | 31,434 | +214.3% | 0.01% | +1200.0% | |
| YEXT | YEXT INC | $144,000 | -9.4% | 10,000 | 0.0% | 0.01% | -15.4% | |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $133,000 | -14.7% | 982 | -9.8% | 0.01% | -23.1% |
| IYE | Sell | ISHARES TRu.s. energy etf | $118,000 | -33.0% | 3,668 | -34.0% | 0.01% | -40.0% |
| FXI | Buy | ISHARES TRchina lg-cap etf | $110,000 | +27.9% | 2,512 | +15.8% | 0.01% | +28.6% |
| INTUITIVE SURGICAL INCcall | $98,000 | +58.1% | 1,000 | 0.0% | 0.01% | +60.0% | ||
| IDV | ISHARES TRintl sel div etf | $103,000 | +8.4% | 3,080 | 0.0% | 0.01% | 0.0% | |
| New | OKTA INCcall | $84,000 | – | 11,600 | +100.0% | 0.01% | – | |
| Buy | APPLE INCput | $83,000 | +232.0% | 11,000 | +214.3% | 0.01% | +250.0% | |
| New | GAP INCput | $81,000 | – | 60,000 | +100.0% | 0.01% | – | |
| New | SPLUNK INCcall | $78,000 | – | 5,500 | +100.0% | 0.01% | – | |
| New | MICROSOFT CORPcall | $56,000 | – | 6,000 | +100.0% | 0.00% | – | |
| EWZ | ISHARES INCmsci brazil etf | $50,000 | +13.6% | 1,052 | 0.0% | 0.00% | 0.0% | |
| Buy | FIREEYE INCput | $48,000 | -80.6% | 99,300 | +1.0% | 0.00% | -81.0% | |
| EMLC | VANECK VECTORS ETF TRjp morgan mkts | $45,000 | +2.3% | 1,325 | 0.0% | 0.00% | 0.0% | |
| REM | Buy | ISHARES TRmortge rel etf | $41,000 | +17.1% | 910 | +9.8% | 0.00% | 0.0% |
| HEZU | ISHARES TRcur hd eurzn etf | $36,000 | +2.9% | 1,130 | 0.0% | 0.00% | 0.0% | |
| EWM | New | ISHARES INCmsci mly etf new | $21,000 | – | 748 | +100.0% | 0.00% | – |
| New | GAP INCcall | $13,000 | – | 20,000 | +100.0% | 0.00% | – | |
| GLW | Exit | CORNING INC | $0 | – | -100 | -100.0% | 0.00% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -150 | -100.0% | -0.00% | – |
| TSLA | Exit | TESLA INC | $0 | – | -93 | -100.0% | -0.00% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -2,000 | -100.0% | -0.01% | – |
| Exit | APPLIED MATLS INCcall | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -696 | -100.0% | -0.01% | – |
| IEZ | Exit | ISHARES TRus oil eq&sv etf | $0 | – | -4,048 | -100.0% | -0.01% | – |
| C | Exit | CITIGROUP INC | $0 | – | -1,000 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -930 | -100.0% | -0.01% | – |
| BA | Exit | BOEING CO | $0 | – | -355 | -100.0% | -0.01% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -2,667 | -100.0% | -0.01% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -1,410 | -100.0% | -0.02% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -57,916 | -100.0% | -0.18% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -14,538 | -100.0% | -0.20% | – |
| VOO | Exit | VANGUARD INDEX FDS | $0 | – | -1,020,000 | -100.0% | -23.03% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Sumitomo Mitsui Banking Corporation #1
- SMBC Trust Bank Ltd. #2
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P500 ETF TR | 28 | Q3 2023 | 44.8% |
| ISHARES TR | 28 | Q3 2023 | 7.1% |
| SELECT SECTOR SPDR TR | 28 | Q3 2023 | 3.7% |
| JPMORGAN CHASE & CO | 28 | Q3 2023 | 0.7% |
| CISCO SYS INC COM | 28 | Q3 2023 | 0.3% |
| PIMCO ETF TR | 28 | Q3 2023 | 0.5% |
| PROSHARES TR | 28 | Q3 2023 | 0.3% |
| VANECK VECTORS ETF TRUST | 28 | Q3 2023 | 0.4% |
| ISHARES TR | 28 | Q3 2023 | 0.1% |
| VANECK VECTORS ETF TRUST | 28 | Q3 2023 | 0.1% |
View SUMITOMO MITSUI FINANCIAL GROUP, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ReNew Energy Global plc | February 14, 2023 | 7,258,052 | 2.6% |
| Ares Private Markets Fund | May 10, 2022 | 3,000,000 | 28.9% |
| Ares Management Corp | February 02, 2022 | 13,364,740 | 8.0% |
| Magnum Opus Acquisition Ltd | October 07, 2021 | 207,893 | 1.0% |
View SUMITOMO MITSUI FINANCIAL GROUP, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 6-K | 2024-03-27 |
| 6-K | 2024-03-27 |
| 6-K | 2024-03-25 |
| 6-K | 2024-03-08 |
| 6-K | 2024-03-05 |
| 6-K | 2024-03-01 |
| 424B2 | 2024-02-28 |
| FWP | 2024-02-28 |
| 424B5 | 2024-02-26 |
| 6-K | 2024-02-20 |
View SUMITOMO MITSUI FINANCIAL GROUP, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.