$148 Million is the total value of FCG ADVISORS, LLC's 80 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 36.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CELG | Sell | * CELGENE CORP COM | $45,188,000 | +9.5% | 267,423 | -0.1% | 30.47% | +3.7% |
| EFA | Buy | * ISHARES MSCI EAFE ETFetf | $7,831,000 | +11.0% | 116,709 | +5.6% | 5.28% | +5.2% |
| BWZ | Buy | SPDR SERIES TRUST SHRT INTL ETFetf | $6,776,000 | +2.7% | 189,795 | +3.7% | 4.57% | -2.7% |
| EEM | Sell | * ISHARES MSCI EMG MKT ETFetf | $6,552,000 | +1.3% | 154,561 | -4.1% | 4.42% | -4.1% |
| EMB | Buy | * ISHARES JP MOR EM MK ETFetf | $4,672,000 | +0.3% | 43,199 | +1.1% | 3.15% | -5.0% |
| TIP | Sell | * ISHARES TIPS BD ETFetf | $4,544,000 | -4.6% | 41,119 | -2.9% | 3.06% | -9.7% |
| BWX | Sell | * SPDR SERIES TRUST BRCLYS INTL ETFetf | $3,935,000 | -10.1% | 65,592 | -12.6% | 2.65% | -14.9% |
| JNJ | Buy | * JOHNSON & JOHNSON COM | $3,879,000 | +7.9% | 42,357 | +2.1% | 2.62% | +2.1% |
| VXF | Buy | * VANGUARD INDEX FDS EXTEND MKT ETFetf | $3,447,000 | +12.5% | 42,308 | +6.5% | 2.32% | +6.5% |
| JNK | Buy | * SPDR SERIES TRUST BRC HGH YLD BDetf | $3,277,000 | +2.8% | 80,805 | +1.0% | 2.21% | -2.6% |
| XOM | Buy | * EXXON MOBIL CORP COM | $2,827,000 | +97.6% | 28,036 | +68.6% | 1.91% | +87.0% |
| NEWS | Sell | NEWSTAR FINANCIAL INC COM | $2,557,000 | -2.8% | 143,922 | -0.0% | 1.72% | -7.9% |
| FRME | New | * FIRST MERCHANTS CORP COM | $2,455,000 | – | 108,043 | +100.0% | 1.66% | – |
| IWS | Sell | * ISHARES RUS MDCP VAL ETFetf | $2,275,000 | +1.1% | 34,631 | -6.2% | 1.53% | -4.2% |
| EMC | Sell | * E M C CORP MASS COM | $2,150,000 | -4.2% | 85,497 | -2.7% | 1.45% | -9.3% |
| P103PS | Sell | * NPS PHARMACEUTICALS INC COM | $2,145,000 | -52.4% | 70,651 | -50.6% | 1.45% | -54.9% |
| MXIM | Buy | * MAXIM INTEGRATED PRODS INC COM | $2,110,000 | -6.7% | 76,646 | +1.1% | 1.42% | -11.6% |
| RWX | Sell | * SPDR INDEX SHS FDS DJ INTL RL ETFetf | $2,009,000 | -2.7% | 48,774 | -0.5% | 1.36% | -7.8% |
| VNQ | Sell | * VANGUARD INDEX FDS REIT ETFetf | $1,966,000 | -3.0% | 30,455 | -0.6% | 1.33% | -8.0% |
| JPM | Sell | * JPMORGAN CHASE & CO COM | $1,908,000 | +10.0% | 32,336 | -3.6% | 1.29% | +4.2% |
| SDY | Buy | * SPDR SERIES TRUST S&P DIVID ETFetf | $1,821,000 | +5.6% | 25,074 | +0.3% | 1.23% | +0.1% |
| IWP | Sell | * ISHARES RUS MD CP GR ETFetf | $1,693,000 | -6.8% | 20,071 | -13.6% | 1.14% | -11.7% |
| BSV | Buy | * VANGUARD BD INDEX FD INC SHORT TRM BONDetf | $1,684,000 | +1.4% | 21,069 | +2.0% | 1.14% | -4.0% |
| IWF | Buy | * ISHARES RUS 1000 GRW ETFetf | $1,622,000 | +12.6% | 18,891 | +2.6% | 1.09% | +6.7% |
| AAPL | New | * APPLE INC COM | $1,506,000 | – | 2,691 | +100.0% | 1.02% | – |
| DBC | Buy | * POWERSHARES DB CMDTY IDX TRA UNIT BEN INTetf | $1,457,000 | +3.3% | 56,768 | +3.6% | 0.98% | -2.2% |
| ELD | Sell | * WISDOMTREE TR EM LCL DEBT FDetf | $1,392,000 | -17.6% | 30,259 | -15.7% | 0.94% | -21.9% |
| GE | Buy | * GENERAL ELECTRIC CO COM | $1,268,000 | +29.9% | 45,236 | +16.9% | 0.86% | +23.0% |
| CELGZ | Buy | CELGENE CORP RIGHT 12/31/2030right 12/31/2030 | $1,228,000 | +405.3% | 449,754 | +1383.6% | 0.83% | +378.6% |
| GLD | Sell | * SPDR GOLD TRUST GOLD SHSetf | $1,195,000 | -11.7% | 10,195 | -3.5% | 0.81% | -16.4% |
| OEF | Sell | * ISHARES S&P 100 ETFetf | $1,193,000 | +3.6% | 14,485 | -5.8% | 0.80% | -1.8% |
| DVY | Sell | * ISHARES SELECT DIVID ETFetf | $1,180,000 | +4.4% | 16,545 | -2.9% | 0.80% | -1.0% |
| IWN | Sell | * ISHARES RUS 2000 VAL ETFetf | $972,000 | -6.2% | 9,772 | -13.6% | 0.66% | -11.2% |
| MBLX | Buy | * METABOLIX INC COM | $959,000 | +76.6% | 761,492 | +76.7% | 0.65% | +67.2% |
| IBM | Buy | * INTERNATIONAL BUSINESS MACHS COM | $777,000 | +21.0% | 4,143 | +19.6% | 0.52% | +14.7% |
| MSFT | Buy | * MICROSOFT CORP COM | $770,000 | +16.3% | 20,573 | +3.4% | 0.52% | +10.2% |
| SPY | New | * SPDR S&P 500 ETF TR TR UNITetf | $749,000 | – | 4,058 | +100.0% | 0.50% | – |
| IVW | Buy | * ISHARES S&P 500 GRWT ETFetf | $649,000 | +16.3% | 6,576 | +5.2% | 0.44% | +10.3% |
| MMM | Sell | * 3M CO COM | $627,000 | +14.2% | 4,474 | -2.7% | 0.42% | +8.2% |
| AJG | * GALLAGHER ARTHUR J & CO COM | $627,000 | +7.5% | 13,371 | 0.0% | 0.42% | +1.9% | |
| CSCO | Sell | * CISCO SYS INC COM | $589,000 | -12.9% | 26,277 | -8.9% | 0.40% | -17.5% |
| GOOGL | New | * GOOGLE INC CL A | $589,000 | – | 524 | +100.0% | 0.40% | – |
| IVE | Buy | * ISHARES S&P 500 VAL ETFetf | $574,000 | +26.4% | 6,721 | +16.0% | 0.39% | +19.8% |
| GSG | * ISHARES S&P GSCI COMMODITY I UNIT BEN INTetf | $536,000 | -0.6% | 16,652 | 0.0% | 0.36% | -6.0% | |
| FB | Buy | * FACEBOOK INC CL A | $528,000 | +25.1% | 9,625 | +14.4% | 0.36% | +18.7% |
| VZ | Buy | * VERIZON COMMUNICATIONS INC COM | $487,000 | +34.9% | 9,906 | +28.0% | 0.33% | +27.6% |
| SLB | New | * SCHLUMBERGER LTD COM | $450,000 | – | 4,994 | +100.0% | 0.30% | – |
| PEG | Sell | * PUBLIC SVC ENTERPRISE GROUP COM | $423,000 | -4.9% | 13,206 | -2.3% | 0.28% | -10.1% |
| BMY | Buy | * BRISTOL MYERS SQUIBB CO COM | $423,000 | +24.4% | 7,956 | +8.1% | 0.28% | +17.8% |
| ICE | New | * INTERCONTINENTALEXCHANGE GRO COM ADDEDetf | $398,000 | – | 1,769 | +100.0% | 0.27% | – |
| RWO | Buy | * SPDR INDEX SHS FDS DJ GLB RL ES ETFetf | $392,000 | -0.5% | 9,440 | +1.2% | 0.26% | -5.7% |
| CB | Buy | * CHUBB CORP COM | $392,000 | +9.8% | 4,058 | +1.4% | 0.26% | +3.9% |
| CVX | Buy | * CHEVRON CORP NEW COM | $387,000 | +7.5% | 3,098 | +4.5% | 0.26% | +2.0% |
| IDV | Sell | * ISHARES INTL SEL DIV ETFetf | $385,000 | -18.4% | 10,160 | -21.9% | 0.26% | -22.6% |
| DBEF | Buy | * DBX ETF TR XTRAK MSCI EAFEetf | $382,000 | +22.0% | 13,920 | +14.6% | 0.26% | +15.7% |
| BRKB | New | * BERKSHIRE HATHAWAY INC DEL CL B NEW | $372,000 | – | 3,142 | +100.0% | 0.25% | – |
| T | Buy | * AT&T INC COM | $359,000 | +41.3% | 10,207 | +35.7% | 0.24% | +33.7% |
| PFE | Sell | * PFIZER INC COM | $355,000 | -1.4% | 11,587 | -7.5% | 0.24% | -6.6% |
| IWO | Sell | * ISHARES RUS 2000 GRW ETFetf | $331,000 | -62.3% | 6,969 | -0.2% | 0.22% | -64.4% |
| INTC | Buy | * INTEL CORP COM | $314,000 | +20.3% | 12,088 | +6.0% | 0.21% | +14.0% |
| IVV | Sell | * ISHARES CORE S&P500 ETFetf | $288,000 | -3.4% | 1,549 | -12.3% | 0.19% | -8.5% |
| BAC | New | * BANK OF AMERICA CORPORATION COM | $284,000 | – | 18,218 | +100.0% | 0.19% | – |
| VEU | * VANGUARD INTL EQUITY INDEX F ALLWRLD EX USetf | $284,000 | +4.4% | 5,600 | 0.0% | 0.19% | -1.5% | |
| UTX | Buy | * UNITED TECHNOLOGIES CORP COM | $262,000 | +18.6% | 2,303 | +12.3% | 0.18% | +12.7% |
| PM | Sell | * PHILIP MORRIS INTL INC COM | $261,000 | +10.6% | 2,995 | -65.8% | 0.18% | +4.8% |
| NVS | New | * NOVARTIS A G SPONSORED ADRadr | $232,000 | – | 2,890 | +100.0% | 0.16% | – |
| IWD | Sell | * ISHARES RUS 1000 VAL ETFetf | $228,000 | -89.0% | 2,418 | -89.9% | 0.15% | -89.5% |
| RDSB | New | * ROYAL DUTCH SHELL PLC SPON ADR B | $217,000 | – | 2,980 | +100.0% | 0.15% | – |
| CPB | New | * CAMPBELL SOUP CO COM | $215,000 | – | 4,970 | +100.0% | 0.14% | – |
| DD | New | * DU PONT E I DE NEMOURS & CO COM | $215,000 | – | 3,304 | +100.0% | 0.14% | – |
| O | New | * REALTY INCOME CORP COM | $214,000 | – | 5,748 | +100.0% | 0.14% | – |
| MCD | New | * MCDONALDS CORP COM | $208,000 | – | 2,143 | +100.0% | 0.14% | – |
| SCZ | Sell | * ISHARES EAFE SML CP ETFetf | $205,000 | -19.0% | 4,029 | -22.7% | 0.14% | -23.3% |
| BSCH | New | CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017etf | $194,000 | – | 10,115 | +100.0% | 0.13% | – |
| KFN | * KKR FINL HLDGS LLC COM | $122,000 | +18.4% | 10,000 | 0.0% | 0.08% | +12.3% | |
| TICC | * TICC CAPITAL CORP COM | $106,000 | +6.0% | 10,300 | 0.0% | 0.07% | 0.0% | |
| MUFG | New | * MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR | $96,000 | – | 14,387 | +100.0% | 0.06% | – |
| NOK | New | * NOKIA CORP SPONSORED ADRadr | $84,000 | – | 10,333 | +100.0% | 0.06% | – |
| COVR | COVER-ALL TECHNOLOGIES INC COM | $35,000 | +9.4% | 25,000 | 0.0% | 0.02% | +4.3% | |
| ENZN | New | * ENZON PHARMACEUTICALS INC COM | $23,000 | – | 20,000 | +100.0% | 0.02% | – |
| ASENQ | Exit | AMER STD ENERGY CORP | $0 | – | -146,743 | -100.0% | -0.03% | – |
| Exit | BERKSHIRE HATHAWAY | $0 | – | -1,869 | -100.0% | -0.18% | – | |
| Exit | BANK OF AMERICA | $0 | – | -19,150 | -100.0% | -0.19% | – | |
| GWX | Exit | SPDR INDEX SHS FDSetf | $0 | – | -8,591 | -100.0% | -0.20% | – |
| NYX | Exit | NYSE EURONEXT | $0 | – | -10,100 | -100.0% | -0.30% | – |
| Exit | APPLE INC | $0 | – | -2,596 | -100.0% | -0.88% | – | |
| CITZ | Exit | CFS BANCORP INC | $0 | – | -194,809 | -100.0% | -1.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX TR VANGUARD EXTENDED | 30 | Q3 2020 | 10.5% |
| ISHARES TR S&P 500 GRWT ETF | 30 | Q3 2020 | 13.2% |
| * ISHARES TR MSCI EAFE INDEX | 30 | Q3 2020 | 10.0% |
| ISHARES TR CORE S&P500 ETF | 30 | Q3 2020 | 4.3% |
| BRISTOL-MYERS SQUIBB COM | 30 | Q3 2020 | 14.8% |
| ISHARES TR MSCI EMG MKT ETF | 30 | Q3 2020 | 5.1% |
| EXXON MOBIL CORP COM | 30 | Q3 2020 | 3.7% |
| * ISHARES TR RUSSELL1000VAL | 30 | Q3 2020 | 2.0% |
| JPMORGAN CHASE &CO COM | 30 | Q3 2020 | 1.5% |
| * ISHARES TR RUSSELL MCP VL | 30 | Q3 2020 | 1.9% |
View FCG ADVISORS, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CYBERDEFENDER CORPSold out | April 18, 2012 | 0 | 0.0% |
View FCG ADVISORS, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2020-11-13 |
| 13F-HR | 2020-07-24 |
| 13F-HR | 2020-05-12 |
| FOCUSN | 2020-03-02 |
| X-17A-5 | 2020-03-02 |
| 13F-HR | 2020-01-29 |
| 13F-HR | 2019-11-08 |
| 13F-HR | 2019-08-07 |
| 13F-HR | 2019-05-10 |
| FOCUSN | 2019-03-01 |
View FCG ADVISORS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.