FCG ADVISORS, LLC - Q3 2013 holdings

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$140 Million is the total value of FCG ADVISORS, LLC's 69 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 36.9% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
CELG SellCELGENE CORP$41,269,000
+28.3%
267,743
-2.6%
29.38%
+12.6%
EFA BuyISHARES MSCI EAFEetf$7,053,000
+27.5%
110,555
+14.6%
5.02%
+11.9%
BWZ BuySPDR SERIES TRUSTetf$6,598,000
+4.8%
183,036
+1.2%
4.70%
-8.1%
EEM SellISHARES MSCIetf$6,469,000
+2.8%
161,199
-1.3%
4.60%
-9.8%
TIP BuyISHARES TIPS BONDetf$4,765,000
+4.4%
42,329
+3.8%
3.39%
-8.4%
EMB BuyISHARES JP MORGANetf$4,656,000
+1.2%
42,708
+1.7%
3.32%
-11.2%
P103PS BuyNPS PHARMACEUTICALS$4,503,000
+111.6%
143,010
+1.6%
3.21%
+85.6%
BWX SellSPDR SERIES TRUSTetf$4,379,000
-0.8%
75,029
-4.3%
3.12%
-13.0%
JNJ NewJOHNSON & JOHNSON$3,596,000–41,483
+100.0%
2.56%–
JNK BuySPDR SER TR BARCLAYSetf$3,188,000
+2.1%
80,007
+1.2%
2.27%
-10.4%
VXF BuyVANGUARD INDEX TRetf$3,065,000
+18.1%
39,738
+6.9%
2.18%
+3.6%
NEWS BuyNEWSTAR FINL INC COM$2,630,000
+38.6%
143,936
+1.0%
1.87%
+21.6%
MXIM BuyMAXIM INTEGRATED$2,261,000
+8.6%
75,832
+1.2%
1.61%
-4.7%
IWS SellISHARES RUSSELLetf$2,250,000
-4.0%
36,938
-8.7%
1.60%
-15.7%
EMC SellE M C CORP MASS$2,244,000
+5.4%
87,826
-2.6%
1.60%
-7.5%
CITZ SellCFS BANCORP INC$2,158,000
-3.4%
194,809
-6.5%
1.54%
-15.2%
RWX SellSPDR INDEX SHS FDSetf$2,065,000
+4.5%
49,023
-1.0%
1.47%
-8.3%
IWD SellISHARES RUSSELLetf$2,064,000
+0.5%
23,951
-2.3%
1.47%
-11.8%
VNQ SellVANGUARD INDEX FDSetf$2,026,000
-4.6%
30,636
-0.8%
1.44%
-16.3%
IWP SellISHARES RUSSELLetf$1,817,000
-1.6%
23,241
-9.7%
1.29%
-13.6%
JPM SellJPMORGAN CHASE & CO$1,734,000
-3.6%
33,555
-1.5%
1.23%
-15.4%
SDY SellSPDR SER TRetf$1,724,0000.0%25,008
-3.8%
1.23%
-12.3%
ELD SellWISDOMTREE TRetf$1,689,000
-2.3%
35,878
-0.2%
1.20%
-14.3%
BSV BuyVANGUARD BD INDEX FDetf$1,660,000
+16.5%
20,659
+16.1%
1.18%
+2.2%
IWF BuyISHARES RUSSELLetf$1,440,000
+12.7%
18,413
+4.8%
1.02%
-1.2%
XOM SellEXXON MOBIL CORP$1,431,000
-5.3%
16,631
-0.6%
1.02%
-16.9%
DBC BuyPOWERSHARES DBetf$1,411,000
+11.5%
54,781
+8.7%
1.00%
-2.2%
GLD BuySPDR GOLD TR GOLDetf$1,354,000
+11.2%
10,568
+3.3%
0.96%
-2.4%
NewAPPLE INC$1,237,000–2,596
+100.0%
0.88%–
OEF BuyISHARES S&P 100 ETFetf$1,151,000
+4.2%
15,375
+0.1%
0.82%
-8.7%
DVY NewISHARES SELECTetf$1,130,000–17,040
+100.0%
0.80%–
IWN SellISHARES RUSSELLetf$1,036,000
-0.5%
11,307
-6.7%
0.74%
-12.7%
GE SellGENERAL ELECTRIC CO$976,000
+7.0%
38,699
-1.6%
0.70%
-6.1%
IWO SellISHARES RUSSELLetf$879,000
-4.4%
6,985
-15.3%
0.63%
-16.1%
CSCO SellCISCO SYS INC$676,000
-17.5%
28,856
-14.3%
0.48%
-27.7%
MSFT SellMICROSOFT CORP$662,000
-7.2%
19,889
-3.7%
0.47%
-18.7%
IBM SellINTL BUSINESS MACH$642,000
-4.3%
3,465
-1.3%
0.46%
-16.1%
AJG NewGALLAGHER ARTHUR J &$583,000–13,371
+100.0%
0.42%–
IVW SellISHARES S&P 500etf$558,000
+5.9%
6,249
-0.4%
0.40%
-7.2%
MMM Buy3M COMPANY$549,000
+15.6%
4,596
+5.8%
0.39%
+1.6%
MBLX BuyMETABOLIX INC COM$543,000
-5.1%
431,005
+7.0%
0.39%
-16.6%
GSG  ISHARES S&P GSCIetf$539,000
+5.1%
16,6520.0%0.38%
-7.7%
IDV NewISHARESetf$472,000–13,010
+100.0%
0.34%–
IVE SellISHARES S&P 500etf$454,000
-12.2%
5,793
-15.0%
0.32%
-23.1%
PEG SellPUBLIC SERVICE$445,000
+1.1%
13,522
-0.9%
0.32%
-11.2%
NYX SellNYSE EURONEXT$424,000
-3.4%
10,100
-4.7%
0.30%
-15.2%
FB SellFACEBOOK INC COM$422,000
+19.9%
8,411
-40.6%
0.30%
+4.9%
RWO BuySPDR INDEX SHS FDSetf$394,000
+20.9%
9,328
+20.3%
0.28%
+5.7%
VZ BuyVERIZON$361,000
+9.7%
7,739
+18.3%
0.26%
-3.7%
CVX BuyCHEVRON CORP NEW$360,000
+3.2%
2,964
+0.4%
0.26%
-9.5%
PFE SellPFIZER INC$360,000
-5.0%
12,530
-7.3%
0.26%
-16.9%
CB  CHUBB CORP$357,000
+5.3%
4,0000.0%0.25%
-7.6%
BMY BuyBRISTOL MYERS SQUIBB$340,000
+33.3%
7,358
+29.0%
0.24%
+16.9%
DBEF NewDBX ETF TRetf$313,000–12,150
+100.0%
0.22%–
IVV SellISHARES CORE S&Petf$298,000
+3.5%
1,767
-1.3%
0.21%
-9.4%
GWX SellSPDR INDEX SHS FDSetf$281,000
-42.2%
8,591
-49.0%
0.20%
-49.2%
VEU NewVANGUARD INTL EQUITYetf$272,000–5,600
+100.0%
0.19%–
NewBANK OF AMERICA$264,000–19,150
+100.0%
0.19%–
INTC SellINTEL CORP$261,000
-18.9%
11,409
-14.2%
0.19%
-28.7%
T NewAT&T INC$254,000–7,523
+100.0%
0.18%–
SCZ SellISHARES MSCI EAFEetf$253,000
-20.2%
5,212
-31.1%
0.18%
-30.0%
NewBERKSHIRE HATHAWAY$247,000–1,869
+100.0%
0.18%–
CELGZ NewCELGENE CORPright 12/31/2030$243,000–30,316
+100.0%
0.17%–
PM BuyPHILIP MORRIS INTL$236,000
+3.5%
8,759
+233.3%
0.17%
-9.2%
UTX NewUNITED TECHNOLOGIES$221,000–2,050
+100.0%
0.16%–
KFN NewKKR FINL HLDGS LLC$103,000–10,000
+100.0%
0.07%–
TICC NewTICC CAP CORP COM$100,000–10,300
+100.0%
0.07%–
ASENQ  AMER STD ENERGY CORP$41,000
-6.8%
146,7430.0%0.03%
-19.4%
COVR  COVER ALL TECH INC$32,000
-8.6%
25,0000.0%0.02%
-17.9%
PHYS ExitSPROTT PHYSICAL GOLD TRUST UNITetf$0–-14,357
-100.0%
-0.12%–
UNH Exit* UNITEDHEALTH GROUP INC COM$0–-2,425
-100.0%
-0.18%–
IWR Exit* ISHARES TR RUSSELL MIDCAPetf$0–-1,674
-100.0%
-0.18%–
BRKB Exit* BERKSHIRE HATHAWAY INC DEL CL B NEW$0–-2,119
-100.0%
-0.19%–
O Exit* REALTY INCOME CORP COM$0–-5,748
-100.0%
-0.20%–
BAC Exit* BANK OF AMERICA CORPORATION COM$0–-19,244
-100.0%
-0.20%–
ABT Exit* ABBOTT LABS COM$0–-10,832
-100.0%
-0.30%–
SPY Exit* SPDR S&P 500 ETF TR TR UNITetf$0–-4,659
-100.0%
-0.61%–
AAPL Exit* APPLE INC COM$0–-2,717
-100.0%
-0.89%–
JCI Exit* JOHNSON CTLS INC COM$0–-43,347
-100.0%
-2.97%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2013-11-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
VANGUARD INDEX TR VANGUARD EXTENDED30Q3 202010.5%
ISHARES TR S&P 500 GRWT ETF30Q3 202013.2%
* ISHARES TR MSCI EAFE INDEX30Q3 202010.0%
ISHARES TR CORE S&P500 ETF30Q3 20204.3%
BRISTOL-MYERS SQUIBB COM30Q3 202014.8%
ISHARES TR MSCI EMG MKT ETF30Q3 20205.1%
EXXON MOBIL CORP COM30Q3 20203.7%
* ISHARES TR RUSSELL1000VAL30Q3 20202.0%
JPMORGAN CHASE &CO COM30Q3 20201.5%
* ISHARES TR RUSSELL MCP VL30Q3 20201.9%

View FCG ADVISORS, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
FCG ADVISORS, LLC Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
CYBERDEFENDER CORPSold outApril 18, 201200.0%

View FCG ADVISORS, LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2020-11-13
13F-HR2020-07-24
13F-HR2020-05-12
FOCUSN2020-03-02
X-17A-52020-03-02
13F-HR2020-01-29
13F-HR2019-11-08
13F-HR2019-08-07
13F-HR2019-05-10
FOCUSN2019-03-01

View FCG ADVISORS, LLC's complete filings history.

All filings

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