$964 Million is the total value of ZAZOVE ASSOCIATES LLC's 149 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SSR MINING INnote 2.500% 4/0 | $77,336,000 | +120526.4% | 73,705,000 | +26.3% | 8.02% | +37.3% | |
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $62,497,000 | +88318.7% | 62,275,000 | +1.7% | 6.48% | +0.6% | |
| Buy | JAZZ INVESTMENTS I LTDnote 2.000% 6/1 | $49,675,000 | +125313.4% | 48,600,000 | +25.0% | 5.15% | +42.7% | |
| Buy | SOLAREDGE TECHNOLOGIES INCnote 9/1 | $32,200,000 | +87471.4% | 35,239,000 | +14.1% | 3.34% | -0.4% | |
| Buy | ARES CAPITAL CORPnote 4.625% 3/0 | $30,233,000 | +135249.4% | 29,743,000 | +33.9% | 3.14% | +54.0% | |
| Buy | MIDDLEBY CORPnote 1.000% 9/0 | $28,987,000 | +98041.3% | 25,870,000 | +9.2% | 3.01% | +11.7% | |
| Buy | DEXCOM INCnote 0.250%11/1 | $21,545,000 | +91010.9% | 22,822,000 | +3.1% | 2.24% | +3.7% | |
| Buy | FORD MTR CO DELnote 3/1 | $20,714,000 | +90421.3% | 21,124,000 | +1.0% | 2.15% | +3.0% | |
| New | ALNYLAM PHARMACEUTICALS INCnote 1.000% 9/1 | $19,416,000 | – | 20,890,000 | +100.0% | 2.01% | – | |
| Buy | IMAX CORPnote 0.500% 4/0 | $14,649,000 | +176330.2% | 15,637,000 | +73.2% | 1.52% | +100.7% | |
| Buy | VAREX IMAGING CORPnote 4.000% 6/0 | $14,618,000 | +92495.2% | 12,835,000 | +4.1% | 1.52% | +5.4% | |
| Buy | CONMED CORPnote 2.250% 6/1 | $12,536,000 | +261284.5% | 13,135,000 | +206.2% | 1.30% | +197.5% | |
| Buy | STRIDE INCnote 1.125% 9/0 | $12,501,000 | +213446.3% | 11,822,000 | +94.1% | 1.30% | +142.9% | |
| UONEK | Buy | URBAN ONE INCcl d non vtg | $12,344,000 | +84090.4% | 2,454,165 | +0.4% | 1.28% | -4.3% |
| BACPRL | New | BANK AMERICA CORP7.25%cnv pfd l | $5,567,000 | – | 5,007 | +100.0% | 0.58% | – |
| Buy | WESTROCK COFFEE CO*w exp 08/29/202 | $5,341,000 | +63054.8% | 2,918,653 | +3.4% | 0.55% | -28.1% | |
| Buy | NET POWER INC*w exp 06/08/202 | $5,028,000 | +138756.7% | 1,165,244 | +9.2% | 0.52% | +57.9% | |
| Buy | INSULET CORPnote 0.375% 9/0 | $3,434,000 | +124500.9% | 3,500,000 | +75.0% | 0.36% | +41.8% | |
| Buy | ENPHASE ENERGY INCnote 3/0 | $2,862,000 | +121222.6% | 3,450,000 | +38.0% | 0.30% | +38.1% | |
| HTZZW | Buy | HERTZ GLOBAL HLDGS INC*w exp 06/30/205 | $2,593,000 | +225771.1% | 421,323 | +272.2% | 0.27% | +156.2% |
| New | AMERICAN AIRLINES GROUP INCnote 6.500% 7/0 | $2,137,000 | – | 2,000,000 | +100.0% | 0.22% | – | |
| New | POST HLDGS INCnote 2.500% 8/1 | $1,989,000 | – | 2,000,000 | +100.0% | 0.21% | – | |
| Buy | TH INTERNATIONAL LIMITEDordinary shares | $1,975,000 | +66803.8% | 1,091,079 | +6.1% | 0.20% | -23.8% | |
| INDIW | Buy | INDIE SEMICONDUCTOR INC*w exp 06/10/202 | $1,684,000 | +115798.1% | 943,216 | +55.2% | 0.18% | +32.6% |
| STKL | Buy | SUNOPTA INC | $1,624,000 | +84045.1% | 482,023 | +67.1% | 0.17% | -4.5% |
| Buy | MIRION TECHNOLOGIES INC*w exp 10/20/202 | $1,611,000 | +92273.9% | 1,207,064 | +22.8% | 0.17% | +5.0% | |
| New | ALTAIR ENGR INCnote 1.750% 6/1 | $1,327,000 | – | 1,250,000 | +100.0% | 0.14% | – | |
| Buy | RUMBLE INC*w exp 09/16/202 | $1,263,000 | +64735.7% | 1,065,815 | +16.0% | 0.13% | -26.4% | |
| Buy | CHEFS WHSE INCnote 1.875%12/0 | $1,237,000 | +113594.9% | 1,313,000 | +27.1% | 0.13% | +29.3% | |
| New | LIBERTY MEDIA CORP DELnote 2.250% 8/1 | $1,145,000 | – | 1,170,000 | +100.0% | 0.12% | – | |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $766,000 | – | 687 | +100.0% | 0.08% | – |
| PCTTW | Buy | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $606,000 | +52367.5% | 333,822 | +25.0% | 0.06% | -40.0% |
| New | NATIONAL CINEMEDIA INC | $567,000 | – | 126,205 | +100.0% | 0.06% | – | |
| Buy | RINGCENTRAL INCnote 3/1 | $496,000 | +206566.7% | 588,000 | +104.2% | 0.05% | +131.8% | |
| New | PSQ HOLDINGS INC*w exp 99/99/999 | $372,000 | – | 270,640 | +100.0% | 0.04% | – | |
| ARKOW | Buy | ARKO CORP*w exp 12/22/202 | $370,000 | +104125.4% | 347,284 | +38.4% | 0.04% | +18.8% |
| RLJPRA | New | RLJ LODGING TRcum conv pfd a | $265,000 | – | 11,046 | +100.0% | 0.03% | – |
| Buy | LANVIN GROUP HOLDINGS LIMITE*w exp 01/14/202 | $247,000 | +79066.7% | 1,334,846 | +33.2% | 0.03% | -7.1% | |
| New | SPOTIFY USA INCnote 3/1 | $255,000 | – | 300,000 | +100.0% | 0.03% | – | |
| New | MFA FINL INCnote 6.250% 6/1 | $189,000 | – | 190,000 | +100.0% | 0.02% | – | |
| FREEW | Buy | WHOLE EARTH BRANDS INC*w exp 06/25/202 | $186,000 | +442757.1% | 1,439,964 | +598.6% | 0.02% | +375.0% |
| New | SEA LTDnote 1.000%12/0 | $167,000 | – | 150,000 | +100.0% | 0.02% | – | |
| New | LIVE NATION ENTERTAINMENT INnote 2.000% 2/1 | $153,000 | – | 150,000 | +100.0% | 0.02% | – | |
| New | FORUM ENERGY TECHNOLOGIES INnote 9.000% 8/0 | $128,000 | – | 137,837 | +100.0% | 0.01% | – | |
| New | JAZZ INVESTMENTS I LTDnote 1.500% 8/1 | $116,000 | – | 120,000 | +100.0% | 0.01% | – | |
| Buy | AMPRIUS TECHNOLOGIES INC*w exp 09/14/202 | $110,000 | +354738.7% | 386,510 | +516.3% | 0.01% | +266.7% | |
| WFRD | New | WEATHERFORD INTL PLC | $100,000 | – | 1,102 | +100.0% | 0.01% | – |
| New | NABORS INDS INCnote 0.750% 1/1 | $89,000 | – | 91,000 | +100.0% | 0.01% | – | |
| New | APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $89,000 | – | 89,000 | +100.0% | 0.01% | – | |
| PHD | New | PIONEER FLOATING RATE FUND I | $59,000 | – | 6,511 | +100.0% | 0.01% | – |
| New | HAEMONETICS CORP MASSnote 3/0 | $61,000 | – | 70,000 | +100.0% | 0.01% | – | |
| JFR | New | NUVEEN FLOATING RATE INCOME | $36,000 | – | 4,387 | +100.0% | 0.00% | – |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr sec 28 | $42,000 | – | 916 | +100.0% | 0.00% | – |
| New | COMPLETE SOLARIA INC*w exp 07/31/202 | $5,000 | – | 25,171 | +100.0% | 0.00% | – | |
| New | ROADZEN INC*w exp 11/30/202 | $6,000 | – | 150,602 | +100.0% | 0.00% | – | |
| AAL | New | AMERICAN AIRLS GROUP INC | $5,000 | – | 399 | +100.0% | 0.00% | – |
| CURI | New | CURIOSITYSTREAM INC | $4,000 | – | 6,310 | +100.0% | 0.00% | – |
| AJXA | New | GREAT AJAX CORP7.25 cv sr nt 24 | $2,000 | – | 85 | +100.0% | 0.00% | – |
| New | POWER & DIGITAL INFRASTRUCTU*w exp 12/09/202 | $1,000 | – | 9,100 | +100.0% | 0.00% | – | |
| New | GETTY IMAGES HOLDINGS INC | $1,000 | – | 175 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.