$1.06 Billion is the total value of ZAZOVE ASSOCIATES LLC's 186 reported holdings in Q2 2022. The portfolio turnover from Q1 2022 to Q2 2022 was 33.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | AKAMAI TECHNOLOGIESnote 0.375% 9/0 | $63,683,000 | -15.1% | 64,045,000 | -1.4% | 6.05% | -8.6% | |
| Sell | JAZZ INVESTMENTS Inote 2.000% 6/1 | $44,146,000 | -6.8% | 37,510,000 | -3.4% | 4.19% | +0.4% | |
| Sell | LIBERTY MEDIAnote 1.375%10/1 | $40,837,000 | -19.4% | 34,662,000 | -3.4% | 3.88% | -13.2% | |
| EURONET WORLDWIDEnote 0.750% 3/1 | $38,673,000 | -9.3% | 37,730,000 | 0.0% | 3.67% | -2.3% | ||
| Buy | FORD MOTORnote 3/1 | $30,714,000 | +210.7% | 33,520,000 | +301.4% | 2.92% | +234.4% | |
| New | WORKDAYnote 0.250%10/0 | $28,318,000 | – | 27,015,000 | +100.0% | 2.69% | – | |
| Sell | KAMANnote 3.250% 5/0 | $27,971,000 | -9.5% | 29,472,000 | -2.1% | 2.66% | -2.5% | |
| Buy | SOUTHWEST AIRLINESnote 1.250% 5/0 | $27,843,000 | +17.5% | 23,570,000 | +35.4% | 2.64% | +26.6% | |
| Buy | BOOKING HOLDINGSnote 0.750% 5/0 | $27,033,000 | +141.2% | 22,433,000 | +194.5% | 2.57% | +159.8% | |
| Buy | PARSONSnote 0.250% 8/1 | $25,844,000 | +13.2% | 24,370,000 | +12.8% | 2.45% | +21.9% | |
| Sell | LUMENTUM HOLDINGSnote 0.500%12/1 | $24,672,000 | -14.0% | 23,967,000 | -2.1% | 2.34% | -7.4% | |
| Sell | AIR TRANSPORT SERVICES GROUPnote 1.125%10/1 | $23,587,000 | -11.6% | 21,943,000 | -2.3% | 2.24% | -4.8% | |
| Buy | SSR MININGnote 2.500% 4/0 | $23,286,000 | -12.3% | 20,239,000 | +6.9% | 2.21% | -5.6% | |
| Buy | NRG ENERGYdbcv 2.750% 6/0 | $22,789,000 | +58.7% | 21,125,000 | +62.4% | 2.16% | +70.9% | |
| Buy | MIDDLEBYnote 1.375% 8/1 | $22,387,000 | +59.8% | 19,740,000 | +94.0% | 2.13% | +72.1% | |
| New | CRACKER BARREL OLD COUNTRY STOREnote 0.625% 6/1 | $22,219,000 | – | 27,138,000 | +100.0% | 2.11% | – | |
| New | BRAEMAR HOTELS & RESORTSnote 4.500% 6/0 | $21,353,000 | – | 21,600,000 | +100.0% | 2.03% | – | |
| Sell | PEBBLEBROOK HOTEL TRUSTnote 1.750%12/1 | $21,339,000 | -22.5% | 23,605,000 | -0.7% | 2.03% | -16.5% | |
| New | JOHN BEAN TECHNOLOGIESnote 0.250% 5/1 | $19,292,000 | – | 20,746,000 | +100.0% | 1.83% | – | |
| Buy | TYLER TECHNOLOGIESnote 0.250% 3/1 | $19,069,000 | +21.1% | 20,179,000 | +41.2% | 1.81% | +30.5% | |
| OXYWS | OCCIDENTAL PETROLEUM*w exp 08/03/202 | $18,625,000 | +5.9% | 500,000 | 0.0% | 1.77% | +14.1% | |
| Sell | SPLUNKnote 1.125% 9/1 | $16,376,000 | -23.3% | 17,410,000 | -2.5% | 1.56% | -17.4% | |
| Sell | MESA LABORATORIESnote 1.375% 8/1 | $15,816,000 | -16.8% | 16,847,000 | -4.6% | 1.50% | -10.4% | |
| BACPRL | Buy | BANK OF AMERICA7.25%cnv pfd l | $15,726,000 | -7.9% | 13,075 | +0.4% | 1.49% | -0.8% |
| Buy | PETIQnote 4.000% 6/0 | $15,670,000 | -10.9% | 16,217,000 | +4.4% | 1.49% | -4.1% | |
| Buy | SOLAREDGE TECHNOLOGIESnote 9/1 | $13,146,000 | +301.5% | 10,897,000 | +357.9% | 1.25% | +331.8% | |
| Sell | REVANCE THERAPEUTICSnote 1.750% 2/1 | $12,253,000 | -19.7% | 15,058,000 | -7.3% | 1.16% | -13.5% | |
| Buy | CYBERARK SOFTWAREnote 11/1 | $11,878,000 | +23.3% | 11,199,000 | +44.7% | 1.13% | +32.9% | |
| WINNEBAGO INDUSTRIESnote 1.500% 4/0 | $11,588,000 | -6.0% | 11,264,000 | 0.0% | 1.10% | +1.2% | ||
| Sell | DEXCOM INCnote 0.250%11/1 | $11,538,000 | -37.3% | 12,567,000 | -21.7% | 1.10% | -32.5% | |
| BKEP | BLUEKNIGHT ENERGY PARTNERS | $10,860,000 | +35.3% | 2,402,670 | 0.0% | 1.03% | +45.8% | |
| UONEK | Sell | URBAN ONEcl d non vtg | $10,426,000 | -25.8% | 2,435,894 | -10.1% | 0.99% | -20.1% |
| INNOVATEnote 7.500% 8/0 | $10,385,000 | -26.9% | 12,363,000 | 0.0% | 0.99% | -21.2% | ||
| SIXTH STREET SPECIALTY LENDINGnote 4.500% 8/0 | $10,057,000 | -18.0% | 9,595,000 | 0.0% | 0.96% | -11.7% | ||
| CMLS | Buy | CUMULUS MEDIA | $9,363,000 | -14.6% | 1,211,259 | +10.5% | 0.89% | -8.0% |
| Sell | HELIX ENERGY SOLUTIONS GROUPnote 6.750% 2/1 | $9,112,000 | -18.1% | 9,604,000 | -2.3% | 0.86% | -11.7% | |
| New | IMAXnote 0.500% 4/0 | $8,951,000 | – | 10,100,000 | +100.0% | 0.85% | – | |
| Sell | HALOZYME THERAPEUTICSnote 0.250% 3/0 | $8,843,000 | -41.0% | 9,978,000 | -41.3% | 0.84% | -36.4% | |
| Sell | AKAMAI TECHNOLOGIESnote 0.125% 5/0 | $8,807,000 | -19.5% | 8,010,000 | -3.6% | 0.84% | -13.4% | |
| Buy | SUMMIT HOTEL PROPERTIESnote 1.500% 2/1 | $8,733,000 | -18.7% | 10,335,000 | +0.3% | 0.83% | -12.5% | |
| BHR | BRAEMAR HOTELS & RESORTS | $8,573,000 | -30.6% | 1,998,359 | 0.0% | 0.81% | -25.3% | |
| Sell | CHEESECAKE FACTORYnote 0.375% 6/1 | $8,291,000 | -16.8% | 10,803,000 | -2.5% | 0.79% | -10.5% | |
| UAN | Buy | CVR PARTNERS | $7,059,000 | -15.7% | 70,700 | +16.5% | 0.67% | -9.2% |
| Sell | SHOPIFYnote 0.125%11/0 | $7,008,000 | -70.4% | 8,330,000 | -66.5% | 0.66% | -68.1% | |
| HOPE BANCORPnote 2.000% 5/1 | $6,961,000 | -1.3% | 7,158,000 | 0.0% | 0.66% | +6.3% | ||
| New | ETSYnote 0.250% 6/1 | $6,600,000 | – | 9,111,000 | +100.0% | 0.63% | – | |
| Sell | AIRBNBnote 3/1 | $6,524,000 | -19.1% | 7,890,000 | -5.2% | 0.62% | -12.9% | |
| Sell | PROSPECT CAPITALnote 6.375% 3/0 | $6,121,000 | -15.4% | 6,042,000 | -8.2% | 0.58% | -8.9% | |
| Sell | OKTAnote 0.375% 6/1 | $6,058,000 | -18.3% | 7,191,000 | -4.8% | 0.58% | -12.1% | |
| GTXAP | GARRETT MOTIONpfd conv ser a | $5,917,000 | -0.2% | 721,151 | 0.0% | 0.56% | +7.5% | |
| ARES CAPITALnote 4.625% 3/0 | $5,827,000 | -7.2% | 5,556,000 | 0.0% | 0.55% | 0.0% | ||
| Sell | LCI INDUSTRIESnote 1.125% 5/1 | $5,688,000 | -34.6% | 6,240,000 | -34.0% | 0.54% | -29.6% | |
| Buy | SHIFT4 PAYMENTSnote 12/1 | $5,285,000 | +30.8% | 6,550,000 | +70.1% | 0.50% | +41.0% | |
| CCO | Buy | CLEAR CHANNEL HOLDINGS | $5,082,000 | -34.0% | 4,750,000 | +113.4% | 0.48% | -28.9% |
| Sell | 1LIFE HEALTHCAREnote 3.000% 6/1 | $4,722,000 | -9.3% | 5,655,000 | -5.9% | 0.45% | -2.4% | |
| Buy | PAGERDUTYnote 1.250% 7/0 | $4,458,000 | -13.6% | 4,520,000 | +0.4% | 0.42% | -7.0% | |
| SKIN | Buy | BEAUTY HEALTH | $4,372,000 | +33.9% | 340,000 | +75.7% | 0.42% | +44.1% |
| ROYAL CARIBBEAN CRUISESnote 4.250% 6/1 | $4,164,000 | -26.8% | 4,340,000 | 0.0% | 0.40% | -21.2% | ||
| BKEPP | Sell | BLUEKNIGHT ENERGY PARTNERSpfd conv stp a | $4,122,000 | -27.0% | 483,491 | -27.8% | 0.39% | -21.5% |
| KYN | KAYNE ANDERSON MLP INVESTMENT COMPANY | $3,926,000 | -9.1% | 468,507 | 0.0% | 0.37% | -2.1% | |
| Sell | CNX RESOURCESnote 2.250% 5/0 | $3,657,000 | -30.1% | 2,500,000 | -17.2% | 0.35% | -24.7% | |
| NCL CORPORATIONnote 5.375% 8/0 | $3,646,000 | -33.4% | 3,773,000 | 0.0% | 0.35% | -28.4% | ||
| Buy | MARRIOTT VACATIONS WORLDWIDEnote 1.500% 9/1 | $3,637,000 | +26.6% | 3,642,000 | +44.6% | 0.34% | +36.4% | |
| GUARDANT HEALTHnote 11/1 | $3,599,000 | -22.7% | 5,735,000 | 0.0% | 0.34% | -16.6% | ||
| Buy | BLOCKnote 0.125% 3/0 | $3,447,000 | +69.1% | 3,650,000 | +135.5% | 0.33% | +81.7% | |
| PALO ALTO NETWORKSnote 0.375% 6/0 | $3,434,000 | -18.6% | 2,000,000 | 0.0% | 0.33% | -12.4% | ||
| Sell | ILLUMINAnote 8/1 | $3,265,000 | -94.6% | 3,410,000 | -93.7% | 0.31% | -94.2% | |
| UONE | New | URBAN ONEcl a | $3,199,000 | – | 585,978 | +100.0% | 0.30% | – |
| HARMONICdbcv 2.000% 9/0 | $3,003,000 | -5.9% | 2,500,000 | 0.0% | 0.28% | +1.4% | ||
| PFIX | SIMPLIFY INTEREST RATE HEDGEsimplify interst | $2,958,000 | +13.3% | 52,380 | 0.0% | 0.28% | +22.2% | |
| VISHAY INTERTECHNOLOGYnote 2.250% 6/1 | $2,861,000 | -5.1% | 3,000,000 | 0.0% | 0.27% | +2.3% | ||
| New | ETSYnote 0.125%10/0 | $2,838,000 | – | 2,500,000 | +100.0% | 0.27% | – | |
| PALO ALTO NETWORKSnote 0.750% 7/0 | $2,816,000 | -19.9% | 1,500,000 | 0.0% | 0.27% | -13.9% | ||
| HTZZW | Buy | HERTZ GLOBAL*w exp 06/30/205 | $2,649,000 | -1.3% | 270,749 | +53.9% | 0.25% | +6.3% |
| Buy | SMART GLOBAL HOLDINGSnote 2.250% 2/1 | $2,647,000 | -8.6% | 2,500,000 | +25.0% | 0.25% | -1.6% | |
| USAC | USA COMPRESSION PARTNERS | $2,537,000 | -5.1% | 151,715 | 0.0% | 0.24% | +2.1% | |
| SPLUNKnote 0.500% 9/1 | $2,442,000 | -16.2% | 2,550,000 | 0.0% | 0.23% | -9.7% | ||
| KBRnote 2.500%11/0 | $2,415,000 | -11.1% | 1,250,000 | 0.0% | 0.23% | -4.6% | ||
| RINGCENTRALnote 3/0 | $2,337,000 | -5.7% | 2,837,000 | 0.0% | 0.22% | +1.4% | ||
| New | INSULET CORPnote 0.375% 9/0 | $2,295,000 | – | 2,000,000 | +100.0% | 0.22% | – | |
| KMF | KAYNE ANDERSON MIDSTREAM/ENERGY FUND | $2,246,000 | -12.4% | 299,073 | 0.0% | 0.21% | -5.8% | |
| Buy | DIGITAL WORLD ACQUISITION*w exp 06/30/202 | $2,230,000 | -55.5% | 384,865 | +28.8% | 0.21% | -52.0% | |
| MERITORnote 3.250%10/1 | $2,195,000 | -0.3% | 2,000,000 | 0.0% | 0.21% | +7.2% | ||
| Sell | STRIDEnote 1.125% 9/0 | $2,182,000 | -21.1% | 2,180,000 | -21.4% | 0.21% | -15.2% | |
| LSEA | LANDSEA HOMES | $2,123,000 | -22.1% | 318,796 | 0.0% | 0.20% | -15.8% | |
| AM | ANTERO MIDSTREAM | $2,036,000 | -16.8% | 225,000 | 0.0% | 0.19% | -10.6% | |
| New | CONMEDnote 2.625% 2/0 | $1,967,000 | – | 1,628,000 | +100.0% | 0.19% | – | |
| New | TWITTERnote 3/1 | $1,783,000 | – | 2,000,000 | +100.0% | 0.17% | – | |
| BHC | New | BAUSCH HEALTH | $1,731,000 | – | 207,000 | +100.0% | 0.16% | – |
| GDL | GDL FUND | $1,669,000 | -4.6% | 203,318 | 0.0% | 0.16% | +2.6% | |
| NIMC | New | NISOURCEunit 12/01/2023 | $1,646,000 | – | 14,560 | +100.0% | 0.16% | – |
| SMM | Buy | SALIENT MIDSTREAM & MLP FUNDsh ben int | $1,645,000 | +27.4% | 217,310 | +38.7% | 0.16% | +36.8% |
| New | BLOCKnote 0.500% 5/1 | $1,643,000 | – | 1,500,000 | +100.0% | 0.16% | – | |
| JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | $1,514,000 | -15.8% | 291,105 | 0.0% | 0.14% | -9.4% | |
| IMAX | New | IMAX | $1,499,000 | – | 88,740 | +100.0% | 0.14% | – |
| Sell | SNAPnote 0.250% 5/0 | $1,483,000 | -72.1% | 1,500,000 | -50.0% | 0.14% | -69.9% | |
| New | BRC | $1,475,000 | – | 180,770 | +100.0% | 0.14% | – | |
| INTEGRA LIFESCIENCES HOLDINGSnote 0.500% 8/1 | $1,425,000 | -10.2% | 1,500,000 | 0.0% | 0.14% | -3.6% | ||
| UGIC | New | UGIunit 99/99/9999 | $1,373,000 | – | 15,000 | +100.0% | 0.13% | – |
| TTT | Sell | PROSHARES ULTRAPRO SHORT 20 YEAR 3X TREASURYulsh 20yrtre new | $1,334,000 | -34.4% | 23,100 | -53.8% | 0.13% | -29.1% |
| NYCBPRU | Sell | NEW YORK COMMUNITY BANCORP TRUSTunit 05/07/2051 | $1,275,000 | -14.8% | 27,888 | -7.7% | 0.12% | -8.3% |
| Sell | DIGITALBRIDGE GROUPnote 5.000% 4/1 | $1,232,000 | -35.0% | 1,248,000 | -32.6% | 0.12% | -29.9% | |
| CORENERGY INFRASTRUCTURE TRUSTnote 5.875% 8/1 | $1,221,000 | -16.2% | 1,575,000 | 0.0% | 0.12% | -9.4% | ||
| AQNU | New | ALGONQUIN POWER AND UTILITIESunit 99/99/9999 | $1,214,000 | – | 27,700 | +100.0% | 0.12% | – |
| ALIT | ALIGHT | $1,212,000 | -32.1% | 179,487 | 0.0% | 0.12% | -26.8% | |
| RVNC | REVANCE THERAPEUTICS | $1,185,000 | -29.1% | 85,724 | 0.0% | 0.11% | -23.1% | |
| New | ATLAS AIR WORLDWIDE HOLDINGSnote 1.875% 6/0 | $1,176,000 | – | 1,000,000 | +100.0% | 0.11% | – | |
| NCMI | Buy | NATIONAL CINEMEDIA | $1,159,000 | +330.9% | 1,264,938 | +1094.1% | 0.11% | +358.3% |
| New | CHEFS WAREHOUSE INnote 1.875%12/0 | $1,104,000 | – | 1,000,000 | +100.0% | 0.10% | – | |
| RADIUS HEALTHnote 3.000% 9/0 | $974,000 | +0.5% | 1,000,000 | 0.0% | 0.09% | +8.2% | ||
| SOFI | Buy | SOFI TECHNOLOGIES | $843,000 | -40.6% | 160,000 | +6.7% | 0.08% | -36.0% |
| Buy | MIRION TECHNOLOGIES*w exp 10/20/202 | $816,000 | +130.5% | 804,182 | +303.1% | 0.08% | +148.4% | |
| TEAMnote 5.000% 8/0 | $783,000 | -0.1% | 871,000 | 0.0% | 0.07% | +7.2% | ||
| New | VERINT SYSTEMSnote 0.250% 4/1 | $734,000 | – | 800,000 | +100.0% | 0.07% | – | |
| Sell | ZENDESKnote 0.625% 6/1 | $656,000 | -90.8% | 675,000 | -88.0% | 0.06% | -90.1% | |
| RLJPRA | Sell | RLJ LODGING TRUSTcum conv pfd a | $628,000 | -41.9% | 24,176 | -38.1% | 0.06% | -36.8% |
| LSEAW | Sell | LANDSEA HOMES*w exp 01/07/202 | $618,000 | -6.2% | 2,670,761 | -6.8% | 0.06% | +1.7% |
| LIBERTY INTERACTIVEdeb 3.750% 2/1 | $611,000 | -29.5% | 1,266,000 | 0.0% | 0.06% | -23.7% | ||
| New | RIVERVIEW ACQUISITION*w exp 99/99/999 | $570,000 | – | 579,177 | +100.0% | 0.05% | – | |
| TBPH | THERAVANCE BIOPHARMA | $540,000 | -5.3% | 59,599 | 0.0% | 0.05% | +2.0% | |
| Sell | THERAVANCE BIOPHARMAnote 3.250%11/0 | $539,000 | -54.9% | 580,000 | -53.6% | 0.05% | -51.4% | |
| CFVIW | CF ACQUISITION*w exp 02/18/202 | $520,000 | -60.7% | 386,456 | 0.0% | 0.05% | -58.1% | |
| Sell | DISH NETWORKnote 2.375% 3/1 | $484,000 | -48.4% | 549,000 | -45.1% | 0.05% | -44.6% | |
| FRA | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND | $436,000 | -12.4% | 38,276 | 0.0% | 0.04% | -6.8% | |
| PCTTW | PURECYCLE TECHNOLOGIES*w exp 03/17/202 | $408,000 | -4.9% | 150,300 | 0.0% | 0.04% | +2.6% | |
| Sell | FORUM ENERGY TECHNOLOGIESnote 9.000% 8/0 | $413,000 | -53.1% | 429,399 | -51.9% | 0.04% | -50.0% | |
| Sell | NABORS INDUSTRIESnote 0.750% 1/1 | $361,000 | -69.1% | 386,000 | -69.1% | 0.03% | -67.0% | |
| EPD | ENTERPRISE PRODUCTS PARTNERS | $358,000 | -5.8% | 14,710 | 0.0% | 0.03% | +3.0% | |
| Sell | CHEGGnote 9/0 | $342,000 | -46.2% | 461,000 | -40.6% | 0.03% | -42.9% | |
| New | DOCUSIGNnote 1/1 | $324,000 | – | 350,000 | +100.0% | 0.03% | – | |
| RCA | New | READY CAPITAL7% cn sr nt 2023 | $303,000 | – | 12,100 | +100.0% | 0.03% | – |
| TEEKAYnote 5.000% 1/1 | $302,000 | 0.0% | 296,000 | 0.0% | 0.03% | +7.4% | ||
| Sell | INTERDIGITALnote 2.000% 6/0 | $294,000 | -99.2% | 300,000 | -99.1% | 0.03% | -99.1% | |
| Sell | APOLLO COMMERCIAL REAL ESTATE FINANCEnote 5.375%10/1 | $295,000 | -74.3% | 300,000 | -73.9% | 0.03% | -72.3% | |
| Sell | SEA LIMITEDnote 0.250% 9/1 | $294,000 | -63.3% | 404,000 | -59.6% | 0.03% | -60.6% | |
| FREYWS | FREYR BATTERY*w exp 10/31/202 | $291,000 | -50.7% | 139,700 | 0.0% | 0.03% | -46.2% | |
| Sell | MFA FINANCIALnote 6.250% 6/1 | $284,000 | -45.3% | 293,000 | -43.4% | 0.03% | -41.3% | |
| Sell | PENNYMAC MORTGAGE INVESTMENT TRUSTnote 5.500% 3/1 | $278,000 | -41.7% | 319,000 | -36.2% | 0.03% | -38.1% | |
| Sell | TRANSOCEANdeb 0.500% 1/3 | $243,000 | -79.5% | 259,000 | -79.3% | 0.02% | -77.9% | |
| Sell | INTERCEPT PHARMACEUTICALSnote 3.250% 7/0 | $231,000 | -74.8% | 246,000 | -75.4% | 0.02% | -72.8% | |
| Sell | BAKKT HOLDINGS*w exp 10/25/202 | $210,000 | -67.8% | 308,605 | -2.4% | 0.02% | -65.5% | |
| AUSWS | AUSTERLITZ ACQUISITION*w exp 02/19/202 | $189,000 | -53.9% | 726,072 | 0.0% | 0.02% | -50.0% | |
| AFT | APOLLO SENIOR FLOATING RATE | $186,000 | -12.3% | 14,507 | 0.0% | 0.02% | -5.3% | |
| RINGCENTRALnote 3/1 | $182,000 | -8.5% | 240,000 | 0.0% | 0.02% | -5.6% | ||
| GEL | GENESIS ENERGYunit ltd partn | $164,000 | -31.7% | 20,500 | 0.0% | 0.02% | -23.8% | |
| ET | ENERGY TRANSFER | $150,000 | -10.7% | 15,000 | 0.0% | 0.01% | -6.7% | |
| INSPIRATO*w exp 02/11/202 | $151,000 | -65.0% | 227,241 | 0.0% | 0.01% | -63.2% | ||
| PSFEWS | PAYSAFE*w exp 03/30/202 | $142,000 | -50.5% | 546,914 | 0.0% | 0.01% | -48.0% | |
| FOA | FINANCE OF AMERICA COMPANIES | $133,000 | -48.4% | 84,944 | 0.0% | 0.01% | -43.5% | |
| GER | GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND | $121,000 | -7.6% | 10,866 | 0.0% | 0.01% | -8.3% | |
| FOAWS | FINANCE OF AMERICA COMPANIES*w exp 04/08/202 | $118,000 | -61.1% | 815,113 | 0.0% | 0.01% | -59.3% | |
| CANOWS | CANO HEALTH*w exp 06/03/202 | $91,000 | -56.0% | 129,450 | 0.0% | 0.01% | -50.0% | |
| ENPCWS | New | EXECUTIVE NETWORK PARTNERING*w exp 09/25/202 | $85,000 | – | 92,833 | +100.0% | 0.01% | – |
| ARQIT QUANTUM*w exp 11/02/202 | $73,000 | -81.9% | 89,936 | 0.0% | 0.01% | -80.6% | ||
| BFLYWS | BUTTERFLY NETWORK*w exp 02/12/202 | $73,000 | -58.3% | 174,427 | 0.0% | 0.01% | -53.3% | |
| IRONNET*w exp 08/26/202 | $76,000 | -67.2% | 204,574 | 0.0% | 0.01% | -65.0% | ||
| HLX | HELIX ENERGY SOLUTIONS GROUP | $62,000 | -35.4% | 20,000 | 0.0% | 0.01% | -25.0% | |
| PHD | New | PIONEER FLOATING RATE TRUST | $58,000 | – | 6,511 | +100.0% | 0.01% | – |
| EOSEW | EOS ENERGY ENTERPRISES*w exp 05/06/202 | $67,000 | -75.8% | 253,067 | 0.0% | 0.01% | -75.0% | |
| ME | 23ANDME | $37,000 | -35.1% | 14,816 | 0.0% | 0.00% | -20.0% | |
| CURIW | CURIOSITYSTREAM*w exp 10/14/202 | $44,000 | -37.1% | 150,157 | 0.0% | 0.00% | -33.3% | |
| New | POLESTAR AUTOMOTIVEads c-1 | $41,000 | – | 24,495 | +100.0% | 0.00% | – | |
| New | BAUSCH & LOMB | $38,000 | – | 2,500 | +100.0% | 0.00% | – | |
| EPPRC | Sell | EL PASO ENERGY CAPITAL TRUSTpfd cv tr sec 28 | $43,000 | -81.7% | 916 | -80.5% | 0.00% | -81.0% |
| BLUE OCEAN ACQUISITION*w exp 12/02/202 | $33,000 | -34.0% | 168,542 | 0.0% | 0.00% | -25.0% | ||
| MOTIVE CAPITAL*w exp 99/99/999 | $32,000 | -37.3% | 125,193 | 0.0% | 0.00% | -25.0% | ||
| BLACK MOUNTAIN ACQUISITION*w exp 10/15/202 | $35,000 | -37.5% | 210,103 | 0.0% | 0.00% | -40.0% | ||
| VAHANNA TECH EDGE ACQUISITION*w exp 11/30/202 | $28,000 | -44.0% | 150,602 | 0.0% | 0.00% | -25.0% | ||
| JSD | New | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $36,000 | – | 3,007 | +100.0% | 0.00% | – |
| FTAC ZEUS ACQUISITION*w exp 04/15/202 | $24,000 | -47.8% | 125,000 | 0.0% | 0.00% | -50.0% | ||
| CRYPTO 1 ACQUISITION*w exp 04/30/202 | $17,000 | -48.5% | 124,700 | 0.0% | 0.00% | -33.3% | ||
| WFRD | Sell | WEATHERFORD INTERNATIONAL | $23,000 | -92.7% | 1,102 | -88.4% | 0.00% | -92.9% |
| MAPSW | WM TECHNOLOGY*w exp 06/16/202 | $24,000 | -70.4% | 37,036 | 0.0% | 0.00% | -71.4% | |
| AJXA | New | GREAT AJAX7.25 cv sr nt 24 | $7,000 | – | 286 | +100.0% | 0.00% | – |
| New | BAKKT HOLDINGS | $14,000 | – | 6,643 | +100.0% | 0.00% | – | |
| JASPER THERAPEUTICS*w exp 12/01/202 | $7,000 | -68.2% | 65,456 | 0.0% | 0.00% | -50.0% | ||
| MUDSW | MUDRICK CAPITAL ACQUISITION*w exp 09/10/202 | $6,000 | -33.3% | 21,800 | 0.0% | 0.00% | 0.0% | |
| New | REDBOX ENTERTAINMENT*w exp 12/15/202 | $1,000 | – | 1,400 | +100.0% | 0.00% | – | |
| GOOD WORKS II ACQUISITION*w exp 02/01/202 | $1,000 | -85.7% | 31,076 | 0.0% | 0.00% | -100.0% | ||
| BHRPRB | New | BRAEMAR HOTELS & RESORTS5.5 cum cv pfd b | $2,000 | – | 105 | +100.0% | 0.00% | – |
| New | POWER & DIGITAL ACQUISITION*w exp 12/09/202 | $2,000 | – | 9,100 | +100.0% | 0.00% | – | |
| PSTHWS | New | PERSHING SQUARE TONTINE*w exp 07/24/202 | $3,000 | – | 6,600 | +100.0% | 0.00% | – |
| New | BLEUACACIA*w exp 10/30/202 | $0 | – | 625 | +100.0% | 0.00% | – | |
| ESSCW | EAST STONE ACQUISITION*w exp 12/31/202 | $5,000 | -16.7% | 30,000 | 0.0% | 0.00% | -100.0% | |
| AAL | New | AMERICAN AIRLINES GROUP INC | $5,000 | – | 399 | +100.0% | 0.00% | – |
| Exit | C5 ACQUISITION*w exp 12/31/202 | $0 | – | -108,607 | -100.0% | -0.00% | – | |
| GGPIW | Exit | GORES GUGGENHEIM*w exp 03/25/202 | $0 | – | -24,495 | -100.0% | -0.01% | – |
| Exit | HAEMONETICSnote 3/0 | $0 | – | -750,000 | -100.0% | -0.06% | – | |
| Exit | HELIX ENERGY SOLUTIONS GROUPnote 4.250% 5/0 | $0 | – | -750,000 | -100.0% | -0.07% | – | |
| ECOLW | Exit | US ECOLOGY*w exp 10/17/202 | $0 | – | -215,457 | -100.0% | -0.08% | – |
| PINS | Exit | PINTERESTcl a | $0 | – | -40,000 | -100.0% | -0.09% | – |
| Exit | SHAKE SHACKnote 3/0 | $0 | – | -1,388,000 | -100.0% | -0.10% | – | |
| Exit | SHIP FINANCE INTERNATIONALnote 4.875% 5/0 | $0 | – | -1,225,000 | -100.0% | -0.11% | – | |
| Exit | OIL STATES INTERNATIONALnote 1.500% 2/1 | $0 | – | -1,350,000 | -100.0% | -0.11% | – | |
| Exit | EVENTBRITEnote 5.000%12/0 | $0 | – | -1,000,000 | -100.0% | -0.13% | – | |
| Exit | BENTLEY SYSTEMSnote 0.125% 1/1 | $0 | – | -1,750,000 | -100.0% | -0.15% | – | |
| Exit | LIBERTY LATIN AMERICAnote 2.000% 7/1 | $0 | – | -2,000,000 | -100.0% | -0.16% | – | |
| Exit | BRC*w exp 02/09/202 | $0 | – | -455,601 | -100.0% | -0.18% | – | |
| Exit | BURLINGTON STORESnote 2.250% 4/1 | $0 | – | -2,000,000 | -100.0% | -0.20% | – | |
| Exit | EXPEDIA GROUPnote 2/1 | $0 | – | -2,250,000 | -100.0% | -0.25% | – | |
| Exit | ATLAS AIR WORLDWIDE HOLDINGS, INCnote 2.250% 6/0 | $0 | – | -4,369,000 | -100.0% | -0.44% | – | |
| Exit | WESTERN DIGITALnote 1.500% 2/0 | $0 | – | -6,800,000 | -100.0% | -0.58% | – | |
| Exit | ZILLOW GROUP INC.note 2.750% 5/1 | $0 | – | -8,135,000 | -100.0% | -0.81% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-12-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.