$1.12 Million is the total value of ZAZOVE ASSOCIATES LLC's 151 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 217.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | KAMAN CORPORATIONnote 3.250% 5/0 | $71,283,000 | -0.3% | 67,134,000 | +1.9% | 6.39% | -24.2% | |
| Buy | AKAMAI TECHnote 0.375% 9/0 | $70,292,000 | +10.0% | 60,565,000 | +3.2% | 6.31% | -16.4% | |
| Buy | BOOKING HOLDINGSnote 0.900% 9/1 | $67,885,000 | +1.6% | 62,223,000 | +9.9% | 6.09% | -22.7% | |
| New | PIONEER NATURAL RESOURCESnote 0.250% 5/1 | $60,290,000 | – | 37,705,000 | +100.0% | 5.41% | – | |
| Buy | INTERDIGITAL, INCnote 2.000% 6/0 | $36,146,000 | +6.0% | 32,526,000 | +2.0% | 3.24% | -19.4% | |
| New | JAZZ INVESTMENTS Inote 2.000% 6/1 | $34,517,000 | – | 25,830,000 | +100.0% | 3.10% | – | |
| Buy | LUMENTUM HOLDINGSnote 0.500%12/1 | $25,801,000 | -2.1% | 23,807,000 | +5.3% | 2.31% | -25.6% | |
| New | WESTERN DIGITAL CORPnote 1.500% 2/0 | $24,196,000 | – | 22,600,000 | +100.0% | 2.17% | – | |
| Buy | AIR TRANSPORT SERVICES GROUPnote 1.125%10/1 | $24,057,000 | -6.6% | 23,571,000 | +3.0% | 2.16% | -29.0% | |
| New | SPLUNKnote 1.125% 6/1 | $20,235,000 | – | 20,715,000 | +100.0% | 1.82% | – | |
| Buy | PINDUODUOnote 12/0 | $19,152,000 | +4.4% | 18,605,000 | +7.0% | 1.72% | -20.6% | |
| Buy | REVANCE THERAPEUTICSnote 1.750% 2/1 | $18,551,000 | +5.7% | 15,910,000 | +1.7% | 1.66% | -19.7% | |
| New | SILICON LABORATORIESnote 0.625% 6/1 | $18,087,000 | – | 13,000,000 | +100.0% | 1.62% | – | |
| New | WINNEBAGO INDUSTRIESnote 1.500% 4/0 | $14,495,000 | – | 11,264,000 | +100.0% | 1.30% | – | |
| Buy | NRG ENERGY, INCdbcv 2.750% 6/0 | $13,846,000 | +9.6% | 11,890,000 | +9.3% | 1.24% | -16.6% | |
| New | BURLINGTON STORESnote 2.250% 4/1 | $13,414,000 | – | 8,420,000 | +100.0% | 1.20% | – | |
| Buy | MESA LABORATORIESnote 1.375% 8/1 | $13,031,000 | +30.6% | 11,307,000 | +24.0% | 1.17% | -0.7% | |
| New | CNX RESOURCESnote 2.250% 5/0 | $12,806,000 | – | 9,860,000 | +100.0% | 1.15% | – | |
| New | COUPA SOFTWAREnote 0.375% 6/1 | $11,994,000 | – | 10,350,000 | +100.0% | 1.08% | – | |
| Buy | SIXTH STREET SPECIALTY LENDINGnote 4.500% 8/0 | $11,322,000 | +27.5% | 9,595,000 | +21.5% | 1.02% | -3.1% | |
| BHR | Buy | BRAEMAR HOTELS & RESORTS | $10,595,000 | +25.1% | 1,706,124 | +22.3% | 0.95% | -4.9% |
| Buy | SUMMIT HOTEL PROPERTIESnote 1.500% 2/1 | $9,763,000 | +118.3% | 9,440,000 | +133.7% | 0.88% | +65.9% | |
| Buy | CYBERARK SOFTWAREnote 11/1 | $9,445,000 | +1.6% | 8,705,000 | +1.4% | 0.85% | -22.8% | |
| New | VAREX IMAGINGnote 4.000% 6/0 | $8,504,000 | – | 5,736,000 | +100.0% | 0.76% | – | |
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $8,459,000 | +103.6% | 7,340,000 | +102.2% | 0.76% | +54.9% | |
| New | OKTAnote 0.375% 6/1 | $8,174,000 | – | 6,556,000 | +100.0% | 0.73% | – | |
| New | INSMEDnote 0.750% 6/0 | $8,112,000 | – | 7,325,000 | +100.0% | 0.73% | – | |
| Buy | JAZZ INVESTMENTS Inote 1.500% 8/1 | $7,105,000 | +11.8% | 6,470,000 | +10.9% | 0.64% | -15.1% | |
| Buy | RINGCENTRALnote 3/0 | $4,458,000 | +38.7% | 4,037,000 | +37.9% | 0.40% | +5.5% | |
| STEMWS | New | STEM*w exp 08/11/202 | $3,565,000 | – | 150,064 | +100.0% | 0.32% | – |
| CLOVW | Buy | CLOVER HEALTH INVESTMENTS*w exp 04/21/202 | $3,260,000 | +227.6% | 641,635 | +1.2% | 0.29% | +149.6% |
| SKLZ | New | SKILLZ | $3,258,000 | – | 150,003 | +100.0% | 0.29% | – |
| New | PALO ALTO NETWORKSnote 0.375% 6/0 | $2,721,000 | – | 2,000,000 | +100.0% | 0.24% | – | |
| New | SPIRIT AIRLINESnote 1.000% 5/1 | $2,434,000 | – | 2,545,000 | +100.0% | 0.22% | – | |
| FLXN | New | FLEXION THERAPEUTICS | $2,387,000 | – | 289,990 | +100.0% | 0.21% | – |
| New | SSR MININGnote 2.500% 4/0 | $2,380,000 | – | 2,000,000 | +100.0% | 0.21% | – | |
| New | NATIONAL VISION HOLDINGSnote 2.500% 5/1 | $2,207,000 | – | 1,250,000 | +100.0% | 0.20% | – | |
| Buy | SPLUNKnote 1.125% 9/1 | $2,188,000 | +46.0% | 1,790,000 | +40.9% | 0.20% | +10.7% | |
| PFIX | New | SIMPLIFY INTEREST RATE HEDGEsimplify interst | $2,169,000 | – | 52,380 | +100.0% | 0.20% | – |
| New | EVENTBRITEnote 5.000%12/0 | $1,756,000 | – | 1,000,000 | +100.0% | 0.16% | – | |
| New | INTEGRA LIFESCIENCES HOLDINGSnote 0.500% 8/1 | $1,654,000 | – | 1,500,000 | +100.0% | 0.15% | – | |
| New | VISHAY INTERTECHNOLOGY, INC.note 2.250% 6/1 | $1,593,000 | – | 1,500,000 | +100.0% | 0.14% | – | |
| UGIC | New | UGIunit 99/99/9999 | $1,596,000 | – | 15,000 | +100.0% | 0.14% | – |
| PCTTW | New | PURECYCLE TECHNOLOGIES*w exp 01/28/202 | $1,556,000 | – | 128,138 | +100.0% | 0.14% | – |
| NIMC | New | NISOURCEunit 12/01/2023 | $1,497,000 | – | 14,560 | +100.0% | 0.13% | – |
| PSFEWS | Buy | PAYSAFE*w exp 03/30/202 | $1,461,000 | +17.9% | 404,123 | +40.7% | 0.13% | -10.3% |
| WPFWS | New | FOLEY TRASIMENE ACQUISITION*w exp 05/26/202 | $1,432,000 | – | 690,340 | +100.0% | 0.13% | – |
| New | KNOWLES CORPnote 3.250%11/0 | $1,388,000 | – | 1,250,000 | +100.0% | 0.12% | – | |
| AQNU | New | ALGONQUIN POWER AND UTILITIES $7.75unit 99/99/9999 | $1,372,000 | – | 27,700 | +100.0% | 0.12% | – |
| FOAWS | New | FINANCE OF AMERICA COMPANIES*w exp 04/08/202 | $1,351,000 | – | 1,012,171 | +100.0% | 0.12% | – |
| New | CHEESECAKE FACTORYnote 0.375% 6/1 | $1,265,000 | – | 1,280,000 | +100.0% | 0.11% | – | |
| New | TRIP.COM GROUP (REG S)debt 1.500% 7/0 | $1,213,000 | – | 850,000 | +100.0% | 0.11% | – | |
| New | APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.note 5.375%10/1 | $1,176,000 | – | 1,150,000 | +100.0% | 0.10% | – | |
| Buy | TEAMnote 5.000% 8/0 | $1,008,000 | +0.1% | 1,046,000 | +2.9% | 0.09% | -24.4% | |
| New | BOOKING HOLDINGSnote 0.750% 5/0 | $958,000 | – | 678,000 | +100.0% | 0.09% | – | |
| AUSWS | New | AUSTERLITZ ACQUISITION*w exp 02/19/202 | $852,000 | – | 486,936 | +100.0% | 0.08% | – |
| CURIW | Buy | CURIOSITYSTREAM*w exp 10/14/202 | $673,000 | +523.1% | 147,357 | +599.4% | 0.06% | +361.5% |
| CANOWS | New | CANO HEALTH*w exp 06/03/202 | $487,000 | – | 129,450 | +100.0% | 0.04% | – |
| Buy | INSMEDnote 1.750% 1/1 | $347,000 | +18.8% | 330,000 | +26.9% | 0.03% | -8.8% | |
| UBER | New | UBER TECHNOLOGIES | $341,000 | – | 6,804 | +100.0% | 0.03% | – |
| SOFIW | New | SOFI TECHNOLOGIES*w exp 05/28/202 | $240,000 | – | 27,970 | +100.0% | 0.02% | – |
| BFLYWS | New | BUTTERFLY NETWORK*w exp 02/12/202 | $245,000 | – | 50,211 | +100.0% | 0.02% | – |
| WFRD | New | WEATHERFORD INT'L | $173,000 | – | 9,512 | +100.0% | 0.02% | – |
| New | FORUM ENERGY TECHNOLOGIESnote 9.000% 8/0 | $92,000 | – | 92,399 | +100.0% | 0.01% | – | |
| MUDSW | New | MUDRICK CAPITAL ACQUISITION*w exp 09/10/202 | $92,000 | – | 21,800 | +100.0% | 0.01% | – |
| PHD | New | PIONEER FLOATING RATE TRUST | $78,000 | – | 6,511 | +100.0% | 0.01% | – |
| EVG | New | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $53,000 | – | 4,000 | +100.0% | 0.01% | – |
| New | DEXCOM INCnote 0.250%11/1 | $52,000 | – | 50,000 | +100.0% | 0.01% | – | |
| JSD | New | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $45,000 | – | 3,007 | +100.0% | 0.00% | – |
| PSTHWS | New | PERSHING SQUARE TONTINE*w exp 07/24/202 | $41,000 | – | 6,600 | +100.0% | 0.00% | – |
| LEVWS | New | LION ELECTRIC*w exp 05/06/202 | $23,000 | – | 3,405 | +100.0% | 0.00% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME FUND | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| SKILWS | New | SKILLSOFT*w exp 06/11/202 | $3,000 | – | 1,500 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-07-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.