$815 Million is the total value of ZAZOVE ASSOCIATES LLC's 114 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 31.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | SOUTHWEST AIRLINESnote 1.250 5/0 | $75,384,000 | +10.7% | 51,580,000 | -1.1% | 9.25% | +4.5% | |
| Buy | KAMAN CORPORATIONnote 3.250 5/0 | $74,151,000 | +19.0% | 64,128,000 | +1.6% | 9.10% | +12.3% | |
| Buy | LIBERTY MEDIAnote 1.37510/1 | $62,849,000 | +28.2% | 49,683,000 | +11.2% | 7.71% | +21.0% | |
| Buy | AKAMAI TECHnote 0.375 9/0 | $46,813,000 | +137.8% | 41,910,000 | +145.8% | 5.75% | +124.5% | |
| Buy | INTERDIGITAL, INCnote 2.000 6/0 | $39,716,000 | +6.5% | 37,756,000 | +4.7% | 4.88% | +0.5% | |
| Sell | PALO ALTO NETWORKSnote 0.750 7/0 | $35,161,000 | +19.2% | 24,870,000 | -4.7% | 4.32% | +12.5% | |
| Sell | ON SEMICONDUCTOR CORPnote 1.62510/1 | $28,232,000 | +15.6% | 16,677,000 | -9.8% | 3.46% | +9.1% | |
| New | AIR TRANSPORT SERVICES GROUPnote 1.12510/1 | $27,122,000 | – | 23,021,000 | +100.0% | 3.33% | – | |
| AKAMAI TECHnote 0.125 5/0 | $26,087,000 | -3.7% | 21,030,000 | 0.0% | 3.20% | -9.1% | ||
| Buy | ILLUMINA INCnote 8/1 | $23,792,000 | +94.6% | 21,178,000 | +84.2% | 2.92% | +83.6% | |
| New | PEBBLEBROOK HOTEL TRUSTnote 1.75012/1 | $23,777,000 | – | 22,300,000 | +100.0% | 2.92% | – | |
| Buy | KBRnote 2.50011/0 | $20,651,000 | +42.3% | 15,090,000 | +18.0% | 2.54% | +34.3% | |
| New | PINDUODUOnote 12/0 | $20,646,000 | – | 16,690,000 | +100.0% | 2.53% | – | |
| Buy | CONMED CORPnote 2.625 2/0 | $18,956,000 | +200.2% | 13,564,000 | +141.4% | 2.33% | +183.4% | |
| Buy | ALTERYXnote 1.000 8/0 | $17,428,000 | +40.5% | 16,485,000 | +33.1% | 2.14% | +32.6% | |
| Sell | HOPE BANCORPnote 2.000 5/1 | $16,753,000 | +9.0% | 17,990,000 | -3.6% | 2.06% | +2.9% | |
| Buy | FLEXION THERAPEUTICSnote 3.375 5/0 | $16,460,000 | +17.5% | 18,443,000 | +4.4% | 2.02% | +10.9% | |
| Sell | HELIX ENERGY SOLUTIONS GROUPnote 6.750 2/1 | $14,792,000 | +14.1% | 14,104,000 | -12.4% | 1.82% | +7.7% | |
| Sell | NATIONAL HEALTH INVESTORS, INCnote 3.250 4/0 | $8,723,000 | -0.7% | 8,110,000 | -5.1% | 1.07% | -6.2% | |
| CMLS | Sell | CUMULUS MEDIA INC | $8,444,000 | +62.7% | 971,088 | -0.0% | 1.04% | +53.5% |
| ATLANTICUS HOLDINGSnote 5.87511/3 | $8,162,000 | +53.6% | 7,593,000 | 0.0% | 1.00% | +45.0% | ||
| New | PRETIUM RESOURCESnote 2.250 3/1 | $7,844,000 | – | 7,297,000 | +100.0% | 0.96% | – | |
| Sell | PROSPECT CAPITAL CORPORATIONnote 6.375 3/0 | $7,520,000 | -37.2% | 7,231,000 | -37.8% | 0.92% | -40.8% | |
| Buy | ATLAS AIR WORLDWIDE HOLDINGS, INCnote 1.875 6/0 | $7,457,000 | +101.6% | 6,513,000 | +113.0% | 0.92% | +90.2% | |
| Sell | CSG SYSTEMS INTERNATIONAL, INCnote 4.250 3/1 | $6,773,000 | -1.8% | 6,367,000 | -3.5% | 0.83% | -7.4% | |
| Sell | BOOKING HOLDINGSnote 0.900 9/1 | $6,710,000 | -71.4% | 5,735,000 | -73.8% | 0.82% | -73.0% | |
| New | CYBERARK SOFTWAREnote 11/1 | $6,124,000 | – | 5,020,000 | +100.0% | 0.75% | – | |
| Sell | GREENBRIER COMPANIESnote 2.875 2/0 | $5,987,000 | -51.4% | 5,855,000 | -56.4% | 0.74% | -54.1% | |
| Sell | WORKDAY, INCnote 0.25010/0 | $5,541,000 | -58.8% | 3,309,000 | -62.0% | 0.68% | -61.1% | |
| BKEP | Buy | BLUEKNIGHT ENERGY PARTNERS09625u109 | $5,233,000 | +30.8% | 2,629,666 | +1.2% | 0.64% | +23.5% |
| BHRPRB | Buy | BRAEMAR HOTELS & RESORTS5.5 cum cv pfd b | $5,212,000 | +45.6% | 321,898 | +6.7% | 0.64% | +37.6% |
| Sell | INSMEDnote 1.750 1/1 | $4,951,000 | -38.9% | 4,377,000 | -40.9% | 0.61% | -42.3% | |
| Buy | INSIGHT ENTERPRISESnote 0.750 2/1 | $4,716,000 | +39.4% | 3,720,000 | +15.5% | 0.58% | +31.6% | |
| TEEKAYnote 5.000 1/1 | $4,699,000 | +9.4% | 5,221,000 | 0.0% | 0.58% | +3.4% | ||
| TWNKW | Sell | HOSTESS BRANDSw exp 11/04/202 | $4,627,000 | +46.7% | 2,928,208 | -23.8% | 0.57% | +38.5% |
| New | LUMENTUM HOLDINGSnote 0.50012/1 | $4,285,000 | – | 3,500,000 | +100.0% | 0.53% | – | |
| BAOZUNnote 1.625 5/0 | $4,214,000 | +5.8% | 4,300,000 | 0.0% | 0.52% | -0.2% | ||
| New | FIRST MAJESTIC SILVERnote 1.875 3/0 | $4,061,000 | – | 2,730,000 | +100.0% | 0.50% | – | |
| CCO | Buy | CLEAR CHANNEL HOLDINGS, INC | $3,938,000 | +65.3% | 2,386,572 | +0.1% | 0.48% | +55.8% |
| THERAVANCE BIOPHARMAnote 3.25011/0 | $3,584,000 | +6.4% | 3,773,000 | 0.0% | 0.44% | +0.5% | ||
| ISTAR INCnote 3.125 9/1 | $3,536,000 | +10.5% | 3,000,000 | 0.0% | 0.43% | +4.3% | ||
| EOSEW | New | EOS ENERGY ENTERPRISESw exp 05/06/202 | $3,500,000 | – | 419,380 | +100.0% | 0.43% | – |
| Buy | FORTIVEnote 0.875 2/1 | $3,447,000 | +155.1% | 3,345,000 | +148.7% | 0.42% | +140.3% | |
| OXYWS | New | OCCIDENTAL PETROLEUMw exp 08/03/202 | $3,405,000 | – | 500,000 | +100.0% | 0.42% | – |
| MESA LABORATORIESnote 1.375 8/1 | $3,395,000 | +8.2% | 2,835,000 | 0.0% | 0.42% | +2.2% | ||
| Sell | NRG ENERGY, INCdbcv 2.750 6/0 | $3,261,000 | -22.7% | 2,860,000 | -29.3% | 0.40% | -27.1% | |
| SILICON LABORATORIESnote 1.375 3/0 | $2,988,000 | +15.4% | 2,160,000 | 0.0% | 0.37% | +8.9% | ||
| EURONET WORLDWIDE INCnote 0.750 3/1 | $2,972,000 | +17.7% | 2,630,000 | 0.0% | 0.36% | +11.3% | ||
| EVV | EATON VANCE LIMITED DURATION INCOME FUND | $2,722,000 | +10.8% | 217,221 | 0.0% | 0.33% | +4.7% | |
| KYN | KAYNE ANDERSON MLP INVESTMENT COMPANY | $2,490,000 | +44.1% | 433,088 | 0.0% | 0.31% | +36.0% | |
| NEVRO CORPnote 2.750 4/0 | $2,427,000 | +17.6% | 1,320,000 | 0.0% | 0.30% | +11.2% | ||
| CURIW | New | CURIOSITYSTREAMw exp 10/14/202 | $2,426,000 | – | 917,372 | +100.0% | 0.30% | – |
| DEXCOMnote 0.75012/0 | $2,276,000 | -10.0% | 1,000,000 | 0.0% | 0.28% | -15.2% | ||
| ECOLW | Sell | US ECOLOGYw exp 10/17/202 | $2,243,000 | +22.6% | 325,473 | -2.2% | 0.28% | +15.5% |
| INVITATION HOMESnote 3.500 1/1 | $2,112,000 | +4.6% | 1,560,000 | 0.0% | 0.26% | -1.5% | ||
| New | SHOPIFYnote 0.12511/0 | $2,103,000 | – | 1,780,000 | +100.0% | 0.26% | – | |
| SURO CAPITAL CORPnote 4.750 3/2 | $2,084,000 | +22.9% | 1,487,000 | 0.0% | 0.26% | +16.4% | ||
| USAC | USA COMPRESSION PARTNERS | $2,063,000 | +35.8% | 151,715 | 0.0% | 0.25% | +27.8% | |
| UONEK | Buy | URBAN ONEcl d non vtg | $1,986,000 | +0.1% | 1,697,414 | +0.1% | 0.24% | -5.4% |
| Sell | COWEN INCnote 3.00012/1 | $1,916,000 | -96.8% | 1,250,000 | -97.7% | 0.24% | -97.0% | |
| JQC | Buy | NUVEEN CREDIT STRATEGIES INCOME FUND | $1,843,000 | +14.3% | 291,105 | +6.7% | 0.23% | +7.6% |
| COLONY CAPITALnote 5.000 4/1 | $1,843,000 | +2.0% | 1,853,000 | 0.0% | 0.23% | -3.8% | ||
| GDL | Buy | GDL FUND | $1,773,000 | +23.9% | 203,318 | +19.1% | 0.22% | +17.2% |
| AM | ANTERO MIDSTREAM | $1,735,000 | +43.6% | 225,000 | 0.0% | 0.21% | +35.7% | |
| New | JAZZ INVESTMENTS Inote 0.599 8/0 | $1,689,000 | – | 1,570,000 | +100.0% | 0.21% | – | |
| Buy | JOYY INCnote 0.750 6/1 | $1,678,000 | +29.5% | 1,660,000 | +38.3% | 0.21% | +21.9% | |
| PURE STORAGE INCnote 0.125 4/1 | $1,659,000 | +14.8% | 1,500,000 | 0.0% | 0.20% | +8.5% | ||
| New | HARMONIC INCdbcv 2.000 9/0 | $1,640,000 | – | 1,500,000 | +100.0% | 0.20% | – | |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.599 8/0 | $1,608,000 | – | 1,500,000 | +100.0% | 0.20% | – | |
| NYCBPRU | Sell | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $1,574,000 | -45.6% | 34,230 | -47.8% | 0.19% | -48.7% |
| EXACT SCIENCESnote 0.375 3/0 | $1,306,000 | +20.4% | 1,000,000 | 0.0% | 0.16% | +13.5% | ||
| Sell | ILLUMINA INC.note 0.500 6/1 | $1,216,000 | -97.4% | 832,000 | -97.7% | 0.15% | -97.6% | |
| CURO | CURO GROUP | $1,211,000 | +103.2% | 84,537 | 0.0% | 0.15% | +93.5% | |
| KMF | KAYNE ANDERSON MIDSTREAM/ENERGY FUND | $1,191,000 | +42.6% | 207,169 | 0.0% | 0.15% | +33.9% | |
| RCA | READY CAPITAL7 cn sr nt 2023 | $1,144,000 | +2.9% | 46,500 | 0.0% | 0.14% | -3.4% | |
| Sell | OMEROSnote 5.250 2/1 | $1,073,000 | -32.9% | 1,000,000 | -47.3% | 0.13% | -36.5% | |
| Buy | SHIP FINANCE INTERNATIONALnote 4.875 5/0 | $1,058,000 | +33.2% | 1,225,000 | +36.1% | 0.13% | +26.2% | |
| OIL STATES INTERNATIONAL INC.note 1.500 2/1 | $1,036,000 | +34.7% | 1,350,000 | 0.0% | 0.13% | +27.0% | ||
| MACQUARIE INFRASTRUCTUREnote 2.00010/0 | $1,026,000 | +9.9% | 1,025,885 | 0.0% | 0.13% | +4.1% | ||
| CLNY | Sell | COLONY CAPITAL | $1,004,000 | +4.6% | 208,716 | -40.7% | 0.12% | -1.6% |
| RLJPRA | RLJ LODGING TRUSTcum conv pfd a | $994,000 | +9.2% | 39,087 | 0.0% | 0.12% | +3.4% | |
| Sell | SHIP FINANCE INTERNATIONALnote 5.75010/1 | $985,000 | -17.9% | 1,000,000 | -18.0% | 0.12% | -22.4% | |
| LIBERTY INTERACTIVE LLCdeb 3.750 2/1 | $978,000 | +2.9% | 1,266,000 | 0.0% | 0.12% | -3.2% | ||
| PDC ENERGY INCnote 1.125 9/1 | $980,000 | +2.0% | 1,000,000 | 0.0% | 0.12% | -4.0% | ||
| DISH NETWORKnote 2.375 3/1 | $942,000 | +4.2% | 1,000,000 | 0.0% | 0.12% | -1.7% | ||
| SIXTH STREET SPECIALTY LENDINGnote 4.500 8/0 | $856,000 | +4.5% | 790,000 | 0.0% | 0.10% | -0.9% | ||
| CORENERGY INFRASTRUCTURE TRUSTnote 5.875 8/1 | $840,000 | +1.8% | 1,150,000 | 0.0% | 0.10% | -3.7% | ||
| INTERCEPT PHARMACEUTICALSnote 3.250 7/0 | $785,000 | -2.0% | 1,000,000 | 0.0% | 0.10% | -7.7% | ||
| BHR | BRAEMAR HOTELS & RESORTS | $764,000 | +84.5% | 165,787 | 0.0% | 0.09% | +74.1% | |
| LIBERTY LATIN AMERICAnote 2.000 7/1 | $760,000 | +16.0% | 800,000 | 0.0% | 0.09% | +9.4% | ||
| HELIX ENERGY SOLUTIONS GROUPnote 4.250 5/0 | $718,000 | +1.3% | 750,000 | 0.0% | 0.09% | -4.3% | ||
| NABORS INDUSTRIES INCnote 0.750 1/1 | $663,000 | +100.3% | 1,250,000 | 0.0% | 0.08% | +88.4% | ||
| SMM | Buy | SALIENT MIDSTREAM & MLP FUNDsh ben int | $623,000 | +77.0% | 145,850 | +45.1% | 0.08% | +65.2% |
| MFA FINANCIALnote 6.250 6/1 | $516,000 | +6.2% | 518,000 | 0.0% | 0.06% | 0.0% | ||
| SUPERNUS PHARMACEUTICALSnote 0.625 4/0 | $479,000 | +3.7% | 500,000 | 0.0% | 0.06% | -1.7% | ||
| FRA | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND | $464,000 | +5.5% | 38,276 | 0.0% | 0.06% | 0.0% | |
| EVG | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $428,000 | +8.1% | 34,588 | 0.0% | 0.05% | +3.9% | |
| JRO | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | $401,000 | +5.8% | 46,255 | 0.0% | 0.05% | 0.0% | |
| BLW | BLACKROCK LIMITED DURATION INCOME TRUST | $293,000 | +8.1% | 18,396 | 0.0% | 0.04% | +2.9% | |
| EPD | ENTERPRISE PRODUCTS PARTNERS, L.P. | $288,000 | +24.1% | 14,710 | 0.0% | 0.04% | +16.7% | |
| LFACW | New | LF CAPITAL ACQUISITIONw exp 06/22/202 | $269,000 | – | 137,050 | +100.0% | 0.03% | – |
| SPLUNKnote 1.125 9/1 | $271,000 | -6.2% | 200,000 | 0.0% | 0.03% | -13.2% | ||
| EVF | EATON VANCE SENIOR INCOME TRUSTsh ben int | $231,000 | +8.5% | 36,329 | 0.0% | 0.03% | 0.0% | |
| AFT | APOLLO SENIOR FLOATING RATE | $209,000 | +12.4% | 14,507 | 0.0% | 0.03% | +8.3% | |
| WSC | Sell | WILLSCOT MOBILE MINI HOLDINGS | $196,000 | -61.6% | 8,470 | -72.3% | 0.02% | -63.6% |
| RVNC | New | REVANCE THERAPEUTICS | $179,000 | – | 6,328 | +100.0% | 0.02% | – |
| GEL | GENESIS ENERGY L.P.unit ltd partn | $127,000 | +38.0% | 20,500 | 0.0% | 0.02% | +33.3% | |
| DSKEW | Sell | DASEKEw exp 02/27/202 | $102,000 | -23.9% | 560,116 | -36.3% | 0.01% | -23.5% |
| PHD | Sell | PIONEER FLOATING RATE TRUST | $66,000 | -86.3% | 6,511 | -86.4% | 0.01% | -87.3% |
| JSD | New | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $40,000 | – | 3,007 | +100.0% | 0.01% | – |
| ATLAS AIR WORLDWIDE HOLDINGS, INCnote 2.250 6/0 | $21,000 | -4.5% | 20,000 | 0.0% | 0.00% | 0.0% | ||
| TMTSW | New | SPARTACUS ACQUISITION CORPw exp 10/31/202 | $9,000 | – | 7,500 | +100.0% | 0.00% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME FUND | $9,000 | – | 1,000 | +100.0% | 0.00% | – |
| FLY | Exit | FLY LEASINGsponsored adr | $0 | – | -2,738 | -100.0% | -0.00% | – |
| Exit | LIVE NATION ENTERTAINMENTnote 2.500 3/1 | $0 | – | -300,000 | -100.0% | -0.04% | – | |
| EPPRC | Exit | EL PASO ENERGY CAPITAL TRUSTpfd cv tr secs | $0 | – | -7,706 | -100.0% | -0.05% | – |
| Exit | REPLIGENnote 0.375 7/1 | $0 | – | -350,000 | -100.0% | -0.06% | – | |
| DSKE | Exit | DASEKE | $0 | – | -114,481 | -100.0% | -0.08% | – |
| RLGY | Exit | REALOGY HOLDINGS | $0 | – | -204,861 | -100.0% | -0.25% | – |
| Exit | REALPAGEnote 1.500 11/1 | $0 | – | -1,440,000 | -100.0% | -0.28% | – | |
| Exit | CLEVELAND-CLIFFSdbcv 1.500 1/1 | $0 | – | -2,295,000 | -100.0% | -0.31% | – | |
| PRPLW | Exit | PURPLE INNOVATIONw exp 02/02/202 | $0 | – | -385,784 | -100.0% | -0.33% | – |
| Exit | MERCADOLIBREnote 2.000 8/1 | $0 | – | -1,000,000 | -100.0% | -0.33% | – | |
| Exit | MICROCHIP TECHNOLOGY INCnote 1.625 2/1 | $0 | – | -1,810,000 | -100.0% | -0.36% | – | |
| Exit | PENN NATIONAL GAMINGnote 2.750 5/1 | $0 | – | -1,250,000 | -100.0% | -0.52% | – | |
| Exit | UNISYSnote 5.500 3/0 | $0 | – | -3,356,000 | -100.0% | -0.53% | – | |
| Exit | TEAMnote 5.000 8/0 | $0 | – | -13,385,000 | -100.0% | -1.46% | – | |
| Exit | AIR TRANSPORT SERVICES GROUPnote 1.125 10/1 | $0 | – | -23,521,000 | -100.0% | -3.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.