ZAZOVE ASSOCIATES LLC - Q2 2013 holdings

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$3.39 Billion is the total value of ZAZOVE ASSOCIATES LLC's 142 reported holdings in Q2 2013. The portfolio turnover from Q1 2013 to Q2 2013 was - .

All

			Value		Shares		↓ Weighting
	New	JOHNSON JOHNSONsdcv 7/2	$184,448,000	–	156,810,000	+100.0%	5.45%	–
SWU	New	STANLEY BLACK DECKERunit 99/99/9999	$167,025,000	–	1,296,655	+100.0%	4.93%	–
	New	EMC CORPnote 1.750 12/0	$155,983,000	–	105,608,000	+100.0%	4.61%	–
	New	INTEL CORPORATIONsdcv 3.250 8/0	$145,354,000	–	114,223,000	+100.0%	4.29%	–
	New	TEVA PHARMdbcv 0.250 2/0	$127,644,000	–	121,612,000	+100.0%	3.77%	–
	New	GOLDCORP, INCnote 2.000 8/0	$116,465,000	–	115,241,000	+100.0%	3.44%	–
	New	PROSPECT CAPITAL CORPORATIONnote 6.250 12/1	$113,512,000	–	104,020,000	+100.0%	3.35%	–
	New	XILINX, INCnote 2.625 6/1	$112,814,000	–	78,650,000	+100.0%	3.33%	–
	New	ALCOA INCnote 5.250 3/1	$111,094,000	–	87,605,000	+100.0%	3.28%	–
	New	STERLITE INDUSTRIES LTDnote 4.000 10/3	$106,319,000	–	109,325,000	+100.0%	3.14%	–
	New	ALLEGHENY TECHNOLOGIESnote 4.250 6/0	$105,149,000	–	101,466,000	+100.0%	3.11%	–
	New	ENPRO INDUSTRIES, INCdbcv 3.938 10/1	$99,466,000	–	62,656,000	+100.0%	2.94%	–
	New	NEWMONT MINING CORPnote 1.250 7/1	$98,907,000	–	97,626,000	+100.0%	2.92%	–
	New	INTERNATIONAL GAME TECHnote 3.250 5/0	$95,841,000	–	89,890,000	+100.0%	2.83%	–
FITBP	New	FIFTH THIRD BANCORPcnv pfd dep1/250	$86,785,000	–	556,530	+100.0%	2.56%	–
	New	STEEL DYNAMICS, INCnote 5.125 6/1	$81,279,000	–	75,258,000	+100.0%	2.40%	–
	New	TYSON FOODS, INCnote 3.250 10/1	$76,598,000	–	50,023,000	+100.0%	2.26%	–
	New	PHH CORPORATIONnote 4.000 9/0	$76,154,000	–	71,801,000	+100.0%	2.25%	–
	New	LAM RESEARCH CORPnote 2.625 5/1	$69,973,000	–	49,473,000	+100.0%	2.07%	–
	New	LEVEL 3 COMMUNICATIONSnote 7.000 3/1	$60,211,000	–	51,850,000	+100.0%	1.78%	–
	New	ANNALY MORTGAGE MANAGEMENTnote 4.000 2/1	$57,916,000	–	51,624,000	+100.0%	1.71%	–
	New	AFFILIATED MANAGERS GROUPnote 3.950 8/1	$52,395,000	–	40,015,000	+100.0%	1.55%	–
	New	STILLWATER MINING CO.note 1.750 10/1	$48,825,000	–	46,835,000	+100.0%	1.44%	–
	New	CHESAPEAKE ENERGY CORPnote 2.500 5/1	$44,796,000	–	47,946,000	+100.0%	1.32%	–
KMIWS	New	KINDER MORGAN ENERGY PARTNERS*w exp 05/25/201	$44,686,000	–	8,727,704	+100.0%	1.32%	–
	New	NEWMONT MINING CORPnote 1.625 7/1	$43,168,000	–	40,295,000	+100.0%	1.28%	–
	New	AGCO CORPnote 1.250 12/1	$43,028,000	–	34,561,000	+100.0%	1.27%	–
	New	KCAP FINANCIAL INCnote 8.750 3/1	$41,462,000	–	29,510,000	+100.0%	1.22%	–
NYCBPRU	New	NEW YORK COM BANCORP TRUSTunit 99/99/9999	$40,553,000	–	831,864	+100.0%	1.20%	–
	New	RITE AID CORPnote 8.500 5/1	$35,439,000	–	25,179,000	+100.0%	1.05%	–
	New	NORTHGATE MINERALS CORPnote 3.500 10/0	$31,720,000	–	33,365,000	+100.0%	0.94%	–
	New	DRYSHIPS INCnote 5.000 12/0	$30,088,000	–	33,618,000	+100.0%	0.89%	–
	New	ENDEAVOR INTL CORPnote 5.500 7/1	$29,312,000	–	48,853,000	+100.0%	0.87%	–
	New	ROYAL GOLD, INCnote 2.875 6/1	$26,752,000	–	29,311,000	+100.0%	0.79%	–
	New	OMNICOM GROUPnote 7/3	$26,149,000	–	22,701,000	+100.0%	0.77%	–
	New	CACI INTERNATIONAL INCnote 2.125 5/0	$25,458,000	–	21,215,000	+100.0%	0.75%	–
	New	PRICELINE.COMdebt 1.000 3/1	$24,284,000	–	20,800,000	+100.0%	0.72%	–
	New	TELEFLEX INCORPORATEDnote 3.875 8/0	$24,152,000	–	17,890,000	+100.0%	0.71%	–
	New	MOLSON COORS BREWING COnote 2.500 7/3	$21,652,000	–	21,585,000	+100.0%	0.64%	–
WFCPRL	New	WELLS FARGO COperp pfd cnv a	$19,223,000	–	16,100	+100.0%	0.57%	–
	New	JEFFERIES GROUP, INCdbcv 3.875 11/0	$18,773,000	–	17,565,000	+100.0%	0.55%	–
	New	MOLYCORP, INC.note 6.000 9/0	$17,993,000	–	23,386,000	+100.0%	0.53%	–
	New	XPO LOGISTICS, INC.note 4.500 10/0	$17,934,000	–	14,470,000	+100.0%	0.53%	–
	New	HAWAIIAN HOLDINGS, INCnote 5.000 3/1	$16,600,000	–	15,206,000	+100.0%	0.49%	–
AIGWS	New	AMERICAN INTERNATIONAL GROUP*w exp 01/19/202	$16,335,000	–	895,566	+100.0%	0.48%	–
	New	HOME INNS HOTELSnote 2.000 12/1	$16,016,000	–	18,200,000	+100.0%	0.47%	–
	New	LABORATORY CORP OF AMER HLDGSnote 9/1	$13,317,000	–	9,910,000	+100.0%	0.39%	–
	New	BGC PARTNERS, INC.note 4.500 7/1	$11,784,000	–	11,639,000	+100.0%	0.35%	–
	New	MOLYCORP, INC.note 3.250 6/1	$11,586,000	–	16,730,000	+100.0%	0.34%	–
	New	GREEN PLAINS RENEWABLE ENERGY INCnote 5.750 11/0	$10,973,000	–	9,480,000	+100.0%	0.32%	–
	New	ICONIX BRAND GROUP, INCnote 2.500 6/0	$10,884,000	–	9,506,000	+100.0%	0.32%	–
	New	ARCHER-DANIELS-MIDLAND COnote 0.875 2/1	$10,818,000	–	10,700,000	+100.0%	0.32%	–
	New	PROSPECT CAPITAL CORPORATIONmtnf 5.375 10/1	$10,660,000	–	10,275,000	+100.0%	0.32%	–
	New	RAYONIER INCnote 4.500 8/1	$10,608,000	–	6,319,000	+100.0%	0.31%	–
	New	PROLOGIS, INCnote 3.250 3/1	$10,264,000	–	8,940,000	+100.0%	0.30%	–
	New	MOLYCORP, INC.note 5.500 2/0	$9,764,000	–	9,900,000	+100.0%	0.29%	–
	New	DENDREON CORPnote 2.875 1/1	$9,331,000	–	12,695,000	+100.0%	0.28%	–
	New	ARCELORMITTALnote 5.000 5/1	$8,875,000	–	8,680,000	+100.0%	0.26%	–
	New	VOLCANO CORPORATIONnote 1.750 12/0	$8,710,000	–	9,500,000	+100.0%	0.26%	–
BACPRL	New	BANK OF AMERICA7.25 cnv pfd l	$8,640,000	–	7,790	+100.0%	0.26%	–
	New	CHEMED CORPORATIONnote 1.875 5/1	$8,522,000	–	8,087,000	+100.0%	0.25%	–
	New	AFFYMETRIX, INCnote 4.000 7/0	$8,009,000	–	8,100,000	+100.0%	0.24%	–
COFWS	New	CAPITAL ONE FINANCIAL CORP*w exp 11/14/201	$7,840,000	–	323,554	+100.0%	0.23%	–
	New	GENCO SHIPPING TRADINGnote 5.000 8/1	$7,777,000	–	28,805,000	+100.0%	0.23%	–
	New	MICROCHIP TECHNOLOGYsdcv 2.125 12/1	$7,136,000	–	4,915,000	+100.0%	0.21%	–
	New	RTI INTERNATIONAL METALSnote 1.625 10/1	$7,073,000	–	7,445,000	+100.0%	0.21%	–
	New	TTM TECHNOLOGIES, INCnote 3.250 5/1	$6,784,000	–	6,750,000	+100.0%	0.20%	–
	New	DOMINION RESOURCES INCnote 2.125 12/1	$6,492,000	–	3,836,000	+100.0%	0.19%	–
TCMCF	New	THOMPSON CREEK METALS COunit 99/99/9999	$6,299,000	–	385,943	+100.0%	0.19%	–
	New	GT ADVANCED TECHnote 3.000 10/0	$6,145,000	–	7,160,000	+100.0%	0.18%	–
MLU	New	METLIFE INC.unit 99/99/9999	$6,138,000	–	112,400	+100.0%	0.18%	–
EMMSP	New	EMMIS COM CORPpfd cv ser a	$5,898,000	–	491,510	+100.0%	0.17%	–
	New	MICRON TECHNOLOGY, INCnote 1.500 8/0	$5,219,000	–	3,400,000	+100.0%	0.15%	–
JPMWS	New	JP MORGAN CHASE CO.*w exp 10/28/201	$4,952,000	–	317,463	+100.0%	0.15%	–
	New	EQUINIX, INCnote 4.750 6/1	$4,551,000	–	2,000,000	+100.0%	0.13%	–
	New	GILEAD SCIENCES, INC.note 1.625 5/0	$4,530,000	–	2,000,000	+100.0%	0.13%	–
	New	CUBIST PHARMACEUTICALSnote 2.500 11/0	$4,389,000	–	2,500,000	+100.0%	0.13%	–
	New	COLONY FINANCIAL INCnote 5.000 4/1	$4,397,000	–	4,290,000	+100.0%	0.13%	–
	New	CMS ENERGY CORPnote 5.500 6/1	$3,988,000	–	2,000,000	+100.0%	0.12%	–
	New	LAM RESEARCH CORPnote 0.500 5/1	$3,971,000	–	3,720,000	+100.0%	0.12%	–
AHL	New	ASPEN INSURANCE HDGS	$3,978,000	–	107,241	+100.0%	0.12%	–
APAPRD	New	APACHE CORPORATIONpfd conv ser d	$3,911,000	–	81,882	+100.0%	0.12%	–
	New	SAFEGUARD SCIENTIFICSdbcv 5.250 5/1	$3,889,000	–	3,500,000	+100.0%	0.12%	–
	New	LINEAR TECHNOLOGY CORPnote 3.000 5/0	$3,776,000	–	3,600,000	+100.0%	0.11%	–
	New	GENCORPsdcv 4.062 12/3	$3,706,000	–	2,000,000	+100.0%	0.11%	–
	New	L-3 COMMUNICATIONS HOLDINGSdebt 3.000 8/0	$3,663,000	–	3,600,000	+100.0%	0.11%	–
	New	UNITED THERAPEUTICS CORPnote 1.000 9/1	$3,641,000	–	2,500,000	+100.0%	0.11%	–
GMWSA	New	GENERAL MOTORS CORP*w exp 07/10/201	$3,590,000	–	149,603	+100.0%	0.11%	–
	New	HOLOGIC INCdebt 2.000 3/0	$3,410,000	–	3,440,000	+100.0%	0.10%	–
	New	VIROPHARMA INCnote 2.000 3/1	$3,283,000	–	2,000,000	+100.0%	0.10%	–
	New	ARRIS GROUP INC.note 2.000 11/1	$3,140,000	–	3,037,000	+100.0%	0.09%	–
	New	COMTECH TELECOM CORPnote 3.000 5/0	$3,105,000	–	3,000,000	+100.0%	0.09%	–
	New	TIBCO SOFTWARE INC.note 2.250 5/0	$3,121,000	–	3,185,000	+100.0%	0.09%	–
	New	ALLIANCE ONE INTERNATIONALnote 5.500 7/1	$3,015,000	–	2,963,000	+100.0%	0.09%	–
	New	CADENCE DESIGN SYSTEMSnote 2.625 6/0	$2,918,000	–	1,500,000	+100.0%	0.09%	–
	New	LEVEL 3 COMMUNICATIONSnote 6.500 10/0	$2,917,000	–	2,155,000	+100.0%	0.09%	–
	New	MASSEY ENERGY COMPANYnote 3.250 8/0	$2,846,000	–	3,300,000	+100.0%	0.08%	–
	New	GENERAL CABLE CORPfrnt 4.500 11/1	$2,767,000	–	2,500,000	+100.0%	0.08%	–
	New	TOWER GROUP, INC.note 5.000 9/1	$2,659,000	–	2,500,000	+100.0%	0.08%	–
	New	ENERSYSnote 3.375 6/0	$2,631,000	–	2,000,000	+100.0%	0.08%	–
	New	CHESAPEAKE ENERGY CORPnote 2.500 5/1	$2,485,000	–	2,625,000	+100.0%	0.07%	–
GMWSB	New	GENERAL MOTORS CORP.*w exp 07/10/201	$2,446,000	–	149,603	+100.0%	0.07%	–
	New	ENCORE CAPITAL GROUPnote 3.000 11/2	$2,425,000	–	2,000,000	+100.0%	0.07%	–
	New	ELECTRONIC ARTSnote 0.750 7/1	$2,366,000	–	2,275,000	+100.0%	0.07%	–
ROIAK	New	RADIO ONE, INC.cl d non vtg	$2,320,000	–	1,000,000	+100.0%	0.07%	–
	New	KNIGHT CAPITAL GROUP, INC.note 3.500 3/1	$2,263,000	–	2,260,000	+100.0%	0.07%	–
	New	LIFEPOINT HOSPITALS, INCnote 3.500 5/1	$2,277,000	–	2,092,000	+100.0%	0.07%	–
	New	HUTCHINSON TECHNOLOGY INCnote 8.500 1/1	$2,244,000	–	2,267,000	+100.0%	0.07%	–
INTC	New	INTEL CORP.	$2,186,000	–	90,200	+100.0%	0.06%	–
	New	UNITED STATES STEEL CORPnote 4.000 5/1	$2,054,000	–	2,000,000	+100.0%	0.06%	–
	New	UNITED CONTINENTAL HLDGSnote 4.500 1/1	$2,059,000	–	1,175,000	+100.0%	0.06%	–
	New	ENDO PHARMACEUTICALS HLDGSnote 1.750 4/1	$2,005,000	–	1,500,000	+100.0%	0.06%	–
	New	WELLS FARGO CO.mtnf 0.125 3/0	$1,932,000	–	1,760,000	+100.0%	0.06%	–
	New	HEADWATERS INCORPORATEDnote 2.500 2/0	$1,801,000	–	1,815,000	+100.0%	0.05%	–
TEVA	New	TEVA PHARMadr	$1,261,000	–	32,174	+100.0%	0.04%	–
	New	VECTOR GROUP LTDfrnt 1/1	$1,195,000	–	1,000,000	+100.0%	0.04%	–
EMMS	New	EMMIS COMMUNICATIONcl a	$1,162,000	–	542,942	+100.0%	0.03%	–
	New	AMARIN CORPORATION PLCnote 3.500 1/1	$1,074,000	–	1,000,000	+100.0%	0.03%	–
	New	JAMES RIVER COAL COMPANYnote 3.125 3/1	$967,000	–	3,455,000	+100.0%	0.03%	–
	New	PULSE ELECTRONICS CORPnote 7.000 12/1	$990,000	–	1,320,000	+100.0%	0.03%	–
	New	INTEL CORPsdcv 2.950 12/1	$945,000	–	865,000	+100.0%	0.03%	–
	New	FORD MOTOR COnote 4.250 11/1	$912,000	–	504,000	+100.0%	0.03%	–
DRRX	New	DURECT CORPORATION	$917,000	–	873,140	+100.0%	0.03%	–
	New	GREENBRIER COMPANIESnote 3.500 4/0	$858,000	–	830,000	+100.0%	0.02%	–
IRDM	New	IRIDIUM COMMUNICATIONS	$756,000	–	97,422	+100.0%	0.02%	–
	New	ARES CAPITAL CORPnote 5.125 6/0	$705,000	–	660,000	+100.0%	0.02%	–
	New	ANNALY MORTGAGE MANAGEMENTnote 5.000 5/1	$657,000	–	650,000	+100.0%	0.02%	–
	New	HOLOGIC INCfrnt 2.000 12/1	$616,000	–	550,000	+100.0%	0.02%	–
	New	RAMBUS INCnote 5.000 6/1	$515,000	–	500,000	+100.0%	0.02%	–
	New	GMX RESOURCES INCnote 4.500 5/0	$510,000	–	8,863,000	+100.0%	0.02%	–
	New	HELIX ENERGY SOLUTIONS GROUP INCnote 3.250 3/1	$478,000	–	381,000	+100.0%	0.01%	–
AUQ	New	AURICO GOLD INC.	$450,000	–	102,910	+100.0%	0.01%	–
IGT	New	INTERNATIONAL GAME TECH	$334,000	–	20,000	+100.0%	0.01%	–
	New	AIRTRAN HOLDINGS, INCnote 5.250 11/0	$305,000	–	215,000	+100.0%	0.01%	–
NEM	New	NEWMONT MINING	$277,000	–	9,250	+100.0%	0.01%	–
AUPRA	New	ANGLOGOLD LIMITEDmand bd cv 13	$276,000	–	16,000	+100.0%	0.01%	–
ZIONW	New	ZIONS BANCORPORATION*w exp 05/22/202	$270,000	–	46,190	+100.0%	0.01%	–
	New	PROSPECT CAPITAL CORPORATIONnote 5.500 8/1	$156,000	–	150,000	+100.0%	0.01%	–
CMLS	New	CUMULUS MEDIA INCcl a	$182,000	–	53,742	+100.0%	0.01%	–
BXP	New	BOSTON PROPERTIES	$53,000	–	503	+100.0%	0.00%	–
OCWSB	New	OWENS CORNING*w exp 10/31/201	$45,000	–	45,634	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-08-14

Signatures

The EDGAR filing(s) were signed by:

Steven M. Kleiman — Chief Operating Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LIBERTY MEDIA (PCS)	40	Q3 2023	0.1%
DIGITALBRIDGE GROUP	37	Q3 2022	0.6%
LIBERTY MEDIA (SIRIUS XM BASKET)	34	Q3 2023	7.8%
NUVEEN CR STRATEGIES INCOME	34	Q3 2023	0.2%
EATON VANCE LIMITED DURATION INCOME FUND	32	Q2 2021	0.3%
JOHNSON & JOHNSON	29	Q2 2020	7.7%
TEVA PHARM (SERIES C)	29	Q2 2020	7.1%
BANK OF AMERICA $72.50	29	Q3 2023	1.5%
APOLLO SR FLOATING RATE FD I	28	Q3 2023	0.0%
NEW YORK COMMUNITY BANCORP TRUST	27	Q3 2023	1.9%

View ZAZOVE ASSOCIATES LLC's complete holdings history.

Latest significant ownerships (13-D/G)

ZAZOVE ASSOCIATES LLC Q2 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Landsea Homes Corp	January 12, 2022	605,372	1.3%
Blueknight Energy Partners, L.P.	January 07, 2022	3,317,982	8.0%
INNOVATE Corp.	January 07, 2022	2,896,615	3.6%
COWEN INC.	January 20, 2021	348,592	1.3%
EMMIS COMMUNICATIONS CORP	January 20, 2021	1,380,378	11.4%
Daseke, Inc.	February 05, 2020	3,203,124	4.7%
SCHOOL SPECIALTY INC	January 06, 2020	794,922	11.3%
CARRIAGE SERVICES INC	January 29, 2019	?	?
CorEnergy Infrastructure Trust, Inc.	February 08, 2018	534,030	4.3%
Cinedigm Corp.	December 14, 2017	1,034,814	2.9%

View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-07
13F-HR	2024-01-31
SC 13G	2024-01-11
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
SC 13G/A	2024-01-10
13F-HR	2023-10-31
13F-HR	2023-08-07
13F-HR	2023-05-04
SC 13G/A	2023-05-02

View ZAZOVE ASSOCIATES LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (3385753000.0 != 3385749000.0)
The reported number of holdings is incorrect (142 != 141)

Export ZAZOVE ASSOCIATES LLC's holdings