$3.46 Billion is the total value of PALISADE CAPITAL MANAGEMENT, LP's 458 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 21.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GWR | Buy | GENESEE & WYO INCcl a | $56,821,000 | +34.2% | 698,735 | +16.8% | 1.64% | +14.5% |
| LFUS | Buy | LITTELFUSE INC | $46,104,000 | +28.5% | 202,053 | +17.2% | 1.33% | +9.7% |
| RNST | Buy | RENASANT CORP | $44,622,000 | +30.0% | 980,281 | +21.6% | 1.29% | +11.0% |
| RJF | Buy | RAYMOND JAMES FINANCIAL INC | $43,169,000 | +15.5% | 483,145 | +15.6% | 1.25% | -1.4% |
| RGEN | Buy | REPLIGEN CORP | $42,840,000 | +55.4% | 910,704 | +19.5% | 1.24% | +32.7% |
| KWR | Buy | QUAKER CHEM CORP | $41,558,000 | +23.4% | 268,340 | +18.0% | 1.20% | +5.3% |
| CFR | Buy | CULLEN FROST BANKERS INC | $39,902,000 | +15.4% | 368,642 | +13.1% | 1.15% | -1.5% |
| TDY | Buy | TELEDYNE TECHNOLOGIES INC | $38,657,000 | +29.5% | 194,198 | +21.8% | 1.12% | +10.6% |
| AIT | Buy | APPLIED INDL TECHNOLOGIES IN | $38,101,000 | +20.5% | 543,142 | +25.2% | 1.10% | +2.9% |
| WAL | Buy | WESTERN ALLIANCE BANCORP | $38,097,000 | +18.7% | 672,969 | +21.9% | 1.10% | +1.4% |
| ACIW | Buy | ACI WORLDWIDE INC | $37,054,000 | +31.7% | 1,501,993 | +26.7% | 1.07% | +12.4% |
| SSNC | Buy | SS&C TECHNOLOGIES HLDGS INC | $37,002,000 | +37.8% | 712,952 | +42.5% | 1.07% | +17.7% |
| IDA | Buy | IDACORP INC | $36,819,000 | +27.3% | 399,169 | +21.8% | 1.06% | +8.7% |
| SYNH | Buy | SYNEOS HEALTH INCcl a | $36,800,000 | +65.1% | 784,653 | +25.0% | 1.06% | +40.9% |
| ICLR | Buy | ICON PLC | $36,264,000 | +22.7% | 273,627 | +9.4% | 1.05% | +4.8% |
| EDR | Buy | EDUCATION RLTY TR INC | $35,570,000 | +54.2% | 857,118 | +21.7% | 1.03% | +31.8% |
| POL | Buy | POLYONE CORP | $34,974,000 | +23.8% | 809,206 | +21.8% | 1.01% | +5.6% |
| CSOD | Buy | CORNERSTONE ONDEMAND INC | $34,638,000 | +23.6% | 730,290 | +1.9% | 1.00% | +5.6% |
| NGVT | Buy | INGEVITY CORP | $34,590,000 | +38.0% | 427,773 | +25.8% | 1.00% | +17.8% |
| HEIA | Buy | HEICO CORP NEWcl a | $34,284,000 | +1.2% | 562,498 | +17.8% | 0.99% | -13.6% |
| AAPL | Sell | APPLE INC | $34,220,000 | +7.0% | 184,861 | -3.0% | 0.99% | -8.6% |
| HMSY | Buy | HMS HLDGS CORP | $32,401,000 | +56.4% | 1,498,656 | +21.8% | 0.94% | +33.5% |
| LKQ | Buy | LKQ CORP | $32,006,000 | +27.3% | 1,003,313 | +51.4% | 0.93% | +8.7% |
| RP | Sell | REALPAGE INC | $31,401,000 | -14.7% | 569,892 | -20.3% | 0.91% | -27.2% |
| CUZ | Buy | COUSINS PPTYS INC | $31,245,000 | +35.8% | 3,224,503 | +21.6% | 0.90% | +16.0% |
| SMTC | Buy | SEMTECH CORP | $30,215,000 | +46.8% | 642,192 | +21.9% | 0.87% | +25.4% |
| B | Buy | BARNES GROUP INC | $29,325,000 | +24.3% | 497,884 | +26.4% | 0.85% | +6.1% |
| HCSG | Buy | HEALTHCARE SVCS GRP INC | $29,142,000 | +34.7% | 674,735 | +35.6% | 0.84% | +15.0% |
| GIII | Buy | G-III APPAREL GROUP LTD | $28,349,000 | +27.0% | 638,490 | +7.8% | 0.82% | +8.5% |
| JWA | Buy | WILEY JOHN & SONS INCcl a | $27,750,000 | +19.2% | 444,710 | +21.7% | 0.80% | +1.8% |
| CLGX | Buy | CORELOGIC INC | $27,552,000 | +39.7% | 530,859 | +21.8% | 0.80% | +19.3% |
| ODFL | Sell | OLD DOMINION FGHT LINES INC | $26,997,000 | -15.6% | 181,236 | -16.7% | 0.78% | -27.9% |
| WABC | Buy | WESTAMERICA BANCORPORATION | $25,553,000 | +18.6% | 452,190 | +21.8% | 0.74% | +1.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $25,487,000 | -7.8% | 244,598 | -2.7% | 0.74% | -21.3% |
| IBKC | Buy | IBERIABANK CORP | $25,042,000 | +18.4% | 330,363 | +21.9% | 0.72% | +1.1% |
| FULT | Buy | FULTON FINL CORP PA | $24,721,000 | +13.2% | 1,498,236 | +21.8% | 0.72% | -3.4% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $24,561,000 | +2619.9% | 150,000 | -9.1% | 0.71% | +2190.3% |
| AAN | Buy | AARONS INC | $24,260,000 | +36.7% | 558,349 | +46.6% | 0.70% | +16.8% |
| MLI | Buy | MUELLER INDS INC | $24,208,000 | +57.3% | 820,343 | +39.5% | 0.70% | +34.4% |
| APH | Buy | AMPHENOL CORP NEWcl a | $23,902,000 | +8.5% | 274,263 | +7.2% | 0.69% | -7.4% |
| PB | Buy | PROSPERITY BANCSHARES INC | $23,610,000 | +23.1% | 345,374 | +30.8% | 0.68% | +5.1% |
| ACHC | Buy | ACADIA HEALTHCARE COMPANY IN | $23,149,000 | +45.7% | 565,841 | +39.6% | 0.67% | +24.3% |
| SPTN | Buy | SPARTANNASH CO | $23,048,000 | +80.6% | 903,140 | +21.8% | 0.67% | +54.2% |
| SM | Buy | SM ENERGY CO | $22,884,000 | +63.6% | 890,782 | +14.8% | 0.66% | +39.7% |
| RLI | Buy | RLI CORP | $22,552,000 | +33.2% | 340,709 | +27.6% | 0.65% | +13.8% |
| LRN | Buy | K12 INC | $22,224,000 | +32.9% | 1,357,615 | +15.1% | 0.64% | +13.6% |
| MD | Buy | MEDNAX INC | $22,065,000 | +3.7% | 509,820 | +33.2% | 0.64% | -11.5% |
| WFCPRL | Sell | WELLS FARGO CO NEWperp pfd cnv a | $21,731,000 | -2.5% | 17,281 | -0.2% | 0.63% | -16.8% |
| BRKR | Buy | BRUKER CORP | $21,418,000 | +30.8% | 737,540 | +34.8% | 0.62% | +11.5% |
| DECK | Sell | DECKERS OUTDOOR CORP | $21,388,000 | +24.6% | 189,463 | -0.6% | 0.62% | +6.4% |
| DHR | Buy | DANAHER CORP DEL | $20,859,000 | +1.0% | 211,384 | +0.3% | 0.60% | -13.7% |
| WTS | Buy | WATTS WATER TECHNOLOGIES INCcl a | $20,676,000 | +22.9% | 263,725 | +21.8% | 0.60% | +4.9% |
| OIS | Buy | OIL STS INTL INC | $20,473,000 | +23.9% | 637,788 | +1.1% | 0.59% | +5.7% |
| TXRH | Buy | TEXAS ROADHOUSE INC | $19,834,000 | +14.0% | 302,766 | +0.6% | 0.57% | -2.5% |
| PFGC | Buy | PERFORMANCE FOOD GROUP CO | $19,630,000 | +49.7% | 534,888 | +21.8% | 0.57% | +27.9% |
| BLKB | Buy | BLACKBAUD INC | $19,631,000 | +22.7% | 191,616 | +21.9% | 0.57% | +4.8% |
| AMSF | Buy | AMERISAFE INC | $19,548,000 | +28.5% | 338,495 | +22.9% | 0.56% | +9.7% |
| RGP | Buy | RESOURCES CONNECTION INC | $19,551,000 | +27.1% | 1,156,846 | +21.8% | 0.56% | +8.4% |
| ZBRA | Buy | ZEBRA TECHNOLOGIES CORPcl a | $19,305,000 | +25.3% | 134,762 | +21.8% | 0.56% | +6.9% |
| BKE | Buy | BUCKLE INC | $19,071,000 | +48.0% | 708,974 | +21.8% | 0.55% | +26.1% |
| RLJ | Buy | RLJ LODGING TR | $18,997,000 | +37.9% | 861,554 | +21.6% | 0.55% | +17.8% |
| FTV | Buy | FORTIVE CORP | $18,727,000 | +2.8% | 242,859 | +3.3% | 0.54% | -12.2% |
| RBA | Buy | RITCHIE BROS AUCTIONEERS | $17,743,000 | +47.3% | 520,011 | +35.8% | 0.51% | +25.7% |
| BEAT | Buy | BIOTELEMETRY INC | $17,642,000 | +76.5% | 392,052 | +21.8% | 0.51% | +50.4% |
| PCTY | Buy | PAYLOCITY HLDG CORP | $17,546,000 | +40.1% | 298,100 | +21.9% | 0.51% | +19.6% |
| CRZO | Buy | CARRIZO OIL & GAS INC | $17,355,000 | +94.9% | 623,158 | +12.0% | 0.50% | +66.2% |
| WWD | Buy | WOODWARD INC | $16,812,000 | +30.7% | 218,739 | +21.8% | 0.49% | +11.5% |
| AABA | ALTABA INC | $16,760,000 | -1.1% | 228,929 | 0.0% | 0.48% | -15.5% | |
| BACPRL | Buy | BANK AMER CORP7.25%cnv pfd l | $16,288,000 | +0.6% | 12,876 | +2.6% | 0.47% | -14.1% |
| CNC | Buy | CENTENE CORP DEL | $16,104,000 | +18.4% | 130,703 | +2.7% | 0.47% | +1.1% |
| HMN | Buy | HORACE MANN EDUCATORS CORP N | $15,878,000 | +32.5% | 356,005 | +27.0% | 0.46% | +13.1% |
| Buy | CEMEX SAB DE CVnote 3.720% 3/1 | $15,757,000 | +5.3% | 15,647,000 | +8.6% | 0.46% | -10.1% | |
| COR | Buy | CORESITE RLTY CORP | $15,472,000 | +34.4% | 139,611 | +21.6% | 0.45% | +14.6% |
| PBH | Buy | PRESTIGE BRANDS HLDGS INC | $15,287,000 | +38.7% | 398,307 | +21.8% | 0.44% | +18.5% |
| CMP | Buy | COMPASS MINERALS INTL INC | $15,248,000 | +32.8% | 231,914 | +21.8% | 0.44% | +13.4% |
| CMC | Buy | COMMERCIAL METALS CO | $15,136,000 | +25.6% | 717,012 | +21.8% | 0.44% | +7.4% |
| RTEC | Buy | RUDOLPH TECHNOLOGIES INC | $14,694,000 | +30.2% | 496,404 | +21.8% | 0.42% | +11.3% |
| BDX | Buy | BECTON DICKINSON & CO | $14,547,000 | +16.9% | 60,723 | +5.7% | 0.42% | -0.2% |
| Buy | NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $13,826,000 | +11.1% | 13,393,000 | +11.1% | 0.40% | -5.0% | |
| SXT | Buy | SENSIENT TECHNOLOGIES CORP | $13,729,000 | +9.0% | 191,885 | +7.6% | 0.40% | -6.8% |
| GPI | Buy | GROUP 1 AUTOMOTIVE INC | $13,336,000 | +36.1% | 211,675 | +41.1% | 0.39% | +16.3% |
| SMP | Buy | STANDARD MTR PRODS INC | $13,186,000 | +33.2% | 272,774 | +31.1% | 0.38% | +13.7% |
| DPLO | Buy | DIPLOMAT PHARMACY INC | $12,953,000 | +74.8% | 506,783 | +37.8% | 0.38% | +49.4% |
| BDXA | Buy | BECTON DICKINSON & CO | $12,933,000 | +15.6% | 208,500 | +8.3% | 0.37% | -1.3% |
| BURL | Sell | BURLINGTON STORES INC | $12,793,000 | +1.1% | 84,987 | -10.6% | 0.37% | -13.8% |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $12,680,000 | -4.1% | 57,932 | -0.1% | 0.37% | -18.1% |
| EGOV | Buy | NIC INC | $12,697,000 | +42.5% | 816,523 | +21.9% | 0.37% | +21.5% |
| CBRL | Buy | CRACKER BARREL OLD CTRY STOR | $12,604,000 | +19.5% | 80,688 | +21.8% | 0.36% | +2.0% |
| Buy | HERBALIFE LTDnote 2.000% 8/1 | $12,397,000 | +11.4% | 9,587,000 | +4.4% | 0.36% | -5.0% | |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $12,260,000 | -45.5% | 830,618 | -44.2% | 0.36% | -53.4% |
| CAKE | Buy | CHEESECAKE FACTORY INC | $12,223,000 | +39.1% | 221,996 | +21.8% | 0.35% | +18.5% |
| V | Sell | VISA INC | $12,145,000 | +10.4% | 91,695 | -0.3% | 0.35% | -5.9% |
| Buy | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $12,142,000 | +15.6% | 6,916,000 | +16.9% | 0.35% | -1.4% | |
| RTN | Sell | RAYTHEON CO | $11,348,000 | -13.3% | 58,743 | -3.2% | 0.33% | -26.1% |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $11,274,000 | -1.0% | 9,600,000 | 0.0% | 0.33% | -15.5% | ||
| JNJ | Sell | JOHNSON & JOHNSON | $11,106,000 | -6.6% | 91,531 | -1.4% | 0.32% | -20.3% |
| FET | Buy | FORUM ENERGY TECHNOLOGIES IN | $10,992,000 | +48.1% | 890,055 | +31.9% | 0.32% | +26.7% |
| BL | Buy | BLACKLINE INC | $10,886,000 | +116.4% | 250,651 | +95.3% | 0.32% | +85.3% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $10,865,000 | +18.4% | 147,723 | +16.7% | 0.31% | +1.0% |
| AME | Buy | AMETEK INC NEW | $10,745,000 | -0.2% | 148,912 | +5.1% | 0.31% | -14.8% |
| Buy | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $10,690,000 | +15.1% | 10,563,000 | +14.3% | 0.31% | -1.9% | |
| DIS | Buy | DISNEY WALT CO | $10,703,000 | +53.4% | 102,121 | +47.0% | 0.31% | +30.9% |
| AET | Buy | AETNA INC NEW | $10,645,000 | +12.8% | 58,011 | +3.9% | 0.31% | -3.8% |
| MNRO | New | MONRO INC | $10,659,000 | – | 183,460 | +100.0% | 0.31% | – |
| FIDELITY NATIONAL FINANCIALnote 4.250% 8/1 | $10,609,000 | -5.5% | 3,587,000 | 0.0% | 0.31% | -19.2% | ||
| DISH NETWORK CORPnote 3.375% 8/1 | $10,394,000 | -0.2% | 10,800,000 | 0.0% | 0.30% | -14.7% | ||
| CSGS | New | CSG SYS INTL INC | $10,176,000 | – | 248,975 | +100.0% | 0.29% | – |
| Sell | TWITTER INCnote 0.250% 9/1 | $10,115,000 | +0.6% | 10,414,000 | -0.4% | 0.29% | -14.1% | |
| Buy | FIREEYE INCnote 1.000% 6/0 | $9,898,000 | +13.1% | 10,307,000 | +11.8% | 0.29% | -3.7% | |
| FNV | Sell | FRANCO NEVADA CORP | $9,815,000 | -12.1% | 134,414 | -17.7% | 0.28% | -24.9% |
| MCHP | Buy | MICROCHIP TECHNOLOGY INC | $9,630,000 | +40.4% | 105,884 | +41.0% | 0.28% | +19.8% |
| MSA | New | MSA SAFETY INC | $9,505,000 | – | 98,656 | +100.0% | 0.28% | – |
| DRQ | Buy | DRIL-QUIP INC | $9,445,000 | +39.8% | 183,749 | +21.8% | 0.27% | +19.2% |
| Buy | NEW MTN FIN CORPnote 5.000% 6/1 | $9,438,000 | +13.4% | 9,208,000 | +13.4% | 0.27% | -3.2% | |
| CVX | Buy | CHEVRON CORP NEW | $9,377,000 | +47.3% | 74,169 | +32.9% | 0.27% | +25.5% |
| ELGX | Buy | ENDOLOGIX INC | $9,185,000 | +79.3% | 1,622,804 | +34.0% | 0.27% | +52.9% |
| NMFC | Sell | NEW MTN FIN CORP | $9,154,000 | -5.1% | 673,118 | -8.2% | 0.26% | -19.0% |
| IAC | IAC INTERACTIVECORP | $9,143,000 | -2.5% | 59,960 | 0.0% | 0.26% | -17.0% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $9,141,000 | +5.8% | 8,193 | -2.1% | 0.26% | -9.9% |
| Sell | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $9,060,000 | -3.5% | 9,015,000 | -1.4% | 0.26% | -17.6% | |
| Buy | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $8,963,000 | +16.3% | 9,193,000 | +15.1% | 0.26% | -0.8% | |
| Buy | TUTOR PERINI CORPnote 2.875% 6/1 | $8,761,000 | +95.2% | 8,750,000 | +105.9% | 0.25% | +66.4% | |
| Buy | HURON CONSULTING GROUP INCnote 1.250%10/0 | $8,737,000 | +15.8% | 9,295,000 | +16.7% | 0.25% | -1.2% | |
| Sell | ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $8,610,000 | +2.5% | 8,632,000 | -0.2% | 0.25% | -12.6% | |
| Buy | CALAMP CORPnote 1.625% 5/1 | $8,564,000 | +40.4% | 8,036,000 | +40.8% | 0.25% | +19.8% | |
| GREENBRIER COS INCnote 2.875% 2/0 | $8,578,000 | +0.5% | 7,450,000 | 0.0% | 0.25% | -14.2% | ||
| CAESARS ENTMT CORPnote 5.000%10/0 | $8,503,000 | -2.6% | 5,000,000 | 0.0% | 0.25% | -16.9% | ||
| NATI | Buy | NATIONAL INSTRS CORP | $8,505,000 | +1.1% | 202,600 | +21.8% | 0.25% | -13.7% |
| Sell | INTEL CORPsdcv 3.250% 8/0 | $8,491,000 | -25.5% | 3,544,000 | -22.0% | 0.25% | -36.3% | |
| Buy | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $8,227,000 | +2.9% | 8,340,000 | +12.1% | 0.24% | -12.2% | |
| CBS | Buy | CBS CORP NEWcl b | $8,244,000 | +53.2% | 146,643 | +40.0% | 0.24% | +30.8% |
| Buy | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $8,133,000 | +21.6% | 7,781,000 | +18.8% | 0.24% | +3.5% | |
| ZTS | Buy | ZOETIS INCcl a | $7,864,000 | +13.1% | 92,306 | +10.8% | 0.23% | -3.8% |
| UNP | UNION PAC CORP | $7,753,000 | +5.4% | 54,725 | 0.0% | 0.22% | -10.0% | |
| Sell | PRICELINE GRP INCnote 0.350% 6/1 | $7,748,000 | -30.9% | 4,997,000 | -28.3% | 0.22% | -41.1% | |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $7,747,000 | +2.9% | 111,898 | -5.2% | 0.22% | -12.2% |
| New | SEACOR HOLDINGS INCnote 3.250% 5/1 | $7,610,000 | – | 7,466,000 | +100.0% | 0.22% | – | |
| Buy | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $7,442,000 | +9.7% | 7,593,000 | +11.0% | 0.22% | -6.5% | |
| NOVELLUS SYS INCnote 2.625% 5/1 | $7,413,000 | -14.3% | 1,426,000 | 0.0% | 0.21% | -27.0% | ||
| Buy | NXP SEMICONDUCTORS N Vnote 1.000%12/0 | $7,408,000 | +15.3% | 6,170,000 | +19.3% | 0.21% | -1.8% | |
| Buy | EZCORP INCnote 2.125% 6/1 | $7,289,000 | +2.6% | 7,205,000 | +7.3% | 0.21% | -12.4% | |
| MICRON TECHNOLOGY INCnote 2.125% 2/1 | $7,286,000 | +0.4% | 1,522,000 | 0.0% | 0.21% | -14.2% | ||
| NEE | NEXTERA ENERGY INC | $7,204,000 | +2.3% | 43,130 | 0.0% | 0.21% | -13.0% | |
| MO | Sell | ALTRIA GROUP INC | $7,209,000 | -18.8% | 126,947 | -10.9% | 0.21% | -30.9% |
| DYCOM INDS INCnote 0.750% 9/1 | $7,057,000 | -8.5% | 6,080,000 | 0.0% | 0.20% | -21.8% | ||
| Buy | SILVER STD RES INCnote 2.875% 2/0 | $6,796,000 | +19.5% | 6,866,000 | +19.4% | 0.20% | +2.1% | |
| ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $6,770,000 | +35.7% | 3,400,000 | 0.0% | 0.20% | +16.0% | ||
| Buy | EXACT SCIENCES CORPdbcv 1.000% 1/1 | $6,699,000 | +48.1% | 6,350,000 | +24.5% | 0.19% | +26.8% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $6,683,000 | +106.4% | 132,832 | +96.2% | 0.19% | +75.5% |
| Buy | VERINT SYS INCnote 1.500% 6/0 | $6,645,000 | +201.9% | 6,755,000 | +199.6% | 0.19% | +156.0% | |
| Buy | WRIGHT MED GROUP INCnote 2.000% 2/1 | $6,601,000 | +32.2% | 6,077,000 | +21.3% | 0.19% | +13.0% | |
| New | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $6,512,000 | – | 5,300,000 | +100.0% | 0.19% | – | |
| SHW | Buy | SHERWIN WILLIAMS CO | $6,341,000 | +6.3% | 15,558 | +2.2% | 0.18% | -9.4% |
| Buy | MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $6,273,000 | +19.2% | 6,336,000 | +19.2% | 0.18% | +1.7% | |
| Buy | ROVI CORPnote 0.500% 3/0 | $6,200,000 | +20.0% | 6,468,000 | +21.2% | 0.18% | +2.3% | |
| CTRL | Buy | CONTROL4 CORP | $6,039,000 | +37.8% | 248,417 | +21.7% | 0.18% | +18.2% |
| CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $6,047,000 | +12.0% | 5,000,000 | 0.0% | 0.18% | -4.4% | ||
| HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $6,031,000 | +4.2% | 6,278,000 | 0.0% | 0.17% | -11.2% | ||
| Buy | ARES CAP CORPnote 4.375% 1/1 | $6,013,000 | +22.8% | 5,983,000 | +23.9% | 0.17% | +4.8% | |
| AMZN | Sell | AMAZON COM INC | $6,027,000 | -66.7% | 3,546 | -71.6% | 0.17% | -71.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $5,977,000 | -35.3% | 74,025 | -20.4% | 0.17% | -44.7% |
| TRUP | Buy | TRUPANION INC | $5,947,000 | +57.2% | 154,072 | +21.7% | 0.17% | +34.4% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $5,898,000 | -27.6% | 31,599 | -22.6% | 0.17% | -38.0% |
| New | DERMIRA INCnote 3.000% 5/1 | $5,892,000 | – | 7,142,000 | +100.0% | 0.17% | – | |
| FISV | Buy | FISERV INC | $5,780,000 | +423.1% | 78,009 | +403.5% | 0.17% | +351.4% |
| FB | Sell | FACEBOOK INCcl a | $5,742,000 | +13.5% | 29,550 | -6.6% | 0.17% | -2.9% |
| Buy | ENCORE CAP GROUP INCnote 3.000% 7/0 | $5,692,000 | -10.8% | 5,650,000 | +1.8% | 0.16% | -23.6% | |
| SEACOR HOLDINGS INCnote 2.500%12/1 | $5,681,000 | +5.9% | 5,188,000 | 0.0% | 0.16% | -9.9% | ||
| CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $5,624,000 | +18.3% | 5,517,000 | 0.0% | 0.16% | +1.2% | ||
| Sell | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $5,580,000 | -12.2% | 5,602,000 | -12.3% | 0.16% | -25.1% | |
| COLONY STARWOOD HOMESnote 3.500% 1/1 | $5,582,000 | +0.1% | 5,000,000 | 0.0% | 0.16% | -14.8% | ||
| Buy | JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $5,417,000 | +161.3% | 4,981,000 | +151.4% | 0.16% | +124.3% | |
| SQUARE INCnote 0.375% 3/0 | $5,377,000 | +22.7% | 2,000,000 | 0.0% | 0.16% | +4.7% | ||
| MOLINA HEALTHCARE INCnote 1.125% 1/1 | $5,348,000 | +20.1% | 2,210,000 | 0.0% | 0.16% | +2.6% | ||
| WRIGHT MED GROUP N Vnote 2.250%11/1 | $5,350,000 | +17.6% | 4,000,000 | 0.0% | 0.16% | +0.6% | ||
| COLONY CAP INCnote 5.000% 4/1 | $5,324,000 | +1.5% | 5,619,000 | 0.0% | 0.15% | -13.5% | ||
| DWDP | Sell | DOWDUPONT INC | $5,338,000 | +3.3% | 80,978 | -0.2% | 0.15% | -12.0% |
| BDC | New | BELDEN INC | $5,227,000 | – | 85,526 | +100.0% | 0.15% | – |
| New | RTI INTL METALS INCnote 1.625%10/1 | $5,118,000 | – | 5,091,000 | +100.0% | 0.15% | – | |
| New | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $5,128,000 | – | 2,700,000 | +100.0% | 0.15% | – | |
| Buy | COLONY CAP INCnote 3.875% 1/1 | $5,013,000 | +165.9% | 5,272,000 | +163.6% | 0.14% | +126.6% | |
| Buy | TITAN MACHY INCnote 3.750% 5/0 | $5,005,000 | +0.9% | 5,056,000 | +2.0% | 0.14% | -13.7% | |
| New | ENCORE CAP GROUP INCnote 2.875% 3/1 | $4,980,000 | – | 5,386,000 | +100.0% | 0.14% | – | |
| Buy | FINISAR CORPnote 0.500%12/1 | $4,989,000 | +25.9% | 5,020,000 | +25.2% | 0.14% | +7.5% | |
| Buy | NUVASIVE INCnote 2.250% 3/1 | $4,929,000 | +94.5% | 4,543,000 | +97.5% | 0.14% | +66.3% | |
| Buy | NEVRO CORPnote 1.750% 6/0 | $4,905,000 | +70.5% | 4,500,000 | +80.0% | 0.14% | +46.4% | |
| NVO | Sell | NOVO-NORDISK A Sadr | $4,851,000 | -7.2% | 105,175 | -0.9% | 0.14% | -20.9% |
| VECTOR GROUP LTDfrnt 1/1 | $4,851,000 | -6.9% | 3,600,000 | 0.0% | 0.14% | -20.5% | ||
| DPS | Sell | DR PEPPER SNAPPLE GROUP INC | $4,787,000 | +1.8% | 39,237 | -1.3% | 0.14% | -13.2% |
| ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $4,716,000 | +16.3% | 5,035,000 | 0.0% | 0.14% | -0.7% | ||
| ROP | Buy | ROPER TECHNOLOGIES INC | $4,662,000 | +1.0% | 16,898 | +2.8% | 0.14% | -13.5% |
| PACIRA PHARMACEUTICALS INCnote 2.375% 4/0 | $4,653,000 | +1.4% | 5,000,000 | 0.0% | 0.14% | -12.9% | ||
| INPHI CORPnote 1.125%12/0 | $4,631,000 | +2.4% | 4,300,000 | 0.0% | 0.13% | -12.4% | ||
| Sell | PALO ALTO NETWORKS INCnote 7/0 | $4,595,000 | -54.3% | 2,473,000 | -59.3% | 0.13% | -60.9% | |
| Buy | MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $4,606,000 | +1.8% | 5,175,000 | +2.0% | 0.13% | -13.1% | |
| FNF | FIDELITY NATIONAL FINANCIAL | $4,546,000 | -6.0% | 120,850 | 0.0% | 0.13% | -20.1% | |
| ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $4,453,000 | +13.9% | 4,250,000 | 0.0% | 0.13% | -2.3% | ||
| Buy | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $4,398,000 | +45.2% | 3,380,000 | +42.0% | 0.13% | +23.3% | |
| Buy | YANDEX NVnote 1.125%12/1 | $4,309,000 | +32.2% | 4,323,000 | +34.8% | 0.12% | +13.6% | |
| MCD | MCDONALDS CORP | $4,312,000 | +0.2% | 27,521 | 0.0% | 0.12% | -14.4% | |
| LAZ | Sell | LAZARD LTD | $4,306,000 | -8.3% | 88,040 | -1.5% | 0.12% | -21.4% |
| New | PRA GROUP INCnote 3.500% 6/0 | $4,301,000 | – | 4,000,000 | +100.0% | 0.12% | – | |
| Sell | SOLARCITY CORPnote 1.625%11/0 | $4,241,000 | +2.3% | 4,531,000 | -0.1% | 0.12% | -12.1% | |
| TESLA INCnote 2.375% 3/1 | $4,250,000 | +16.3% | 3,500,000 | 0.0% | 0.12% | -0.8% | ||
| OSPN | New | ONESPAN INC | $4,240,000 | – | 215,795 | +100.0% | 0.12% | – |
| Buy | PROS HOLDINGS INCnote 2.000%12/0 | $4,199,000 | +10.2% | 3,503,000 | +4.6% | 0.12% | -6.2% | |
| INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $4,102,000 | +1.2% | 3,600,000 | 0.0% | 0.12% | -13.1% | ||
| Buy | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $4,085,000 | +23.1% | 3,834,000 | +18.6% | 0.12% | +5.4% | |
| TESARO INCnote 3.000%10/0 | $4,060,000 | -17.0% | 2,718,000 | 0.0% | 0.12% | -29.5% | ||
| Sell | MICRON TECHNOLOGY INCnote 3.000%11/1 | $4,054,000 | -36.8% | 2,257,000 | -36.9% | 0.12% | -46.1% | |
| AMAT | Sell | APPLIED MATLS INC | $4,049,000 | -56.9% | 87,659 | -48.1% | 0.12% | -63.2% |
| Buy | CTRIP COM INTL LTDnote 1.250% 9/1 | $4,031,000 | +7.4% | 3,909,000 | +8.6% | 0.12% | -7.9% | |
| Buy | CTRIP COM INTL LTDnote 1.000% 7/0 | $3,962,000 | +13.5% | 3,753,000 | +15.9% | 0.12% | -2.5% | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $3,928,000 | 0.0% | 3,983,000 | 0.0% | 0.11% | -14.3% | ||
| MSFT | Buy | MICROSOFT CORP | $3,934,000 | +230.6% | 39,891 | +205.9% | 0.11% | +185.0% |
| Sell | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $3,905,000 | -24.4% | 3,766,000 | -24.7% | 0.11% | -35.4% | |
| New | REALPAGE INCnote 1.500%11/1 | $3,902,000 | – | 2,750,000 | +100.0% | 0.11% | – | |
| BLACKSTONE MTG TR INCnote 5.250%12/0 | $3,906,000 | +0.5% | 3,400,000 | 0.0% | 0.11% | -14.4% | ||
| Buy | INSMED INCnote 1.750% 1/1 | $3,866,000 | +36.3% | 4,200,000 | +31.2% | 0.11% | +16.7% | |
| WAYFAIR INCnote 0.375% 9/0 | $3,863,000 | +35.5% | 3,000,000 | 0.0% | 0.11% | +15.5% | ||
| CITRIX SYS INCnote 0.500% 4/1 | $3,852,000 | +10.2% | 2,650,000 | 0.0% | 0.11% | -5.9% | ||
| Buy | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $3,834,000 | +9.0% | 3,239,000 | +1.6% | 0.11% | -6.7% | |
| TXN | Sell | TEXAS INSTRS INC | $3,818,000 | +2.9% | 34,633 | -3.1% | 0.11% | -12.7% |
| Buy | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $3,803,000 | +121.1% | 3,750,000 | +114.3% | 0.11% | +89.7% | |
| New | INVACARE CORPnote 4.500% 6/0 | $3,754,000 | – | 2,802,000 | +100.0% | 0.11% | – | |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $3,771,000 | +12.8% | 2,000,000 | 0.0% | 0.11% | -3.5% | ||
| New | HUBSPOT INCnote 0.250% 6/0 | $3,743,000 | – | 2,620,000 | +100.0% | 0.11% | – | |
| AIZP | ASSURANT INC6.50% conv pfd d | $3,752,000 | +9.5% | 33,000 | 0.0% | 0.11% | -6.9% | |
| CSG SYS INTL INCnote 4.250% 3/1 | $3,710,000 | -3.7% | 3,500,000 | 0.0% | 0.11% | -17.7% | ||
| TESLA INCnote 1.250% 3/0 | $3,713,000 | +13.4% | 3,300,000 | 0.0% | 0.11% | -3.6% | ||
| KHC | Sell | KRAFT HEINZ CO | $3,707,000 | -30.1% | 59,007 | -30.7% | 0.11% | -40.6% |
| CCIPRA | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $3,651,000 | -3.7% | 3,400 | 0.0% | 0.11% | -17.2% | |
| HESPRA | HESS CORPdep pdf sr a | $3,654,000 | +26.1% | 48,500 | 0.0% | 0.11% | +8.2% | |
| NAVISTAR INTL CORP NEWnote 4.500%10/1 | $3,666,000 | -0.6% | 3,639,000 | 0.0% | 0.11% | -15.2% | ||
| RED HAT INCnote 0.250%10/0 | $3,626,000 | -10.2% | 1,987,000 | 0.0% | 0.10% | -23.4% | ||
| New | VECTOR GROUP LTDfrnt 4/1 | $3,575,000 | – | 3,368,000 | +100.0% | 0.10% | – | |
| MIC | Sell | MACQUARIE INFRASTRUCTURE COR | $3,448,000 | +13.6% | 81,700 | -0.6% | 0.10% | -2.9% |
| ARCC | ARES CAP CORP | $3,411,000 | +3.6% | 207,345 | 0.0% | 0.10% | -10.8% | |
| QCOM | QUALCOMM INC | $3,404,000 | +1.3% | 60,650 | 0.0% | 0.10% | -14.0% | |
| CIENA CORPnote 3.750%10/1 | $3,387,000 | +0.2% | 2,561,000 | 0.0% | 0.10% | -14.8% | ||
| XLNX | Buy | XILINX INC | $3,385,000 | -8.8% | 51,875 | +1.0% | 0.10% | -22.2% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,384,000 | -5.7% | 12 | 0.0% | 0.10% | -19.7% | |
| NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $3,371,000 | -5.4% | 3,750,000 | 0.0% | 0.10% | -19.8% | ||
| LUMENTUM HLDGS INCnote 0.250% 3/1 | $3,311,000 | -6.5% | 2,800,000 | 0.0% | 0.10% | -20.0% | ||
| Buy | TERADYNE INCnote 1.250%12/1 | $3,327,000 | +118.2% | 2,500,000 | +150.0% | 0.10% | +84.6% | |
| Buy | ILLUMINA INCnote 6/1 | $3,310,000 | +20.3% | 2,811,000 | +13.0% | 0.10% | +3.2% | |
| Buy | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $3,311,000 | +218.1% | 2,492,000 | +235.8% | 0.10% | +174.3% | |
| Buy | KB HOMEnote 1.375% 2/0 | $3,273,000 | +9.5% | 2,987,000 | +13.4% | 0.10% | -5.9% | |
| Buy | RADIUS HEALTH INCnote 3.000% 9/0 | $3,274,000 | +7.9% | 3,500,000 | +16.7% | 0.10% | -7.8% | |
| Buy | CARDTRONICS INCnote 1.000%12/0 | $3,235,000 | +23.9% | 3,457,000 | +23.2% | 0.09% | +6.8% | |
| LIVE NATION ENTERTAINMENT INnote 2.500% 5/1 | $3,255,000 | +10.8% | 2,272,000 | 0.0% | 0.09% | -6.0% | ||
| XOM | EXXON MOBIL CORP | $3,225,000 | +10.9% | 38,985 | 0.0% | 0.09% | -6.1% | |
| Buy | FORESTAR GROUP INCnote 3.750% 3/0 | $3,200,000 | +4.2% | 3,200,000 | +6.7% | 0.09% | -10.6% | |
| DEPOMED INCnote 2.500% 9/0 | $3,183,000 | +0.6% | 3,871,000 | 0.0% | 0.09% | -14.0% | ||
| LIBERTY MEDIA CORP DELAWAREnote 1.000% 1/3 | $3,167,000 | +11.8% | 2,700,000 | 0.0% | 0.09% | -4.2% | ||
| PDC ENERGY INCnote 1.125% 9/1 | $3,114,000 | +6.9% | 2,986,000 | 0.0% | 0.09% | -9.1% | ||
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $3,101,000 | -0.3% | 3,000,000 | 0.0% | 0.09% | -14.3% | ||
| BKI | Buy | BLACK KNIGHT INC | $3,120,000 | +14.4% | 58,271 | +0.6% | 0.09% | -2.2% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $3,071,000 | -13.4% | 74,904 | -11.8% | 0.09% | -25.8% |
| HON | Sell | HONEYWELL INTL INC | $3,089,000 | -39.9% | 21,441 | -39.7% | 0.09% | -48.9% |
| WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $3,040,000 | +1.2% | 3,000,000 | 0.0% | 0.09% | -13.7% | ||
| MEDICINES COnote 2.750% 7/1 | $3,012,000 | +4.0% | 3,000,000 | 0.0% | 0.09% | -11.2% | ||
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $2,937,000 | +3.3% | 83,400 | 0.0% | 0.08% | -11.5% | |
| Buy | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $2,796,000 | -5.9% | 2,130,000 | +2.4% | 0.08% | -19.8% | |
| HIG | HARTFORD FINL SVCS GROUP INC | $2,812,000 | -0.8% | 55,000 | 0.0% | 0.08% | -15.6% | |
| ENDOLOGIX INCnote 2.250%12/1 | $2,813,000 | +0.7% | 2,874,000 | 0.0% | 0.08% | -14.7% | ||
| ABBV | Sell | ABBVIE INC | $2,749,000 | -24.2% | 29,675 | -22.6% | 0.08% | -35.8% |
| J2 GLOBAL INCnote 3.250% 6/1 | $2,715,000 | +6.6% | 2,000,000 | 0.0% | 0.08% | -8.1% | ||
| MEDICINES COnote 2.500% 1/1 | $2,676,000 | +5.4% | 2,200,000 | 0.0% | 0.08% | -10.5% | ||
| Buy | ENVESTNET INCnote 1.750%12/1 | $2,642,000 | +7.3% | 2,486,000 | +11.6% | 0.08% | -8.4% | |
| NKE | NIKE INCcl b | $2,631,000 | +19.9% | 33,025 | 0.0% | 0.08% | +2.7% | |
| PFPT | Sell | PROOFPOINT INC | $2,608,000 | -14.2% | 22,621 | -15.4% | 0.08% | -27.2% |
| New | OASIS PETE INC NEWnote 2.625% 9/1 | $2,602,000 | – | 2,000,000 | +100.0% | 0.08% | – | |
| NBRPRA | New | NABORS INDUSTRIES LTD6% pfd cnv sr a | $2,511,000 | – | 55,000 | +100.0% | 0.07% | – |
| RYAMPRA | RAYONIER ADVANCED MATLS INCpfd cv ser a | $2,443,000 | -18.6% | 20,000 | 0.0% | 0.07% | -30.4% | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $2,457,000 | +7.5% | 2,000,000 | 0.0% | 0.07% | -7.8% | ||
| WEATHERFORD INTL LTDnote 5.875% 7/0 | $2,471,000 | +10.5% | 2,493,000 | 0.0% | 0.07% | -6.6% | ||
| OSI SYSTEMS INCnote 1.250% 9/0 | $2,419,000 | +6.6% | 2,500,000 | 0.0% | 0.07% | -9.1% | ||
| BGS | Buy | B & G FOODS INC NEW | $2,432,000 | +27.7% | 81,350 | +1.2% | 0.07% | +9.4% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $2,388,000 | +12.7% | 86,296 | -0.3% | 0.07% | -4.2% |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $2,311,000 | +0.9% | 46,366 | 0.0% | 0.07% | -14.1% | |
| KNOWLES CORPnote 3.250%11/0 | $2,238,000 | +7.8% | 2,000,000 | 0.0% | 0.06% | -7.1% | ||
| ALE | ALLETE INC | $2,245,000 | +7.2% | 29,000 | 0.0% | 0.06% | -8.5% | |
| New | SYNAPTICS INCnote 0.500% 6/1 | $2,239,000 | – | 2,280,000 | +100.0% | 0.06% | – | |
| VEECO INSTRS INC DELnote 2.700% 1/1 | $2,201,000 | -3.3% | 2,500,000 | 0.0% | 0.06% | -16.9% | ||
| GOLAR LNG LTDnote 2.750% 2/1 | $2,171,000 | +5.5% | 2,000,000 | 0.0% | 0.06% | -10.0% | ||
| New | QUIDEL CORPnote 3.250%12/1 | $2,148,000 | – | 1,000,000 | +100.0% | 0.06% | – | |
| AGN | Sell | ALLERGAN PLC | $2,149,000 | -23.2% | 12,892 | -22.4% | 0.06% | -34.7% |
| THERAVANCE INCnote 2.125% 1/1 | $2,149,000 | -9.6% | 2,220,000 | 0.0% | 0.06% | -23.5% | ||
| New | LENDINGTREE INC NEWnote 0.625% 6/0 | $2,120,000 | – | 1,750,000 | +100.0% | 0.06% | – | |
| Buy | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $2,121,000 | +39.4% | 2,100,000 | +40.0% | 0.06% | +17.3% | |
| NVIDIA CORPnote 1.000%12/0 | $2,070,000 | +2.3% | 175,000 | 0.0% | 0.06% | -13.0% | ||
| FINISAR CORPnote 0.500%12/1 | $2,048,000 | +0.7% | 2,250,000 | 0.0% | 0.06% | -14.5% | ||
| REDWOOD TR INCnote 4.750% 8/1 | $1,945,000 | +0.3% | 2,000,000 | 0.0% | 0.06% | -15.2% | ||
| SLM | Sell | SLM CORP | $1,920,000 | -3.9% | 167,700 | -5.9% | 0.06% | -17.6% |
| Buy | ANI PHARMACEUTICALS INCnote 3.000%12/0 | $1,945,000 | +18.2% | 1,718,000 | +14.5% | 0.06% | 0.0% | |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $1,914,000 | -17.5% | 17,520 | -66.6% | 0.06% | -30.4% |
| NOC | NORTHROP GRUMMAN CORP | $1,854,000 | -11.8% | 6,025 | 0.0% | 0.05% | -23.9% | |
| INCYTE CORPnote 1.250%11/1 | $1,854,000 | -17.2% | 1,321,000 | 0.0% | 0.05% | -28.9% | ||
| CLNY | New | COLONY CAP INC NEW | $1,842,000 | – | 295,150 | +100.0% | 0.05% | – |
| VOD | Sell | VODAFONE GROUP PLC NEWsponsored adr | $1,751,000 | -13.7% | 72,025 | -1.2% | 0.05% | -26.1% |
| IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $1,742,000 | +13.6% | 1,300,000 | 0.0% | 0.05% | -3.8% | ||
| CTRIP COM INTL LTDnote 1.990% 7/0 | $1,721,000 | -0.9% | 1,500,000 | 0.0% | 0.05% | -15.3% | ||
| IGI LABORATORIES INCnote 3.750%12/1 | $1,703,000 | +1.7% | 1,800,000 | 0.0% | 0.05% | -14.0% | ||
| NAVI | NAVIENT CORPORATION | $1,691,000 | -0.7% | 129,800 | 0.0% | 0.05% | -15.5% | |
| ALLE | Sell | ALLEGION PUB LTD CO | $1,708,000 | -61.9% | 22,073 | -58.0% | 0.05% | -67.8% |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $1,679,000 | +1.6% | 2,120,000 | 0.0% | 0.05% | -12.5% | ||
| MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $1,633,000 | +17.9% | 969,000 | 0.0% | 0.05% | 0.0% | ||
| WWE | New | WORLD WRESTLING ENTMT INCcl a | $1,618,000 | – | 22,225 | +100.0% | 0.05% | – |
| YAHOO INCnote 12/0 | $1,640,000 | -2.3% | 1,200,000 | 0.0% | 0.05% | -17.5% | ||
| New | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $1,595,000 | – | 1,100,000 | +100.0% | 0.05% | – | |
| New | NABORS INDS INC NEWnote 0.750% 1/1 | $1,579,000 | – | 2,000,000 | +100.0% | 0.05% | – | |
| ENCORE CAP GROUP INCnote 3.250% 3/1 | $1,535,000 | -12.4% | 1,500,000 | 0.0% | 0.04% | -25.4% | ||
| INTU | Buy | INTUIT | $1,535,000 | +94.3% | 7,513 | +64.9% | 0.04% | +63.0% |
| EA | ELECTRONIC ARTS INC | $1,523,000 | +16.3% | 10,800 | 0.0% | 0.04% | 0.0% | |
| UNISYS CORPnote 5.500% 3/0 | $1,505,000 | +13.4% | 1,000,000 | 0.0% | 0.04% | -2.2% | ||
| TCP CAP CORPnote 4.625% 3/0 | $1,512,000 | +0.1% | 1,500,000 | 0.0% | 0.04% | -13.7% | ||
| NEW YORK MTG TR INCnote 6.250% 1/1 | $1,489,000 | -1.5% | 1,500,000 | 0.0% | 0.04% | -15.7% | ||
| SUNPOWER CORPdbcv 4.000% 1/1 | $1,479,000 | +2.2% | 1,800,000 | 0.0% | 0.04% | -12.2% | ||
| NTRS | NORTHERN TR CORP | $1,440,000 | -0.3% | 14,000 | 0.0% | 0.04% | -14.3% | |
| CMCSA | Sell | COMCAST CORP NEWcl a | $1,439,000 | -4.3% | 43,850 | -0.4% | 0.04% | -17.6% |
| SWP | STANLEY BLACK & DECKER INCunit 05/15/2020 | $1,429,000 | -8.0% | 13,500 | 0.0% | 0.04% | -22.6% | |
| New | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $1,404,000 | – | 1,500,000 | +100.0% | 0.04% | – | |
| Sell | SERVICENOW INCnote 11/0 | $1,430,000 | -49.6% | 615,000 | -51.6% | 0.04% | -57.3% | |
| PROOFPOINT INCdbcv 0.750% 6/1 | $1,404,000 | +0.9% | 950,000 | 0.0% | 0.04% | -12.8% | ||
| MNR | Sell | MONMOUTH REAL ESTATE INVT COcl a | $1,392,000 | +6.9% | 84,200 | -2.7% | 0.04% | -9.1% |
| Buy | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $1,349,000 | +131.0% | 1,250,000 | +150.0% | 0.04% | +95.0% | |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $1,297,000 | +8.8% | 1,476,000 | 0.0% | 0.04% | -5.0% | ||
| New | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $1,269,000 | – | 1,000,000 | +100.0% | 0.04% | – | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $1,235,000 | +8.0% | 1,094 | -0.7% | 0.04% | -7.7% |
| COP | CONOCOPHILLIPS | $1,255,000 | +17.4% | 18,025 | 0.0% | 0.04% | 0.0% | |
| New | KAMAN CORPnote 3.250% 5/0 | $1,218,000 | – | 1,000,000 | +100.0% | 0.04% | – | |
| EVOLENT HEALTH INCnote 2.000%12/0 | $1,160,000 | +15.4% | 1,000,000 | 0.0% | 0.03% | 0.0% | ||
| LRCX | New | LAM RESEARCH CORP | $1,141,000 | – | 6,600 | +100.0% | 0.03% | – |
| SILICON LABORATORIES INCnote 1.375% 3/0 | $1,144,000 | +5.1% | 940,000 | 0.0% | 0.03% | -10.8% | ||
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $1,136,000 | +5.7% | 1,173,000 | 0.0% | 0.03% | -8.3% | ||
| SREPRA | SEMPRA ENERGY6% pfd conv a | $1,146,000 | +2.0% | 11,000 | 0.0% | 0.03% | -13.2% | |
| Sell | WORKDAY INCnote 0.750% 7/1 | $1,106,000 | -58.1% | 741,000 | -57.2% | 0.03% | -64.0% | |
| FIREEYE INCnote 1.625% 6/0 | $1,094,000 | -2.4% | 1,200,000 | 0.0% | 0.03% | -15.8% | ||
| Buy | RTW HLDGS INCnote 5.625%11/1 | $1,117,000 | +84.3% | 1,100,000 | +83.3% | 0.03% | +52.4% | |
| HD | HOME DEPOT INC | $1,070,000 | +9.4% | 5,486 | 0.0% | 0.03% | -6.1% | |
| CNP | CENTERPOINT ENERGY INC | $1,038,000 | +1.2% | 37,450 | 0.0% | 0.03% | -14.3% | |
| CIENA CORPdebt 4.000%12/1 | $1,003,000 | +1.3% | 704,000 | 0.0% | 0.03% | -14.7% | ||
| BABA | ALIBABA GROUP HLDG LTDsponsored ads | $999,000 | +1.1% | 5,385 | 0.0% | 0.03% | -12.1% | |
| TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $998,000 | -2.5% | 1,000,000 | 0.0% | 0.03% | -17.1% | ||
| KMIPRA | KINDER MORGAN INC DELpfd ser a | $999,000 | +9.4% | 29,093 | 0.0% | 0.03% | -6.5% | |
| ANTHEM INCnote 2.750%10/1 | $984,000 | +8.5% | 300,000 | 0.0% | 0.03% | -9.7% | ||
| DYNC | New | VISTRA ENERGY CORPunit 02/02/2024 | $952,000 | – | 10,000 | +100.0% | 0.03% | – |
| DCUD | DOMINION ENERGY INCunit 08/15/2019 | $922,000 | -0.4% | 20,000 | 0.0% | 0.03% | -12.9% | |
| LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1 | $920,000 | +8.0% | 743,000 | 0.0% | 0.03% | -6.9% | ||
| AEL | AMERICAN EQTY INVT LIFE HLD | $918,000 | +22.7% | 25,487 | 0.0% | 0.03% | +8.0% | |
| OEC | Sell | ORION ENGINEERED CARBONS S A | $905,000 | -25.9% | 29,330 | -35.0% | 0.03% | -36.6% |
| PG | Sell | PROCTER AND GAMBLE CO | $898,000 | -2.2% | 11,500 | -0.7% | 0.03% | -16.1% |
| ADBE | ADOBE SYS INC | $902,000 | +12.9% | 3,700 | 0.0% | 0.03% | -3.7% | |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $860,000 | -68.2% | 4,150 | -68.3% | 0.02% | -72.8% |
| BAC | Sell | BANK AMER CORP | $853,000 | -11.8% | 30,250 | -6.2% | 0.02% | -24.2% |
| EXPE | Sell | EXPEDIA GROUP INC | $860,000 | +1.8% | 7,156 | -6.5% | 0.02% | -13.8% |
| DVN | DEVON ENERGY CORP NEW | $879,000 | +38.4% | 19,990 | 0.0% | 0.02% | +13.6% | |
| C | Buy | CITIGROUP INC | $828,000 | +43.3% | 12,370 | +44.3% | 0.02% | +20.0% |
| FUN | Sell | CEDAR FAIR L Pdepositry unit | $808,000 | -8.9% | 12,828 | -7.6% | 0.02% | -23.3% |
| PFE | Sell | PFIZER INC | $755,000 | -76.6% | 20,802 | -77.1% | 0.02% | -79.8% |
| ACETO CORPnote 2.000%11/0 | $770,000 | -12.6% | 1,000,000 | 0.0% | 0.02% | -26.7% | ||
| ATVI | ACTIVISION BLIZZARD INC | $777,000 | +13.1% | 10,180 | 0.0% | 0.02% | -4.3% | |
| WFC | Sell | WELLS FARGO CO NEW | $721,000 | +1.8% | 13,000 | -3.7% | 0.02% | -12.5% |
| PANW | New | PALO ALTO NETWORKS INC | $740,000 | – | 3,600 | +100.0% | 0.02% | – |
| MTG | Buy | MGIC INVT CORP WIS | $670,000 | -14.1% | 62,500 | +4.2% | 0.02% | -26.9% |
| HSIC | New | SCHEIN HENRY INC | $656,000 | – | 9,035 | +100.0% | 0.02% | – |
| LUV | Buy | SOUTHWEST AIRLS CO | $653,000 | -5.6% | 12,832 | +6.2% | 0.02% | -17.4% |
| INTC | New | INTEL CORP | $666,000 | – | 13,400 | +100.0% | 0.02% | – |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $664,000 | +51.6% | 17,500 | +107.5% | 0.02% | +26.7% |
| MLM | MARTIN MARIETTA MATLS INC | $620,000 | +7.8% | 2,775 | 0.0% | 0.02% | -5.3% | |
| FCB | FCB FINL HLDGS INCcl a | $612,000 | +15.3% | 10,400 | 0.0% | 0.02% | 0.0% | |
| APD | AIR PRODS & CHEMS INC | $626,000 | -2.0% | 4,020 | 0.0% | 0.02% | -18.2% | |
| IBM | INTERNATIONAL BUSINESS MACHS | $583,000 | -8.9% | 4,173 | 0.0% | 0.02% | -22.7% | |
| ED | CONSOLIDATED EDISON INC | $585,000 | 0.0% | 7,500 | 0.0% | 0.02% | -15.0% | |
| GILD | GILEAD SCIENCES INC | $583,000 | -6.1% | 8,235 | 0.0% | 0.02% | -19.0% | |
| LMT | Buy | LOCKHEED MARTIN CORP | $578,000 | +143.9% | 1,956 | +179.4% | 0.02% | +112.5% |
| NEEPRR | NEXTERA ENERGY INCunit 09/01/2019 | $605,000 | -1.5% | 10,585 | 0.0% | 0.02% | -19.0% | |
| NOVAVAX INCnote 3.750% 2/0 | $593,000 | -16.5% | 1,000,000 | 0.0% | 0.02% | -29.2% | ||
| CELG | CELGENE CORP | $574,000 | -11.0% | 7,230 | 0.0% | 0.02% | -22.7% | |
| RHT | New | RED HAT INC | $551,000 | – | 4,100 | +100.0% | 0.02% | – |
| A | Buy | AGILENT TECHNOLOGIES INC | $514,000 | +21.8% | 8,311 | +31.7% | 0.02% | +7.1% |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $515,000 | – | 8,589 | +100.0% | 0.02% | – |
| AVGO | New | BROADCOM INC | $534,000 | – | 2,200 | +100.0% | 0.02% | – |
| XPO | New | XPO LOGISTICS INC | $536,000 | – | 5,350 | +100.0% | 0.02% | – |
| MEDIDATA SOLUTIONS INCnote 1.000% 8/0 | $520,000 | +23.5% | 375,000 | 0.0% | 0.02% | +7.1% | ||
| PAH | PLATFORM SPECIALTY PRODS COR | $525,000 | +20.4% | 45,300 | 0.0% | 0.02% | 0.0% | |
| CWB | Buy | SPDR SERIES TRUSTblmbrg brc cnvrt | $530,000 | +7.9% | 10,000 | +5.3% | 0.02% | -11.8% |
| LEN | Sell | LENNAR CORPcl a | $472,000 | -86.1% | 9,000 | -84.3% | 0.01% | -87.8% |
| WDC | Buy | WESTERN DIGITAL CORP | $484,000 | +74.7% | 6,250 | +108.3% | 0.01% | +55.6% |
| SINA | Buy | SINA CORPord | $487,000 | +43.7% | 5,750 | +76.9% | 0.01% | +27.3% |
| NWL | NEWELL BRANDS INC | $481,000 | +1.3% | 18,650 | 0.0% | 0.01% | -12.5% | |
| SRCLP | Sell | STERICYCLE INCdep pfd a 1/10 | $490,000 | -55.1% | 10,000 | -58.7% | 0.01% | -62.2% |
| INPHI CORPnote 0.750% 9/0 | $473,000 | +1.7% | 500,000 | 0.0% | 0.01% | -12.5% | ||
| THO | Buy | THOR INDS INC | $471,000 | -3.7% | 4,839 | +13.9% | 0.01% | -17.6% |
| AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $500,000 | 0.0% | 500,000 | 0.0% | 0.01% | -17.6% | ||
| KBE | Sell | SPDR SERIES TRUSTs&p bk etf | $448,000 | -22.1% | 9,500 | -20.8% | 0.01% | -31.6% |
| TMUS | Buy | T MOBILE US INC | $448,000 | +46.9% | 7,500 | +50.0% | 0.01% | +30.0% |
| AFL | AFLAC INC | $465,000 | -1.7% | 10,800 | 0.0% | 0.01% | -18.8% | |
| SYNA | New | SYNAPTICS INC | $453,000 | – | 9,000 | +100.0% | 0.01% | – |
| JD | JD COM INCspon adr cl a | $434,000 | -3.8% | 11,140 | 0.0% | 0.01% | -13.3% | |
| AMG | Sell | AFFILIATED MANAGERS GROUP | $399,000 | -22.2% | 2,681 | -0.9% | 0.01% | -29.4% |
| JBLU | Buy | JETBLUE AIRWAYS CORP | $418,000 | +0.2% | 22,000 | +7.3% | 0.01% | -14.3% |
| BX | Sell | BLACKSTONE GROUP L P | $410,000 | -46.8% | 12,740 | -47.2% | 0.01% | -53.8% |
| WMB | WILLIAMS COS INC DEL | $407,000 | +9.1% | 15,000 | 0.0% | 0.01% | -7.7% | |
| GS | GOLDMAN SACHS GROUP INC | $388,000 | -12.4% | 1,760 | 0.0% | 0.01% | -26.7% | |
| PEP | Sell | PEPSICO INC | $373,000 | -22.5% | 3,430 | -22.1% | 0.01% | -31.2% |
| MAS | MASCO CORP | $374,000 | -7.4% | 10,000 | 0.0% | 0.01% | -21.4% | |
| MU | New | MICRON TECHNOLOGY INC | $393,000 | – | 7,500 | +100.0% | 0.01% | – |
| NICE SYS INCnote 1.250% 1/1 | $397,000 | +6.7% | 300,000 | 0.0% | 0.01% | -15.4% | ||
| TDG | TRANSDIGM GROUP INC | $345,000 | +12.4% | 1,000 | 0.0% | 0.01% | 0.0% | |
| L100PS | Buy | ARCONIC INC | $332,000 | +37.2% | 19,500 | +85.7% | 0.01% | +25.0% |
| SJT | Sell | SAN JUAN BASIN RTY TRunit ben int | $330,000 | -35.3% | 57,000 | -11.6% | 0.01% | -41.2% |
| FNSR | FINISAR CORP | $342,000 | +14.0% | 19,000 | 0.0% | 0.01% | 0.0% | |
| APTV | APTIV PLC | $315,000 | +7.9% | 3,440 | 0.0% | 0.01% | -10.0% | |
| QTEC | Sell | FIRST TR NASDAQ100 TECH INDE | $308,000 | -29.5% | 4,000 | -30.4% | 0.01% | -40.0% |
| APC | Sell | ANADARKO PETE CORP | $306,000 | -7.3% | 4,180 | -23.4% | 0.01% | -18.2% |
| NVDA | New | NVIDIA CORP | $308,000 | – | 1,300 | +100.0% | 0.01% | – |
| TREE | New | LENDINGTREE INC NEW | $321,000 | – | 1,500 | +100.0% | 0.01% | – |
| FEYE | Sell | FIREEYE INC | $299,000 | -16.0% | 19,410 | -7.6% | 0.01% | -25.0% |
| New | CLOVIS ONCOLOGY INCnote 1.250% 5/0 | $305,000 | – | 330,000 | +100.0% | 0.01% | – | |
| TECD | TECH DATA CORP | $315,000 | -3.4% | 3,830 | 0.0% | 0.01% | -18.2% | |
| DOCU | New | DOCUSIGN INC | $312,000 | – | 5,900 | +100.0% | 0.01% | – |
| CGC | New | CANOPY GROWTH CORP | $278,000 | – | 9,500 | +100.0% | 0.01% | – |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $271,000 | -63.9% | 1,000 | -64.9% | 0.01% | -68.0% |
| TIVO | New | TIVO CORP | $282,000 | – | 21,000 | +100.0% | 0.01% | – |
| LITE | New | LUMENTUM HLDGS INC | $261,000 | – | 4,500 | +100.0% | 0.01% | – |
| T | Sell | AT&T INC | $287,000 | -19.8% | 8,934 | -11.0% | 0.01% | -33.3% |
| J | JACOBS ENGR GROUP INC DEL | $225,000 | +7.7% | 3,540 | 0.0% | 0.01% | 0.0% | |
| Sell | SEACOR HOLDINGS INCnote 3.000%11/1 | $247,000 | -96.3% | 250,000 | -96.4% | 0.01% | -96.9% | |
| LOXO | New | LOXO ONCOLOGY INC | $226,000 | – | 1,300 | +100.0% | 0.01% | – |
| INFN | Buy | INFINERA CORPORATION | $237,000 | +15.0% | 23,900 | +25.8% | 0.01% | 0.0% |
| D | Sell | DOMINION ENERGY INC | $243,000 | -2.8% | 3,565 | -3.9% | 0.01% | -12.5% |
| DAL | New | DELTA AIR LINES INC DEL | $248,000 | – | 5,000 | +100.0% | 0.01% | – |
| URI | New | UNITED RENTALS INC | $251,000 | – | 1,700 | +100.0% | 0.01% | – |
| CODI | COMPASS DIVERSIFIED HOLDINGSsh ben int | $259,000 | +5.3% | 15,000 | 0.0% | 0.01% | -12.5% | |
| AMT | AMERICAN TOWER CORP NEW | $243,000 | -0.8% | 1,683 | 0.0% | 0.01% | -12.5% | |
| BA | Sell | BOEING CO | $218,000 | -65.0% | 650 | -65.8% | 0.01% | -71.4% |
| CIEN | New | CIENA CORP | $212,000 | – | 8,000 | +100.0% | 0.01% | – |
| ITW | ILLINOIS TOOL WKS INC | $200,000 | -11.5% | 1,445 | 0.0% | 0.01% | -25.0% | |
| INCY | Buy | INCYTE CORP | $224,000 | -5.5% | 3,350 | +17.5% | 0.01% | -25.0% |
| PEG | New | PUBLIC SVC ENTERPRISE GROUP | $208,000 | – | 3,850 | +100.0% | 0.01% | – |
| NYCB | NEW YORK CMNTY BANCORP INC | $221,000 | -15.3% | 20,000 | 0.0% | 0.01% | -33.3% | |
| NUVA | Sell | NUVASIVE INC | $208,000 | -24.1% | 4,000 | -23.8% | 0.01% | -33.3% |
| COG | CABOT OIL & GAS CORP | $222,000 | -0.9% | 9,335 | 0.0% | 0.01% | -25.0% | |
| VECO | New | VEECO INSTRS INC DEL | $157,000 | – | 11,000 | +100.0% | 0.01% | – |
| ISBC | INVESTORS BANCORP INC NEW | $166,000 | -6.2% | 13,000 | 0.0% | 0.01% | -16.7% | |
| Sell | SM ENERGY COnote 1.500% 7/0 | $130,000 | -95.0% | 125,000 | -95.4% | 0.00% | -95.5% | |
| NH | New | NANTHEALTH INC | $126,000 | – | 38,000 | +100.0% | 0.00% | – |
| DERM | Buy | DERMIRA INC | $110,000 | +25.0% | 12,000 | +9.1% | 0.00% | 0.0% |
| STRM | STREAMLINE HEALTH SOLUTIONS | $117,000 | -20.4% | 79,896 | 0.0% | 0.00% | -40.0% | |
| AVDL | Buy | AVADEL PHARMACEUTICALS PLCsponsored adr | $92,000 | +15.0% | 15,000 | +36.4% | 0.00% | 0.0% |
| AKS | AK STL HLDG CORP | $98,000 | -3.9% | 22,500 | 0.0% | 0.00% | 0.0% | |
| CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $80,000 | +1.3% | 81,000 | 0.0% | 0.00% | -33.3% | ||
| Sell | PANDORA MEDIA INCnote 1.750%12/0 | $65,000 | -98.7% | 68,000 | -98.8% | 0.00% | -98.8% | |
| JONE | JONES ENERGY INC | $30,000 | -53.8% | 81,700 | 0.0% | 0.00% | -50.0% | |
| PTN | PALATIN TECHNOLOGIES INC | $19,000 | -9.5% | 19,010 | 0.0% | 0.00% | 0.0% | |
| NMM | NAVIOS MARITIME PARTNERS L Punit lpi | $19,000 | +5.6% | 10,000 | 0.0% | 0.00% | 0.0% | |
| BLNKW | Exit | BLINK CHARGING CO*w exp 01/31/202 | $0 | – | -48,588 | -100.0% | -0.00% | – |
| BLNK | Exit | BLINK CHARGING CO | $0 | – | -24,294 | -100.0% | -0.00% | – |
| SGYPQ | Exit | SYNERGY PHARMACEUTICALS DEL | $0 | – | -43,674 | -100.0% | -0.00% | – |
| GPRO | Exit | GOPRO INCcl a | $0 | – | -18,000 | -100.0% | -0.00% | – |
| VER | Exit | VEREIT INC | $0 | – | -22,500 | -100.0% | -0.01% | – |
| TTMI | Exit | TTM TECHNOLOGIES INC | $0 | – | -12,000 | -100.0% | -0.01% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INC | $0 | – | -14,000 | -100.0% | -0.01% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -3,555 | -100.0% | -0.01% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -7,000 | -100.0% | -0.01% | – |
| OASPQ | Exit | OASIS PETE INC NEW | $0 | – | -27,300 | -100.0% | -0.01% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -2,941 | -100.0% | -0.01% | – |
| WMT | Exit | WALMART INC | $0 | – | -2,500 | -100.0% | -0.01% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -3,750 | -100.0% | -0.01% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -25,000 | -100.0% | -0.01% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -5,500 | -100.0% | -0.01% | – |
| UAL | Exit | UNITED CONTL HLDGS INC | $0 | – | -4,500 | -100.0% | -0.01% | – |
| HA | Exit | HAWAIIAN HOLDINGS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INC | $0 | – | -12,000 | -100.0% | -0.02% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -17,000 | -100.0% | -0.02% | – |
| Exit | TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $0 | – | -192,000 | -100.0% | -0.03% | – | |
| Exit | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $0 | – | -1,000,000 | -100.0% | -0.03% | – | |
| FTRPR | Exit | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $0 | – | -93,504 | -100.0% | -0.04% | – |
| WPXP | Exit | WPX ENERGY INCpfd ser a cv | $0 | – | -25,000 | -100.0% | -0.05% | – |
| CLNS | Exit | COLONY NORTHSTAR INC | $0 | – | -297,616 | -100.0% | -0.06% | – |
| Exit | INSULET CORPnote 1.250% 9/1 | $0 | – | -1,335,000 | -100.0% | -0.07% | – | |
| VDSI | Exit | VASCO DATA SEC INTL INC | $0 | – | -177,002 | -100.0% | -0.08% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -120,798 | -100.0% | -0.08% | – |
| Exit | TRINITY INDS INCnote 3.875% 6/0 | $0 | – | -2,032,000 | -100.0% | -0.09% | – | |
| Exit | INFINERA CORPORATIONdbcv 1.750% 6/0 | $0 | – | -3,047,000 | -100.0% | -0.10% | – | |
| Exit | SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $0 | – | -3,231,000 | -100.0% | -0.10% | – | |
| Exit | SUNPOWER CORPdbcv 0.750% 6/0 | $0 | – | -4,173,000 | -100.0% | -0.14% | – | |
| Exit | ALON USA ENERGY INCnote 3.000% 9/1 | $0 | – | -2,788,000 | -100.0% | -0.14% | – | |
| Exit | SHUTTERFLY INCnote 0.250% 5/1 | $0 | – | -4,148,000 | -100.0% | -0.18% | – | |
| Exit | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $0 | – | -5,340,000 | -100.0% | -0.18% | – | |
| Exit | KEYW HLDG CORPnote 2.500% 7/1 | $0 | – | -6,000,000 | -100.0% | -0.20% | – | |
| Exit | VERISIGN INCsdcv 3.250% 8/1 | $0 | – | -1,695,000 | -100.0% | -0.20% | – | |
| Exit | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $0 | – | -6,725,000 | -100.0% | -0.23% | – | |
| PKG | Exit | PACKAGING CORP AMER | $0 | – | -63,305 | -100.0% | -0.24% | – |
| PTC | Exit | PTC INC | $0 | – | -99,303 | -100.0% | -0.26% | – |
| ANTX | Exit | ANTHEM INCunit 05/01/20188 | $0 | – | -177,522 | -100.0% | -0.32% | – |
| ILG | Exit | ILG INC | $0 | – | -399,720 | -100.0% | -0.42% | – |
| PAY | Exit | VERIFONE SYS INC | $0 | – | -976,395 | -100.0% | -0.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| RAYMOND JAMES FINL INC | 44 | Q3 2023 | 2.1% |
| APPLIED INDL TECHNOLOGIES IN | 44 | Q3 2023 | 2.4% |
| IDACORP INC | 44 | Q3 2023 | 1.6% |
| APPLE INC | 44 | Q3 2023 | 1.7% |
| LKQ CORP | 44 | Q3 2023 | 1.6% |
| HEICO CORP NEW | 44 | Q3 2023 | 1.3% |
| DANAHER CORPORATION | 44 | Q3 2023 | 1.4% |
| SEMTECH CORP | 44 | Q3 2023 | 1.2% |
| ACI WORLDWIDE INC | 44 | Q3 2023 | 1.3% |
| WILEY JOHN & SONS INC | 44 | Q3 2023 | 1.2% |
View PALISADE CAPITAL MANAGEMENT, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INTRICON CORP | March 03, 2022 | 987 | 0.0% |
| BIO REFERENCE LABORATORIES INC | February 08, 2013 | 580,502 | 2.1% |
| COMPUTER PROGRAMS & SYSTEMS INC | November 12, 2010 | 41,900 | 0.4% |
| MEDICAL ACTION INDUSTRIES INC | February 11, 2009 | 767,000 | 4.8% |
| MONMOUTH REAL ESTATE INVESTMENT CORP | February 11, 2008 | 300,000 | 1.2% |
| REFAC OPTICAL GROUP | April 26, 2007 | 16,273,698 | 91.4% |
| GENESEE & WYOMING INC | February 13, 2007 | 1,707,000 | 4.6% |
| SIZELER PROPERTY INVESTORS INC | February 13, 2006 | 62,000 | 0.3% |
| OPTICARE HEALTH SYSTEMS INC | September 08, 2005 | 93,258,838 | 84.3% |
| MOBILITY ELECTRONICS INC | May 17, 2005 | 1,134,000 | 4.0% |
View PALISADE CAPITAL MANAGEMENT, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-16 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-08 |
| 13F-HR/A | 2023-03-24 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-13 |
| 13F-HR | 2022-11-14 |
View PALISADE CAPITAL MANAGEMENT, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.