$2.95 Billion is the total value of PALISADE CAPITAL MANAGEMENT, LP's 447 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 22.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GWR | Buy | GENESEE & WYO INCcl a | $42,354,000 | -3.5% | 598,302 | +7.4% | 1.44% | -3.4% |
| RJF | Sell | RAYMOND JAMES FINANCIAL INC | $37,366,000 | -15.2% | 417,915 | -15.3% | 1.27% | -15.1% |
| RP | Sell | REALPAGE INC | $36,832,000 | +0.4% | 715,190 | -13.6% | 1.25% | +0.5% |
| LFUS | Sell | LITTELFUSE INC | $35,883,000 | -2.2% | 172,367 | -7.1% | 1.22% | -2.3% |
| CFR | Buy | CULLEN FROST BANKERS INC | $34,581,000 | +26.9% | 326,025 | +13.3% | 1.17% | +27.0% |
| RNST | Sell | RENASANT CORP | $34,314,000 | +3.1% | 806,245 | -0.9% | 1.16% | +3.1% |
| HEIA | Buy | HEICO CORP NEWcl a | $33,870,000 | +8.7% | 477,379 | +21.1% | 1.15% | +8.7% |
| KWR | Buy | QUAKER CHEM CORP | $33,677,000 | -1.3% | 227,350 | +0.4% | 1.14% | -1.3% |
| WAL | Buy | WESTERN ALLIANCE BANCORP | $32,091,000 | +11.9% | 552,238 | +9.0% | 1.09% | +11.9% |
| AAPL | Buy | APPLE INC | $31,976,000 | +12.0% | 190,584 | +13.0% | 1.08% | +12.0% |
| ODFL | Sell | OLD DOMINION FGHT LINES INC | $31,976,000 | -4.2% | 217,565 | -14.2% | 1.08% | -4.2% |
| AIT | Sell | APPLIED INDL TECHNOLOGIES IN | $31,618,000 | -2.1% | 433,715 | -8.5% | 1.07% | -2.0% |
| TDY | Sell | TELEDYNE TECHNOLOGIES INC | $29,844,000 | +2.4% | 159,447 | -0.9% | 1.01% | +2.4% |
| ICLR | Sell | ICON PLC | $29,557,000 | +4.4% | 250,187 | -0.9% | 1.00% | +4.4% |
| IDA | Sell | IDACORP INC | $28,924,000 | -9.7% | 327,677 | -6.5% | 0.98% | -9.6% |
| POL | Buy | POLYONE CORP | $28,248,000 | +0.2% | 664,343 | +2.5% | 0.96% | +0.2% |
| ACIW | Sell | ACI WORLDWIDE INC | $28,130,000 | +4.1% | 1,185,917 | -0.5% | 0.95% | +4.2% |
| CSOD | Buy | CORNERSTONE ONDEMAND INC | $28,032,000 | +22.5% | 716,740 | +10.7% | 0.95% | +22.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $27,655,000 | +11.3% | 251,480 | +8.2% | 0.94% | +11.3% |
| RGEN | Buy | REPLIGEN CORP | $27,571,000 | +3.1% | 762,044 | +3.4% | 0.93% | +3.1% |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $26,846,000 | +8.7% | 500,479 | -18.0% | 0.91% | +8.7% |
| LKQ | Sell | LKQ CORP | $25,148,000 | -19.0% | 662,669 | -13.2% | 0.85% | -19.0% |
| NGVT | Buy | INGEVITY CORP | $25,060,000 | +105.7% | 340,078 | +96.7% | 0.85% | +105.6% |
| B | Sell | BARNES GROUP INC | $23,599,000 | -5.8% | 394,043 | -0.4% | 0.80% | -5.8% |
| JWA | Sell | WILEY JOHN & SONS INCcl a | $23,274,000 | -4.0% | 365,369 | -0.9% | 0.79% | -4.0% |
| EDR | Buy | EDUCATION RLTY TR INC | $23,063,000 | -2.6% | 704,212 | +3.9% | 0.78% | -2.6% |
| CUZ | Sell | COUSINS PPTYS INC | $23,011,000 | -7.0% | 2,651,054 | -0.9% | 0.78% | -7.0% |
| HBAN | New | HUNTINGTON BANCSHARES INC | $22,494,000 | – | 1,489,648 | +100.0% | 0.76% | – |
| GIII | Buy | G-III APPAREL GROUP LTD | $22,323,000 | +5.1% | 592,441 | +2.9% | 0.76% | +5.1% |
| SYNH | New | SYNEOS HEALTH INCcl a | $22,286,000 | – | 627,770 | +100.0% | 0.76% | – |
| WFCPRL | Buy | WELLS FARGO CO NEWperp pfd cnv a | $22,283,000 | +2.5% | 17,321 | +4.4% | 0.76% | +2.6% |
| APH | Sell | AMPHENOL CORP NEWcl a | $22,029,000 | -3.8% | 255,767 | -1.9% | 0.75% | -3.7% |
| FULT | Sell | FULTON FINL CORP PA | $21,842,000 | -1.7% | 1,230,524 | -0.9% | 0.74% | -1.7% |
| HCSG | Sell | HEALTHCARE SVCS GRP INC | $21,630,000 | -18.3% | 497,470 | -0.9% | 0.73% | -18.2% |
| WABC | Buy | WESTAMERICA BANCORPORATION | $21,554,000 | +10.5% | 371,104 | +13.3% | 0.73% | +10.6% |
| MD | Sell | MEDNAX INC | $21,287,000 | -24.9% | 382,649 | -27.8% | 0.72% | -24.9% |
| IBKC | Sell | IBERIABANK CORP | $21,146,000 | +0.3% | 271,108 | -0.3% | 0.72% | +0.3% |
| HMSY | Sell | HMS HLDGS CORP | $20,719,000 | -1.6% | 1,230,345 | -0.9% | 0.70% | -1.5% |
| DHR | Buy | DANAHER CORP DEL | $20,643,000 | +6.6% | 210,841 | +1.1% | 0.70% | +6.6% |
| SMTC | Buy | SEMTECH CORP | $20,576,000 | +148.0% | 526,904 | +117.2% | 0.70% | +148.0% |
| CLGX | Sell | CORELOGIC INC | $19,721,000 | -3.0% | 436,019 | -0.9% | 0.67% | -2.9% |
| PB | Buy | PROSPERITY BANCSHARES INC | $19,180,000 | +16.1% | 264,072 | +12.0% | 0.65% | +16.3% |
| FTV | Buy | FORTIVE CORP | $18,223,000 | +49.5% | 235,080 | +39.6% | 0.62% | +49.4% |
| AMZN | Sell | AMAZON COM INC | $18,080,000 | +16.1% | 12,492 | -6.2% | 0.61% | +16.1% |
| AAN | Sell | AARONS INC | $17,753,000 | +15.9% | 380,975 | -0.9% | 0.60% | +15.8% |
| TXRH | Sell | TEXAS ROADHOUSE INC | $17,391,000 | +8.7% | 300,979 | -0.9% | 0.59% | +8.7% |
| DECK | Sell | DECKERS OUTDOOR CORP | $17,166,000 | -17.4% | 190,671 | -26.4% | 0.58% | -17.4% |
| AABA | Buy | ALTABA INC | $16,950,000 | +88.2% | 228,929 | +77.6% | 0.57% | +88.2% |
| RLI | Sell | RLI CORP | $16,925,000 | +3.8% | 267,002 | -0.7% | 0.57% | +3.8% |
| WTS | Sell | WATTS WATER TECHNOLOGIES INCcl a | $16,820,000 | +1.4% | 216,473 | -0.9% | 0.57% | +1.4% |
| LRN | Sell | K12 INC | $16,721,000 | -11.6% | 1,179,222 | -0.9% | 0.57% | -11.7% |
| OIS | Sell | OIL STS INTL INC | $16,530,000 | -8.2% | 630,928 | -0.9% | 0.56% | -8.2% |
| BRKR | Buy | BRUKER CORP | $16,373,000 | -5.5% | 547,219 | +8.3% | 0.56% | -5.5% |
| BACPRL | Buy | BANK AMER CORP7.25%cnv pfd l | $16,184,000 | +8.8% | 12,551 | +11.3% | 0.55% | +8.7% |
| BLKB | Sell | BLACKBAUD INC | $15,998,000 | +6.8% | 157,131 | -0.9% | 0.54% | +6.9% |
| ACHC | Buy | ACADIA HEALTHCARE COMPANY IN | $15,886,000 | +43.4% | 405,466 | +19.4% | 0.54% | +43.5% |
| ZBRA | Sell | ZEBRA TECHNOLOGIES CORPcl a | $15,404,000 | +32.9% | 110,669 | -0.9% | 0.52% | +32.8% |
| RGP | Sell | RESOURCES CONNECTION INC | $15,384,000 | +3.9% | 949,641 | -0.9% | 0.52% | +4.0% |
| MLI | Buy | MUELLER INDS INC | $15,385,000 | -19.4% | 588,100 | +9.2% | 0.52% | -19.3% |
| AMSF | Sell | AMERISAFE INC | $15,218,000 | -11.1% | 275,445 | -0.9% | 0.52% | -11.2% |
| PAY | Buy | VERIFONE SYS INC | $15,017,000 | +1.4% | 976,395 | +16.8% | 0.51% | +1.6% |
| CEMEX SAB DE CVnote 3.720% 3/1 | $14,957,000 | -0.3% | 14,404,000 | 0.0% | 0.51% | -0.2% | ||
| SM | Buy | SM ENERGY CO | $13,986,000 | -17.0% | 775,698 | +1.6% | 0.47% | -17.0% |
| RLJ | Sell | RLJ LODGING TR | $13,771,000 | -12.3% | 708,394 | -0.9% | 0.47% | -12.4% |
| CNC | Buy | CENTENE CORP DEL | $13,597,000 | +16.2% | 127,229 | +9.7% | 0.46% | +16.4% |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $13,220,000 | +21.7% | 58,001 | +22.1% | 0.45% | +21.7% |
| PFGC | Sell | PERFORMANCE FOOD GROUP CO | $13,110,000 | -10.6% | 439,207 | -0.9% | 0.44% | -10.7% |
| RTN | Buy | RAYTHEON CO | $13,096,000 | +48.2% | 60,680 | +29.0% | 0.44% | +48.5% |
| BKE | Buy | BUCKLE INC | $12,888,000 | +16.5% | 581,852 | +24.9% | 0.44% | +16.5% |
| WWD | Buy | WOODWARD INC | $12,867,000 | +32.2% | 179,556 | +41.2% | 0.44% | +32.5% |
| SPTN | Sell | SPARTANNASH CO | $12,759,000 | -36.1% | 741,357 | -0.9% | 0.43% | -36.1% |
| BURL | Sell | BURLINGTON STORES INC | $12,657,000 | -8.8% | 95,060 | -15.7% | 0.43% | -8.7% |
| SXT | Sell | SENSIENT TECHNOLOGIES CORP | $12,591,000 | -4.4% | 178,388 | -0.9% | 0.43% | -4.5% |
| PCTY | Buy | PAYLOCITY HLDG CORP | $12,527,000 | +36.7% | 244,516 | +25.8% | 0.42% | +36.8% |
| BDX | Buy | BECTON DICKINSON & CO | $12,445,000 | +7.2% | 57,429 | +5.9% | 0.42% | +7.4% |
| Buy | NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $12,442,000 | +33.6% | 12,050,000 | +40.9% | 0.42% | +33.7% | |
| ILG | Sell | ILG INC | $12,435,000 | +8.2% | 399,720 | -0.9% | 0.42% | +8.2% |
| CMC | Sell | COMMERCIAL METALS CO | $12,049,000 | -4.9% | 588,910 | -0.9% | 0.41% | -4.9% |
| RBA | Sell | RITCHIE BROS AUCTIONEERS | $12,046,000 | +4.2% | 382,786 | -0.9% | 0.41% | +4.3% |
| HMN | Buy | HORACE MANN EDUCATORS CORP N | $11,985,000 | +10.3% | 280,362 | +13.7% | 0.41% | +10.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $11,893,000 | -8.3% | 92,804 | +0.0% | 0.40% | -8.2% |
| COR | Sell | CORESITE RLTY CORP | $11,509,000 | -12.8% | 114,789 | -0.9% | 0.39% | -12.8% |
| CMP | Buy | COMPASS MINERALS INTL INC | $11,479,000 | -6.1% | 190,366 | +12.5% | 0.39% | -6.0% |
| New | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $11,388,000 | – | 9,600,000 | +100.0% | 0.39% | – | |
| New | INTEL CORPsdcv 3.250% 8/0 | $11,394,000 | – | 4,544,000 | +100.0% | 0.39% | – | |
| RTEC | Buy | RUDOLPH TECHNOLOGIES INC | $11,289,000 | +26.7% | 407,562 | +9.3% | 0.38% | +26.5% |
| FIDELITY NATIONAL FINANCIALnote 4.250% 8/1 | $11,222,000 | +2.2% | 3,587,000 | 0.0% | 0.38% | +2.2% | ||
| PRICELINE GRP INCnote 0.350% 6/1 | $11,207,000 | +16.5% | 6,972,000 | 0.0% | 0.38% | +16.6% | ||
| BDXA | Buy | BECTON DICKINSON & CO | $11,184,000 | +20.4% | 192,500 | +20.5% | 0.38% | +20.3% |
| FNV | Buy | FRANCO NEVADA CORP | $11,168,000 | +10.7% | 163,302 | +29.4% | 0.38% | +10.5% |
| Buy | HERBALIFE LTDnote 2.000% 8/1 | $11,126,000 | +31.3% | 9,181,000 | +8.9% | 0.38% | +31.4% | |
| V | Sell | VISA INC | $11,002,000 | -13.7% | 91,978 | -17.7% | 0.37% | -13.7% |
| PBH | Buy | PRESTIGE BRANDS HLDGS INC | $11,025,000 | -1.9% | 326,953 | +29.2% | 0.37% | -1.8% |
| AME | Buy | AMETEK INC NEW | $10,769,000 | +44.0% | 141,748 | +37.3% | 0.36% | +44.3% |
| CBRL | Sell | CRACKER BARREL OLD CTRY STOR | $10,547,000 | +0.1% | 66,250 | -0.1% | 0.36% | 0.0% |
| Buy | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $10,501,000 | +25.4% | 5,916,000 | +20.3% | 0.36% | +25.8% | |
| DISH NETWORK CORPnote 3.375% 8/1 | $10,418,000 | -11.4% | 10,800,000 | 0.0% | 0.35% | -11.3% | ||
| PALO ALTO NETWORKS INCnote 7/0 | $10,046,000 | +20.8% | 6,073,000 | 0.0% | 0.34% | +20.6% | ||
| Buy | TWITTER INCnote 0.250% 9/1 | $10,050,000 | +8.5% | 10,452,000 | +7.7% | 0.34% | +8.3% | |
| BEAT | Sell | BIOTELEMETRY INC | $9,994,000 | +2.9% | 321,864 | -0.9% | 0.34% | +3.0% |
| SMP | Buy | STANDARD MTR PRODS INC | $9,901,000 | +35.4% | 208,133 | +27.8% | 0.34% | +35.1% |
| GPI | Buy | GROUP 1 AUTOMOTIVE INC | $9,800,000 | +0.2% | 149,981 | +8.8% | 0.33% | +0.3% |
| NMFC | Buy | NEW MTN FIN CORP | $9,642,000 | +13.4% | 733,234 | +16.9% | 0.33% | +13.5% |
| ANTX | ANTHEM INCunit 05/01/20188 | $9,542,000 | -3.9% | 177,522 | 0.0% | 0.32% | -3.9% | |
| AET | Buy | AETNA INC NEW | $9,433,000 | +44.6% | 55,818 | +54.3% | 0.32% | +44.8% |
| Buy | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $9,385,000 | +14.5% | 9,139,000 | +12.3% | 0.32% | +14.8% | |
| AMAT | Buy | APPLIED MATLS INC | $9,400,000 | +11.6% | 169,029 | +2.6% | 0.32% | +11.6% |
| IAC | Sell | IAC INTERACTIVECORP | $9,377,000 | +27.8% | 59,960 | -0.0% | 0.32% | +28.2% |
| Buy | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $9,286,000 | +5.3% | 9,241,000 | +12.1% | 0.32% | +5.4% | |
| PM | Sell | PHILIP MORRIS INTL INC | $9,240,000 | -10.3% | 92,957 | -4.7% | 0.31% | -10.3% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $9,177,000 | +7.1% | 126,539 | +4.2% | 0.31% | +7.2% |
| CRZO | Buy | CARRIZO OIL & GAS INC | $8,906,000 | -18.5% | 556,617 | +8.4% | 0.30% | -18.4% |
| EGOV | Buy | NIC INC | $8,912,000 | +13.8% | 670,063 | +42.0% | 0.30% | +14.0% |
| MO | Sell | ALTRIA GROUP INC | $8,875,000 | -14.3% | 142,406 | -1.8% | 0.30% | -14.0% |
| CAKE | Sell | CHEESECAKE FACTORY INC | $8,786,000 | -0.8% | 182,201 | -0.9% | 0.30% | -0.7% |
| Buy | FIREEYE INCnote 1.000% 6/0 | $8,755,000 | +9.9% | 9,221,000 | +8.9% | 0.30% | +10.0% | |
| CAESARS ENTMT CORPnote 5.000%10/0 | $8,732,000 | -9.9% | 5,000,000 | 0.0% | 0.30% | -9.8% | ||
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $8,654,000 | -6.0% | 1,426,000 | -14.9% | 0.29% | -6.1% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $8,638,000 | -14.6% | 8,372 | -13.4% | 0.29% | -14.6% |
| New | GREENBRIER COS INCnote 2.875% 2/0 | $8,535,000 | – | 7,450,000 | +100.0% | 0.29% | – | |
| Buy | ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $8,402,000 | +9.8% | 8,646,000 | +9.5% | 0.28% | +10.0% | |
| NATI | Sell | NATIONAL INSTRS CORP | $8,412,000 | +20.4% | 166,335 | -0.9% | 0.28% | +20.3% |
| Buy | NEW MTN FIN CORPnote 5.000% 6/1 | $8,326,000 | +13.5% | 8,123,000 | +14.0% | 0.28% | +13.7% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $8,141,000 | +0.1% | 40,813 | -0.5% | 0.28% | +0.4% |
| Buy | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $7,992,000 | +20.0% | 7,438,000 | +11.2% | 0.27% | +19.9% | |
| PTC | Sell | PTC INC | $7,747,000 | -22.8% | 99,303 | -39.8% | 0.26% | -22.9% |
| DYCOM INDS INCnote 0.750% 9/1 | $7,716,000 | -2.7% | 6,080,000 | 0.0% | 0.26% | -3.0% | ||
| Buy | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $7,706,000 | +11.2% | 7,985,000 | +10.4% | 0.26% | +11.1% | |
| Buy | HURON CONSULTING GROUP INCnote 1.250%10/0 | $7,545,000 | +11.1% | 7,963,000 | +10.4% | 0.26% | +11.3% | |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $7,530,000 | +24.7% | 118,002 | +30.4% | 0.26% | +25.0% |
| DPLO | Buy | DIPLOMAT PHARMACY INC | $7,412,000 | +61.5% | 367,845 | +60.9% | 0.25% | +61.9% |
| FET | Buy | FORUM ENERGY TECHNOLOGIES IN | $7,420,000 | -21.6% | 674,549 | +10.8% | 0.25% | -21.8% |
| UNP | Sell | UNION PAC CORP | $7,357,000 | -0.3% | 54,725 | -0.5% | 0.25% | -0.4% |
| Sell | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $7,258,000 | -23.6% | 1,522,000 | -39.7% | 0.25% | -23.6% | |
| PKG | Sell | PACKAGING CORP AMER | $7,134,000 | -37.9% | 63,305 | -33.6% | 0.24% | -37.8% |
| Buy | EZCORP INCnote 2.625% 6/1 | $7,103,000 | +11.1% | 6,717,000 | +8.0% | 0.24% | +11.6% | |
| NEE | Sell | NEXTERA ENERGY INC | $7,044,000 | -37.2% | 43,130 | -39.9% | 0.24% | -36.9% |
| ZTS | Sell | ZOETIS INCcl a | $6,955,000 | -24.8% | 83,278 | -35.1% | 0.24% | -24.6% |
| DIS | Sell | DISNEY WALT CO | $6,975,000 | -35.4% | 69,447 | -30.9% | 0.24% | -35.5% |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $6,860,000 | – | 75,092 | +100.0% | 0.23% | – |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $6,785,000 | -6.1% | 6,843,000 | 0.0% | 0.23% | -6.1% | ||
| Buy | SEACOR HOLDINGS INCnote 3.000%11/1 | $6,766,000 | +30.6% | 6,966,000 | +27.4% | 0.23% | +30.9% | |
| DRQ | Sell | DRIL-QUIP INC | $6,758,000 | -6.9% | 150,838 | -0.9% | 0.23% | -6.9% |
| Buy | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $6,724,000 | +8.5% | 6,725,000 | +8.0% | 0.23% | +8.6% | |
| Buy | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $6,688,000 | +11.6% | 6,547,000 | +12.9% | 0.23% | +11.8% | |
| NXP SEMICONDUCTORS N Vdbcv 1.000%12/0 | $6,424,000 | +0.2% | 5,170,000 | 0.0% | 0.22% | +0.5% | ||
| Sell | MICRON TECHNOLOGY INCnote 3.000%11/1 | $6,418,000 | +9.1% | 3,579,000 | -12.3% | 0.22% | +9.0% | |
| CVX | Buy | CHEVRON CORP NEW | $6,366,000 | +4.3% | 55,824 | +14.5% | 0.22% | +4.3% |
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $6,383,000 | +3.3% | 5,550,000 | 0.0% | 0.22% | +3.3% | ||
| Sell | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $6,356,000 | -14.1% | 6,388,000 | -13.5% | 0.22% | -14.3% | |
| Sell | CALAMP CORPnote 1.625% 5/1 | $6,098,000 | -14.6% | 5,709,000 | -15.7% | 0.21% | -14.5% | |
| SHW | Sell | SHERWIN WILLIAMS CO | $5,967,000 | -6.3% | 15,218 | -2.0% | 0.20% | -6.5% |
| VERISIGN INCsdcv 3.250% 8/1 | $5,861,000 | +3.4% | 1,695,000 | 0.0% | 0.20% | +3.6% | ||
| Buy | KEYW HLDG CORPnote 2.500% 7/1 | $5,841,000 | +16.1% | 6,000,000 | +9.1% | 0.20% | +16.5% | |
| HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $5,788,000 | -0.8% | 6,278,000 | 0.0% | 0.20% | -1.0% | ||
| Buy | SILVER STD RES INCnote 2.875% 2/0 | $5,689,000 | +36.1% | 5,750,000 | +35.3% | 0.19% | +35.9% | |
| New | COLONY STARWOOD HOMESnote 3.500% 1/1 | $5,578,000 | – | 5,000,000 | +100.0% | 0.19% | – | |
| Buy | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $5,400,000 | +1546.3% | 5,000,000 | +1566.7% | 0.18% | +1563.6% | |
| SEACOR HOLDINGS INCnote 2.500%12/1 | $5,363,000 | +1.8% | 5,188,000 | 0.0% | 0.18% | +2.2% | ||
| CBS | Sell | CBS CORP NEWcl b | $5,381,000 | -13.2% | 104,709 | -0.3% | 0.18% | -13.3% |
| BROOKDALE SR LIVING INCnote 2.750% 6/1 | $5,327,000 | 0.0% | 5,340,000 | 0.0% | 0.18% | 0.0% | ||
| KHC | Buy | KRAFT HEINZ CO | $5,306,000 | -16.3% | 85,183 | +4.5% | 0.18% | -16.3% |
| Buy | MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $5,261,000 | +6.0% | 5,314,000 | +10.4% | 0.18% | +6.0% | |
| Buy | COLONY CAP INCnote 5.000% 4/1 | $5,247,000 | +9.8% | 5,619,000 | +21.6% | 0.18% | +9.9% | |
| NVO | NOVO-NORDISK A Sadr | $5,229,000 | -8.2% | 106,175 | 0.0% | 0.18% | -8.3% | |
| Sell | SHUTTERFLY INCnote 0.250% 5/1 | $5,236,000 | -23.7% | 4,148,000 | -39.9% | 0.18% | -23.7% | |
| VECTOR GROUP LTDfrnt 1/1 | $5,209,000 | -8.8% | 3,600,000 | 0.0% | 0.18% | -8.8% | ||
| Buy | ROVI CORPnote 0.500% 3/0 | $5,167,000 | +12.4% | 5,335,000 | +10.3% | 0.18% | +12.2% | |
| DWDP | Buy | DOWDUPONT INC | $5,167,000 | -7.3% | 81,108 | +3.6% | 0.18% | -7.4% |
| AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $5,166,000 | +19.4% | 5,000,000 | 0.0% | 0.18% | +19.9% | ||
| HON | Buy | HONEYWELL INTL INC | $5,139,000 | -4.6% | 35,561 | +1.3% | 0.17% | -4.4% |
| ELGX | Sell | ENDOLOGIX INC | $5,124,000 | -21.7% | 1,211,402 | -0.9% | 0.17% | -21.3% |
| FB | Buy | FACEBOOK INCcl a | $5,057,000 | -3.9% | 31,650 | +6.1% | 0.17% | -3.9% |
| Buy | PANDORA MEDIA INCnote 1.750%12/0 | $5,036,000 | +26.4% | 5,504,000 | +22.2% | 0.17% | +26.7% | |
| BL | New | BLACKLINE INC | $5,031,000 | – | 128,319 | +100.0% | 0.17% | – |
| Buy | WRIGHT MED GROUP INCnote 2.000% 2/1 | $4,992,000 | +42.7% | 5,008,000 | +46.9% | 0.17% | +43.2% | |
| ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $4,988,000 | -2.3% | 3,400,000 | 0.0% | 0.17% | -2.3% | ||
| Buy | TITAN MACHY INCnote 3.750% 5/0 | $4,958,000 | +18.4% | 4,958,000 | +17.8% | 0.17% | +18.3% | |
| Buy | ARES CAP CORPnote 4.375% 1/1 | $4,896,000 | +43.9% | 4,830,000 | +45.0% | 0.17% | +44.3% | |
| TESARO INCnote 3.000%10/0 | $4,892,000 | -27.3% | 2,718,000 | 0.0% | 0.17% | -27.2% | ||
| FNF | FIDELITY NATIONAL FINANCIAL | $4,836,000 | +2.0% | 120,850 | 0.0% | 0.16% | +1.9% | |
| New | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $4,753,000 | – | 5,517,000 | +100.0% | 0.16% | – | |
| DPS | DR PEPPER SNAPPLE GROUP INC | $4,704,000 | +22.0% | 39,737 | 0.0% | 0.16% | +21.4% | |
| LAZ | Sell | LAZARD LTD | $4,696,000 | -0.9% | 89,336 | -1.0% | 0.16% | -0.6% |
| ROP | Buy | ROPER TECHNOLOGIES INC | $4,614,000 | +22.4% | 16,438 | +12.9% | 0.16% | +21.9% |
| New | PACIRA PHARMACEUTICALS INCnote 2.375% 4/0 | $4,590,000 | – | 5,000,000 | +100.0% | 0.16% | – | |
| Buy | WRIGHT MED GROUP N Vnote 2.250%11/1 | $4,550,000 | +24.4% | 4,000,000 | +33.3% | 0.15% | +24.2% | |
| Buy | INPHI CORPnote 1.125%12/0 | $4,521,000 | +55.8% | 4,300,000 | +72.0% | 0.15% | +56.1% | |
| New | MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $4,523,000 | – | 5,075,000 | +100.0% | 0.15% | – | |
| New | EXACT SCIENCES CORPdbcv 1.000% 1/1 | $4,523,000 | – | 5,100,000 | +100.0% | 0.15% | – | |
| ALLE | Buy | ALLEGION PUB LTD CO | $4,479,000 | +587.0% | 52,515 | +541.1% | 0.15% | +590.9% |
| TUTOR PERINI CORPnote 2.875% 6/1 | $4,488,000 | -4.9% | 4,250,000 | 0.0% | 0.15% | -5.0% | ||
| MOLINA HEALTHCARE INCnote 1.125% 1/1 | $4,454,000 | +5.4% | 2,210,000 | 0.0% | 0.15% | +5.6% | ||
| New | SQUARE INCnote 0.375% 3/0 | $4,382,000 | – | 2,000,000 | +100.0% | 0.15% | – | |
| CTRL | Sell | CONTROL4 CORP | $4,383,000 | -28.5% | 204,053 | -0.9% | 0.15% | -28.8% |
| MCD | MCDONALDS CORP | $4,304,000 | -9.1% | 27,521 | 0.0% | 0.15% | -8.8% | |
| ALON USA ENERGY INCnote 3.000% 9/1 | $4,257,000 | +14.7% | 2,788,000 | 0.0% | 0.14% | +14.3% | ||
| Buy | SOLARCITY CORPnote 1.625%11/0 | $4,146,000 | +17.7% | 4,537,000 | +19.8% | 0.14% | +17.6% | |
| Sell | SUNPOWER CORPdbcv 0.750% 6/0 | $4,115,000 | -0.2% | 4,173,000 | -0.0% | 0.14% | -0.7% | |
| RED HAT INCnote 0.250%10/0 | $4,036,000 | +23.3% | 1,987,000 | 0.0% | 0.14% | +23.4% | ||
| INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $4,055,000 | +0.6% | 3,600,000 | 0.0% | 0.14% | +0.7% | ||
| ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $4,056,000 | -10.0% | 5,035,000 | 0.0% | 0.14% | -10.5% | ||
| Buy | FINISAR CORPnote 0.500%12/1 | $3,963,000 | +12.1% | 4,010,000 | +14.2% | 0.13% | +11.7% | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $3,928,000 | -2.8% | 3,983,000 | 0.0% | 0.13% | -2.9% | ||
| New | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $3,910,000 | – | 4,250,000 | +100.0% | 0.13% | – | |
| BLACKSTONE MTG TR INCnote 5.250%12/0 | $3,887,000 | -3.5% | 3,400,000 | 0.0% | 0.13% | -2.9% | ||
| CSG SYS INTL INCnote 4.250% 3/1 | $3,852,000 | +0.9% | 3,500,000 | 0.0% | 0.13% | +0.8% | ||
| PROS HOLDINGS INCnote 2.000%12/0 | $3,810,000 | +7.8% | 3,350,000 | 0.0% | 0.13% | +7.5% | ||
| TRUP | New | TRUPANION INC | $3,784,000 | – | 126,599 | +100.0% | 0.13% | – |
| CCIPRA | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $3,790,000 | -1.5% | 3,400 | 0.0% | 0.13% | -1.5% | |
| Buy | CTRIP COM INTL LTDnote 1.250% 9/1 | $3,753,000 | +18.3% | 3,600,000 | +16.1% | 0.13% | +18.7% | |
| TXN | Buy | TEXAS INSTRS INC | $3,711,000 | +21.6% | 35,725 | +22.2% | 0.13% | +22.3% |
| XLNX | Sell | XILINX INC | $3,711,000 | -56.1% | 51,375 | -59.1% | 0.13% | -55.9% |
| Sell | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $3,687,000 | -51.0% | 3,639,000 | -49.9% | 0.12% | -51.0% | |
| TESLA INCnote 2.375% 3/1 | $3,653,000 | -10.4% | 3,500,000 | 0.0% | 0.12% | -10.1% | ||
| ABBV | Sell | ABBVIE INC | $3,627,000 | -2.5% | 38,320 | -0.4% | 0.12% | -2.4% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,589,000 | +0.5% | 12 | 0.0% | 0.12% | +0.8% | |
| NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $3,565,000 | -0.6% | 3,750,000 | 0.0% | 0.12% | 0.0% | ||
| New | LUMENTUM HLDGS INCnote 0.250% 3/1 | $3,543,000 | – | 2,800,000 | +100.0% | 0.12% | – | |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $3,546,000 | -24.6% | 84,964 | -22.7% | 0.12% | -24.5% |
| BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $3,519,000 | -6.9% | 3,189,000 | 0.0% | 0.12% | -7.0% | ||
| CTRIP COM INTL LTDnote 1.000% 7/0 | $3,491,000 | +2.4% | 3,237,000 | 0.0% | 0.12% | +2.6% | ||
| CITRIX SYS INCnote 0.500% 4/1 | $3,496,000 | +1.8% | 2,650,000 | 0.0% | 0.12% | +1.7% | ||
| AIZP | New | ASSURANT INC6.50% conv pfd d | $3,425,000 | – | 33,000 | +100.0% | 0.12% | – |
| LEN | New | LENNAR CORPcl a | $3,385,000 | – | 57,431 | +100.0% | 0.12% | – |
| CIENA CORPnote 3.750%10/1 | $3,381,000 | +13.1% | 2,561,000 | 0.0% | 0.12% | +13.9% | ||
| QCOM | Buy | QUALCOMM INC | $3,361,000 | -9.7% | 60,650 | +4.3% | 0.11% | -9.5% |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $3,343,000 | -2.6% | 2,000,000 | 0.0% | 0.11% | -2.6% | ||
| Buy | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $3,319,000 | +16.3% | 3,234,000 | +22.8% | 0.11% | +15.5% | |
| TESLA INCnote 1.250% 3/0 | $3,275,000 | -8.2% | 3,300,000 | 0.0% | 0.11% | -8.3% | ||
| ARCC | ARES CAP CORP | $3,291,000 | +1.0% | 207,345 | 0.0% | 0.11% | +0.9% | |
| Buy | YANDEX NVnote 1.125%12/1 | $3,260,000 | +21.3% | 3,208,000 | +18.5% | 0.11% | +20.9% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $3,238,000 | -7.7% | 67,719 | +2.1% | 0.11% | -7.6% |
| PFE | Sell | PFIZER INC | $3,230,000 | -4.1% | 91,019 | -2.1% | 0.11% | -4.4% |
| DEPOMED INCnote 2.500% 9/0 | $3,165,000 | -2.8% | 3,871,000 | 0.0% | 0.11% | -2.7% | ||
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $3,109,000 | -2.9% | 3,000,000 | 0.0% | 0.10% | -2.8% | ||
| SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $3,064,000 | +4.5% | 3,231,000 | 0.0% | 0.10% | +5.1% | ||
| Sell | INFINERA CORPORATIONdbcv 1.750% 6/0 | $3,059,000 | +0.1% | 3,047,000 | -0.4% | 0.10% | 0.0% | |
| Buy | FORESTAR GROUP INCnote 3.750% 3/0 | $3,071,000 | +47.6% | 3,000,000 | +50.0% | 0.10% | +48.6% | |
| MIC | Buy | MACQUARIE INFRASTRUCTURE COR | $3,036,000 | +75.2% | 82,200 | +204.4% | 0.10% | +74.6% |
| Buy | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $3,029,000 | +16.9% | 2,380,000 | +26.6% | 0.10% | +17.0% | |
| PFPT | Sell | PROOFPOINT INC | $3,038,000 | +14.8% | 26,731 | -10.3% | 0.10% | +14.4% |
| RADIUS HEALTH INCnote 3.000% 9/0 | $3,035,000 | +6.7% | 3,000,000 | 0.0% | 0.10% | +7.3% | ||
| WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $3,005,000 | +0.5% | 3,000,000 | 0.0% | 0.10% | +1.0% | ||
| RYAMPRA | RAYONIER ADVANCED MATLS INCpfd cv ser a | $3,003,000 | +3.4% | 20,000 | 0.0% | 0.10% | +4.1% | |
| ON SEMICONDUCTOR CORPnote 1.000%12/0 | $2,970,000 | +11.6% | 2,080,000 | 0.0% | 0.10% | +12.2% | ||
| KB HOMEnote 1.375% 2/0 | $2,990,000 | -7.8% | 2,633,000 | 0.0% | 0.10% | -8.2% | ||
| LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $2,939,000 | -0.0% | 2,272,000 | 0.0% | 0.10% | 0.0% | ||
| PDC ENERGY INCnote 1.125% 9/1 | $2,912,000 | -0.4% | 2,986,000 | 0.0% | 0.10% | 0.0% | ||
| XOM | Sell | EXXON MOBIL CORP | $2,909,000 | -14.3% | 38,985 | -3.9% | 0.10% | -13.9% |
| HESPRA | New | HESS CORPdep pdf sr a | $2,898,000 | – | 48,500 | +100.0% | 0.10% | – |
| MEDICINES COnote 2.750% 7/1 | $2,896,000 | +4.9% | 3,000,000 | 0.0% | 0.10% | +5.4% | ||
| New | WAYFAIR INCnote 0.375% 9/0 | $2,850,000 | – | 3,000,000 | +100.0% | 0.10% | – | |
| Sell | NEVRO CORPnote 1.750% 6/0 | $2,877,000 | -8.1% | 2,500,000 | -16.7% | 0.10% | -8.5% | |
| EPRPRE | Sell | EPR PPTYSconv pfd 9% sr e | $2,843,000 | -20.9% | 83,400 | -15.6% | 0.10% | -21.3% |
| New | LIBERTY MEDIA CORP DELAWAREnote 1.000% 1/3 | $2,834,000 | – | 2,700,000 | +100.0% | 0.10% | – | |
| New | INSMED INCnote 1.750% 1/1 | $2,836,000 | – | 3,200,000 | +100.0% | 0.10% | – | |
| Sell | SERVICENOW INCnote 11/0 | $2,838,000 | -2.4% | 1,270,000 | -22.8% | 0.10% | -2.0% | |
| HIG | HARTFORD FINL SVCS GROUP INC | $2,834,000 | -8.4% | 55,000 | 0.0% | 0.10% | -8.6% | |
| AGN | Buy | ALLERGAN PLC | $2,797,000 | +204.4% | 16,621 | +195.7% | 0.10% | +206.5% |
| Sell | ENDOLOGIX INCnote 2.250%12/1 | $2,793,000 | +0.0% | 2,874,000 | -0.1% | 0.10% | 0.0% | |
| Sell | TRINITY INDS INCnote 3.875% 6/0 | $2,769,000 | -13.6% | 2,032,000 | -0.2% | 0.09% | -13.8% | |
| ILLUMINA INCnote 6/1 | $2,751,000 | +1.8% | 2,487,000 | 0.0% | 0.09% | +1.1% | ||
| BKI | Buy | BLACK KNIGHT INC | $2,728,000 | +7.0% | 57,912 | +0.3% | 0.09% | +7.0% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $2,707,000 | -52.2% | 13,112 | -56.0% | 0.09% | -52.1% |
| WORKDAY INCnote 0.750% 7/1 | $2,637,000 | +21.3% | 1,733,000 | 0.0% | 0.09% | +20.3% | ||
| SM ENERGY COnote 1.500% 7/0 | $2,584,000 | -3.5% | 2,734,000 | 0.0% | 0.09% | -3.3% | ||
| Buy | CARDTRONICS INCnote 1.000%12/0 | $2,612,000 | +267.4% | 2,807,000 | +253.5% | 0.09% | +266.7% | |
| NUVASIVE INCnote 2.250% 3/1 | $2,534,000 | -6.1% | 2,300,000 | 0.0% | 0.09% | -5.5% | ||
| MEDICINES COnote 2.500% 1/1 | $2,540,000 | +9.0% | 2,200,000 | 0.0% | 0.09% | +8.9% | ||
| New | J2 GLOBAL INCnote 3.250% 6/1 | $2,548,000 | – | 2,000,000 | +100.0% | 0.09% | – | |
| ENVESTNET INCnote 1.750%12/1 | $2,463,000 | +6.4% | 2,227,000 | 0.0% | 0.08% | +6.4% | ||
| KKR | KKR & CO L P DEL | $2,452,000 | -3.6% | 120,798 | 0.0% | 0.08% | -3.5% | |
| THERAVANCE INCnote 2.125% 1/1 | $2,378,000 | +8.2% | 2,220,000 | 0.0% | 0.08% | +9.5% | ||
| NXPI | Buy | NXP SEMICONDUCTORS N V | $2,319,000 | +13.1% | 52,520 | +199.8% | 0.08% | +14.5% |
| VDSI | New | VASCO DATA SEC INTL INC | $2,292,000 | – | 177,002 | +100.0% | 0.08% | – |
| NYCBPRU | New | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $2,290,000 | – | 46,366 | +100.0% | 0.08% | – |
| New | OSI SYSTEMS INCnote 1.250% 9/0 | $2,269,000 | – | 2,500,000 | +100.0% | 0.08% | – | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $2,286,000 | -0.3% | 2,000,000 | 0.0% | 0.08% | -1.3% | ||
| VEECO INSTRS INC DELnote 2.700% 1/1 | $2,275,000 | +4.5% | 2,500,000 | 0.0% | 0.08% | +4.1% | ||
| INCYTE CORPnote 1.250%11/1 | $2,238,000 | -12.0% | 1,321,000 | 0.0% | 0.08% | -11.6% | ||
| WEATHERFORD INTL LTDnote 5.875% 7/0 | $2,236,000 | -17.2% | 2,493,000 | 0.0% | 0.08% | -16.5% | ||
| VERINT SYS INCnote 1.500% 6/0 | $2,201,000 | -0.2% | 2,255,000 | 0.0% | 0.08% | 0.0% | ||
| NKE | NIKE INCcl b | $2,194,000 | +6.2% | 33,025 | 0.0% | 0.07% | +5.7% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $2,119,000 | -7.6% | 86,546 | 0.0% | 0.07% | -7.7% | |
| NOC | NORTHROP GRUMMAN CORP | $2,103,000 | +13.7% | 6,025 | 0.0% | 0.07% | +12.7% | |
| ALE | ALLETE INC | $2,095,000 | -2.8% | 29,000 | 0.0% | 0.07% | -2.7% | |
| INSULET CORPnote 1.250% 9/1 | $2,068,000 | +18.6% | 1,335,000 | 0.0% | 0.07% | +18.6% | ||
| Sell | KNOWLES CORPnote 3.250%11/0 | $2,076,000 | -37.7% | 2,000,000 | -33.3% | 0.07% | -38.1% | |
| JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $2,073,000 | +4.3% | 1,981,000 | 0.0% | 0.07% | +4.5% | ||
| New | GOLAR LNG LTDnote 2.750% 2/1 | $2,058,000 | – | 2,000,000 | +100.0% | 0.07% | – | |
| VOD | Sell | VODAFONE GROUP PLC NEWsponsored adr | $2,029,000 | -13.7% | 72,933 | -1.1% | 0.07% | -13.8% |
| FINISAR CORPnote 0.500%12/1 | $2,034,000 | -3.1% | 2,250,000 | 0.0% | 0.07% | -2.8% | ||
| NVIDIA CORPnote 1.000%12/0 | $2,023,000 | +20.1% | 175,000 | 0.0% | 0.07% | +21.1% | ||
| SLM | SLM CORP | $1,998,000 | -0.8% | 178,200 | 0.0% | 0.07% | 0.0% | |
| REDWOOD TR INCnote 4.750% 8/1 | $1,939,000 | +0.2% | 2,000,000 | 0.0% | 0.07% | 0.0% | ||
| BGS | B & G FOODS INC NEW | $1,904,000 | -32.6% | 80,350 | 0.0% | 0.06% | -33.3% | |
| New | COLONY CAP INCnote 3.875% 1/1 | $1,885,000 | – | 2,000,000 | +100.0% | 0.06% | – | |
| New | ENCORE CAP GROUP INCnote 3.250% 3/1 | $1,753,000 | – | 1,500,000 | +100.0% | 0.06% | – | |
| CTRIP COM INTL LTDnote 1.990% 7/0 | $1,736,000 | +3.5% | 1,500,000 | 0.0% | 0.06% | +3.5% | ||
| NAVI | NAVIENT CORPORATION | $1,703,000 | -1.5% | 129,800 | 0.0% | 0.06% | -1.7% | |
| New | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $1,720,000 | – | 1,750,000 | +100.0% | 0.06% | – | |
| CLNS | Buy | COLONY NORTHSTAR INC | $1,673,000 | -49.1% | 297,616 | +3.2% | 0.06% | -48.6% |
| Sell | IGI LABORATORIES INCnote 3.750%12/1 | $1,674,000 | -59.8% | 1,800,000 | -61.9% | 0.06% | -59.6% | |
| YAHOO INCnote 12/0 | $1,679,000 | +4.0% | 1,200,000 | 0.0% | 0.06% | +3.6% | ||
| CHENIERE ENERGY INCnote 4.250% 3/1 | $1,652,000 | +9.5% | 2,120,000 | 0.0% | 0.06% | +9.8% | ||
| ANI PHARMACEUTICALS INCnote 3.000%12/0 | $1,645,000 | -5.1% | 1,500,000 | 0.0% | 0.06% | -5.1% | ||
| WPXP | WPX ENERGY INCpfd ser a cv | $1,591,000 | +2.6% | 25,000 | 0.0% | 0.05% | +1.9% | |
| SWP | Sell | STANLEY BLACK & DECKER INCunit 05/15/2020 | $1,553,000 | -57.9% | 13,500 | -55.0% | 0.05% | -57.6% |
| TERADYNE INCnote 1.250%12/1 | $1,525,000 | +6.6% | 1,000,000 | 0.0% | 0.05% | +8.3% | ||
| Buy | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $1,521,000 | +97.0% | 1,500,000 | +100.0% | 0.05% | +100.0% | |
| IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $1,534,000 | +1.5% | 1,300,000 | 0.0% | 0.05% | +2.0% | ||
| CMCSA | Sell | COMCAST CORP NEWcl a | $1,504,000 | -15.5% | 44,008 | -0.9% | 0.05% | -15.0% |
| NEW YORK MTG TR INCnote 6.250% 1/1 | $1,511,000 | -1.0% | 1,500,000 | 0.0% | 0.05% | -1.9% | ||
| TCP CAP CORPnote 4.625% 3/0 | $1,511,000 | -1.8% | 1,500,000 | 0.0% | 0.05% | -1.9% | ||
| SUNPOWER CORPdbcv 4.000% 1/1 | $1,447,000 | -6.4% | 1,800,000 | 0.0% | 0.05% | -5.8% | ||
| NTRS | NORTHERN TR CORP | $1,444,000 | +3.3% | 14,000 | 0.0% | 0.05% | +4.3% | |
| PROOFPOINT INCdbcv 0.750% 6/1 | $1,391,000 | +16.7% | 950,000 | 0.0% | 0.05% | +17.5% | ||
| MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $1,385,000 | +3.8% | 969,000 | 0.0% | 0.05% | +4.4% | ||
| UNISYS CORPnote 5.500% 3/0 | $1,327,000 | +17.5% | 1,000,000 | 0.0% | 0.04% | +18.4% | ||
| EA | ELECTRONIC ARTS INC | $1,309,000 | +15.3% | 10,800 | 0.0% | 0.04% | +15.8% | |
| MNR | Sell | MONMOUTH REAL ESTATE INVT COcl a | $1,302,000 | -46.6% | 86,550 | -36.8% | 0.04% | -46.3% |
| OEC | Buy | ORION ENGINEERED CARBONS S A | $1,222,000 | +6.3% | 45,110 | +0.4% | 0.04% | +5.1% |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $1,192,000 | +0.8% | 1,476,000 | 0.0% | 0.04% | 0.0% | ||
| MSFT | Buy | MICROSOFT CORP | $1,190,000 | +7.6% | 13,041 | +0.9% | 0.04% | +8.1% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $1,143,000 | -2.4% | 1,102 | -0.9% | 0.04% | -2.5% |
| SREPRA | New | SEMPRA ENERGY6% pfd conv a | $1,123,000 | – | 11,000 | +100.0% | 0.04% | – |
| FIREEYE INCnote 1.625% 6/0 | $1,121,000 | +1.3% | 1,200,000 | 0.0% | 0.04% | +2.7% | ||
| FISV | Buy | FISERV INC | $1,105,000 | +15.8% | 15,494 | +112.9% | 0.04% | +15.6% |
| New | SILICON LABORATORIES INCnote 1.375% 3/0 | $1,088,000 | – | 940,000 | +100.0% | 0.04% | – | |
| SRCLP | STERICYCLE INCdep pfd a 1/10 | $1,092,000 | -15.1% | 24,195 | 0.0% | 0.04% | -15.9% | |
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $1,075,000 | +6.8% | 1,173,000 | 0.0% | 0.04% | +5.9% | ||
| FTRPR | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $1,061,000 | +9.6% | 93,504 | 0.0% | 0.04% | +9.1% | |
| COP | CONOCOPHILLIPS | $1,069,000 | +8.1% | 18,025 | 0.0% | 0.04% | +9.1% | |
| New | TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $1,024,000 | – | 1,000,000 | +100.0% | 0.04% | – | |
| Buy | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $1,041,000 | +86.9% | 742,000 | +75.4% | 0.04% | +84.2% | |
| CNP | CENTERPOINT ENERGY INC | $1,026,000 | -3.4% | 37,450 | 0.0% | 0.04% | -2.8% | |
| New | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $1,014,000 | – | 1,000,000 | +100.0% | 0.03% | – | |
| EVOLENT HEALTH INCnote 2.000%12/0 | $1,005,000 | +5.2% | 1,000,000 | 0.0% | 0.03% | +6.2% | ||
| CIENA CORPdebt 4.000%12/1 | $990,000 | +7.7% | 704,000 | 0.0% | 0.03% | +9.7% | ||
| HD | HOME DEPOT INC | $978,000 | -6.0% | 5,486 | 0.0% | 0.03% | -5.7% | |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $988,000 | +5.1% | 5,385 | -1.2% | 0.03% | +3.1% |
| BAC | Buy | BANK AMER CORP | $967,000 | +134.1% | 32,250 | +130.4% | 0.03% | +135.7% |
| DCUD | DOMINION ENERGY INCunit 08/15/2019 | $926,000 | -10.5% | 20,000 | 0.0% | 0.03% | -11.4% | |
| IWM | New | ISHARES TRrussell 2000 etf | $903,000 | – | 165,000 | +100.0% | 0.03% | – |
| ANTHEM INCnote 2.750%10/1 | $907,000 | -1.8% | 300,000 | 0.0% | 0.03% | 0.0% | ||
| KMIPRA | KINDER MORGAN INC DELpfd ser a | $913,000 | -16.7% | 29,093 | 0.0% | 0.03% | -16.2% | |
| PG | Sell | PROCTER AND GAMBLE CO | $918,000 | -62.2% | 11,582 | -56.2% | 0.03% | -62.2% |
| TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $871,000 | -10.9% | 192,000 | 0.0% | 0.03% | -9.1% | ||
| FUN | Sell | CEDAR FAIR L Pdepositry unit | $887,000 | -51.5% | 13,890 | -50.7% | 0.03% | -51.6% |
| New | ACETO CORPnote 2.000%11/0 | $881,000 | – | 1,000,000 | +100.0% | 0.03% | – | |
| LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1 | $852,000 | 0.0% | 743,000 | 0.0% | 0.03% | 0.0% | ||
| EXPE | Buy | EXPEDIA GROUP INC | $845,000 | +4.6% | 7,656 | +13.4% | 0.03% | +7.4% |
| INTU | INTUIT | $790,000 | +9.9% | 4,555 | 0.0% | 0.03% | +12.5% | |
| ADBE | ADOBE SYS INC | $799,000 | +23.3% | 3,700 | 0.0% | 0.03% | +22.7% | |
| BX | Sell | BLACKSTONE GROUP L P | $770,000 | -1.0% | 24,115 | -0.7% | 0.03% | 0.0% |
| MTG | Buy | MGIC INVT CORP WIS | $780,000 | +146.1% | 60,000 | +166.7% | 0.03% | +136.4% |
| AEL | AMERICAN EQTY INVT LIFE HLD | $748,000 | -4.5% | 25,487 | 0.0% | 0.02% | -7.4% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $750,000 | +180.9% | 2,850 | +185.0% | 0.02% | +177.8% |
| WFC | Buy | WELLS FARGO CO NEW | $708,000 | +91.4% | 13,500 | +121.3% | 0.02% | +84.6% |
| NOVAVAX INCnote 3.750% 2/0 | $710,000 | +48.8% | 1,000,000 | 0.0% | 0.02% | +50.0% | ||
| EXAS | New | EXACT SCIENCES CORP | $686,000 | – | 17,000 | +100.0% | 0.02% | – |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $687,000 | +3.8% | 10,180 | -2.7% | 0.02% | +4.5% |
| LUV | New | SOUTHWEST AIRLS CO | $692,000 | – | 12,082 | +100.0% | 0.02% | – |
| IBM | INTERNATIONAL BUSINESS MACHS | $640,000 | 0.0% | 4,173 | 0.0% | 0.02% | 0.0% | |
| CELG | Sell | CELGENE CORP | $645,000 | -21.5% | 7,230 | -8.2% | 0.02% | -21.4% |
| AERI | Buy | AERIE PHARMACEUTICALS INC | $651,000 | +8.0% | 12,000 | +18.8% | 0.02% | +10.0% |
| DVN | DEVON ENERGY CORP NEW | $635,000 | -23.3% | 19,990 | 0.0% | 0.02% | -21.4% | |
| APD | AIR PRODS & CHEMS INC | $639,000 | -3.2% | 4,020 | 0.0% | 0.02% | 0.0% | |
| NEEPRR | NEXTERA ENERGY INCunit 09/01/2019 | $614,000 | +1.8% | 10,585 | 0.0% | 0.02% | +5.0% | |
| RTW HLDGS INCnote 5.625%11/1 | $606,000 | -0.7% | 600,000 | 0.0% | 0.02% | 0.0% | ||
| GILD | Sell | GILEAD SCIENCES INC | $621,000 | -6.2% | 8,235 | -10.8% | 0.02% | -4.5% |
| BA | New | BOEING CO | $623,000 | – | 1,900 | +100.0% | 0.02% | – |
| CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $584,000 | -14.0% | 500,000 | 0.0% | 0.02% | -13.0% | ||
| C | Sell | CITIGROUP INC | $578,000 | -11.5% | 8,570 | -2.3% | 0.02% | -9.1% |
| ED | CONSOLIDATED EDISON INC | $585,000 | -8.2% | 7,500 | 0.0% | 0.02% | -9.1% | |
| MLM | MARTIN MARIETTA MATLS INC | $575,000 | -6.2% | 2,775 | 0.0% | 0.02% | -9.5% | |
| KBE | Buy | SPDR SERIES TRUSTs&p bk etf | $575,000 | +67.6% | 12,000 | +65.5% | 0.02% | +58.3% |
| FCB | FCB FINL HLDGS INCcl a | $531,000 | +0.6% | 10,400 | 0.0% | 0.02% | 0.0% | |
| THO | New | THOR INDS INC | $489,000 | – | 4,250 | +100.0% | 0.02% | – |
| CWB | Sell | SPDR SERIES TRUSTblmbrg brc cnvrt | $491,000 | -26.7% | 9,500 | -28.3% | 0.02% | -26.1% |
| SJT | SAN JUAN BASIN RTY TRunit ben int | $510,000 | -4.0% | 64,500 | 0.0% | 0.02% | -5.6% | |
| AMG | Buy | AFFILIATED MANAGERS GROUP | $513,000 | -1.7% | 2,705 | +6.3% | 0.02% | -5.6% |
| Sell | AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $500,000 | -87.0% | 500,000 | -87.0% | 0.02% | -87.0% | |
| INPHI CORPnote 0.750% 9/0 | $465,000 | -6.6% | 500,000 | 0.0% | 0.02% | -5.9% | ||
| AFL | Buy | AFLAC INC | $473,000 | -0.2% | 10,800 | +100.0% | 0.02% | 0.0% |
| NWL | Sell | NEWELL BRANDS INC | $475,000 | -28.0% | 18,650 | -12.6% | 0.02% | -27.3% |
| PEP | PEPSICO INC | $481,000 | -8.9% | 4,404 | 0.0% | 0.02% | -11.1% | |
| PAH | PLATFORM SPECIALTY PRODS COR | $436,000 | -2.9% | 45,300 | 0.0% | 0.02% | 0.0% | |
| GS | Sell | GOLDMAN SACHS GROUP INC | $443,000 | -3.9% | 1,760 | -2.8% | 0.02% | -6.2% |
| QTEC | Buy | FIRST TR NASDAQ100 TECH INDE | $437,000 | +10.4% | 5,750 | +4.5% | 0.02% | +15.4% |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $438,000 | +100.9% | 8,434 | +101.6% | 0.02% | +114.3% |
| JD | Sell | JD COM INCspon adr cl a | $451,000 | -4.2% | 11,140 | -1.9% | 0.02% | -6.2% |
| A | New | AGILENT TECHNOLOGIES INC | $422,000 | – | 6,311 | +100.0% | 0.01% | – |
| MAS | MASCO CORP | $404,000 | -8.0% | 10,000 | 0.0% | 0.01% | -6.7% | |
| MEDIDATA SOLUTIONS INCnote 1.000% 8/0 | $421,000 | -3.4% | 375,000 | 0.0% | 0.01% | -6.7% | ||
| JBLU | Buy | JETBLUE AIRWAYS CORP | $417,000 | +43.8% | 20,500 | +57.7% | 0.01% | +40.0% |
| HA | Sell | HAWAIIAN HOLDINGS INC | $387,000 | -11.6% | 10,000 | -9.1% | 0.01% | -13.3% |
| New | NICE SYS INCnote 1.250% 1/1 | $372,000 | – | 300,000 | +100.0% | 0.01% | – | |
| WMB | WILLIAMS COS INC DEL | $373,000 | -18.4% | 15,000 | 0.0% | 0.01% | -13.3% | |
| T | Sell | AT&T INC | $358,000 | -91.8% | 10,035 | -91.1% | 0.01% | -91.9% |
| FEYE | Sell | FIREEYE INC | $356,000 | +8.9% | 21,000 | -8.7% | 0.01% | +9.1% |
| TECD | Buy | TECH DATA CORP | $326,000 | +33.1% | 3,830 | +53.2% | 0.01% | +37.5% |
| SINA | Sell | SINA CORPord | $339,000 | -38.0% | 3,250 | -40.4% | 0.01% | -42.1% |
| UAL | Sell | UNITED CONTL HLDGS INC | $313,000 | -59.6% | 4,500 | -60.9% | 0.01% | -57.7% |
| APC | ANADARKO PETE CORP | $330,000 | +12.6% | 5,460 | 0.0% | 0.01% | +10.0% | |
| FNSR | Buy | FINISAR CORP | $300,000 | +5.3% | 19,000 | +35.7% | 0.01% | 0.0% |
| APTV | Sell | APTIV PLC | $292,000 | -1.0% | 3,440 | -1.1% | 0.01% | 0.0% |
| TMUS | Sell | T MOBILE US INC | $305,000 | -94.4% | 5,000 | -94.1% | 0.01% | -94.5% |
| TDG | TRANSDIGM GROUP INC | $307,000 | +11.6% | 1,000 | 0.0% | 0.01% | +11.1% | |
| NUVA | New | NUVASIVE INC | $274,000 | – | 5,250 | +100.0% | 0.01% | – |
| PDCE | New | PDC ENERGY INC | $270,000 | – | 5,500 | +100.0% | 0.01% | – |
| NYCB | New | NEW YORK CMNTY BANCORP INC | $261,000 | – | 20,000 | +100.0% | 0.01% | – |
| XLE | New | SELECT SECTOR SPDR TRenergy | $253,000 | – | 3,750 | +100.0% | 0.01% | – |
| SNCR | Buy | SYNCHRONOSS TECHNOLOGIES INC | $264,000 | +22.8% | 25,000 | +4.2% | 0.01% | +28.6% |
| WDC | New | WESTERN DIGITAL CORP | $277,000 | – | 3,000 | +100.0% | 0.01% | – |
| L100PS | Buy | ARCONIC INC | $242,000 | -11.0% | 10,500 | +5.0% | 0.01% | -11.1% |
| WMT | New | WALMART INC | $222,000 | – | 2,500 | +100.0% | 0.01% | – |
| INCY | Buy | INCYTE CORP | $237,000 | -3.7% | 2,850 | +9.6% | 0.01% | 0.0% |
| LMT | New | LOCKHEED MARTIN CORP | $237,000 | – | 700 | +100.0% | 0.01% | – |
| NVS | Sell | NOVARTIS A Gsponsored adr | $238,000 | -12.8% | 2,941 | -9.7% | 0.01% | -11.1% |
| ITW | ILLINOIS TOOL WKS INC | $226,000 | -6.2% | 1,445 | 0.0% | 0.01% | 0.0% | |
| AMT | AMERICAN TOWER CORP NEW | $245,000 | +2.1% | 1,683 | 0.0% | 0.01% | 0.0% | |
| COG | CABOT OIL & GAS CORP | $224,000 | -16.1% | 9,335 | 0.0% | 0.01% | -11.1% | |
| CODI | Buy | COMPASS DIVERSIFIED HOLDINGSsh ben int | $246,000 | -2.0% | 15,000 | +1.4% | 0.01% | 0.0% |
| D | Sell | DOMINION ENERGY INC | $250,000 | -63.1% | 3,710 | -55.6% | 0.01% | -65.2% |
| TWTR | New | TWITTER INC | $203,000 | – | 7,000 | +100.0% | 0.01% | – |
| J | JACOBS ENGR GROUP INC DEL | $209,000 | -10.3% | 3,540 | 0.0% | 0.01% | -12.5% | |
| SBUX | STARBUCKS CORP | $206,000 | +1.0% | 3,555 | 0.0% | 0.01% | 0.0% | |
| OASPQ | Buy | OASIS PETE INC NEW | $221,000 | +30.8% | 27,300 | +35.8% | 0.01% | +16.7% |
| FOLD | New | AMICUS THERAPEUTICS INC | $211,000 | – | 14,000 | +100.0% | 0.01% | – |
| INFN | Sell | INFINERA CORPORATION | $206,000 | +24.8% | 19,000 | -26.9% | 0.01% | +16.7% |
| ISBC | Sell | INVESTORS BANCORP INC NEW | $177,000 | -14.9% | 13,000 | -13.3% | 0.01% | -14.3% |
| TTMI | Buy | TTM TECHNOLOGIES INC | $183,000 | +16.6% | 12,000 | +20.0% | 0.01% | +20.0% |
| STRM | Sell | STREAMLINE HEALTH SOLUTIONS | $147,000 | +5.0% | 79,896 | -3.6% | 0.01% | 0.0% |
| VER | Buy | VEREIT INC | $157,000 | +0.6% | 22,500 | +12.5% | 0.01% | 0.0% |
| AKS | Sell | AK STL HLDG CORP | $102,000 | -73.7% | 22,500 | -67.2% | 0.00% | -76.9% |
| AVDL | New | AVADEL PHARMACEUTICALS PLCsponsored adr | $80,000 | – | 11,000 | +100.0% | 0.00% | – |
| SGYPQ | Sell | SYNERGY PHARMACEUTICALS DEL | $79,000 | -52.1% | 43,674 | -40.8% | 0.00% | -50.0% |
| Sell | CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $79,000 | -2.5% | 81,000 | -1.2% | 0.00% | 0.0% | |
| DERM | New | DERMIRA INC | $88,000 | – | 11,000 | +100.0% | 0.00% | – |
| GPRO | New | GOPRO INCcl a | $86,000 | – | 18,000 | +100.0% | 0.00% | – |
| BLNK | New | BLINK CHARGING CO | $67,000 | – | 24,294 | +100.0% | 0.00% | – |
| JONE | Buy | JONES ENERGY INC | $65,000 | -22.6% | 81,700 | +6.5% | 0.00% | -33.3% |
| NMM | NAVIOS MARITIME PARTNERS L Punit lpi | $18,000 | -25.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| BLNKW | New | BLINK CHARGING CO*w exp 01/31/202 | $21,000 | – | 48,588 | +100.0% | 0.00% | – |
| PTN | PALATIN TECHNOLOGIES INC | $21,000 | +31.2% | 19,010 | 0.0% | 0.00% | 0.0% | |
| IMGN | Exit | IMMUNOGEN INC | $0 | – | -12,500 | -100.0% | -0.00% | – |
| MBI | Exit | MBIA INC | $0 | – | -18,000 | -100.0% | -0.00% | – |
| FTRCQ | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -21,250 | -100.0% | -0.01% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -2,115 | -100.0% | -0.01% | – |
| Exit | BRISTOW GROUP INCnote 4.500% 6/0 | $0 | – | -250,000 | -100.0% | -0.01% | – | |
| PCLN | Exit | PRICELINE GRP INC | $0 | – | -150 | -100.0% | -0.01% | – |
| INTC | Exit | INTEL CORP | $0 | – | -6,504 | -100.0% | -0.01% | – |
| GPRO | Exit | GOPRO INCput | $0 | – | -50,000 | -100.0% | -0.01% | – |
| RACE | Exit | FERRARI N V | $0 | – | -3,950 | -100.0% | -0.01% | – |
| CATM | Exit | CARDTRONICS PLC | $0 | – | -28,500 | -100.0% | -0.02% | – |
| RH | Exit | RH | $0 | – | -7,250 | -100.0% | -0.02% | – |
| UMH | Exit | UMH PPTYS INC | $0 | – | -50,000 | -100.0% | -0.02% | – |
| UN | Exit | UNILEVER N V | $0 | – | -14,445 | -100.0% | -0.03% | – |
| ANDV | Exit | ANDEAVOR | $0 | – | -7,110 | -100.0% | -0.03% | – |
| SWNC | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -67,297 | -100.0% | -0.03% | – |
| HES | Exit | HESS CORPput | $0 | – | -20,000 | -100.0% | -0.03% | – |
| HSIC | Exit | SCHEIN HENRY INC | $0 | – | -16,840 | -100.0% | -0.04% | – |
| Exit | SUCAMPO PHARMACEUTICALS INCnote 3.250%12/1 | $0 | – | -1,000,000 | -100.0% | -0.04% | – | |
| FLXN | Exit | FLEXION THERAPEUTICS INCput | $0 | – | -50,000 | -100.0% | -0.04% | – |
| Exit | CEMEX SAB DE CVnote 3.750% 3/1 | $0 | – | -1,250,000 | -100.0% | -0.04% | – | |
| ZIONW | Exit | ZIONS BANCORPORATION*w exp 05/22/202 | $0 | – | -100,000 | -100.0% | -0.06% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -71,303 | -100.0% | -0.07% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORP | $0 | – | -131,980 | -100.0% | -0.07% | – |
| RYAM | Exit | RAYONIER ADVANCED MATLS INCput | $0 | – | -155,000 | -100.0% | -0.11% | – |
| TIF | Exit | TIFFANY & CO NEW | $0 | – | -32,180 | -100.0% | -0.11% | – |
| Exit | RYLAND GROUP INCnote 0.250% 6/0 | $0 | – | -3,458,000 | -100.0% | -0.12% | – | |
| WELLPRI | Exit | WELLTOWER INC6.50% pfd prepet | $0 | – | -68,984 | -100.0% | -0.14% | – |
| Exit | LIGAND PHARMACEUTICALS INCnote 0.750% 8/1 | $0 | – | -2,800,000 | -100.0% | -0.17% | – | |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -191,822 | -100.0% | -0.17% | – |
| Exit | BLACKHAWK NETWORK HLDGS INCnote 1.500% 1/1 | $0 | – | -6,331,000 | -100.0% | -0.22% | – | |
| BG | Exit | BUNGE LIMITEDput | $0 | – | -110,000 | -100.0% | -0.25% | – |
| IEF | Exit | ISHARES TRput | $0 | – | -75,000 | -100.0% | -0.27% | – |
| MOH | Exit | MOLINA HEALTHCARE INC | $0 | – | -109,807 | -100.0% | -0.28% | – |
| Exit | RYLAND GROUP INCnote 1.625% 5/1 | $0 | – | -5,126,000 | -100.0% | -0.31% | – | |
| Exit | GREENBRIER COS INCnote 3.500% 4/0 | $0 | – | -6,566,000 | -100.0% | -0.33% | – | |
| NXPI | Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -92,500 | -100.0% | -0.37% | – |
| SIVB | Exit | SVB FINL GROUP | $0 | – | -47,377 | -100.0% | -0.38% | – |
| Exit | SALESFORCE COM INCnote 0.250% 4/0 | $0 | – | -7,697,000 | -100.0% | -0.40% | – | |
| INCR | Exit | INC RESH HLDGS INCcl a | $0 | – | -469,886 | -100.0% | -0.69% | – |
| MSCC | Exit | MICROSEMI CORP | $0 | – | -403,565 | -100.0% | -0.71% | – |
| HBANP | Exit | HUNTINGTON BANCSHARES INCpfd conv ser a | $0 | – | -15,788 | -100.0% | -0.76% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -200,000 | -100.0% | -1.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| RAYMOND JAMES FINL INC | 44 | Q3 2023 | 2.1% |
| APPLIED INDL TECHNOLOGIES IN | 44 | Q3 2023 | 2.4% |
| IDACORP INC | 44 | Q3 2023 | 1.6% |
| APPLE INC | 44 | Q3 2023 | 1.7% |
| LKQ CORP | 44 | Q3 2023 | 1.6% |
| HEICO CORP NEW | 44 | Q3 2023 | 1.3% |
| DANAHER CORPORATION | 44 | Q3 2023 | 1.4% |
| SEMTECH CORP | 44 | Q3 2023 | 1.2% |
| ACI WORLDWIDE INC | 44 | Q3 2023 | 1.3% |
| WILEY JOHN & SONS INC | 44 | Q3 2023 | 1.2% |
View PALISADE CAPITAL MANAGEMENT, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INTRICON CORP | March 03, 2022 | 987 | 0.0% |
| BIO REFERENCE LABORATORIES INC | February 08, 2013 | 580,502 | 2.1% |
| COMPUTER PROGRAMS & SYSTEMS INC | November 12, 2010 | 41,900 | 0.4% |
| MEDICAL ACTION INDUSTRIES INC | February 11, 2009 | 767,000 | 4.8% |
| MONMOUTH REAL ESTATE INVESTMENT CORP | February 11, 2008 | 300,000 | 1.2% |
| REFAC OPTICAL GROUP | April 26, 2007 | 16,273,698 | 91.4% |
| GENESEE & WYOMING INC | February 13, 2007 | 1,707,000 | 4.6% |
| SIZELER PROPERTY INVESTORS INC | February 13, 2006 | 62,000 | 0.3% |
| OPTICARE HEALTH SYSTEMS INC | September 08, 2005 | 93,258,838 | 84.3% |
| MOBILITY ELECTRONICS INC | May 17, 2005 | 1,134,000 | 4.0% |
View PALISADE CAPITAL MANAGEMENT, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-16 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-08 |
| 13F-HR/A | 2023-03-24 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-13 |
| 13F-HR | 2022-11-14 |
View PALISADE CAPITAL MANAGEMENT, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.