$3.23 Billion is the total value of OSTERWEIS CAPITAL MANAGEMENT INC's 128 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 16.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VRX | Sell | VALEANT PHARMACEUTICALS INTL | $168,335,000 | +10.8% | 1,433,854 | -0.3% | 5.21% | +6.2% |
| CNK | Sell | CINEMARK HOLDINGS INC | $108,107,000 | +0.4% | 3,243,546 | -1.1% | 3.35% | -3.7% |
| GOOGL | Sell | GOOGLE INCcl a | $106,313,000 | +8.0% | 94,862 | -0.7% | 3.29% | +3.6% |
| CCK | Buy | CROWN HOLDINGS INC | $104,275,000 | +3.8% | 2,339,565 | +1.6% | 3.23% | -0.4% |
| AL | Buy | AIR LEASE CORPcl a | $102,214,000 | +6.7% | 3,288,747 | +0.9% | 3.16% | +2.3% |
| OI | Sell | OWENS ILL INC | $101,313,000 | +12.0% | 2,831,560 | -0.5% | 3.14% | +7.4% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $99,204,000 | +5.2% | 1,567,948 | -0.2% | 3.07% | +0.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $99,138,000 | -1.2% | 1,082,401 | -0.1% | 3.07% | -5.2% |
| TFX | Sell | TELEFLEX INC | $95,150,000 | +1.8% | 1,013,740 | -0.0% | 2.94% | -2.4% |
| ORCL | Buy | ORACLE CORP | $95,042,000 | +17.0% | 2,484,092 | +2.5% | 2.94% | +12.2% |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $91,206,000 | -0.3% | 2,158,228 | +1.1% | 2.82% | -4.4% |
| VIAB | Buy | VIACOM INC NEWcl b | $90,970,000 | +7.7% | 1,041,561 | +2.7% | 2.82% | +3.3% |
| A309PS | Buy | DIRECTV | $90,584,000 | +12.3% | 1,311,670 | +1.6% | 2.80% | +7.7% |
| DEO | Buy | DIAGEO P L Cspon adr new | $89,215,000 | +6.0% | 673,731 | +2.2% | 2.76% | +1.7% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $87,478,000 | +0.7% | 919,846 | +1.7% | 2.71% | -3.4% |
| UN | Buy | UNILEVER N V | $87,033,000 | +2.5% | 2,163,398 | +1.2% | 2.69% | -1.7% |
| HLS | Buy | HEALTHSOUTH CORP | $85,710,000 | -4.7% | 2,572,328 | +0.4% | 2.65% | -8.6% |
| BA | Buy | BOEING CO | $84,399,000 | +5.6% | 618,355 | +0.9% | 2.61% | +1.2% |
| Y | Buy | ALLEGHANY CORP DEL | $82,327,000 | +0.7% | 205,836 | +2.1% | 2.55% | -3.4% |
| QRTEA | Buy | LIBERTY INTERACTIVE CORP | $79,329,000 | +9.6% | 2,702,876 | +0.7% | 2.46% | +5.1% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $76,237,000 | +6.0% | 1,149,894 | +1.2% | 2.36% | +1.6% |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $75,474,000 | +9.7% | 1,118,120 | +1.6% | 2.34% | +5.2% |
| NCT | Buy | NEWCASTLE INVT CORP | $73,877,000 | +2.0% | 12,870,715 | +2.0% | 2.29% | -2.3% |
| BBBY | Buy | BED BATH & BEYOND INC | $71,231,000 | +4.5% | 887,070 | +0.6% | 2.20% | +0.2% |
| STR | Sell | QUESTAR CORP | $70,794,000 | -3.7% | 3,079,341 | -0.9% | 2.19% | -7.7% |
| PHH | Buy | PHH CORP | $67,000,000 | +3.4% | 2,751,535 | +2.1% | 2.07% | -0.8% |
| TGI | Buy | TRIUMPH GROUP INC NEW | $66,022,000 | +53.0% | 867,910 | +44.1% | 2.04% | +46.8% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $64,951,000 | +3.6% | 9,723,175 | +2.5% | 2.01% | -0.7% |
| APL | Buy | ATLAS PIPELINE PARTNERS LPunit l p int | $61,938,000 | -8.2% | 1,767,130 | +1.0% | 1.92% | -12.0% |
| ATML | Sell | ATMEL CORP | $61,845,000 | +4.1% | 7,898,549 | -3.2% | 1.91% | -0.1% |
| XRX | Sell | XEROX CORP | $55,974,000 | +16.5% | 4,599,352 | -4.9% | 1.73% | +11.7% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $55,128,000 | +5.3% | 685,849 | +1.6% | 1.71% | +0.9% |
| HOLX | Sell | HOLOGIC INC | $47,003,000 | -38.2% | 2,103,056 | -38.2% | 1.46% | -40.8% |
| Buy | KNIGHT CAP GROUP INCnote 3.500% 3/1 | $43,554,000 | +626.7% | 43,500,000 | +625.0% | 1.35% | +598.4% | |
| NYLD | Buy | NRG YIELD INC | $42,742,000 | +13.6% | 1,068,280 | +0.6% | 1.32% | +9.0% |
| SYA | Sell | SYMETRA FINL CORP | $42,231,000 | -17.1% | 2,227,429 | -18.1% | 1.31% | -20.5% |
| New | GOLDCORP INC NEWnote 2.000% 8/0 | $38,596,000 | – | 38,500,000 | +100.0% | 1.20% | – | |
| DLR | New | DIGITAL RLTY TR INC | $38,314,000 | – | 780,020 | +100.0% | 1.19% | – |
| New | NEWMONT MINING CORPnote 1.250% 7/1 | $29,981,000 | – | 30,000,000 | +100.0% | 0.93% | – | |
| TELEFLEX INCnote 3.875% 8/0 | $28,632,000 | +1.5% | 18,150,000 | 0.0% | 0.89% | -2.6% | ||
| SGM | New | STONEGATE MTG CORP | $27,913,000 | – | 1,688,625 | +100.0% | 0.86% | – |
| Sell | XPO LOGISTICS INCnote 4.500%10/0 | $24,260,000 | +10.4% | 14,500,000 | -6.5% | 0.75% | +5.9% | |
| SNY | New | SANOFIsponsored adr | $18,448,000 | – | 343,995 | +100.0% | 0.57% | – |
| KMI | Buy | KINDER MORGAN INC DEL | $17,822,000 | +5.7% | 495,055 | +3.7% | 0.55% | +1.5% |
| ALLIANCE ONE INTL INCnote 5.500% 7/1 | $15,081,000 | +1.5% | 14,849,000 | 0.0% | 0.47% | -2.7% | ||
| Sell | VECTOR GROUP LTDfrnt 1/1 | $14,262,000 | -60.0% | 12,108,000 | -60.4% | 0.44% | -61.7% | |
| AIR LEASE CORPnote 3.875%12/0 | $11,411,000 | +4.3% | 8,500,000 | 0.0% | 0.35% | 0.0% | ||
| Sell | AAR CORPnote 1.750% 2/0 | $10,959,000 | -44.8% | 11,000,000 | -40.5% | 0.34% | -47.0% | |
| BARRETT BILL CORPnote 5.000% 3/1 | $6,103,000 | 0.0% | 6,103,000 | 0.0% | 0.19% | -4.1% | ||
| Sell | AAR CORPnote 1.625% 3/0 | $5,384,000 | -75.1% | 5,341,000 | -75.0% | 0.17% | -76.0% | |
| PG | Sell | PROCTER & GAMBLE CO | $3,437,000 | +0.4% | 42,225 | -0.4% | 0.11% | -3.6% |
| SPR | Sell | SPIRIT AEROSYSTEMS HLDGS INC | $2,300,000 | -93.1% | 67,475 | -94.6% | 0.07% | -93.4% |
| XOM | Sell | EXXON MOBIL CORP | $2,223,000 | +12.7% | 21,967 | -0.2% | 0.07% | +7.8% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $1,206,000 | -4.9% | 23,037 | -7.2% | 0.04% | -9.8% |
| POPE | POPE RES DEL LTD PARTNERSHIPdepositry rcpt | $1,043,000 | -1.4% | 15,560 | 0.0% | 0.03% | -5.9% | |
| BMY | BRISTOL MYERS SQUIBB CO | $912,000 | +1.1% | 17,166 | 0.0% | 0.03% | -3.4% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $890,000 | +2.9% | 5 | 0.0% | 0.03% | 0.0% | |
| LLY | Sell | LILLY ELI & CO | $839,000 | +1.2% | 16,451 | -1.1% | 0.03% | -3.7% |
| AAPL | APPLE INC | $827,000 | +7.4% | 1,474 | 0.0% | 0.03% | +4.0% | |
| MRK | Buy | MERCK & CO INC NEW | $632,000 | +18.4% | 12,637 | +6.6% | 0.02% | +17.6% |
| 4945SC | KINDER MORGAN ENERGY PARTNERut ltd partner | $609,000 | 0.0% | 7,550 | 0.0% | 0.02% | -5.0% | |
| DRRX | DURECT CORP | $616,000 | +15.4% | 355,856 | 0.0% | 0.02% | +11.8% | |
| ACRX | ACELRX PHARMACEUTICALS INC | $574,000 | +68.3% | 50,709 | 0.0% | 0.02% | +63.6% | |
| UNP | UNION PAC CORP | $504,000 | +11.0% | 3,000 | 0.0% | 0.02% | +6.7% | |
| OCN | Buy | OCWEN FINL CORP | $508,000 | +48.5% | 9,170 | +50.7% | 0.02% | +45.5% |
| AXP | AMERICAN EXPRESS CO | $488,000 | +10.9% | 5,375 | 0.0% | 0.02% | +7.1% | |
| WFC | Sell | WELLS FARGO & CO NEW | $443,000 | -7.1% | 9,755 | -12.7% | 0.01% | -6.7% |
| JPM | JPMORGAN CHASE & CO | $423,000 | +13.4% | 7,230 | 0.0% | 0.01% | +8.3% | |
| KMIWS | KINDER MORGAN INC DEL*w exp 05/25/201 | $423,000 | -4.7% | 104,000 | 0.0% | 0.01% | -7.1% | |
| LNKD | LINKEDIN CORP | $298,000 | -2.9% | 1,374 | 0.0% | 0.01% | -10.0% | |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $304,000 | – | 2,564 | +100.0% | 0.01% | – |
| HPQ | Buy | HEWLETT PACKARD CO | $271,000 | +15.3% | 9,676 | +0.1% | 0.01% | 0.0% |
| ABBV | ABBVIE INC | $228,000 | +8.6% | 4,330 | 0.0% | 0.01% | 0.0% | |
| GE | New | GENERAL ELECTRIC CO | $200,000 | – | 7,130 | +100.0% | 0.01% | – |
| NVDA | NVIDIA CORP | $160,000 | +5.3% | 10,000 | 0.0% | 0.01% | 0.0% | |
| LSCC | LATTICE SEMICONDUCTOR CORP | $85,000 | +7.6% | 15,400 | 0.0% | 0.00% | 0.0% | |
| NG | NOVAGOLD RES INC | $31,000 | +19.2% | 12,100 | 0.0% | 0.00% | 0.0% | |
| TCPTF | THOMPSON CREEK METALS CO INC | $33,000 | -31.2% | 15,000 | 0.0% | 0.00% | -50.0% | |
| GCVRZ | SANOFIright 12/31/2020 | $15,000 | -82.1% | 44,150 | 0.0% | 0.00% | -100.0% | |
| MFIN | Exit | MEDALLION FINL CORP | $0 | – | -4,310 | -100.0% | -0.00% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -2,060 | -100.0% | -0.01% | – |
| Exit | HOLOGIC INCfrnt 2.000%12/1 | $0 | – | -200,000 | -100.0% | -0.01% | – | |
| Exit | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $0 | – | -5,291,000 | -100.0% | -0.18% | – | |
| Exit | GENERAL CABLE CORP DEL NEWnote 0.875%11/1 | $0 | – | -20,087,000 | -100.0% | -0.65% | – | |
| NSM | Exit | NATIONSTAR MTG HLDGS INC | $0 | – | -1,410,955 | -100.0% | -2.34% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JOHNSON & JOHNSON | 42 | Q3 2023 | 4.9% |
| TELEFLEX INCORPORATED | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 1.5% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 0.1% |
| MERCK & CO INC NEW | 42 | Q3 2023 | 0.1% |
| WELLS FARGO CO NEW | 42 | Q3 2023 | 0.1% |
| UNION PACIFIC CORP | 41 | Q3 2023 | 2.7% |
| LILLY ELI & CO | 41 | Q3 2023 | 0.5% |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blue Bird CorpSold out | February 25, 2020 | 0 | 0.0% |
| Daseke, Inc.Sold out | February 14, 2019 | 0 | 0.0% |
| Blue Bird CorpSold out | March 05, 2018 | 0 | 0.0% |
| CASTLE A M & CO | February 14, 2018 | 10 | 0.0% |
| CONE Midstream Partners LPSold out | February 14, 2017 | 0 | 0.0% |
| VTTI Energy Partners LPSold out | February 14, 2017 | 0 | 0.0% |
| New Senior Investment Group Inc.Sold out | February 16, 2016 | 0 | 0.0% |
| PHH CORPSold out | February 16, 2016 | 0 | 0.0% |
| STONEGATE MORTGAGE CORP | February 16, 2016 | 7,475 | 0.0% |
| DIGITALGLOBE, INC.Sold out | February 11, 2013 | 0 | 0.0% |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.