$3.1 Billion is the total value of OSTERWEIS CAPITAL MANAGEMENT INC's 125 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 54.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VRX | Sell | VALEANT PHARMACEUTICALS INTL | $151,989,000 | +20.6% | 1,437,663 | -1.8% | 4.90% | +4.2% |
| CNK | Sell | CINEMARK HOLDINGS INC | $107,656,000 | +16.8% | 3,281,173 | -0.6% | 3.47% | +0.9% |
| CCK | Buy | CROWN HOLDINGS INC | $100,416,000 | +10.8% | 2,303,120 | +4.5% | 3.24% | -4.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $100,302,000 | +3.7% | 1,083,067 | -3.9% | 3.24% | -10.4% |
| GOOGL | Buy | GOOGLE INCcl a | $98,433,000 | +18.1% | 95,512 | +0.9% | 3.18% | +2.0% |
| AL | Buy | AIR LEASE CORPcl a | $95,807,000 | +7.6% | 3,258,768 | +1.0% | 3.09% | -7.0% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $94,312,000 | +6.0% | 1,570,806 | -3.8% | 3.04% | -8.4% |
| TFX | Sell | TELEFLEX INC | $93,457,000 | +18.2% | 1,013,847 | -0.6% | 3.02% | +2.1% |
| AWK | Sell | AMERICAN WTR WKS CO INC NEW | $91,513,000 | -1.3% | 2,134,665 | -5.0% | 2.95% | -14.7% |
| OI | Buy | OWENS ILL INC | $90,444,000 | +17.2% | 2,845,055 | +2.5% | 2.92% | +1.3% |
| HLS | Sell | HEALTHSOUTH CORP | $89,913,000 | +1.9% | 2,560,888 | -16.4% | 2.90% | -12.0% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $86,864,000 | +9.8% | 904,084 | +1.9% | 2.80% | -5.2% |
| UN | Buy | UNILEVER N V | $84,921,000 | +1.2% | 2,137,989 | +0.2% | 2.74% | -12.5% |
| VIAB | Sell | VIACOM INC NEWcl b | $84,474,000 | -15.1% | 1,014,211 | -30.7% | 2.73% | -26.7% |
| DEO | Buy | DIAGEO P L Cspon adr new | $84,149,000 | +11.2% | 659,529 | +0.2% | 2.72% | -3.9% |
| Y | Sell | ALLEGHANY CORP DEL | $81,747,000 | -8.4% | 201,635 | -13.4% | 2.64% | -20.8% |
| ORCL | Buy | ORACLE CORP | $81,220,000 | +43.7% | 2,424,477 | +31.7% | 2.62% | +24.1% |
| A309PS | Buy | DIRECTV | $80,647,000 | +31.5% | 1,290,560 | +29.7% | 2.60% | +13.6% |
| BA | Buy | BOEING CO | $79,941,000 | +29.0% | 612,580 | +1.3% | 2.58% | +11.5% |
| HOLX | Buy | HOLOGIC INC | $76,101,000 | +16.9% | 3,401,150 | +0.8% | 2.46% | +1.0% |
| STR | Sell | QUESTAR CORP | $73,552,000 | -5.5% | 3,108,727 | -4.8% | 2.37% | -18.4% |
| NCT | Buy | NEWCASTLE INVT CORP | $72,462,000 | +10.7% | 12,624,155 | +0.9% | 2.34% | -4.3% |
| NSM | Sell | NATIONSTAR MTG HLDGS INC | $72,410,000 | +24.1% | 1,410,955 | -9.4% | 2.34% | +7.3% |
| QRTEA | Buy | LIBERTY INTERACTIVE CORP | $72,369,000 | +19.1% | 2,684,305 | +1.7% | 2.34% | +3.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $71,932,000 | +2.6% | 1,136,723 | +0.8% | 2.32% | -11.3% |
| MSI | New | MOTOROLA SOLUTIONS INC | $68,774,000 | – | 1,100,035 | +100.0% | 2.22% | – |
| BBBY | Buy | BED BATH & BEYOND INC | $68,168,000 | +9.6% | 881,630 | +0.5% | 2.20% | -5.3% |
| APL | Buy | ATLAS PIPELINE PARTNERS LPunit l p int | $67,483,000 | +2.8% | 1,750,085 | +1.8% | 2.18% | -11.1% |
| PHH | New | PHH CORP | $64,790,000 | – | 2,693,975 | +100.0% | 2.09% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $62,715,000 | +0.6% | 9,487,895 | +2.6% | 2.02% | -13.1% |
| ATML | Buy | ATMEL CORP | $59,382,000 | +34.7% | 8,162,469 | +35.9% | 1.92% | +16.4% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $52,373,000 | +11.3% | 675,345 | +1.5% | 1.69% | -3.8% |
| SYA | Sell | SYMETRA FINL CORP | $50,929,000 | +5.7% | 2,719,093 | -9.7% | 1.64% | -8.6% |
| XRX | Sell | XEROX CORP | $48,050,000 | +7.1% | 4,834,030 | -2.2% | 1.55% | -7.4% |
| TGI | New | TRIUMPH GROUP INC NEW | $43,140,000 | – | 602,095 | +100.0% | 1.39% | – |
| NYLD | New | NRG YIELD INC | $37,617,000 | – | 1,062,035 | +100.0% | 1.21% | – |
| VECTOR GROUP LTDfrnt 1/1 | $35,675,000 | -0.2% | 30,587,000 | 0.0% | 1.15% | -13.8% | ||
| SPR | Sell | SPIRIT AEROSYSTEMS HLDGS INC | $33,239,000 | -10.0% | 1,245,359 | -27.6% | 1.07% | -22.2% |
| TELEFLEX INCnote 3.875% 8/0 | $28,201,000 | +15.0% | 18,150,000 | 0.0% | 0.91% | -0.7% | ||
| XPO LOGISTICS INCnote 4.500%10/0 | $21,981,000 | +14.4% | 15,500,000 | 0.0% | 0.71% | -1.3% | ||
| Sell | AAR CORPnote 1.625% 3/0 | $21,608,000 | -30.2% | 21,341,000 | -31.4% | 0.70% | -39.7% | |
| Buy | GENERAL CABLE CORP DEL NEWnote 0.875%11/1 | $20,087,000 | +10.9% | 20,087,000 | +10.6% | 0.65% | -4.3% | |
| New | AAR CORPnote 1.750% 2/0 | $19,841,000 | – | 18,500,000 | +100.0% | 0.64% | – | |
| KMI | Sell | KINDER MORGAN INC DEL | $16,855,000 | -9.0% | 477,360 | -1.7% | 0.54% | -21.4% |
| Buy | ALLIANCE ONE INTL INCnote 5.500% 7/1 | $14,858,000 | +13.3% | 14,849,000 | +14.9% | 0.48% | -2.0% | |
| New | AIR LEASE CORPnote 3.875%12/0 | $10,944,000 | – | 8,500,000 | +100.0% | 0.35% | – | |
| BARRETT BILL CORPnote 5.000% 3/1 | $6,103,000 | 0.0% | 6,103,000 | 0.0% | 0.20% | -13.6% | ||
| KNIGHT CAP GROUP INCnote 3.500% 3/1 | $5,993,000 | -0.1% | 6,000,000 | 0.0% | 0.19% | -13.8% | ||
| Sell | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $5,433,000 | -17.6% | 5,291,000 | -22.1% | 0.18% | -28.9% | |
| PG | Sell | PROCTER & GAMBLE CO | $3,422,000 | +3.6% | 42,375 | -1.2% | 0.11% | -10.6% |
| XOM | Sell | EXXON MOBIL CORP | $1,973,000 | -14.4% | 22,005 | -13.8% | 0.06% | -25.6% |
| FRC | Sell | FIRST REP BK SAN FRANCISCO C | $1,268,000 | -89.2% | 24,825 | -91.9% | 0.04% | -90.7% |
| POPE | POPE RES DEL LTD PARTNERSHIPdepositry rcpt | $1,058,000 | -2.8% | 15,560 | 0.0% | 0.03% | -17.1% | |
| BMY | BRISTOL MYERS SQUIBB CO | $902,000 | +17.6% | 17,166 | 0.0% | 0.03% | 0.0% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $865,000 | +2.6% | 5 | 0.0% | 0.03% | -9.7% | |
| LLY | LILLY ELI & CO | $829,000 | +1.5% | 16,631 | 0.0% | 0.03% | -12.9% | |
| AAPL | Sell | APPLE INC | $770,000 | +28.3% | 1,474 | -2.5% | 0.02% | +13.6% |
| 4945SC | KINDER MORGAN ENERGY PARTNERut ltd partner | $609,000 | -5.6% | 7,550 | 0.0% | 0.02% | -16.7% | |
| MRK | Sell | MERCK & CO INC NEW | $534,000 | -8.9% | 11,854 | -6.2% | 0.02% | -22.7% |
| DRRX | DURECT CORP | $534,000 | +43.2% | 355,856 | 0.0% | 0.02% | +21.4% | |
| UNP | Sell | UNION PAC CORP | $454,000 | -10.8% | 3,000 | -9.1% | 0.02% | -21.1% |
| WFC | WELLS FARGO & CO NEW | $477,000 | +3.2% | 11,178 | 0.0% | 0.02% | -11.8% | |
| AXP | Sell | AMERICAN EXPRESS CO | $440,000 | -7.6% | 5,375 | -15.6% | 0.01% | -22.2% |
| KMIWS | Sell | KINDER MORGAN INC DEL*w exp 05/25/201 | $444,000 | -23.8% | 104,000 | -8.8% | 0.01% | -36.4% |
| JPM | Sell | JPMORGAN CHASE & CO | $373,000 | -21.6% | 7,230 | -19.9% | 0.01% | -33.3% |
| ACRX | ACELRX PHARMACEUTICALS INC | $341,000 | -27.4% | 50,709 | 0.0% | 0.01% | -38.9% | |
| OCN | Sell | OCWEN FINL CORP | $342,000 | -11.6% | 6,085 | -35.1% | 0.01% | -21.4% |
| LNKD | LINKEDIN CORP | $307,000 | +25.3% | 1,374 | 0.0% | 0.01% | +11.1% | |
| HPQ | Buy | HEWLETT PACKARD CO | $235,000 | -1.7% | 9,666 | +0.3% | 0.01% | -11.1% |
| ABBV | ABBVIE INC | $210,000 | +17.3% | 4,330 | 0.0% | 0.01% | 0.0% | |
| HOLOGIC INCfrnt 2.000%12/1 | $200,000 | 0.0% | 200,000 | 0.0% | 0.01% | -14.3% | ||
| MJN | MEAD JOHNSON NUTRITION CO | $168,000 | +3.1% | 2,060 | 0.0% | 0.01% | -16.7% | |
| NVDA | NVIDIA CORP | $152,000 | +8.6% | 10,000 | 0.0% | 0.01% | 0.0% | |
| LSCC | LATTICE SEMICONDUCTOR CORP | $79,000 | +1.3% | 15,400 | 0.0% | 0.00% | 0.0% | |
| GCVRZ | SANOFIright 12/31/2020 | $84,000 | 0.0% | 44,150 | 0.0% | 0.00% | 0.0% | |
| TCPTF | THOMPSON CREEK METALS CO INC | $48,000 | +6.7% | 15,000 | 0.0% | 0.00% | 0.0% | |
| MFIN | MEDALLION FINL CORP | $65,000 | +8.3% | 4,310 | 0.0% | 0.00% | 0.0% | |
| NG | New | NOVAGOLD RES INC | $26,000 | – | 12,100 | +100.0% | 0.00% | – |
| TTE | Exit | TOTAL S Asponsored adr | $0 | – | -189 | -100.0% | 0.00% | – |
| AFL | Exit | AFLAC INC | $0 | – | -160 | -100.0% | 0.00% | – |
| NIHDQ | Exit | NII HLDGS INCcl b new | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GDXJ | Exit | MARKET VECTORS ETF TRjr gold miners e | $0 | – | -725 | -100.0% | 0.00% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -3 | -100.0% | 0.00% | – |
| ALSK | Exit | ALASKA COMMUNICATIONS SYS GR | $0 | – | -1,250 | -100.0% | 0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -306 | -100.0% | 0.00% | – |
| SJT | Exit | SAN JUAN BASIN RTY TRunit ben int | $0 | – | -550 | -100.0% | 0.00% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -2,000 | -100.0% | 0.00% | – |
| VVI | Exit | VIAD CORP | $0 | – | -730 | -100.0% | -0.00% | – |
| CDE | Exit | COEUR MNG INC | $0 | – | -2,000 | -100.0% | -0.00% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -738 | -100.0% | -0.00% | – |
| KFN | Exit | KKR FINL HLDGS LLC | $0 | – | -3,300 | -100.0% | -0.00% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -313 | -100.0% | -0.00% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -600 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -292 | -100.0% | -0.00% | – |
| ATI | Exit | ALLEGHENY TECHNOLOGIES INC | $0 | – | -1,000 | -100.0% | -0.00% | – |
| CNQ | Exit | CANADIAN NAT RES LTD | $0 | – | -650 | -100.0% | -0.00% | – |
| BYD | Exit | BOYD GAMING CORP | $0 | – | -2,000 | -100.0% | -0.00% | – |
| SH | Exit | PROSHARES TR | $0 | – | -1,000 | -100.0% | -0.00% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -2,000 | -100.0% | -0.00% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -2,000 | -100.0% | -0.00% | – |
| EGN | Exit | ENERGEN CORP | $0 | – | -350 | -100.0% | -0.00% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -340 | -100.0% | -0.00% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -250 | -100.0% | -0.00% | – |
| A | Exit | AGILENT TECHNOLOGIES INC | $0 | – | -1,400 | -100.0% | -0.00% | – |
| MA | Exit | MASTERCARD INCcl a | $0 | – | -90 | -100.0% | -0.00% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -1,555 | -100.0% | -0.00% | – |
| HK | Exit | HALCON RES CORP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CSC | Exit | COMPUTER SCIENCES CORP | $0 | – | -1,000 | -100.0% | -0.00% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -1,600 | -100.0% | -0.00% | – |
| T | Exit | AT&T INC | $0 | – | -1,200 | -100.0% | -0.00% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -1,066 | -100.0% | -0.00% | – |
| MON | Exit | MONSANTO CO NEW | $0 | – | -835 | -100.0% | -0.00% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -5,000 | -100.0% | -0.00% | – |
| CMCSK | Exit | COMCAST CORP NEWcl a spl | $0 | – | -2,027 | -100.0% | -0.00% | – |
| CWT | Exit | CALIFORNIA WTR SVC GROUP | $0 | – | -3,880 | -100.0% | -0.00% | – |
| INTC | Exit | INTEL CORP | $0 | – | -3,147 | -100.0% | -0.00% | – |
| IDTI | Exit | INTEGRATED DEVICE TECHNOLOGY | $0 | – | -9,000 | -100.0% | -0.00% | – |
| MDT | Exit | MEDTRONIC INC | $0 | – | -1,750 | -100.0% | -0.00% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -2,561 | -100.0% | -0.00% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -1,332 | -100.0% | -0.00% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -2,150 | -100.0% | -0.00% | – |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -7,593 | -100.0% | -0.00% | – |
| ADVS | Exit | ADVENT SOFTWARE INC | $0 | – | -3,250 | -100.0% | -0.00% | – |
| WAG | Exit | WALGREEN CO | $0 | – | -2,134 | -100.0% | -0.00% | – |
| WRB | Exit | BERKLEY W R CORP | $0 | – | -2,497 | -100.0% | -0.00% | – |
| VRSN | Exit | VERISIGN INC | $0 | – | -2,400 | -100.0% | -0.00% | – |
| PFE | Exit | PFIZER INC | $0 | – | -3,450 | -100.0% | -0.00% | – |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -1,180 | -100.0% | -0.00% | – |
| SEP | Exit | SPECTRA ENERGY PARTNERS LP | $0 | – | -3,000 | -100.0% | -0.01% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -1,226 | -100.0% | -0.01% | – |
| MGRC | Exit | MCGRATH RENTCORP | $0 | – | -4,100 | -100.0% | -0.01% | – |
| CIG | Exit | COMPANHIA ENERGETICA DE MINAsp adr n-v pfd | $0 | – | -14,445 | -100.0% | -0.01% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -1,100 | -100.0% | -0.01% | – |
| EOG | Exit | EOG RES INC | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -4,170 | -100.0% | -0.01% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -1,499 | -100.0% | -0.01% | – |
| KO | Exit | COCA COLA CO | $0 | – | -4,157 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -2,620 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -10,437 | -100.0% | -0.01% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -3,175 | -100.0% | -0.01% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -2,564 | -100.0% | -0.01% | – |
| CPWR | Exit | COMPUWARE CORP | $0 | – | -31,308 | -100.0% | -0.01% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -2,203 | -100.0% | -0.02% | – |
| Exit | HORSEHEAD HLDG CORPnote 3.800% 7/0 | $0 | – | -1,700,000 | -100.0% | -0.07% | – | |
| Exit | STONE ENERGY CORPnote 1.750% 3/0 | $0 | – | -9,944,000 | -100.0% | -0.34% | – | |
| Exit | ICAHN ENTERPRISES LP/CORPfrnt 8/1 | $0 | – | -33,939,000 | -100.0% | -1.27% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JOHNSON & JOHNSON | 42 | Q3 2023 | 4.9% |
| TELEFLEX INCORPORATED | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 1.5% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 0.1% |
| MERCK & CO INC NEW | 42 | Q3 2023 | 0.1% |
| WELLS FARGO CO NEW | 42 | Q3 2023 | 0.1% |
| UNION PACIFIC CORP | 41 | Q3 2023 | 2.7% |
| LILLY ELI & CO | 41 | Q3 2023 | 0.5% |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blue Bird CorpSold out | February 25, 2020 | 0 | 0.0% |
| Daseke, Inc.Sold out | February 14, 2019 | 0 | 0.0% |
| Blue Bird CorpSold out | March 05, 2018 | 0 | 0.0% |
| CASTLE A M & CO | February 14, 2018 | 10 | 0.0% |
| CONE Midstream Partners LPSold out | February 14, 2017 | 0 | 0.0% |
| VTTI Energy Partners LPSold out | February 14, 2017 | 0 | 0.0% |
| New Senior Investment Group Inc.Sold out | February 16, 2016 | 0 | 0.0% |
| PHH CORPSold out | February 16, 2016 | 0 | 0.0% |
| STONEGATE MORTGAGE CORP | February 16, 2016 | 7,475 | 0.0% |
| DIGITALGLOBE, INC.Sold out | February 11, 2013 | 0 | 0.0% |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.